Vault-13

VANECK ETF TRUST HYD

HIGH YLD MUNIETF · ETP · CUSIP 92189H409

304 institutional holders -16 vs Q4 2023
40,458,98940.5m shares reported held*
$2.1bnreported value*
37 new 130 added 95 reduced 48 sold out net sold ≈ $186.9m (-3.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($626.8k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $52.25. Options: 4 managers hold calls ($2.1m notional), 3 hold puts ($1.3m).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 256Q4 22: 283Q1 23: 283Q2 23: 284Q3 23: 289Q4 23: 320Q1 24: 304304Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022256
Q4 2022283
Q1 2023283
Q2 2023284
Q3 2023289
Q4 2023320
Q1 2024304

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 149 bought or addedQ4 22: 145 cut or sold outQ4 22Q1 23: 148 bought or addedQ1 23: 131 cut or sold outQ1 23Q2 23: 127 bought or addedQ2 23: 146 cut or sold outQ2 23Q3 23: 130 bought or addedQ3 23: 135 cut or sold outQ3 23Q4 23: 150 bought or addedQ4 23: 158 cut or sold outQ4 23Q1 24: 167 bought or addedQ1 24: 143 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022149145
Q1 2023148131
Q2 2023127146
Q3 2023130135
Q4 2023150158
Q1 2024167143

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3mQ2 23 calls: $1.5mQ2 23 puts: $1.8mQ2 23P/C 1.27Q3 23 calls: $1.0mQ3 23 puts: $1.9mQ3 23P/C 1.93Q4 23 calls: $1.2mQ4 23 puts: $671.2kQ4 23P/C 0.58Q1 24 calls: $2.1mQ1 24 puts: $1.3mQ1 24P/C 0.62
Numbers
QuarterCallsPutsP/C
Q2 2023$1.5m$1.8m1.27
Q3 2023$1.0m$1.9m1.93
Q4 2023$1.2m$671.2k0.58
Q1 2024$2.1m$1.3m0.62

Biggest buyers

MORGAN STANLEY Added +579,286+579.3k
SEI INVESTMENTS CO Added +320,915+320.9k
Man Group plc Added +219,168+219.2k
CAPSTONE INVESTMENT ADVISORS, LLC Added +181,300+181.3k
ENVESTNET ASSET MANAGEMENT INC Added +157,275+157.3k
CIBC Private Wealth Group LLC Added +150,978+151.0k
Ellevest, Inc. Added +113,129+113.1k
Cetera Investment Advisers Added +103,364+103.4k
Owen LaRue, LLC Added +80,790+80.8k
ASSETMARK, INC Added +80,369+80.4k

Biggest sellers

GOLDMAN SACHS GROUP INC Reduced -2,031,895-2.0m
Zions Bancorporation, N.A. Sold out -603,825-603.8k
ROYAL BANK OF CANADA Reduced -439,069-439.1k
Private Ocean, LLC Reduced -379,563-379.6k
Sage Mountain Advisors LLC Reduced -359,754-359.8k
ALLIANCEBERNSTEIN L.P. Sold out -341,940-341.9k
JANE STREET GROUP, LLC Reduced -174,988-175.0k
OSAIC HOLDINGS, INC. Reduced -165,033-165.0k
Morningstar Investment Services LLC Sold out -161,398-161.4k
1900 WEALTH MANAGEMENT LLC Reduced -156,966-157.0k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $1.6m29.7k shares
JANE STREET GROUP, LLC Added $503.8k15.3k shares
CITADEL ADVISORS LLC Added $67.9k1.3k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $736.9k14.1k shares
CITADEL ADVISORS LLC Added $355.4k6.8k shares
WOLVERINE TRADING, LLC New $229.9k4.4k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FMR LLC 13G · institution +2.2 pts · filed 2026-08-06 9.2% +2.2 pts 8.1m≈ $418.0m 2026-08-06

