Vault-13

FIRST TR EXCHNG TRADED FD VI UCON

TCW UNCONSTRAI · ETP · CUSIP 33740F888

221 institutional holders +7 vs Q4 2023
87,056,57787.1m shares reported held*
$2.1bnreported value*
25 new 119 added 60 reduced 17 sold out net bought ≈ $426.1m (+17.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($468.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $24.60.

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 172Q4 22: 184Q1 23: 186Q2 23: 185Q3 23: 198Q4 23: 214Q1 24: 221221Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022172
Q4 2022184
Q1 2023186
Q2 2023185
Q3 2023198
Q4 2023214
Q1 2024221

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 97 bought or addedQ4 22: 82 cut or sold outQ4 22Q1 23: 94 bought or addedQ1 23: 106 cut or sold outQ1 23Q2 23: 113 bought or addedQ2 23: 82 cut or sold outQ2 23Q3 23: 130 bought or addedQ3 23: 66 cut or sold outQ3 23Q4 23: 137 bought or addedQ4 23: 78 cut or sold outQ4 23Q1 24: 144 bought or addedQ1 24: 77 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20229782
Q1 202394106
Q2 202311382
Q3 202313066
Q4 202313778
Q1 202414477

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300k$400kQ2 23 calls: $0Q2 23 puts: $320.6kQ2 23P/C —Q3 23 calls: $0Q3 23 puts: $0Q3 23P/C —Q4 23 calls: $0Q4 23 puts: $0Q4 23P/C —Q1 24 calls: $0Q1 24 puts: $0Q1 24P/C —
Numbers
QuarterCallsPutsP/C
Q2 2023$0$320.6k—
Q3 2023$0$0—
Q4 2023$0$0—
Q1 2024$0$0—

Biggest buyers

MORGAN STANLEY Added +7,569,690+7.6m
UBS Group AG Added +2,870,007+2.9m
LPL Financial LLC Added +1,034,520+1.0m
Wagner Wealth Management, LLC Added +1,020,103+1.0m
BANK OF AMERICA CORP /DE/ Added +607,872+607.9k
Avantax Planning Partners, Inc. New +606,672+606.7k
OSAIC HOLDINGS, INC. Added +548,375+548.4k
Aptus Capital Advisors, LLC Added +508,908+508.9k
COMMONWEALTH EQUITY SERVICES, LLC Added +482,281+482.3k
Cetera Investment Advisers Added +442,101+442.1k

Biggest sellers

Tolleson Wealth Management, Inc. Reduced -805,501-805.5k
Stratos Wealth Advisors, LLC Reduced -798,882-798.9k
CGC Financial Services, LLC Reduced -546,518-546.5k
Octavia Wealth Advisors, LLC Reduced -458,079-458.1k
Cetera Advisor Networks LLC Sold out -455,106-455.1k
Focus Partners Wealth Reduced -424,096-424.1k
Pitti Group Wealth Management, LLC Sold out -348,616-348.6k
Great Point Wealth Advisors, LLC Reduced -310,929-310.9k
AE Wealth Management LLC Reduced -304,437-304.4k
Integrated Wealth Concepts LLC Reduced -185,435-185.4k

