Vault-13

SPDR SER TR MDYG

S&P 400 MDCP GRW · ETP · CUSIP 78464A821

370 institutional holders +42 vs Q4 2023
28,928,96828.9m shares reported held*
$2.5bnreported value*
64 new 126 added 122 reduced 19 sold out net bought ≈ $463.7m (+5.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($10.1m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $86.87.

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 260Q4 22: 294Q1 23: 302Q2 23: 298Q3 23: 301Q4 23: 328Q1 24: 370370Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022260
Q4 2022294
Q1 2023302
Q2 2023298
Q3 2023301
Q4 2023328
Q1 2024370

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 150 bought or addedQ4 22: 106 cut or sold outQ4 22Q1 23: 134 bought or addedQ1 23: 133 cut or sold outQ1 23Q2 23: 117 bought or addedQ2 23: 145 cut or sold outQ2 23Q3 23: 123 bought or addedQ3 23: 136 cut or sold outQ3 23Q4 23: 141 bought or addedQ4 23: 126 cut or sold outQ4 23Q1 24: 190 bought or addedQ1 24: 141 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022150106
Q1 2023134133
Q2 2023117145
Q3 2023123136
Q4 2023141126
Q1 2024190141

Biggest buyers

ENVESTNET ASSET MANAGEMENT INC Added +2,918,136+2.9m
Clark Capital Management Group, Inc. Added +949,493+949.5k
MORGAN STANLEY Added +397,543+397.5k
Orion Portfolio Solutions, LLC Added +384,171+384.2k
Orion Porfolio Solutions, LLC Added +384,171+384.2k
Tradewinds Capital Management, LLC New +346,188+346.2k
BALANCED WEALTH GROUP LLC Added +177,178+177.2k
Cetera Investment Advisers Added +143,482+143.5k
PRINCIPAL SECURITIES, INC. Added +142,120+142.1k
Envestnet Portfolio Solutions, Inc. New +94,467+94.5k

Biggest sellers

First National Trust Co Reduced -424,862-424.9k
Parcion Private Wealth LLC Reduced -349,375-349.4k
Private Advisor Group, LLC Reduced -105,725-105.7k
LPL Financial LLC Reduced -103,270-103.3k
STIFEL FINANCIAL CORP Reduced -62,891-62.9k
Koss-Olinger Consulting, LLC Sold out -59,350-59.4k
JNBA Financial Advisors Reduced -53,098-53.1k
AMERIPRISE FINANCIAL INC Reduced -48,925-48.9k
CITIGROUP INC Reduced -43,561-43.6k
WCG Wealth Advisors LLC Reduced -35,021-35.0k

