Vault-13

ISHARES TR IWP

RUS MD CP GR ETF · ETP · CUSIP 464287481

1,042 institutional holders +23 vs Q4 2023
122,385,664122.4m shares reported held*
$14.0bnreported value*
82 new 320 added 352 reduced 59 sold out net bought ≈ $937.0m (+8.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.4m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $114.11. Options: 3 managers hold calls ($10.6m notional), 3 hold puts ($787.6k).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

05001k1.5kQ3 22: 815Q4 22: 890Q1 23: 886Q2 23: 921Q3 23: 927Q4 23: 1,019Q1 24: 1,0421,042Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022815
Q4 2022890
Q1 2023886
Q2 2023921
Q3 2023927
Q4 20231,019
Q1 20241,042

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
5000500Q4 22: 315 bought or addedQ4 22: 357 cut or sold outQ4 22Q1 23: 304 bought or addedQ1 23: 384 cut or sold outQ1 23Q2 23: 327 bought or addedQ2 23: 339 cut or sold outQ2 23Q3 23: 311 bought or addedQ3 23: 351 cut or sold outQ3 23Q4 23: 435 bought or addedQ4 23: 316 cut or sold outQ4 23Q1 24: 402 bought or addedQ1 24: 411 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022315357
Q1 2023304384
Q2 2023327339
Q3 2023311351
Q4 2023435316
Q1 2024402411

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5m$10m$15mQ2 23 calls: $8.8mQ2 23 puts: $3.1mQ2 23P/C 0.35Q3 23 calls: $8.9mQ3 23 puts: $73.1kQ3 23P/C 0.01Q4 23 calls: $11.7mQ4 23 puts: $752.1kQ4 23P/C 0.06Q1 24 calls: $10.6mQ1 24 puts: $787.6kQ1 24P/C 0.07
Numbers
QuarterCallsPutsP/C
Q2 2023$8.8m$3.1m0.35
Q3 2023$8.9m$73.1k0.01
Q4 2023$11.7m$752.1k0.06
Q1 2024$10.6m$787.6k0.07

Biggest buyers

MORGAN STANLEY Added +11,210,517+11.2m
BNP PARIBAS FINANCIAL MARKETS Added +495,173+495.2k
Focus Partners Wealth Added +360,368+360.4k
Cetera Investment Advisers Added +319,037+319.0k
Envestnet Portfolio Solutions, Inc. Added +255,690+255.7k
FIRST CITIZENS BANK & TRUST CO Added +218,287+218.3k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Added +124,738+124.7k
Angeles Investment Advisors, LLC Added +122,500+122.5k
STEPHENS INC /AR/ Added +122,340+122.3k
CHURCHILL MANAGEMENT Corp New +116,918+116.9k

Biggest sellers

BANK OF AMERICA CORP /DE/ Reduced -724,498-724.5k
WELLINGTON MANAGEMENT GROUP LLP Sold out -535,164-535.2k
TIAA TRUST, NATIONAL ASSOCIATION Reduced -526,257-526.3k
CONGRESS ASSET MANAGEMENT CO Reduced -456,879-456.9k
OSAIC HOLDINGS, INC. Reduced -377,211-377.2k
WELLS FARGO & COMPANY/MN Reduced -312,990-313.0k
AE Wealth Management LLC Reduced -247,141-247.1k
Proficio Capital Partners LLC Sold out -229,558-229.6k
ROYAL BANK OF CANADA Reduced -187,727-187.7k
Cetera Advisor Networks LLC Sold out -175,121-175.1k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $4.9m42.7k shares
CITADEL ADVISORS LLC Added $4.6m40.3k shares
GTS SECURITIES LLC Added $1.2m10.3k shares