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.05% of their portfolio CHARLOTTE, NC 8,754,0458.8m $457.5m $457.5m 0.05% Reduced -122.6k -122,587
2 SEI INVESTMENTS CO 0.27% of their portfolio OAKS, PA 3,525,3373.5m $184.2m $184.2m 0.27% Added +320.9k +320,915
3 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 3,056,4723.1m $159.7m $159.7m 0.00% Added +579.3k +579,286
4 ROYAL BANK OF CANADA 0.03% of their portfolio TORONTO, A6 2,049,5732.0m $107.1m $107.1m 0.03% Reduced -439.1k -439,069
5 Focus Partners Wealth 0.77% of their portfolio ST LOUIS, MO 1,806,2151.8m $94.4m $94.4m 0.77% Reduced -27.6k -27,575
6 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.08% of their portfolio MILWAUKEE, WI 1,447,0211.4m $75.6m $75.6m 0.08% Added +65.6k +65,614
7 GRIMES & Co WEALTH MANAGEMENT, LLC 1.75% of their portfolio WESTBOROUGH, MA 1,088,3821.1m $56.9m $56.9m 1.75% Reduced -8.8k -8,818
8 ASSETMARK, INC 0.16% of their portfolio CONCORD, CA 941,265941.3k $49.2m $49.2m 0.16% Added +80.4k +80,369
9 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 865,932865.9k $45.3m $45.3m 0.01% Reduced -2.0m -2,031,895
10 COMMONWEALTH EQUITY SERVICES, LLC 0.07% of their portfolio WALTHAM, MA 807,663807.7k $42.2m $42.2m 0.07% Added +6.8k +6,791
11 FMR LLC 0.00% of their portfolio BOSTON, MA 782,813782.8k $40.9m $40.9m 0.00% Reduced -14.9k -14,923
12 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 732,216732.2k $38.3m $38.3m 0.01% Added +157.3k +157,275
13 TIAA TRUST, NATIONAL ASSOCIATION 0.11% of their portfolio CHARLOTTE, NC 684,389684.4k $35.8m $35.8m 0.11% Added +11.5k +11,530
14 Counterpoint Mutual Funds LLC 8.42% of their portfolio San Diego, CA 657,359657.4k $34.4m $34.4m 8.42% Added +11.3k +11,257
15 REGIONS FINANCIAL CORP 0.22% of their portfolio BIRMINGHAM, AL 566,915566.9k $29.6m $29.6m 0.22% Added +13.3k +13,301
16 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 564,610564.6k $29.5m $29.5m 0.01% Reduced -30.5k -30,542
17 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 557,636557.6k $29.1m $29.1m 0.02% Added +32.0k +32,048
18 Avantax Planning Partners, Inc. 0.83% of their portfolio DUBUQUE, IA 490,018490.0k $25.6m $25.6m 0.83% Reduced -37.5k -37,506
19 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 435,563435.6k $22.6m $22.6m 0.01% Added +71.7k +71,682
20 UBS Group AG 0.01% of their portfolio ZURICH, V8 426,306426.3k $22.3m $22.3m 0.01% Reduced -15.3k -15,252
21 Forum Financial Management, LP 0.34% of their portfolio LOMBARD, IL 375,533375.5k $19.6m $19.6m 0.34% Reduced -156.9k -156,857
22 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 371,355371.4k $19.4m $19.4m 0.00% Reduced -11.0k -11,021
23 CAPSTONE INVESTMENT ADVISORS, LLC 0.36% of their portfolio NEW YORK, NY 367,701367.7k $19.2m $19.2m 0.36% Added +181.3k +181,300
24 Man Group plc 0.05% of their portfolio LONDON, X0 323,285323.3k $16.9m $16.9m 0.05% Added +219.2k +219,168
