Vault-13

NEW YORK LIFE INVTS ACTIVE E MMIT

NYLI MACKAY MUN · ETP · CUSIP 45409F827

91 institutional holders -4 vs Q4 2023
26,344,70426.3m shares reported held*
$642.6mreported value*
9 new 49 added 21 reduced 11 sold out net bought ≈ $43.2m (+1.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $24.39.

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 57Q4 22: 70Q1 23: 75Q2 23: 74Q3 23: 79Q4 23: 95Q1 24: 9191Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 202257
Q4 202270
Q1 202375
Q2 202374
Q3 202379
Q4 202395
Q1 202491

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 45 bought or addedQ4 22: 28 cut or sold outQ4 22Q1 23: 51 bought or addedQ1 23: 22 cut or sold outQ1 23Q2 23: 48 bought or addedQ2 23: 26 cut or sold outQ2 23Q3 23: 50 bought or addedQ3 23: 33 cut or sold outQ3 23Q4 23: 66 bought or addedQ4 23: 26 cut or sold outQ4 23Q1 24: 58 bought or addedQ1 24: 32 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20224528
Q1 20235122
Q2 20234826
Q3 20235033
Q4 20236626
Q1 20245832

Biggest buyers

MORGAN STANLEY Added +2,852,075+2.9m
Cetera Investment Advisers New +541,490+541.5k
Raymond James Financial Services Advisors, Inc. Added +256,090+256.1k
Schneider Downs Wealth Management Advisors, LP Added +176,648+176.6k
UBS Group AG Added +150,267+150.3k
Pallas Capital Advisors LLC Added +89,368+89.4k
TruWealth Advisors, LLC Added +74,673+74.7k
IAG Wealth Partners, LLC Added +61,489+61.5k
Prestige Wealth Management Group LLC Added +47,692+47.7k
LPL Financial LLC Added +38,139+38.1k

Biggest sellers

BANK OF AMERICA CORP /DE/ Reduced -898,980-899.0k
FINANCIAL COUNSELORS INC Reduced -535,979-536.0k
Cetera Advisor Networks LLC Sold out -504,660-504.7k
Amplius Wealth Advisors, LLC Reduced -181,335-181.3k
MassMutual Private Wealth & Trust, FSB Reduced -138,760-138.8k
New Hampshire Trust Sold out -125,919-125.9k
Steward Partners Investment Advisory, LLC Reduced -124,417-124.4k
OSAIC HOLDINGS, INC. Reduced -74,422-74.4k
Hedeker Wealth, LLC Sold out -61,078-61.1k
Claro Advisors Inc. Sold out -45,335-45.3k