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ENVESTNET ASSET MANAGEMENT INC 0.12% of their portfolio Berwyn, PA 3,545,8933.5m $309.5m $309.5m 0.12% Added +2.9m +2,918,136
2 CITIGROUP INC 0.22% of their portfolio NEW YORK, NY 2,338,0062.3m $204.1m $204.1m 0.22% Reduced -43.6k -43,561
3 Financial Engines Advisors L.L.C. 0.35% of their portfolio SANTA CLARA, CA 1,786,2141.8m $155.9m $155.9m 0.35% Reduced -34.9k -34,864
4 LPL Financial LLC 0.07% of their portfolio FORT MILL, SC 1,534,5821.5m $134.0m $134.0m 0.07% Reduced -103.3k -103,270
5 Clark Capital Management Group, Inc. 0.79% of their portfolio PHILADELPHIA, PA 1,209,6181.2m $105.6m $105.6m 0.79% Added +949.5k +949,493
6 STIFEL FINANCIAL CORP 0.12% of their portfolio ST. LOUIS, MO 1,186,2301.2m $103.5m $103.5m 0.12% Reduced -62.9k -62,891
7 NorthRock Partners, LLC 2.98% of their portfolio MINNEAPOLIS, MN 888,334888.3k $77.5m $77.5m 2.98% Added +47.6k +47,551
8 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 872,019872.0k $76.1m $76.1m 0.00% Added +397.5k +397,543
9 BENJAMIN F. EDWARDS & COMPANY, INC. 1.36% of their portfolio ST. LOUIS, MO 857,383857.4k $74.8m $74.8m 1.36% Added +18.4k +18,428
10 TOWNSQUARE CAPITAL LLC 0.93% of their portfolio Lehi, UT 727,372727.4k $63.5m $63.5m 0.93% Added +23.8k +23,782
11 Parcion Private Wealth LLC 5.14% of their portfolio BELLEVUE, WA 669,453669.5k $58.4m $58.4m 5.14% Reduced -349.4k -349,375
12 AE Wealth Management LLC 0.65% of their portfolio TOPEKA, KS 663,869663.9k $57.9m $57.9m 0.65% Added +34.0k +33,957
13 CONFLUENCE INVESTMENT MANAGEMENT LLC 0.50% of their portfolio ST. LOUIS, MO 425,999426.0k $37.2m $37.2m 0.50% Reduced -5.4k -5,404
14 FAS Wealth Partners, Inc. 3.28% of their portfolio LEAWOOD, KS 423,477423.5k $37.0m $37.0m 3.28% Added +12.5k +12,533
15 First National Trust Co 1.40% of their portfolio Johnstown, PA 395,228395.2k $34.5m $34.5m 1.40% Reduced -424.9k -424,862
16 Orion Porfolio Solutions, LLC 0.36% of their portfolio OMAHA, NE 386,927386.9k $33.8m $33.8m 0.36% Added +384.2k +384,171
17 Orion Portfolio Solutions, LLC 0.36% of their portfolio Omaha, NE 386,927386.9k $33.8m $33.8m 0.36% Added +384.2k +384,171
18 Wellspring Financial Advisors, LLC 0.06% of their portfolio CLEVELAND, OH 367,778367.8k $382.4k $382.4k 0.06% Unchanged
19 Tradewinds Capital Management, LLC 8.35% of their portfolio BELLINGHAM, WA 346,188346.2k $30.2m $30.2m 8.35% New
20 OSAIC HOLDINGS, INC. 0.06% of their portfolio SCOTTSDALE, AZ 320,933320.9k $28.0m $28.0m 0.06% Added +17.2k +17,190
21 Klingman & Associates, LLC 1.83% of their portfolio New York, NY 301,972302.0k $26.4m $26.4m 1.83% Reduced -6.0k -6,007
22 McAdam, LLC 1.61% of their portfolio Philadelphia, PA 288,351288.4k $25.2m $25.2m 1.61% Reduced -5.4k -5,421
23 GHP Investment Advisors, Inc. 1.18% of their portfolio Denver, CO 273,495273.5k $23.9m $23.9m 1.18% Added +3.6k +3,554
24 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 265,096265.1k $23.1m $23.1m 0.01% Added +19.0k +18,954