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 17,033,97017.0m $419.0m $419.0m 0.01% Added +7.6m +7,569,690
2 UBS Group AG 0.06% of their portfolio ZURICH, V8 7,302,5537.3m $179.6m $179.6m 0.06% Added +2.9m +2,870,007
3 LPL Financial LLC 0.09% of their portfolio FORT MILL, SC 7,012,9617.0m $172.5m $172.5m 0.09% Added +1.0m +1,034,520
4 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 3,311,3323.3m $81.5m $81.5m 0.01% Added +607.9k +607,872
5 HARBOUR INVESTMENTS, INC. 2.35% of their portfolio MADISON, WI 2,692,9042.7m $66.2m $66.2m 2.35% Added +298.4k +298,446
6 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 2,424,3172.4m $59.6m $59.6m 0.01% Added +344.8k +344,841
7 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 2,074,3092.1m $51.0m $51.0m 0.02% Added +302.3k +302,257
8 OSAIC HOLDINGS, INC. 0.08% of their portfolio SCOTTSDALE, AZ 1,475,8751.5m $36.3m $36.3m 0.08% Added +548.4k +548,375
9 TRUIST FINANCIAL CORP 0.05% of their portfolio CHARLOTTE, NC 1,277,5731.3m $31.4m $31.4m 0.05% Added +238.7k +238,659
10 COMMONWEALTH EQUITY SERVICES, LLC 0.05% of their portfolio WALTHAM, MA 1,187,2381.2m $29.2m $29.2m 0.05% Added +482.3k +482,281
11 Aptus Capital Advisors, LLC 0.61% of their portfolio FAIRHOPE, AL 1,159,5071.2m $28.5m $28.5m 0.61% Added +508.9k +508,908
12 Apollon Wealth Management, LLC 0.88% of their portfolio MOUNT PLEASANT, SC 1,141,5961.1m $28.1m $28.1m 0.88% Added +257.6k +257,559
13 Csenge Advisory Group 1.56% of their portfolio CLEARWATER, FL 1,131,0111.1m $27.8m $27.8m 1.56% Added +53.0k +52,991
14 Larson Financial Group LLC 1.96% of their portfolio ST LOUIS, MO 1,031,1321.0m $25.4m $25.4m 1.96% Reduced -54.5k -54,525
15 Wagner Wealth Management, LLC 7.66% of their portfolio GREENVILLE, SC 1,022,0281.0m $25.1m $25.1m 7.66% Added +1.0m +1,020,103
16 Visionary Wealth Advisors 1.55% of their portfolio O'FALLON, IL 931,578931.6k $22.9m $22.9m 1.55% Added +85.3k +85,266
17 EdgeRock Capital LLC 16.59% of their portfolio DENVER, CO 847,304847.3k $20.8m $20.8m 16.59% Added +7.9k +7,936
18 Integrated Wealth Concepts LLC 0.29% of their portfolio WALTHAM, MA 801,893801.9k $19.7m $19.7m 0.29% Reduced -185.4k -185,435
19 Bensler, LLC 2.70% of their portfolio Bellevue, WA 757,380757.4k $18.6m $18.6m 2.70% Added +57.3k +57,263
20 Cetera Investment Advisers 0.04% of their portfolio SCHAUMBURG, IL 750,004750.0k $18.5m $18.5m 0.04% Added +442.1k +442,101
21 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 700,622700.6k $17.2m $17.2m 0.00% Added +194.8k +194,776
22 TruWealth Advisors, LLC 1.17% of their portfolio Metairie, LA 680,501680.5k $16.7m $16.7m 1.17% Added +14.3k +14,324
23 Dynamic Advisor Solutions LLC 0.54% of their portfolio PHOENIX, AZ 644,443644.4k $15.9m $15.9m 0.54% Added +42.8k +42,842
24 Commonwealth Financial Services, LLC 3.72% of their portfolio VIENNA, WV 638,618638.6k $15.8m $15.8m 3.72% Reduced -1.7k -1,748
25 Cyndeo Wealth Partners, LLC 1.30% of their portfolio ST. PETERSBURG, FL 635,791635.8k $15.6m $15.6m 1.30% Added +9.5k +9,540
26 IFP Advisors, Inc 0.68% of their portfolio TAMPA, FL 632,532632.5k $15.6m $15.6m 0.68% Added +233.9k +233,858
27 Cambridge Investment Research Advisors, Inc. 0.06% of their portfolio FAIRFIELD, IA 619,255619.3k $15.2m $15.2m 0.06% Added +155.5k +155,517
28 Avantax Planning Partners, Inc. 0.48% of their portfolio DUBUQUE, IA 606,672606.7k $14.9m $14.9m 0.48% New
29 Financial Advocates Investment Management 0.86% of their portfolio OLYMPIA, WA 600,605600.6k $14.8m $14.8m 0.86% Added +284.3k +284,289
30 PARK NATIONAL CORP /OH/ 0.57% of their portfolio NEWARK, OH 598,259598.3k $14.7m $14.7m 0.57% Added +103.7k +103,719
31 First Heartland Consultants, Inc. 1.50% of their portfolio LAKE ST. LOUIS, MO 589,234589.2k $14.5m $14.5m 1.50% Added +349.2k +349,205
32 HighTower Advisors, LLC 0.02% of their portfolio CHICAGO, IL 583,523583.5k $14.4m $14.4m 0.02% Added +34.2k +34,176
33 Rehmann Capital Advisory Group 1.03% of their portfolio LANSING, MI 563,944563.9k $13.9m $13.9m 1.03% Added +50.9k +50,873
34 JANICZEK WEALTH MANAGEMENT, LLC 2.95% of their portfolio DENVER, CO 563,795563.8k $13.9m $13.9m 2.95% Added +7.8k +7,771
35 Focus Partners Wealth 0.11% of their portfolio ST LOUIS, MO 561,037561.0k $13.8m $13.8m 0.11% Reduced -424.1k -424,096
36 Tolleson Wealth Management, Inc. 2.66% of their portfolio DALLAS, TX 552,026552.0k $13.6m $13.6m 2.66% Reduced -805.5k -805,501
37 SlateStone Wealth, LLC 1.25% of their portfolio JUPITER, FL 505,933505.9k $12.4m $12.4m 1.25% Reduced -859 -859
38 WINTRUST INVESTMENTS LLC 1.10% of their portfolio CHICAGO, IL 494,019494.0k $12.2m $12.2m 1.10% Added +93.1k +93,141
39 Darwin Wealth Management, LLC 3.32% of their portfolio TAMPA, FL 483,839483.8k $11.9m $11.9m 3.32% Reduced -19.4k -19,364
40 Navalign, LLC 3.86% of their portfolio ENCINO, CA 473,251473.3k $11.6m $11.6m 3.86% Added +276.9k +276,900
41 Great Point Wealth Advisors, LLC 2.71% of their portfolio BOSTON, MA 472,244472.2k $11.6m $11.6m 2.71% Reduced -310.9k -310,929
42 Philip James Wealth Mangement, LLC 8.20% of their portfolio MILTON, GA 470,516470.5k $11.6m $11.6m 8.20% Added +20.3k +20,329
43 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 455,215455.2k $11.2m $11.2m 0.01% Added +118.2k +118,155
44 Arkadios Wealth Advisors 0.83% of their portfolio ATLANTA, GA 433,202433.2k $10.7m $10.7m 0.83% Reduced -4.7k -4,673
45 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 408,085408.1k $10.0m $10.0m 0.01% Added +39.5k +39,533
46 Private Advisor Group, LLC 0.07% of their portfolio MORRISTOWN, NJ 407,229407.2k $10.0m $10.0m 0.07% Added +80.9k +80,944
47 Mariner, LLC 0.02% of their portfolio Overland Park, KS 390,007390.0k $9.6m $9.6m 0.02% Added +32.0k +32,038
48 Mutual Advisors, LLC 0.30% of their portfolio OMAHA, NE 385,732385.7k $9.5m $9.5m 0.30% Added +141.7k +141,652
49 Financial Futures Ltd Liability Co. 6.16% of their portfolio BRIELLE, NJ 377,660377.7k $9.3m $9.3m 6.16% Added +40.9k +40,947
50 Regal Investment Advisors LLC 0.63% of their portfolio KENTWOOD, MI 372,804372.8k $9.2m $9.2m 0.63% Added +11.0k +11,038
51 CAPTRUST FINANCIAL ADVISORS 0.03% of their portfolio RALEIGH, NC 368,342368.3k $9.1m $9.1m 0.03% Reduced -106.6k -106,608
52 Janney Montgomery Scott LLC 0.03% of their portfolio PHILADELPHIA, PA 360,999361.0k $8.9m $8.9m 0.03% Added +13.2k +13,183
53 First Pacific Financial 2.37% of their portfolio VANCOUVER, WA 345,580345.6k $8.5m $8.5m 2.37% Reduced -2.9k -2,864
54 Steward Partners Investment Advisory, LLC 0.09% of their portfolio STAMFORD, CT 343,454343.5k $8.4m $8.4m 0.09% Added +43.2k +43,198
55 Chicago Partners Investment Group LLC 0.35% of their portfolio CHICAGO, IL 340,160340.2k $8.2m $8.2m 0.35% Added +14.0k +13,998
56 Kestra Advisory Services, LLC 0.05% of their portfolio AUSTIN, TX 327,798327.8k $8.1m $8.1m 0.05% Added +224.9k +224,868
57 CoreCap Advisors, LLC 0.42% of their portfolio SOUTHFIELD, MI 320,362320.4k $7.9m $7.9m 0.42% Added +40.6k +40,566
58 XML Financial, LLC 0.75% of their portfolio BETHESDA, MD 298,244298.2k $7.3m $7.3m 0.75% Added +6.6k +6,551
59 Simplicity Wealth,LLC 0.17% of their portfolio SUMMIT, NJ 297,895297.9k $7.3m $7.3m 0.17% New
60 VICUS CAPITAL 0.67% of their portfolio STATE COLLEGE, PA 296,675296.7k $7.3m $7.3m 0.67% Added +16.6k +16,599
61 Baird Financial Group, Inc. 0.02% of their portfolio MILWAUKEE, WI 292,058292.1k $7.2m $7.2m 0.02% Added +14.2k +14,228
62 Ameritas Advisory Services, LLC 0.30% of their portfolio Lincoln, NE 291,826291.8k $7.2m $7.2m 0.30% Added +129.2k +129,175
63 Bleakley Financial Group, LLC 0.20% of their portfolio PARSIPPANY, NJ 274,644274.6k $6.8m $6.8m 0.20% Added +12.9k +12,892
64 N.E.W. Advisory Services LLC 0.75% of their portfolio DE PERE, WI 273,432273.4k $6.7m $6.7m 0.75% Added +35.7k +35,718
65 Sigma Planning Corp 0.21% of their portfolio ANN ARBOR, MI 272,670272.7k $6.7m $6.7m 0.21% Added +118.5k +118,460
66 Western Wealth Management, LLC 0.52% of their portfolio GOLDEN, CO 270,990271.0k $6.7m $6.7m 0.52% Reduced -12.3k -12,309
67 Total Clarity Wealth Management, Inc. 2.30% of their portfolio ST. CHARLES, IL 268,742268.7k $6.6m $6.6m 2.30% Added +43.1k +43,143
68 Etesian Wealth Advisors, Inc. 3.67% of their portfolio West Linn, OR 259,739259.7k $6.4m $6.4m 3.67% Added +19.8k +19,816
69 Beaumont Financial Advisors, LLC 0.52% of their portfolio NEEDHAM, MA 258,156258.2k $6.4m $6.4m 0.52% Reduced -4.2k -4,189
70 MATHER GROUP, LLC. 0.10% of their portfolio CHICAGO, IL 253,928253.9k $6.3m $6.3m 0.10% Unchanged
71 BEACON FINANCIAL GROUP 0.71% of their portfolio DALLAS, TX 251,425251.4k $6.2m $6.2m 0.71% Reduced -17.2k -17,153
72 Mach-1 Financial Group, LLC 4.51% of their portfolio Rogers, AR 240,416240.4k $5.9m $5.9m 4.51% Added +17.2k +17,191
73 Lee Financial Group Hawaii, Inc. 4.56% of their portfolio HONOLULU, HI 237,029237.0k $5.8m $5.8m 4.56% Added +2.1k +2,123
74 Certified Advisory Corp 0.80% of their portfolio ALTAMONTE SPRINGS, FL 234,281234.3k $5.8m $5.8m 0.80% Added +29.2k +29,230
75 GSG Advisors LLC 2.08% of their portfolio MOUNT LAUREL, NJ 230,961231.0k $5.7m $5.7m 2.08% Added +23.2k +23,169
76 Walkner Condon Financial Advisors LLC 1.16% of their portfolio MADISON, WI 221,668221.7k $5.5m $5.5m 1.16% Reduced -92.7k -92,747
77 TWIN PEAKS WEALTH ADVISORS, LLC 2.97% of their portfolio SAN FRANCISCO, CA 217,374217.4k $5.3m $5.3m 2.97% Added +6.1k +6,133
78 Boyce & Associates Wealth Consulting, Inc. 6.76% of their portfolio CEDAR PARK, TX 212,716212.7k $5.2m $5.2m 6.76% Added +63.2k +63,230
79 Elevated Capital Advisors, LLC 1.50% of their portfolio SANDY, UT 212,451212.5k $5.2m $5.2m 1.50% Added +14.0k +14,012
80 Fermata Advisors, LLC 1.16% of their portfolio SONOMA, CA 208,773208.8k $5.1m $5.1m 1.16% New
81 Madison Asset Management, LLC 0.06% of their portfolio MADISON, WI 207,464207.5k $5.1m $5.1m 0.06% Added +635 +635
82 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 204,198204.2k $5.0m $5.0m 0.01% Added +125.2k +125,174
83 O'Connor Financial Group LLC 2.73% of their portfolio QUINCY, IL 186,396186.4k $4.6m $4.6m 2.73% Added +14.8k +14,787
84 Geneos Wealth Management Inc. 0.21% of their portfolio ENGLEWOOD, CO 185,960186.0k $4.6m $4.6m 0.21% Reduced -44.2k -44,225
85 Equitable Holdings, Inc. 0.05% of their portfolio NEW YORK, NY 180,021180.0k $4.4m $4.4m 0.05% Added +63.2k +63,214
86 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 179,166179.2k $4.4m $4.4m 0.02% Added +54.3k +54,264
87 OPPENHEIMER & CO INC 0.07% of their portfolio NEW YORK, NY 169,704169.7k $4.2m $4.2m 0.07% Added +5.7k +5,737
88 Ellenbecker Investment Group 0.86% of their portfolio WAUKESHA, WI 167,281167.3k $4.1m $4.1m 0.86% Added +20.5k +20,475
89 Goldstone Financial Group, LLC 0.92% of their portfolio OAKBROOK TERRACE, IL 163,460163.5k $4.0m $4.0m 0.92% Added +14.0k +14,039
90 US BANCORP \DE\ 0.01% of their portfolio MINNEAPOLIS, MN 162,569162.6k $4.0m $4.0m 0.01% Added +19.5k +19,459
91 Prospera Financial Services Inc 0.11% of their portfolio Dallas, TX 156,118156.1k $3.8m $3.8m 0.11% Added +137.1k +137,111
92 Thrivent Financial for Lutherans 0.01% of their portfolio Minneapolis, MN 152,851152.9k $3.8m $3.8m 0.01% Added +13.6k +13,594
93 Vantage Financial Partners Ltd., Inc. 0.95% of their portfolio ARLINGTON HEIGHTS, IL 147,568147.6k $3.6m $3.6m 0.95% New
94 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 130,039130.0k $3.2m $3.2m 0.00% Added +129.0k +128,993
95 Ashton Thomas Private Wealth, LLC 0.18% of their portfolio SCOTTSDALE, AZ 125,461125.5k $3.1m $3.1m 0.18% Added +77.3k +77,274
96 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 125,300125.3k $3.1m $3.1m 0.00% Added +62.2k +62,200
97 PFG Advisors 0.23% of their portfolio Phoenix, AZ 125,273125.3k $3.1m $3.1m 0.23% Added +15.9k +15,931
98 CREATIVE FINANCIAL DESIGNS INC /ADV 0.29% of their portfolio KOKOMO, IN 124,483124.5k $3.1m $3.1m 0.29% Added +40.6k +40,571
99 Econ Financial Services Corp 1.90% of their portfolio HARRISBURG, PA 124,423124.4k $3.1m $3.1m 1.90% Added +91.1k +91,100
100 AVANTAX ADVISORY SERVICES, INC. 0.03% of their portfolio DALLAS, TX 123,334123.3k $3.0m $3.0m 0.03% Reduced -475 -475