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 7,507,9897.5m $183.1m $183.1m 0.00% Added +2.9m +2,852,075
2 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 3,405,9893.4m $83.1m $83.1m 0.01% Reduced -899.0k -898,980
3 UBS Group AG 0.01% of their portfolio ZURICH, V8 1,510,1061.5m $36.8m $36.8m 0.01% Added +150.3k +150,267
4 Raymond James Financial Services Advisors, Inc. 0.05% of their portfolio ST. PETERSBURG, FL 1,400,6441.4m $34.2m $34.2m 0.05% Added +256.1k +256,090
5 Schneider Downs Wealth Management Advisors, LP 6.37% of their portfolio Pittsburgh, PA 1,132,1121.1m $27.6m $27.6m 6.37% Added +176.6k +176,648
6 Avantax Planning Partners, Inc. 0.85% of their portfolio DUBUQUE, IA 1,075,8671.1m $26.2m $26.2m 0.85% Reduced -40.4k -40,378
7 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 1,062,0461.1m $25.9m $25.9m 0.01% Added +38.1k +38,139
8 IAG Wealth Partners, LLC 5.19% of their portfolio WAUKESHA, WI 991,322991.3k $24.2m $24.2m 5.19% Added +61.5k +61,489
9 Pallas Capital Advisors LLC 0.91% of their portfolio BRAINTREE, MA 899,803899.8k $21.9m $21.9m 0.91% Added +89.4k +89,368
10 TruWealth Advisors, LLC 1.04% of their portfolio Metairie, LA 613,630613.6k $15.0m $15.0m 1.04% Added +74.7k +74,673
11 Cetera Investment Advisers 0.03% of their portfolio SCHAUMBURG, IL 541,490541.5k $13.2m $13.2m 0.03% New
12 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 391,561391.6k $9.6m $9.6m 0.01% Added +16.5k +16,476
13 GREAT VALLEY ADVISOR GROUP, INC. 0.29% of their portfolio WILMINGTON, DE 386,317386.3k $9.4m $9.4m 0.29% Added +14.9k +14,920
14 CORNERSTONE ADVISORS ASSET MANAGEMENT, LLC 3.08% of their portfolio BETHLEHEM, PA 358,670358.7k $8.7m $8.7m 3.08% Added +9.2k +9,221
15 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 325,722325.7k $7.9m $7.9m 0.00% Added +36.4k +36,383
16 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 308,073308.1k $7.5m $7.5m 0.00% Reduced -10.5k -10,481
17 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 265,978266.0k $6.5m $6.5m 0.01% Added +15.1k +15,132
18 FINANCIAL COUNSELORS INC 0.10% of their portfolio Overland Park, KS 245,461245.5k $6.0m $6.0m 0.10% Reduced -536.0k -535,979
19 Prestige Wealth Management Group LLC 1.26% of their portfolio FLEMINGTON, NJ 239,145239.1k $5.8m $5.8m 1.26% Added +47.7k +47,692
20 Dynamic Advisor Solutions LLC 0.19% of their portfolio PHOENIX, AZ 235,396235.4k $5.7m $5.7m 0.19% Added +19.6k +19,640
21 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 218,128218.1k $5.3m $5.3m 0.01% Added +18.2k +18,190
22 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 202,204202.2k $4.9m $4.9m 0.00% Added +15.0k +15,046
23 VICUS CAPITAL 0.44% of their portfolio STATE COLLEGE, PA 199,769199.8k $4.9m $4.9m 0.44% Added +6.3k +6,317
24 Bernardo Wealth Planning LLC 1.26% of their portfolio HARLEYSVILLE, PA 185,841185.8k $4.5m $4.5m 1.26% Added +5.6k +5,596
25 MassMutual Private Wealth & Trust, FSB 0.12% of their portfolio Windsor, CT 160,464160.5k $3.9m $3.9m 0.12% Reduced -138.8k -138,760
26 Integrated Wealth Concepts LLC 0.05% of their portfolio WALTHAM, MA 143,383143.4k $3.5m $3.5m 0.05% Reduced -1.1k -1,140
27 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 121,953122.0k $3.0m $3.0m 0.00% Added +14.9k +14,916
28 Main Street Financial Solutions, LLC 0.31% of their portfolio NEWTOWN, PA 117,564117.6k $2.9m $2.9m 0.31% Added +2.9k +2,862
29 Cypress Point Wealth Management, LLC 1.34% of their portfolio DALLAS, TX 106,930106.9k $2.6m $2.6m 1.34% Added +17.6k +17,645