Biggest puts

UBS Group AG Unchanged $342.4k3.0k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $228.3k2.0k shares
CITADEL ADVISORS LLC Unchanged $216.9k1.9k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.10% of their portfolio NEW YORK, NY 33,071,45733.1m $3.8bn $3.8bn 0.10% Added +11.2m +11,210,517
2 TIAA TRUST, NATIONAL ASSOCIATION 3.67% of their portfolio CHARLOTTE, NC 10,498,23610.5m $1.2bn $1.2bn 3.67% Reduced -526.3k -526,257
3 BANK OF AMERICA CORP /DE/ 0.07% of their portfolio CHARLOTTE, NC 5,863,5405.9m $669.3m $669.3m 0.07% Reduced -724.5k -724,498
4 WELLS FARGO & COMPANY/MN 0.16% of their portfolio SAN FRANCISCO, CA 5,319,4575.3m $607.2m $607.2m 0.16% Reduced -313.0k -312,990
5 JONES FINANCIAL COMPANIES LLLP 0.62% of their portfolio DES PERES, MO 4,010,0484.0m $457.7m $457.7m 0.62% Added +91.7k +91,723
6 COMMONWEALTH EQUITY SERVICES, LLC 0.55% of their portfolio WALTHAM, MA 2,893,7172.9m $330.3m $330.3m 0.55% Added +22.1k +22,103
7 PNC Financial Services Group, Inc. 0.22% of their portfolio Pittsburgh, PA 2,824,9592.8m $322.4m $322.4m 0.22% Added +13.7k +13,701
8 AMERIPRISE FINANCIAL INC 0.07% of their portfolio MINNEAPOLIS, MN 2,332,1622.3m $266.5m $266.5m 0.07% Reduced -134.3k -134,334
9 UBS Group AG 0.09% of their portfolio ZURICH, V8 2,298,2942.3m $262.3m $262.3m 0.09% Reduced -50.4k -50,357
10 ENVESTNET ASSET MANAGEMENT INC 0.09% of their portfolio Berwyn, PA 2,186,3662.2m $249.6m $249.6m 0.09% Reduced -24.1k -24,061
11 Cassaday & Co Wealth Management LLC 7.63% of their portfolio MCLEAN, VA 2,054,9002.1m $234.5m $234.5m 7.63% Added +20.3k +20,302
12 COMMERCE BANK 1.47% of their portfolio KANSAS CITY, MO 1,950,3382.0m $222.6m $222.6m 1.47% Reduced -121.5k -121,501
13 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 1,722,6221.7m $196.6m $196.6m 0.01% Reduced -143.4k -143,434
14 LPL Financial LLC 0.10% of their portfolio FORT MILL, SC 1,682,3361.7m $192.0m $192.0m 0.10% Added +41.9k +41,932
15 US BANCORP \DE\ 0.24% of their portfolio MINNEAPOLIS, MN 1,534,2161.5m $175.1m $175.1m 0.24% Added +6.0k +6,034
16 Envestnet Portfolio Solutions, Inc. 0.65% of their portfolio BERWYN, PA 1,510,6311.5m $172.4m $172.4m 0.65% Added +255.7k +255,690
17 FIRST CITIZENS BANK & TRUST CO 3.08% of their portfolio RALEIGH, NC 1,406,7521.4m $160.6m $160.6m 3.08% Added +218.3k +218,287
18 FMR LLC 0.01% of their portfolio BOSTON, MA 1,211,4681.2m $138.3m $138.3m 0.01% Reduced -52.4k -52,356
19 GOLDMAN SACHS GROUP INC 0.03% of their portfolio NEW YORK, NY 1,052,4791.1m $120.1m $120.1m 0.03% Added +99.2k +99,152
20 GLOBALT Investments LLC / GA 4.12% of their portfolio Atlanta, GA 905,787905.8k $103.4m $103.4m 4.12% Reduced -14.9k -14,937
21 TRUIST FINANCIAL CORP 0.15% of their portfolio CHARLOTTE, NC 861,844861.8k $98.4m $98.4m 0.15% Reduced -49.5k -49,494
22 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.10% of their portfolio MILWAUKEE, WI 816,703816.7k $93.2m $93.2m 0.10% Added +124.7k +124,738
23 Zions Bancorporation, N.A. 6.62% of their portfolio SALT LAKE CITY, UT 787,312787.3k $89.9m $89.9m 6.62% Reduced -53.5k -53,469
24 OSAIC HOLDINGS, INC. 0.20% of their portfolio SCOTTSDALE, AZ 771,288771.3k $88.0m $88.0m 0.20% Reduced -377.2k -377,211
25 Cullen/Frost Bankers, Inc. 1.25% of their portfolio San Antonio, TX 736,931736.9k $84.1m $84.1m 1.25% Added +70.1k +70,054
26 CIBC Private Wealth Group LLC 0.16% of their portfolio ATLANTA, GA 701,477701.5k $79.6m $79.6m 0.16% Reduced -51.1k -51,093
27 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 674,144674.1k $76.9m $76.9m 0.02% Reduced -187.7k -187,727
28 American Family Insurance Mutual Holding Co 6.49% of their portfolio MADISON, WI 661,459661.5k $75.5m $75.5m 6.49% Reduced -93.3k -93,289
29 Raymond James Financial Services Advisors, Inc. 0.11% of their portfolio ST. PETERSBURG, FL 650,939650.9k $74.3m $74.3m 0.11% Reduced -3.7k -3,673
30 Equitable Holdings, Inc. 0.80% of their portfolio NEW YORK, NY 618,503618.5k $70.6m $70.6m 0.80% Added +29.7k +29,712
31 Mariner, LLC 0.12% of their portfolio Overland Park, KS 511,040511.0k $58.3m $58.3m 0.12% Added +21.6k +21,618
32 STEPHENS INC /AR/ 0.88% of their portfolio LITTLE ROCK, AR 498,467498.5k $56.9m $56.9m 0.88% Added +122.3k +122,340
33 Summit Rock Advisors, LP 18.20% of their portfolio New York, NY 497,158497.2k $56.7m $56.7m 18.20% Added +29.9k +29,921
34 BNP PARIBAS FINANCIAL MARKETS 0.07% of their portfolio PARIS, I0 495,200495.2k $56.5m $56.5m 0.07% Added +495.2k +495,173
35 STEPHENS GROUP ASSET MANAGEMENT, LLC 4.75% of their portfolio LITTLE ROCK, AR 455,737455.7k $52.0m $52.0m 4.75% Added +2.3k +2,293
36 Rodgers & Associates, LTD 6.43% of their portfolio Lancaster, PA 438,948438.9k $50.1m $50.1m 6.43% Reduced -26.5k -26,492
37 BARCLAYS PLC 0.02% of their portfolio LONDON, X0 434,160434.2k $49.6m $49.6m 0.02% Reduced -76.8k -76,780
38 JOHNSON INVESTMENT COUNSEL INC 0.53% of their portfolio Cincinnati, OH 427,203427.2k $48.8m $48.8m 0.53% Reduced -6.8k -6,817
39 Cetera Investment Advisers 0.11% of their portfolio SCHAUMBURG, IL 391,146391.1k $44.6m $44.6m 0.11% Added +319.0k +319,037
40 Focus Partners Wealth 0.35% of their portfolio ST LOUIS, MO 382,184382.2k $43.6m $43.6m 0.35% Added +360.4k +360,368
41 Creative Planning 0.05% of their portfolio OVERLAND PARK, KS 373,613373.6k $42.6m $42.6m 0.05% Reduced -2.0k -1,983
42 Angeles Investment Advisors, LLC 2.15% of their portfolio SANTA MONICA, CA 354,500354.5k $40.5m $40.5m 2.15% Added +122.5k +122,500
43 M&T Bank Corp 0.14% of their portfolio BUFFALO, NY 350,588350.6k $40.0m $40.0m 0.14% Reduced -9.3k -9,252
44 RAYMOND JAMES & ASSOCIATES 0.03% of their portfolio ST PETERSBURG, FL 330,649330.6k $37.7m $37.7m 0.03% Reduced -19.9k -19,930
45 AMG National Trust Bank 1.05% of their portfolio GREENWOOD VILLAGE, CO 314,052314.1k $35.8m $35.8m 1.05% Reduced -9.2k -9,195
46 RTD Financial Advisors, Inc. 4.54% of their portfolio Philadelphia, PA 295,725295.7k $33.8m $33.8m 4.54% Added +11.3k +11,294
47 HANTZ FINANCIAL SERVICES, INC. 0.64% of their portfolio SOUTHFIELD, MI 287,564287.6k $32.8m $32.8m 0.64% Reduced -11.4k -11,385
48 Avantax Planning Partners, Inc. 1.01% of their portfolio DUBUQUE, IA 272,410272.4k $31.1m $31.1m 1.01% Added +63 +63
49 Cedar Mountain Advisors, LLC 7.76% of their portfolio LAKE OSWEGO, OR 270,410270.4k $30.9m $30.9m 7.76% Reduced -248 -248
50 COMERICA BANK 0.13% of their portfolio DALLAS, TX 269,118269.1k $30.7m $30.7m 0.13% Reduced -2.6k -2,612
51 One Capital Management, LLC 1.10% of their portfolio WESTLAKE VILLAGE, CA 266,511266.5k $30.4m $30.4m 1.10% Added +1.1k +1,146
52 Krilogy Financial LLC 2.28% of their portfolio ST. LOUIS, MO 260,622260.6k $29.7m $29.7m 2.28% Reduced -5.6k -5,596
53 Orion Porfolio Solutions, LLC 0.32% of their portfolio OMAHA, NE 260,086260.1k $29.7m $29.7m 0.32% Reduced -47.2k -47,167
54 Orion Portfolio Solutions, LLC 0.32% of their portfolio Omaha, NE 260,086260.1k $29.7m $29.7m 0.32% Reduced -47.2k -47,167
55 Truepoint, Inc. 0.81% of their portfolio CINCINNATI, OH 250,871250.9k $28.6m $28.6m 0.81% Reduced -7.5k -7,517
56 CSM Advisors, LLC 1.87% of their portfolio WARRENDALE, PA 249,000249.0k $28.4m $28.4m 1.87% Unchanged
57 NSI Retail Advisors, LLC 4.27% of their portfolio WARRENDALE, PA 249,000249.0k $28.4m $28.4m 4.27% Unchanged
58 HighTower Advisors, LLC 0.05% of their portfolio CHICAGO, IL 245,570245.6k $28.0m $28.0m 0.05% Reduced -31.8k -31,781
59 Accredited Investors Inc. 1.75% of their portfolio EDINA, MN 238,369238.4k $27.2m $27.2m 1.75% Reduced -5.9k -5,922
60 FIFTH THIRD BANCORP 0.10% of their portfolio CINCINNATI, OH 227,689227.7k $26.0m $26.0m 0.10% Reduced -3.5k -3,456
61 Badgley Phelps Wealth Managers, LLC 0.64% of their portfolio SEATTLE, WA 224,519224.5k $25.6m $25.6m 0.64% Added +2.5k +2,470
62 PRUDENTIAL FINANCIAL INC 0.03% of their portfolio NEWARK, NJ 212,073212.1k $24.2m $24.2m 0.03% Added +60.7k +60,696
63 Arax Advisory Partners 2.44% of their portfolio NEW YORK, NY 202,538202.5k $23.1m $23.1m 2.44% Added +4.4k +4,361
64 BlackRock Inc. 0.00% of their portfolio New York, NY 196,246196.2k $22.4m $22.4m 0.00% Reduced -236 -236
65 KEYBANK NATIONAL ASSOCIATION/OH 0.09% of their portfolio BROOKLYN, OH 193,729193.7k $22.1m $22.1m 0.09% Reduced -16.2k -16,163
66 HSBC HOLDINGS PLC 0.02% of their portfolio LONDON, X0 191,720191.7k $21.9m $21.9m 0.02% Added +1.5k +1,490
67 AE Wealth Management LLC 0.25% of their portfolio TOPEKA, KS 190,468190.5k $21.7m $21.7m 0.25% Reduced -247.1k -247,141
68 Baird Financial Group, Inc. 0.05% of their portfolio MILWAUKEE, WI 189,778189.8k $21.7m $21.7m 0.05% Reduced -29.6k -29,613
69 Falcon Wealth Planning 3.40% of their portfolio Ontario, CA 187,837187.8k $21.4m $21.4m 3.40% Reduced -26.0k -25,972
70 MONETA GROUP INVESTMENT ADVISORS LLC 0.35% of their portfolio ST LOUIS, MO 187,239187.2k $21.4m $21.4m 0.35% Added +58.9k +58,946
71 Forvis Mazars Wealth Advisors, LLC 0.54% of their portfolio Springfield, MO 185,023185.0k $21.1m $21.1m 0.54% Reduced -17.8k -17,812
72 Rockefeller Capital Management L.P. 0.06% of their portfolio NEW YORK, NY 181,131181.1k $20.7m $20.7m 0.06% Added +18.4k +18,426
73 Integrated Investment Consultants, LLC 5.57% of their portfolio BLOOMFIELD HILLS, MI 177,257177.3k $20.2m $20.2m 5.57% Reduced -3.8k -3,781
74 HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 0.07% of their portfolio TORONTO, A6 177,000177.0k $20.2m $20.2m 0.07% Unchanged
75 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 172,944172.9k $19.7m $19.7m 0.00% Added +19.6k +19,586
76 Steward Partners Investment Advisory, LLC 0.21% of their portfolio STAMFORD, CT 169,858169.9k $19.4m $19.4m 0.21% Reduced -17.5k -17,520
77 Cambridge Investment Research Advisors, Inc. 0.07% of their portfolio FAIRFIELD, IA 161,211161.2k $18.4m $18.4m 0.07% Added +10.8k +10,759
78 B. Riley Wealth Advisors, Inc. 0.39% of their portfolio MEMPHIS, TN 159,248159.2k $14.6m $14.6m 0.39% Added +50.2k +50,178
79 GenWealth Group, Inc. 4.55% of their portfolio Maplewood, NJ 158,219158.2k $18.1m $18.1m 4.55% Added +10.5k +10,536
80 Bishop & Co Investment Management, LLC 7.20% of their portfolio Erie, PA 152,488152.5k $17.4m $17.4m 7.20% Reduced -82.9k -82,910
81 CAPTRUST FINANCIAL ADVISORS 0.06% of their portfolio RALEIGH, NC 151,870151.9k $17.3m $17.3m 0.06% Reduced -48.7k -48,671
82 BANK OF MONTREAL /CAN/ 0.01% of their portfolio TORONTO, A6 150,141150.1k $17.2m $17.2m 0.01% Reduced -32.2k -32,237
83 SYNOVUS FINANCIAL CORP 0.22% of their portfolio Columbus, GA 147,522147.5k $16.8m $16.8m 0.22% Added +146 +146
84 MML INVESTORS SERVICES, LLC 0.07% of their portfolio SPRINGFIELD, MA 144,999145.0k $16.6m $16.6m 0.07% Reduced -8.3k -8,323
85 Sterling Manor Financial, LLC 12.23% of their portfolio Saratoga Springs, NY 142,699142.7k $16.3m $16.3m 12.23% Reduced -20.8k -20,805
86 LBJ Family Wealth Advisors, Ltd. 10.21% of their portfolio AUSTIN, TX 140,762140.8k $16.1m $16.1m 10.21% Added +5.2k +5,187
87 FSA Wealth Management LLC 6.86% of their portfolio Needham, MA 138,126138.1k $15.8m $15.8m 6.86% Added +1.5k +1,534
88 Corient Private Wealth LP 0.03% of their portfolio MIAMI, FL 137,738137.7k $15.7m $15.7m 0.03% Added +40.9k +40,923
89 BOKF, NA 0.28% of their portfolio TULSA, OK 136,439136.4k $15.5m $15.5m 0.28% Added +6.1k +6,080
90 Ausdal Financial Partners, Inc. 1.81% of their portfolio Davenport, IA 136,254136.3k $15.6m $15.6m 1.81% Reduced -6.5k -6,528
91 Kestra Advisory Services, LLC 0.10% of their portfolio AUSTIN, TX 135,908135.9k $15.5m $15.5m 0.10% Reduced -1.2k -1,204
92 Legacy Edge Advisors, LLC 3.23% of their portfolio SYOSSET, NY 135,736135.7k $15.5m $15.5m 3.23% Reduced -1.2k -1,164
93 Private Advisor Group, LLC 0.11% of their portfolio MORRISTOWN, NJ 134,030134.0k $15.3m $15.3m 0.11% Added +2.3k +2,318
94 CONGRESS ASSET MANAGEMENT CO 0.11% of their portfolio BOSTON, MA 131,996132.0k $15.1m $15.1m 0.11% Reduced -456.9k -456,879
95 KESTRA PRIVATE WEALTH SERVICES, LLC 0.33% of their portfolio AUSTIN, TX 128,267128.3k $14.6m $14.6m 0.33% Added +2.7k +2,664
96 JMG Financial Group, Ltd. 0.55% of their portfolio DOWNERS GROVE, IL 127,010127.0k $14.5m $14.5m 0.55% Reduced -2.3k -2,335
97 BARTLETT & CO. WEALTH MANAGEMENT LLC 0.22% of their portfolio CINCINNATI, OH 126,189126.2k $14.4m $14.4m 0.22% Reduced -5.3k -5,276
98 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 123,508123.5k $14.1m $14.1m 0.02% Reduced -9.4k -9,376
99 UMB Bank, n.a. 0.22% of their portfolio Kansas City, MO 122,725122.7k $14.0m $14.0m 0.22% Added +17.0k +16,966
100 Curi Capital, LLC 0.31% of their portfolio CHICAGO, IL 120,233120.2k $13.7m $13.7m 0.31% Added +5.5k +5,549