25 Ocean Park Asset Management, LLC 0.77% of their portfolio SANTA MONICA, CA 312,000312.0k $16.3m $16.3m 0.77% Added +18.8k +18,800
26 PRUDENTIAL FINANCIAL INC 0.02% of their portfolio NEWARK, NJ 252,756252.8k $13.2m $13.2m 0.02% Added +12.5k +12,454
27 Cetera Investment Advisers 0.03% of their portfolio SCHAUMBURG, IL 238,452238.5k $12.5m $12.5m 0.03% Added +103.4k +103,364
28 CWM, LLC 0.06% of their portfolio OMAHA, NE 218,066218.1k $11.4m $11.4m 0.06% Reduced -3.6k -3,616
29 Jordan Park Group LLC 0.71% of their portfolio SAN FRANCISCO, CA 214,002214.0k $11.2m $11.2m 0.71% Reduced -66.3k -66,260
30 GUGGENHEIM CAPITAL LLC 0.08% of their portfolio CHICAGO, IL 212,506212.5k $11.1m $11.1m 0.08% Reduced -19.1k -19,143
31 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 191,071191.1k $10.0m $10.0m 0.01% Reduced -175.0k -174,988
32 RFG Advisory, LLC 0.33% of their portfolio BIRMINGHAM, AL 187,808187.8k $9.8m $9.8m 0.33% Added +2.6k +2,562
33 Ellevest, Inc. 0.60% of their portfolio NEW YORK, NY 186,007186.0k $9.7m $9.7m 0.60% Added +113.1k +113,129
34 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 172,753172.8k $9.0m $9.0m 0.02% Reduced -165.0k -165,033
35 Revolve Wealth Partners, LLC 1.52% of their portfolio Hackensack, NJ 170,211170.2k $8.9m $8.9m 1.52% Added +4.8k +4,758
36 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 168,334168.3k $8.8m $8.8m 0.01% Added +14.3k +14,323
37 TOWNSQUARE CAPITAL LLC 0.13% of their portfolio Lehi, UT 168,043168.0k $8.8m $8.8m 0.13% Added +13.9k +13,861
38 CX Institutional 0.41% of their portfolio AUBURN, IN 163,826163.8k $8.6m $8.6m 0.41% Added +23.2k +23,182
39 CIBC Private Wealth Group LLC 0.02% of their portfolio ATLANTA, GA 156,969157.0k $8.1m $8.1m 0.02% Added +151.0k +150,978
40 MML INVESTORS SERVICES, LLC 0.03% of their portfolio SPRINGFIELD, MA 156,154156.2k $8.2m $8.2m 0.03% Added +53.0k +53,027
41 Private Ocean, LLC 0.85% of their portfolio SAN RAFAEL, CA 154,051154.1k $8.1m $8.1m 0.85% Reduced -379.6k -379,563
42 RENAISSANCE TECHNOLOGIES LLC 0.01% of their portfolio NEW YORK, NY 142,564142.6k $7.5m $7.5m 0.01% Reduced -71.4k -71,385
43 Full Sail Capital, LLC 0.51% of their portfolio OKLAHOMA CITY, OK 139,016139.0k $7.3m $7.3m 0.51% Added +880 +880
44 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 134,570134.6k $7.0m $7.0m 0.01% Reduced -5.7k -5,701
45 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.20% of their portfolio Seattle, WA 123,982124.0k $6.5m $6.5m 0.20% Reduced -3.8k -3,827
46 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 122,110122.1k $6.4m $6.4m 0.00% Reduced -66.7k -66,692
47 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 121,454121.5k $6.3m $6.3m 0.02% Added +24.1k +24,071
48 Owen LaRue, LLC 3.84% of their portfolio ELIZABETHTOWN, KY 117,453117.5k $6.1m $6.1m 3.84% Added +80.8k +80,790
49 Ironwood Investment Counsel, LLC 1.04% of their portfolio SCOTTSDALE, AZ 114,260114.3k $6.0m $6.0m 1.04% Reduced -7.9k -7,947
50 BTS Asset Management, Inc. 4.89% of their portfolio Lincoln, MA 113,093113.1k $5.9m $5.9m 4.89% Reduced -13.6k -13,632
51 NewSquare Capital LLC 0.51% of their portfolio NEWTOWN SQUARE, PA 111,197111.2k $5.8m $5.8m 0.51% Added +1.5k +1,469
52 Cyndeo Wealth Partners, LLC 0.45% of their portfolio ST. PETERSBURG, FL 104,378104.4k $5.5m $5.5m 0.45% Added +1.6k +1,610
53 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 97,99298.0k $5.1m $5.1m 0.01% Added +2.9k +2,861
54 SG Americas Securities, LLC 0.03% of their portfolio NEW YORK, NY 94,91694.9k $5.0m $5.0m 0.03% Reduced -46.0k -45,976
55 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 88,95789.0k $4.6m $4.6m 0.00% Added +4.8k +4,783
56 Veery Capital, LLC 1.86% of their portfolio Wilmington, DE 86,96787.0k $4.5m $4.5m 1.86% Added +11.3k +11,256
57 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 79,20679.2k $4.1m $4.1m 0.02% Added +659 +659
58 GREAT VALLEY ADVISOR GROUP, INC. 0.12% of their portfolio WILMINGTON, DE 78,05978.1k $4.1m $4.1m 0.12% Added +3.0k +2,984
59 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 77,14477.1k $4.0m $4.0m 0.00% Reduced -243 -243
60 Insight Wealth Strategies, LLC 0.59% of their portfolio SAN RAMON, CA 76,79776.8k $4.0m $4.0m 0.59% Added +3.5k +3,538
61 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 70,87570.9k $3.7m $3.7m 0.02% Added +27.0k +27,035
62 SOFI WEALTH, LLC 0.34% of their portfolio SAN FRANCISCO, CA 69,48969.5k $3.6m $3.6m 0.34% Added +4.4k +4,372
63 Integrated Wealth Concepts LLC 0.05% of their portfolio WALTHAM, MA 63,51963.5k $3.3m $3.3m 0.05% Reduced -2.1k -2,052
64 MATHER GROUP, LLC. 0.05% of their portfolio CHICAGO, IL 62,50562.5k $3.2m $3.2m 0.05% Reduced -681 -681
65 Trivium Point Advisory, LLC 0.70% of their portfolio WILTON, CT 61,93661.9k $3.2m $3.2m 0.70% Added +2.8k +2,775
66 FAS Wealth Partners, Inc. 0.28% of their portfolio LEAWOOD, KS 61,24761.2k $3.2m $3.2m 0.28% Reduced -1.1k -1,147
67 RIVERSEDGE ADVISORS, LLC 0.78% of their portfolio Wilmington, DE 60,89360.9k $3.2m $3.2m 0.78% Added +2.7k +2,689
68 Arden Trust Co 0.44% of their portfolio WILMINGTON, DE 60,52060.5k $3.2m $3.2m 0.44% New
69 Wealthcare Advisory Partners LLC 0.10% of their portfolio WEST CHESTER, PA 59,46859.5k $3.1m $3.1m 0.10% Added +12.7k +12,692
70 Financial Network Wealth Advisors LLC 2.98% of their portfolio MURRAY, UT 57,19857.2k $3.0m $3.0m 2.98% Added +2.3k +2,264
71 TruWealth Advisors, LLC 0.19% of their portfolio Metairie, LA 53,35553.4k $2.8m $2.8m 0.19% Added +15.2k +15,168
72 BROWN WEALTH MANAGEMENT, LLC 1.11% of their portfolio NAPERVILLE, IL 51,54351.5k $2.7m $2.7m 1.11% Added +2.0k +2,043
73 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 49,30349.3k $2.6m $2.6m 0.00% Added +47.8k +47,803
74 Melone Private Wealth, LLC 1.49% of their portfolio AUBURN HILLS, MI 47,59047.6k $2.5m $2.5m 1.49% Reduced -1.5k -1,474
75 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 47,01647.0k $2.5m $2.5m 0.00% Added +1.8k +1,773
76 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 46,30646.3k $2.4m $2.4m 0.01% Reduced -142 -142
77 Capital Advisors Wealth Management, LLC 0.48% of their portfolio YAKIMA, WA 43,94843.9k $2.3m $2.3m 0.48% Reduced -4.3k -4,301
78 MERCER GLOBAL ADVISORS INC /ADV 0.01% of their portfolio DENVER, CO 43,50943.5k $2.3m $2.3m 0.01% Added +17.1k +17,052
79 Beacon Pointe Advisors, LLC 0.03% of their portfolio NEWPORT BEACH, CA 42,99343.0k $2.2m $2.2m 0.03% Added +583 +583
80 SYKON CAPITAL LLC 0.80% of their portfolio HARRISON, NY 42,08142.1k $2.2m $2.2m 0.80% Reduced -5.4k -5,431
81 PARK AVENUE SECURITIES LLC 0.03% of their portfolio NEW YORK, NY 40,83140.8k $2.1m $2.1m 0.03% Added +10.7k +10,710
82 DRAVO BAY LLC 1.18% of their portfolio REHOBOTH BEACH, DE 37,88937.9k $2.0m $2.0m 1.18% Added +7.1k +7,130
83 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 37,67737.7k $2.0m $2.0m 0.01% Reduced -1.4k -1,384
84 Parkside Investments, LLC 0.31% of their portfolio DEERFIELD, IL 37,55037.5k $2.0m $2.0m 0.31% New
85 Envestnet Portfolio Solutions, Inc. 0.01% of their portfolio BERWYN, PA 37,05537.1k $1.9m $1.9m 0.01% Added +11.4k +11,376
86 BAKER TILLY WEALTH MANAGEMENT, LLC 0.34% of their portfolio MADISON, WI 36,43636.4k $1.9m $1.9m 0.34% Added +117 +117
87 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 35,77835.8k $1.9m $1.9m 0.00% Added +6.4k +6,433
88 Martel Wealth Advisors LLC 0.40% of their portfolio VANCOUVER, WA 35,64835.6k $1.9m $1.9m 0.40% Reduced -571 -571
89 OPPENHEIMER & CO INC 0.03% of their portfolio NEW YORK, NY 35,54835.5k $1.9m $1.9m 0.03% Added +1.5k +1,453
90 Valmark Advisers, Inc. 0.03% of their portfolio AKRON, OH 35,36335.4k $1.8m $1.8m 0.03% Added +1.6k +1,648
91 Cresset Asset Management, LLC 0.01% of their portfolio Chicago, IL 35,13335.1k $1.8m $1.8m 0.01% Added +525 +525
92 OneDigital Investment Advisors LLC 0.03% of their portfolio OVERLAND PARK, KS 34,65934.7k $1.8m $1.8m 0.03% New
93 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 33,16633.2k $1.7m $1.7m 0.00% Added +15.3k +15,332
94 Apeiron RIA LLC 0.50% of their portfolio Dallas, TX 32,92632.9k $1.7m $1.7m 0.50% Added +3.3k +3,339
95 1900 WEALTH MANAGEMENT LLC 0.16% of their portfolio SAN ANTONIO, TX 32,84332.8k $1.7m $1.7m 0.16% Reduced -157.0k -156,966
96 HART & PATTERSON FINANCIAL GROUP LLC 0.84% of their portfolio AMHERST, MA 32,50032.5k $1.7m $1.7m 0.84% Added +1.5k +1,549
97 Stratos Wealth Partners, LTD. 0.03% of their portfolio BEACHWOOD, OH 30,91330.9k $1.6m $1.6m 0.03% Added +2.0k +2,027
98 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 28,42428.4k $1.5m $1.5m 0.00% Reduced -28.6k -28,600
99 Sage Mountain Advisors LLC 0.15% of their portfolio ATLANTA, GA 28,09928.1k $1.5m $1.5m 0.15% Reduced -359.8k -359,754
100 RAINEY & RANDALL WEALTH ADVISORS INC. 0.34% of their portfolio Celebration, FL 27,95828.0k $1.5m $1.5m 0.34% Added +4.3k +4,282