Vault-13

ISHARES TR IVW

S&P 500 GRWT ETF · ETP · CUSIP 464287309

1,600 institutional holders +52 vs Q4 2023
488,474,849488.5m shares reported held*
$41.4bnreported value*
132 new 574 added 573 reduced 74 sold out net bought ≈ $5.8bn (+68.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($15.5m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $84.85. Options: 11 managers hold calls ($432.3m notional), 7 hold puts ($8.9m).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

01k2kQ3 22: 1,200Q4 22: 1,263Q1 23: 1,263Q2 23: 1,343Q3 23: 1,411Q4 23: 1,548Q1 24: 1,6001,600Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 20221,200
Q4 20221,263
Q1 20231,263
Q2 20231,343
Q3 20231,411
Q4 20231,548
Q1 20241,600

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1k01kQ4 22: 467 bought or addedQ4 22: 533 cut or sold outQ4 22Q1 23: 466 bought or addedQ1 23: 557 cut or sold outQ1 23Q2 23: 534 bought or addedQ2 23: 532 cut or sold outQ2 23Q3 23: 578 bought or addedQ3 23: 527 cut or sold outQ3 23Q4 23: 603 bought or addedQ4 23: 582 cut or sold outQ4 23Q1 24: 706 bought or addedQ1 24: 647 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022467533
Q1 2023466557
Q2 2023534532
Q3 2023578527
Q4 2023603582
Q1 2024706647

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200m$400m$600mQ2 23 calls: $212.9mQ2 23 puts: $3.5mQ2 23P/C 0.02Q3 23 calls: $261.6mQ3 23 puts: $1.8mQ3 23P/C 0.01Q4 23 calls: $428.9mQ4 23 puts: $2.0mQ4 23P/C 0.00Q1 24 calls: $432.3mQ1 24 puts: $8.9mQ1 24P/C 0.02
Numbers
QuarterCallsPutsP/C
Q2 2023$212.9m$3.5m0.02
Q3 2023$261.6m$1.8m0.01
Q4 2023$428.9m$2.0m0.00
Q1 2024$432.3m$8.9m0.02

Biggest buyers

MORGAN STANLEY Added +34,722,484+34.7m
ENVESTNET ASSET MANAGEMENT INC Added +11,800,409+11.8m
LPL Financial LLC Added +3,503,833+3.5m
FIL Ltd New +2,555,072+2.6m
Envestnet Portfolio Solutions, Inc. Added +1,948,478+1.9m
BlackRock Inc. Added +1,812,833+1.8m
Cetera Investment Advisers Added +1,698,066+1.7m
CWM, LLC Added +1,604,659+1.6m
PARK AVENUE SECURITIES LLC Added +1,568,156+1.6m
JPMORGAN CHASE & CO Added +1,418,226+1.4m

Biggest sellers

OSAIC HOLDINGS, INC. Reduced -2,107,666-2.1m
Cetera Advisor Networks LLC Sold out -586,946-586.9k
Cetera Advisors LLC Sold out -516,921-516.9k
BARINGS LLC Reduced -510,182-510.2k
SCS Capital Management LLC Reduced -473,100-473.1k
WELLS FARGO & COMPANY/MN Reduced -471,197-471.2k
GOLDMAN SACHS GROUP INC Reduced -462,521-462.5k
TWO SIGMA ADVISERS, LP Reduced -422,100-422.1k
OneDigital Investment Advisors LLC Reduced -346,604-346.6k
Raymond James Financial Services Advisors, Inc. Reduced -310,395-310.4k

Biggest calls

JANE STREET GROUP, LLC Added $389.9m4.3m shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $29.1m345.1k shares
NATIONAL BANK OF CANADA /FI/ Added $7.3m1.6k shares
CITADEL ADVISORS LLC Reduced $1.8m21.6k shares
SG Americas Securities, LLC Reduced $1.3m115.0k shares
JPMORGAN CHASE & CO Reduced $1.2m13.6k shares
IMC-Chicago, LLC Reduced $944.0k10.5k shares
WOLVERINE TRADING, LLC New $472.9k5.6k shares
Belvedere Trading LLC Added $287.1k3.4k shares
Cutler Group LLC / CA Reduced $45.0k3.1k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $6.9m81.8k shares
Curated Wealth Partners LLC New $672.6k8.0k shares
Weaver Capital Management LLC Added $608.0k7.2k shares
Herr Investment Group LLC New $321.2k254.9k shares
UBS Group AG Unchanged $253.3k3.0k shares
CITADEL ADVISORS LLC Reduced $168.9k2.0k shares
Cutler Group LLC / CA Added $1.0k5.9k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.21% of their portfolio NEW YORK, NY 94,111,56094.1m $7.9bn $7.9bn 0.21% Added +34.7m +34,722,484
2 JPMORGAN CHASE & CO 0.35% of their portfolio NEW YORK, NY 93,320,03093.3m $7.9bn $7.9bn 0.35% Added +1.4m +1,418,226
3 ENVESTNET ASSET MANAGEMENT INC 1.05% of their portfolio Berwyn, PA 33,348,53533.3m $2.8bn $2.8bn 1.05% Added +11.8m +11,800,409
4 BANK OF AMERICA CORP /DE/ 0.15% of their portfolio CHARLOTTE, NC 17,808,36317.8m $1.5bn $1.5bn 0.15% Added +368.2k +368,163
5 WELLS FARGO & COMPANY/MN 0.34% of their portfolio SAN FRANCISCO, CA 15,129,38615.1m $1.3bn $1.3bn 0.34% Reduced -471.2k -471,197
6 JONES FINANCIAL COMPANIES LLLP 1.46% of their portfolio DES PERES, MO 12,701,26512.7m $1.1bn $1.1bn 1.46% Reduced -162.4k -162,357
7 LPL Financial LLC 0.52% of their portfolio FORT MILL, SC 11,411,89911.4m $963.6m $963.6m 0.52% Added +3.5m +3,503,833
8 GOLDMAN SACHS GROUP INC 0.17% of their portfolio NEW YORK, NY 9,651,0259.7m $814.9m $814.9m 0.17% Reduced -462.5k -462,521
9 UBS Group AG 0.26% of their portfolio ZURICH, V8 9,307,5809.3m $785.9m $785.9m 0.26% Reduced -17.6k -17,611
10 STIFEL FINANCIAL CORP 0.70% of their portfolio ST. LOUIS, MO 7,286,7057.3m $615.3m $615.3m 0.70% Added +318.4k +318,381
11 AMERIPRISE FINANCIAL INC 0.16% of their portfolio MINNEAPOLIS, MN 6,895,7066.9m $582.0m $582.0m 0.16% Reduced -226.1k -226,139
12 BlackRock Inc. 0.01% of their portfolio New York, NY 5,437,0795.4m $459.1m $459.1m 0.01% Added +1.8m +1,812,833
13 PNC Financial Services Group, Inc. 0.30% of their portfolio Pittsburgh, PA 5,129,3275.1m $433.1m $433.1m 0.30% Added +109.3k +109,319
14 M&T Bank Corp 1.49% of their portfolio BUFFALO, NY 5,054,3495.1m $426.8m $426.8m 1.49% Reduced -104.9k -104,903
15 CWM, LLC 1.82% of their portfolio OMAHA, NE 4,419,2124.4m $373.2m $373.2m 1.82% Added +1.6m +1,604,659
16 Envestnet Portfolio Solutions, Inc. 1.26% of their portfolio BERWYN, PA 3,967,0084.0m $335.0m $335.0m 1.26% Added +1.9m +1,948,478
17 Mariner, LLC 0.65% of their portfolio Overland Park, KS 3,742,6653.7m $316.0m $316.0m 0.65% Reduced -16.6k -16,613
18 US BANCORP \DE\ 0.42% of their portfolio MINNEAPOLIS, MN 3,600,3933.6m $304.0m $304.0m 0.42% Added +223.6k +223,636
19 REGIONS FINANCIAL CORP 1.94% of their portfolio BIRMINGHAM, AL 3,021,3093.0m $255.1m $255.1m 1.94% Reduced -42.5k -42,528
20 COMMONWEALTH EQUITY SERVICES, LLC 0.42% of their portfolio WALTHAM, MA 3,007,6263.0m $254.0m $254.0m 0.42% Added +175.8k +175,783
21 ROYAL BANK OF CANADA 0.06% of their portfolio TORONTO, A6 2,950,0193.0m $248.9m $248.9m 0.06% Added +29.6k +29,615
22 PARK AVENUE SECURITIES LLC 2.89% of their portfolio NEW YORK, NY 2,649,9632.6m $223.8m $223.8m 2.89% Added +1.6m +1,568,156
23 HB Wealth Management, LLC 2.75% of their portfolio Atlanta, GA 2,589,0032.6m $218.6m $218.6m 2.75% Reduced -51.2k -51,233
24 HUNTINGTON NATIONAL BANK 1.75% of their portfolio COLUMBUS, OH 2,570,9792.6m $217.1m $217.1m 1.75% Added +175.4k +175,392
25 FIL Ltd 0.21% of their portfolio HAMILTON, D0 2,555,0722.6m $215.8m $215.8m 0.21% New
26 Cetera Investment Advisers 0.51% of their portfolio SCHAUMBURG, IL 2,545,3152.5m $214.9m $214.9m 0.51% Added +1.7m +1,698,066
27 Lido Advisors, LLC 1.89% of their portfolio Los Angeles, CA 2,506,7512.5m $211.7m $211.7m 1.89% Reduced -43.7k -43,738
28 Raymond James Financial Services Advisors, Inc. 0.30% of their portfolio ST. PETERSBURG, FL 2,408,5612.4m $203.4m $203.4m 0.30% Reduced -310.4k -310,395
29 FMR LLC 0.01% of their portfolio BOSTON, MA 2,158,5512.2m $182.3m $182.3m 0.01% Reduced -7.5k -7,526
30 MML INVESTORS SERVICES, LLC 0.74% of their portfolio SPRINGFIELD, MA 2,116,9382.1m $178.8m $178.8m 0.74% Added +1.0m +1,035,911
31 RAYMOND JAMES & ASSOCIATES 0.12% of their portfolio ST PETERSBURG, FL 2,111,6742.1m $178.3m $178.3m 0.12% Added +39.8k +39,828
32 OSAIC HOLDINGS, INC. 0.33% of their portfolio SCOTTSDALE, AZ 1,761,7121.8m $148.8m $148.8m 0.33% Reduced -2.1m -2,107,666
33 HighTower Advisors, LLC 0.23% of their portfolio CHICAGO, IL 1,712,8291.7m $144.6m $144.6m 0.23% Reduced -64.1k -64,099
34 Janney Montgomery Scott LLC 0.42% of their portfolio PHILADELPHIA, PA 1,670,4041.7m $141.0m $141.0m 0.42% Added +802.9k +802,869
35 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.14% of their portfolio MILWAUKEE, WI 1,640,7391.6m $138.5m $138.5m 0.14% Reduced -46.1k -46,064
36 CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 2.91% of their portfolio MINNEAPOLIS, MN 1,512,4171.5m $127.7m $127.7m 2.91% Added +44.2k +44,181
37 Smith Anglin Financial, LLC 12.75% of their portfolio DALLAS, TX 1,462,6311.5m $123.5m $123.5m 12.75% Added +403.6k +403,633
38 MIDLAND WEALTH ADVISORS, LLC 6.90% of their portfolio EFFINGHAM, IL 1,327,8141.3m $112.1m $112.1m 6.90% Reduced -5.5k -5,529
39 MONETA GROUP INVESTMENT ADVISORS LLC 1.72% of their portfolio ST LOUIS, MO 1,247,1991.2m $105.3m $105.3m 1.72% Added +398.3k +398,292
40 TWO SIGMA INVESTMENTS, LP 0.25% of their portfolio NEW YORK, NY 1,191,3001.2m $100.6m $100.6m 0.25% Added +213.4k +213,400
41 TRUIST FINANCIAL CORP 0.15% of their portfolio CHARLOTTE, NC 1,175,8021.2m $99.3m $99.3m 0.15% Added +127.2k +127,194
42 Thrivent Financial for Lutherans 0.20% of their portfolio Minneapolis, MN 1,162,9251.2m $98.2m $98.2m 0.20% Reduced -49.8k -49,788
43 Salomon & Ludwin, LLC 8.27% of their portfolio RICHMOND, VA 1,138,6231.1m $96.1m $96.1m 8.27% Reduced -51.1k -51,138
44 SCS Capital Management LLC 0.99% of their portfolio BOSTON, MA 1,103,0061.1m $93.1m $93.1m 0.99% Reduced -473.1k -473,100
45 COMERICA BANK 0.40% of their portfolio DALLAS, TX 1,100,1321.1m $92.9m $92.9m 0.40% Reduced -7.2k -7,199
46 Rehmann Capital Advisory Group 6.81% of their portfolio LANSING, MI 1,081,3701.1m $91.3m $91.3m 6.81% Added +75.0k +74,971
47 Bank of New York Mellon Corp 0.02% of their portfolio NEW YORK, NY 1,066,1701.1m $90.0m $90.0m 0.02% Added +533.4k +533,446
48 COURIER CAPITAL LLC 6.47% of their portfolio BUFFALO, NY 1,059,9911.1m $89.5m $89.5m 6.47% Reduced -10.3k -10,268
49 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.73% of their portfolio IRVING, TX 1,043,4831.0m $88.1m $88.1m 0.73% Added +458.3k +458,259
50 Foundations Investment Advisors, LLC 2.26% of their portfolio PHOENIX, AZ 1,020,3491.0m $86.2m $86.2m 2.26% Added +344.3k +344,329
51 Baird Financial Group, Inc. 0.18% of their portfolio MILWAUKEE, WI 1,010,6611.0m $85.3m $85.3m 0.18% Added +15.1k +15,085
52 LVZ, Inc. 11.23% of their portfolio Holland, MI 978,251978.3k $82.6m $82.6m 11.23% Reduced -100.4k -100,430
53 Calamos Wealth Management LLC 4.61% of their portfolio NAPERVILLE, IL 967,440967.4k $81.7m $81.7m 4.61% Added +32.5k +32,482
54 MAI Capital Management 0.84% of their portfolio INDEPENDENCE, OH 957,104957.1k $80.8m $80.8m 0.84% Added +75.2k +75,228
55 USA FINANCIAL FORMULAS 12.36% of their portfolio ADA, MI 902,698902.7k $76.2m $76.2m 12.36% Added +47.3k +47,259
56 FIFTH THIRD BANCORP 0.30% of their portfolio CINCINNATI, OH 897,959898.0k $75.8m $75.8m 0.30% Reduced -45.8k -45,834
57 Modern Wealth Management, LLC 6.60% of their portfolio KANSAS CITY, MO 841,325841.3k $71.0m $71.0m 6.60% Reduced -56.9k -56,877
58 KEYBANK NATIONAL ASSOCIATION/OH 0.29% of their portfolio BROOKLYN, OH 834,222834.2k $70.4m $70.4m 0.29% Added +2.8k +2,798
59 Valmark Advisers, Inc. 1.20% of their portfolio AKRON, OH 816,514816.5k $68.9m $68.9m 1.20% Reduced -13.1k -13,065
60 JB Capital LLC 4.54% of their portfolio WETHERSFIELD, CT 807,109807.1k $68.2m $68.2m 4.54% Added +506.4k +506,414
61 NewEdge Advisors, LLC 0.58% of their portfolio NEW ORLEANS, LA 791,906791.9k $66.9m $66.9m 0.58% Added +395.1k +395,100
62 Cambridge Investment Research Advisors, Inc. 0.26% of their portfolio FAIRFIELD, IA 786,811786.8k $66.4m $66.4m 0.26% Reduced -9.6k -9,606
63 Modera Wealth Management, LLC 0.99% of their portfolio WESTWOOD, NJ 772,999773.0k $65.3m $65.3m 0.99% Reduced -16.3k -16,287
64 Focus Partners Wealth 0.52% of their portfolio ST LOUIS, MO 752,896752.9k $63.6m $63.6m 0.52% Added +429.3k +429,284
65 Praetorian Wealth Management, Inc. 16.92% of their portfolio CARMEL, CA 749,205749.2k $63.3m $63.3m 16.92% Added +42.9k +42,947
66 OneDigital Investment Advisors LLC 0.95% of their portfolio OVERLAND PARK, KS 713,891713.9k $60.3m $60.3m 0.95% Reduced -346.6k -346,604
67 Equitable Holdings, Inc. 0.63% of their portfolio NEW YORK, NY 658,711658.7k $55.6m $55.6m 0.63% Reduced -137.0k -137,045
68 Stegner Investment Associates Inc. 40.68% of their portfolio LOUISVILLE, KY 657,847657.8k $55.5m $55.5m 40.68% Reduced -25.6k -25,579
69 NORTHERN TRUST CORP 0.01% of their portfolio CHICAGO, IL 650,803650.8k $55.0m $55.0m 0.01% Added +50.0k +49,957
70 BANK OF MONTREAL /CAN/ 0.02% of their portfolio TORONTO, A6 637,164637.2k $54.1m $54.1m 0.02% Reduced -66.7k -66,679
71 ARVEST TRUST CO N A 3.06% of their portfolio ROGERS, AR 637,149637.1k $53.8m $53.8m 3.06% Reduced -20.9k -20,886
72 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.01% of their portfolio SAN FRANCISCO, CA 637,102637.1k $53.8m $53.8m 0.01% Reduced -40.3k -40,289
73 Atria Wealth Solutions, Inc. 0.56% of their portfolio NEW YORK, NY 591,293591.3k $49.9m $49.9m 0.56% Added +138.0k +138,008
74 SilverOak Wealth Management LLC 12.17% of their portfolio Edina, MN 580,327580.3k $49.0m $49.0m 12.17% Reduced -10.7k -10,669
75 Allworth Financial LP 0.34% of their portfolio FOLSOM, CA 576,965577.0k $48.7m $48.7m 0.34% Reduced -20.0k -20,048
76 Sigma Planning Corp 1.47% of their portfolio ANN ARBOR, MI 554,831554.8k $46.8m $46.8m 1.47% Added +334.1k +334,137
77 AVANTAX ADVISORY SERVICES, INC. 0.41% of their portfolio DALLAS, TX 551,873551.9k $46.6m $46.6m 0.41% Added +205.8k +205,762
78 North Star Investment Management Corp. 3.19% of their portfolio CHICAGO, IL 530,117530.1k $44.8m $44.8m 3.19% Added +10.7k +10,676
79 FIRST HAWAIIAN BANK 1.38% of their portfolio HONOLULU, HI 529,498529.5k $44.7m $44.7m 1.38% Reduced -101.9k -101,868
80 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.12% of their portfolio PLYMOUTH, MN 528,291528.3k $44.6m $44.6m 0.12% Added +310 +310
81 1834 INVESTMENT ADVISORS CO 5.13% of their portfolio Milwaukee, WI 511,035511.0k $43.2m $43.2m 5.13% Reduced -23.1k -23,132
82 Strategic Wealth Partners Group, LLC 4.73% of their portfolio DEERFIELD, IL 508,118508.1k $42.9m $42.9m 4.73% Added +50.3k +50,257
83 Rockefeller Capital Management L.P. 0.12% of their portfolio NEW YORK, NY 507,177507.2k $42.8m $42.8m 0.12% Added +10.8k +10,755
84 Kestra Advisory Services, LLC 0.28% of their portfolio AUSTIN, TX 499,503499.5k $42.2m $42.2m 0.28% Added +70.0k +69,954
85 Platte River Wealth Advisors, LLC 11.92% of their portfolio LOUISVILLE, CO 495,534495.5k $41.8m $41.8m 11.92% Added +104.6k +104,601
86 Probity Advisors, Inc. 8.54% of their portfolio DALLAS, TX 489,157489.2k $41.3m $41.3m 8.54% Reduced -14.2k -14,192
87 Creative Planning 0.05% of their portfolio OVERLAND PARK, KS 488,002488.0k $41.2m $41.2m 0.05% Reduced -2.0k -2,034
88 CAPTRUST FINANCIAL ADVISORS 0.15% of their portfolio RALEIGH, NC 482,841482.8k $40.8m $40.8m 0.15% Reduced -79.0k -79,003
89 MERCER GLOBAL ADVISORS INC /ADV 0.12% of their portfolio DENVER, CO 480,097480.1k $41.3m $41.3m 0.12% Reduced -77.3k -77,268
90 CAPITAL ADVISORS INC/OK 0.86% of their portfolio TULSA, OK 475,760475.8k $40.2m $40.2m 0.86% Reduced -30.4k -30,363
91 Connecticut Wealth Management, LLC 2.11% of their portfolio FARMINGTON, CT 469,423469.4k $39.6m $39.6m 2.11% Reduced -1.1k -1,130
92 AE Wealth Management LLC 0.43% of their portfolio TOPEKA, KS 455,407455.4k $38.5m $38.5m 0.43% Added +88.2k +88,236
93 Advocacy Wealth Management, LLC 3.26% of their portfolio ATLANTA, GA 449,485449.5k $38.0m $38.0m 3.26% Added +328.3k +328,258
94 Steward Partners Investment Advisory, LLC 0.42% of their portfolio STAMFORD, CT 448,107448.1k $37.8m $37.8m 0.42% Added +262.5k +262,528
95 CHOREO, LLC 0.97% of their portfolio ROCKFORD, IL 445,321445.3k $37.6m $37.6m 0.97% Reduced -30.4k -30,375
96 West Wealth Group, LLC 13.43% of their portfolio Irvine, CA 429,416429.4k $36.3m $36.3m 13.43% Added +356.4k +356,397
97 World Investment Advisors 5.18% of their portfolio LINCROFT, NJ 428,583428.6k $36.2m $36.2m 5.18% Reduced -82.8k -82,836
98 GREENLEAF TRUST 0.33% of their portfolio KALAMAZOO, MI 421,369421.4k $35.6m $35.6m 0.33% Reduced -17.4k -17,372
99 AMARILLO NATIONAL BANK 6.45% of their portfolio AMARILLO, TX 409,539409.5k $34.6m $34.6m 6.45% Reduced -2.6k -2,553
100 Private Advisor Group, LLC 0.25% of their portfolio MORRISTOWN, NJ 406,343406.3k $34.3m $34.3m 0.25% Added +12.0k +12,017