30 Legacy Financial Strategies, LLC 0.65% of their portfolio OVERLAND PARK, KS 103,212103.2k $2.5m $2.5m 0.65% Reduced -1.5k -1,455
31 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 93,65093.7k $2.3m $2.3m 0.01% Reduced -17.6k -17,558
32 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 91,30691.3k $2.2m $2.2m 0.01% Added +15.0k +14,993
33 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 83,69383.7k $2.0m $2.0m 0.00% Added +8.5k +8,468
34 Narus Financial Partners, LLC 0.86% of their portfolio SALT LAKE CITY, UT 82,16282.2k $2.0m $2.0m 0.86% Unchanged
35 Landmark Wealth Management, LLC 0.79% of their portfolio MELVILLE, NY 69,82569.8k $1.7m $1.7m 0.79% Added +5.4k +5,392
36 Snowden Capital Advisors LLC 0.05% of their portfolio New York, NY 64,83564.8k $1.6m $1.6m 0.05% Reduced -9.9k -9,855
37 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 64,73964.7k $1.6m $1.6m 0.01% Reduced -28.0k -28,039
38 JOURNEY STRATEGIC WEALTH LLC 0.07% of their portfolio SUMMIT, NJ 61,26961.3k $1.5m $1.5m 0.07% Added +4.2k +4,211
39 Janney Capital Management LLC 0.10% of their portfolio PITTSBURGH, PA 61,16261.2k $1.5m $1.5m 0.10% Reduced -756 -756
40 Kuhn & Co Investment Counsel 1.35% of their portfolio Chicago, IL 58,65958.7k $1.4m $1.4m 1.35% Added +6.0k +6,026
41 Amplius Wealth Advisors, LLC 0.15% of their portfolio BLUE BELL, PA 54,21154.2k $1.3m $1.3m 0.15% Reduced -181.3k -181,335
42 Evergreen Private Wealth LLC 0.61% of their portfolio GREENWOOD VILLAGE, CO 49,76049.8k $1.2m $1.2m 0.61% Added +4.1k +4,074
43 COMERICA BANK 0.01% of their portfolio DALLAS, TX 48,71348.7k $1.2m $1.2m 0.01% Added +1.3k +1,349
44 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 46,98247.0k $1.1m $1.1m 0.01% Reduced -1.5k -1,492
45 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 43,24043.2k $1.1m $1.1m 0.00% Reduced -74.4k -74,422
46 AdvisorNet Financial, Inc 0.10% of their portfolio MINNETONKA, MN 42,73142.7k $1.0m $1.0m 0.10% Added +862 +862
47 PFG Advisors 0.07% of their portfolio Phoenix, AZ 41,43041.4k $1.0m $1.0m 0.07% Reduced -435 -435
48 SWMG, LLC 0.41% of their portfolio FORT WORTH, TX 37,46037.5k $913.6k $913.6k 0.41% Added +369 +369
49 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 36,26136.3k $884.4k $884.4k 0.00% New
50 BCS Wealth Management 0.28% of their portfolio JOHNSON CITY, TN 35,70435.7k $871.0k $871.0k 0.28% Reduced -5.6k -5,559
51 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 35,53635.5k $867.0k $867.0k 0.00% Added +11.0k +11,035
52 PARK AVENUE SECURITIES LLC 0.01% of their portfolio NEW YORK, NY 35,38735.4k $863.0k $863.0k 0.01% Added +6.4k +6,416
53 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 34,79934.8k $850.0k $850.0k 0.00% Added +357 +357
54 Burt Wealth Advisors 0.21% of their portfolio North Bethesda, MD 34,44134.4k $840.0k $840.0k 0.21% Unchanged
55 Redhawk Wealth Advisors, Inc. 0.14% of their portfolio MINNEAPOLIS, MN 34,29834.3k $836.5k $836.5k 0.14% Added +4.6k +4,585
56 SAXON INTERESTS, INC. 0.40% of their portfolio HOUSTON, TX 34,16734.2k $833.3k $833.3k 0.40% Unchanged
57 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 33,97634.0k $828.7k $828.7k 0.01% Reduced -124.4k -124,417
58 TITLEIST ASSET MANAGEMENT, LLC 0.14% of their portfolio SAN ANTONIO, TX 33,74133.7k $822.9k $822.9k 0.14% Added +3.7k +3,745
59 Evolution Wealth Advisors, LLC 0.15% of their portfolio AVENTURA, FL 32,31332.3k $788.1k $788.1k 0.15% Unchanged