25 Rehmann Capital Advisory Group 1.68% of their portfolio LANSING, MI 258,485258.5k $22.6m $22.6m 1.68% Added +16.4k +16,450
26 HighTower Advisors, LLC 0.04% of their portfolio CHICAGO, IL 258,261258.3k $22.6m $22.6m 0.04% Added +19.1k +19,088
27 Private Advisor Group, LLC 0.15% of their portfolio MORRISTOWN, NJ 245,334245.3k $21.4m $21.4m 0.15% Reduced -105.7k -105,725
28 Corient Private Wealth LP 0.04% of their portfolio MIAMI, FL 240,377240.4k $21.0m $21.0m 0.04% Reduced -7.0k -7,005
29 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 216,340216.3k $18.9m $18.9m 0.01% Reduced -48.9k -48,925
30 BALANCED WEALTH GROUP LLC 3.60% of their portfolio WESTLAKE, OH 214,115214.1k $8.1m $8.1m 3.60% Added +177.2k +177,178
31 Convergence Financial, LLC 7.49% of their portfolio COLUMBIA, MO 207,941207.9k $18.2m $18.2m 7.49% Reduced -17.9k -17,881
32 Rodgers & Associates, LTD 2.18% of their portfolio Lancaster, PA 194,666194.7k $17.0m $17.0m 2.18% Added +1.9k +1,884
33 Raymond James Financial Services Advisors, Inc. 0.03% of their portfolio ST. PETERSBURG, FL 193,919193.9k $16.9m $16.9m 0.03% Added +13.5k +13,539
34 Cetera Investment Advisers 0.04% of their portfolio SCHAUMBURG, IL 193,820193.8k $16.9m $16.9m 0.04% Added +143.5k +143,482
35 TIAA TRUST, NATIONAL ASSOCIATION 0.05% of their portfolio CHARLOTTE, NC 177,602177.6k $15.5m $15.5m 0.05% Reduced -5.5k -5,488
36 PRINCIPAL SECURITIES, INC. 0.48% of their portfolio DES MOINES, IA 177,219177.2k $15.5m $15.5m 0.48% Added +142.1k +142,120
37 KWB Wealth 2.00% of their portfolio REDLANDS, CA 170,127170.1k $14.9m $14.9m 2.00% Reduced -6.8k -6,822
38 SIGNET FINANCIAL MANAGEMENT, LLC 1.97% of their portfolio PARSIPPANY, NJ 164,074164.1k $14.3m $14.3m 1.97% Reduced -4.1k -4,080
39 Shakespeare Wealth Management, LLC 3.86% of their portfolio Pewaukee, WI 152,582152.6k $13.3m $13.3m 3.86% Reduced -4.8k -4,805
40 JNBA Financial Advisors 1.36% of their portfolio BLOOMINGTON, MN 147,934147.9k $12.9m $12.9m 1.36% Reduced -53.1k -53,098
41 Mariner, LLC 0.03% of their portfolio Overland Park, KS 140,894140.9k $12.3m $12.3m 0.03% Added +12.7k +12,723
42 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 134,064134.1k $11.7m $11.7m 0.02% Added +3.7k +3,720
43 ETFIDEA, LLC 3.78% of their portfolio SYRACUSE, NY 127,181127.2k $11.1m $11.1m 3.78% Added +301 +301
44 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 119,145119.1k $10.4m $10.4m 0.00% Reduced -2.1k -2,081
45 SFG Wealth Management, LLC. 5.39% of their portfolio TOWSON, MD 104,013104.0k $9.1m $9.1m 5.39% Added +9.1k +9,099
46 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 103,502103.5k $9.0m $9.0m 0.02% Reduced -28.9k -28,889
47 WCG Wealth Advisors LLC 0.70% of their portfolio LAS VEGAS, NV 95,88495.9k $8.4m $8.4m 0.70% Reduced -35.0k -35,021
48 ERn Financial, LLC 1.44% of their portfolio MIDDLETON, WI 94,80194.8k $8.3m $8.3m 1.44% Reduced -1.3k -1,339
49 Envestnet Portfolio Solutions, Inc. 0.03% of their portfolio BERWYN, PA 94,46794.5k $8.2m $8.2m 0.03% New
50 Prestige Wealth Management Group LLC 1.61% of their portfolio FLEMINGTON, NJ 85,49685.5k $7.5m $7.5m 1.61% Reduced -6.7k -6,713
51 Diligent Investors, LLC 1.86% of their portfolio REDLANDS, CA 84,83884.8k $7.4m $7.4m 1.86% Reduced -1.1k -1,053
52 UBS Group AG 0.00% of their portfolio ZURICH, V8 82,56882.6k $7.2m $7.2m 0.00% Added +1.3k +1,315
53 Perennial Investment Advisors, LLC 1.09% of their portfolio Los Angeles, CA 82,29882.3k $7.2m $7.2m 1.09% Added +3.9k +3,946
54 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 76,34076.3k $6.7m $6.7m 0.01% Added +20.6k +20,632
55 Pinnacle Family Advisors, LLC 3.54% of their portfolio Springfield, MO 76,19576.2k $6.7m $6.7m 3.54% New
56 Pathstone Holdings, LLC 0.03% of their portfolio ENGLEWOOD, NJ 75,82175.8k $6.6m $6.6m 0.03% Added +1.5k +1,463
57 Executive Wealth Management, LLC 0.57% of their portfolio BRIGHTON, MI 74,79374.8k $6.5m $6.5m 0.57% New
58 MERCER GLOBAL ADVISORS INC /ADV 0.02% of their portfolio DENVER, CO 70,99571.0k $6.2m $6.2m 0.02% Reduced -1.8k -1,833
59 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 70,41670.4k $6.1m $6.1m 0.00% Added +21.6k +21,553
60 Councilor Wealth, LLC 3.06% of their portfolio BETHESDA, MD 70,07670.1k $6.1m $6.1m 3.06% Reduced -2.9k -2,894
61 Avantax Planning Partners, Inc. 0.19% of their portfolio DUBUQUE, IA 67,60167.6k $5.9m $5.9m 0.19% Reduced -4.9k -4,893
62 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 66,57166.6k $5.8m $5.8m 0.02% Added +27.4k +27,359
63 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 66,31666.3k $5.8m $5.8m 0.02% Added +12.8k +12,840
64 CHARTIST INC /CA/ 18.76% of their portfolio SEAL BEACH, CA 65,73765.7k $36.6m $36.6m 18.76% Reduced -2.2k -2,186
65 Total Wealth Planning, LLC 0.94% of their portfolio CINCINNATI, OH 62,78962.8k $5.5m $5.5m 0.94% Reduced -5.0k -5,048
66 Foundations Investment Advisors, LLC 0.14% of their portfolio PHOENIX, AZ 62,64662.6k $5.5m $5.5m 0.14% Added +19.4k +19,438
67 Atria Wealth Solutions, Inc. 0.06% of their portfolio NEW YORK, NY 60,95561.0k $5.3m $5.3m 0.06% Added +43.7k +43,725
68 WealthShield Partners, LLC 0.85% of their portfolio CARY, NC 60,21460.2k $5.3m $5.3m 0.85% Reduced -9.8k -9,830
69 Centennial Wealth Advisory LLC 2.21% of their portfolio Traverse City, MI 54,76754.8k $4.8m $4.8m 2.21% Added +35.5k +35,488
70 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 53,91853.9k $4.7m $4.7m 0.00% Added +3.7k +3,738
71 WALLER FINANCIAL PLANNING GROUP, INC 1.24% of their portfolio COLUMBUS, OH 53,48553.5k $4.7m $4.7m 1.24% Reduced -1.5k -1,510
72 Syntegra Private Wealth Group, LLC 0.59% of their portfolio Chesterfield, MO 52,53052.5k $4.6m $4.6m 0.59% Reduced -25.9k -25,902
73 Bernardo Wealth Planning LLC 1.24% of their portfolio HARLEYSVILLE, PA 51,21651.2k $4.5m $4.5m 1.24% Reduced -2.7k -2,702
74 BNP PARIBAS FINANCIAL MARKETS 0.01% of their portfolio PARIS, I0 50,00050.0k $4.4m $4.4m 0.01% New
75 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 0.12% of their portfolio LOS ANGELES, CA 49,08049.1k $4.3m $4.3m 0.12% Reduced -7.9k -7,868
76 Gladstone Institutional Advisory LLC 0.23% of their portfolio Bedminster, NJ 48,81148.8k $4.3m $4.3m 0.23% Reduced -1.2k -1,209
77 SCS Capital Management LLC 0.04% of their portfolio BOSTON, MA 45,31045.3k $4.0m $4.0m 0.04% Reduced -100 -100
78 BENJAMIN EDWARDS INC 0.78% of their portfolio Clayton, MO 44,96445.0k $3.9m $3.9m 0.78% Added +3.4k +3,443
79 PRUDENTIAL FINANCIAL INC 0.01% of their portfolio NEWARK, NJ 44,29444.3k $3.9m $3.9m 0.01% Added +23.2k +23,214
80 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 44,02444.0k $3.8m $3.8m 0.01% Added +36.4k +36,421
81 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 43,71843.7k $3.8m $3.8m 0.00% Added +17.2k +17,197
82 CARY STREET PARTNERS INVESTMENT ADVISORY LLC 0.16% of their portfolio RICHMOND, VA 42,88542.9k $3.7m $3.7m 0.16% Reduced -10.3k -10,308
83 Chicago Partners Investment Group LLC 0.15% of their portfolio CHICAGO, IL 42,84742.8k $3.6m $3.6m 0.15% Added +7.3k +7,298
84 SigFig Wealth Management, LLC 0.14% of their portfolio SAN FRANCISCO, CA 42,28942.3k $3.7m $3.7m 0.14% New
85 Stratos Wealth Partners, LTD. 0.06% of their portfolio BEACHWOOD, OH 40,40640.4k $3.5m $3.5m 0.06% Added +2.9k +2,929
86 Goldstone Financial Group, LLC 0.80% of their portfolio OAKBROOK TERRACE, IL 40,18440.2k $3.5m $3.5m 0.80% Added +8.5k +8,485
87 Koshinski Asset Management, Inc. 0.36% of their portfolio DECATUR, IL 39,93239.9k $3.5m $3.5m 0.36% Added +36.6k +36,609
88 Kingsview Wealth Management, LLC 0.08% of their portfolio GRANTS PASS, OR 38,33938.3k $3.3m $3.3m 0.08% Reduced -137 -137
89 Portside Wealth Group, LLC 0.61% of their portfolio Provo, UT 37,83237.8k $3.3m $3.3m 0.61% Added +1.5k +1,496
90 Keeley-Teton Advisors, LLC 0.41% of their portfolio Chicago, IL 37,73937.7k $3.3m $3.3m 0.41% Added +1.6k +1,584
91 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 36,69536.7k $3.2m $3.2m 0.00% Added +4.4k +4,389
92 IHT Wealth Management, LLC 0.13% of their portfolio Chicago, IL 35,93735.9k $3.1m $3.1m 0.13% Added +14.1k +14,054
93 Visionary Wealth Advisors 0.20% of their portfolio O'FALLON, IL 33,84533.8k $3.0m $3.0m 0.20% Added +46 +46
94 Geneos Wealth Management Inc. 0.13% of their portfolio ENGLEWOOD, CO 33,38033.4k $2.9m $2.9m 0.13% Added +10.5k +10,509
95 Bellwether Advisors, LLC 0.64% of their portfolio LINCOLN, NE 33,22333.2k $2.9m $2.9m 0.64% Added +1.1k +1,078
96 Equitable Holdings, Inc. 0.03% of their portfolio NEW YORK, NY 31,74731.7k $2.8m $2.8m 0.03% Added +1.8k +1,805
97 Atria Investments, Inc 0.04% of their portfolio Charlotte, NC 31,49531.5k $2.7m $2.7m 0.04% Added +4.4k +4,402
98 Investors Research Corp 0.62% of their portfolio ATLANTA, GA 30,38030.4k $2.7m $2.7m 0.62% Reduced -306 -306
99 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 30,00430.0k $2.6m $2.6m 0.00% Added +278 +278
100 Pacific Sun Financial Corp 1.52% of their portfolio LOS ANGELES, CA 29,90429.9k $2.6m $2.6m 1.52% Reduced -100 -100