60 Opes Wealth Management LLC 0.17% of their portfolio MENLO PARK, CA 29,54029.5k $720.5k $720.5k 0.17% Added +5.5k +5,540
61 HUB Investment Partners, LLC 0.04% of their portfolio AUSTIN, TX 27,80927.8k $678.3k $678.3k 0.04% Added +3.6k +3,589
62 Western Wealth Management, LLC 0.05% of their portfolio GOLDEN, CO 26,99627.0k $658.4k $658.4k 0.05% Added +9.7k +9,660
63 Sequoia Financial Advisors, LLC 0.01% of their portfolio Akron, OH 22,89222.9k $558.3k $558.3k 0.01% Reduced -38.7k -38,670
64 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 20,91020.9k $510.0k $510.0k 0.00% Added +5.5k +5,503
65 Pineridge Advisors LLC 0.17% of their portfolio ST. CHARLES, MO 19,37319.4k $472.5k $472.5k 0.17% Reduced -3.0k -3,031
66 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 18,31418.3k $446.7k $446.7k 0.00% New
67 LINCOLN NATIONAL CORP 0.01% of their portfolio RADNOR, PA 18,15918.2k $442.9k $442.9k 0.01% Added +2.7k +2,679
68 FLOW TRADERS U.S. LLC 0.02% of their portfolio NEW YORK, NY 17,33517.3k $423.0k $423.0k 0.02% New
69 MBE Wealth Management, LLC 0.24% of their portfolio TOMAH, WI 16,16716.2k $394.3k $394.3k 0.24% Added +222 +222
70 Mariner, LLC 0.00% of their portfolio Overland Park, KS 15,39115.4k $375.4k $375.4k 0.00% New
71 TSFG, LLC 0.09% of their portfolio LAKE FOREST, IL 14,89714.9k $363.0k $363.0k 0.09% Reduced -378 -378
72 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 14,80014.8k $361.0k $361.0k 0.00% Added +4.2k +4,214
73 LEVEL FOUR ADVISORY SERVICES, LLC 0.02% of their portfolio DALLAS, TX 13,48013.5k $331.1k $331.1k 0.02% Unchanged
74 Vertex Planning Partners, LLC 0.09% of their portfolio DOWNERS GROVE, IL 13,40413.4k $326.9k $326.9k 0.09% Unchanged
75 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 13,08813.1k $319.2k $319.2k 0.00% Added +2.3k +2,271
76 Fortis Group Advisors, LLC 0.06% of their portfolio WESTWOOD, NJ 12,27712.3k $299.4k $299.4k 0.06% New
77 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 11,21211.2k $273.5k $273.5k 0.00% New
78 Lokken Investment Group LLC 0.13% of their portfolio LEWES, DE 11,04211.0k $269.3k $269.3k 0.13% Added +2.8k +2,753
79 Equitable Holdings, Inc. 0.00% of their portfolio NEW YORK, NY 10,58410.6k $258.1k $258.1k 0.00% Reduced -2.5k -2,493
80 BARTLETT & CO. WEALTH MANAGEMENT LLC 0.00% of their portfolio CINCINNATI, OH 10,14510.1k $247.4k $247.4k 0.00% Unchanged
81 Insight Advisors, LLC/ PA 0.05% of their portfolio Newtown, PA 9,8759.9k $240.9k $240.9k 0.05% Unchanged
82 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 9,1619.2k $223.4k $223.4k 0.00% Added +82 +82
83 Envestnet Portfolio Solutions, Inc. 0.00% of their portfolio BERWYN, PA 8,9729.0k $218.8k $218.8k 0.00% Unchanged
84 Visionary Wealth Advisors 0.01% of their portfolio O'FALLON, IL 8,4438.4k $205.9k $205.9k 0.01% Added +74 +74
85 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 8,1788.2k $199.5k $199.5k 0.00% New
86 Wiser Advisor Group LLC 0.20% of their portfolio PHOENIX, AZ 5,1075.1k $124.6k $124.6k 0.20% Added +46 +46
87 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 2,0172.0k $49.2k $49.2k 0.00% Added +120 +120
88 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 988988 $24.1k $24.1k 0.00% Unchanged
89 Householder Group Estate & Retirement Specialist, LLC 0.01% of their portfolio SCOTTSDALE, AZ 750750 $18.3k $18.3k 0.01% Unchanged
90 TUCKER ASSET MANAGEMENT LLC 0.00% of their portfolio LITTLETON, CO 179179 $4.4k $4.4k 0.00% New
91 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged