Vault-13

SCHWAB STRATEGIC TR SCHZ

US AGGREGATE B · ETP · CUSIP 808524839

574 institutional holders -19 vs Q4 2023
104,329,398104.3m shares reported held*
$4.8bnreported value*
42 new 253 added 202 reduced 56 sold out net bought ≈ $47.0m (-3.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($2.0m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $45.98. Options: 1 managers hold calls ($27.6k notional), 1 hold puts ($165.6k).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 505Q4 22: 539Q1 23: 541Q2 23: 545Q3 23: 540Q4 23: 593Q1 24: 574574Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022505
Q4 2022539
Q1 2023541
Q2 2023545
Q3 2023540
Q4 2023593
Q1 2024574

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 240 bought or addedQ4 22: 257 cut or sold outQ4 22Q1 23: 274 bought or addedQ1 23: 242 cut or sold outQ1 23Q2 23: 266 bought or addedQ2 23: 245 cut or sold outQ2 23Q3 23: 269 bought or addedQ3 23: 252 cut or sold outQ3 23Q4 23: 280 bought or addedQ4 23: 262 cut or sold outQ4 23Q1 24: 295 bought or addedQ1 24: 258 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022240257
Q1 2023274242
Q2 2023266245
Q3 2023269252
Q4 2023280262
Q1 2024295258

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300kQ2 23 calls: $0Q2 23 puts: $203.1kQ2 23P/C —Q3 23 calls: $106.2kQ3 23 puts: $181.3kQ3 23P/C 1.71Q4 23 calls: $60.6kQ4 23 puts: $4.7kQ4 23P/C 0.08Q1 24 calls: $27.6kQ1 24 puts: $165.6kQ1 24P/C 6.00
Numbers
QuarterCallsPutsP/C
Q2 2023$0$203.1k—
Q3 2023$106.2k$181.3k1.71
Q4 2023$60.6k$4.7k0.08
Q1 2024$27.6k$165.6k6.00

Biggest buyers

CHARLES SCHWAB INVESTMENT MANAGEMENT INC Added +5,340,568+5.3m
Capital Management Associates, Inc New +3,446,330+3.4m
JPMORGAN CHASE & CO Added +1,140,116+1.1m
Avantax Planning Partners, Inc. Added +599,725+599.7k
MORGAN STANLEY Added +348,794+348.8k
Mariner, LLC Added +259,093+259.1k
FFG RETIREMENT ADVISORS LLC New +244,129+244.1k
Charles Schwab Trust Co Added +240,936+240.9k
Apriem Advisors Added +220,023+220.0k
Rockbridge Investment Management, LCC Added +193,366+193.4k

Biggest sellers

Cerity Partners LLC Reduced -4,226,469-4.2m
RATIONAL ADVISORS, INC. Sold out -2,155,481-2.2m
Destination Wealth Management Reduced -1,335,562-1.3m
BlueSky Wealth Advisors, LLC Sold out -867,600-867.6k
TORONTO DOMINION BANK Sold out -778,500-778.5k
GOLDMAN SACHS GROUP INC Reduced -772,045-772.0k
AlphaStar Capital Management, LLC Reduced -679,731-679.7k
FORT PITT CAPITAL GROUP, LLC Sold out -293,032-293.0k
Raymond James Financial Services Advisors, Inc. Reduced -282,588-282.6k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Reduced -262,029-262.0k

Biggest calls

CITADEL ADVISORS LLC Reduced $27.6k600 shares

Biggest puts

CITADEL ADVISORS LLC Added $165.6k3.6k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.34% of their portfolio SAN FRANCISCO, CA 32,160,62432.2m $1.5bn $1.5bn 0.34% Added +5.3m +5,340,568
2 JPMORGAN CHASE & CO 0.02% of their portfolio NEW YORK, NY 8,951,3989.0m $411.8m $411.8m 0.02% Added +1.1m +1,140,116
3 Avantax Planning Partners, Inc. 5.36% of their portfolio DUBUQUE, IA 3,594,8213.6m $165.4m $165.4m 5.36% Added +599.7k +599,725
4 Capital Management Associates, Inc 0.05% of their portfolio MINNEAPOLIS, MN 3,446,3303.4m $68.7k $68.7k 0.05% New
5 AMERIPRISE FINANCIAL INC 0.03% of their portfolio MINNEAPOLIS, MN 2,561,5402.6m $117.7m $117.7m 0.03% Reduced -103.8k -103,828
6 Financial Engines Advisors L.L.C. 0.26% of their portfolio SANTA CLARA, CA 2,487,0722.5m $114.4m $114.4m 0.26% Reduced -21.7k -21,732
7 Rockbridge Investment Management, LCC 16.40% of their portfolio Syracuse, NY 2,433,7742.4m $112.0m $112.0m 16.40% Added +193.4k +193,366
8 ENVESTNET ASSET MANAGEMENT INC 0.04% of their portfolio Berwyn, PA 2,221,5622.2m $102.2m $102.2m 0.04% Reduced -129.9k -129,941
9 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.22% of their portfolio PLYMOUTH, MN 1,855,6631.9m $85.4m $85.4m 0.22% Reduced -262.0k -262,029
10 GOLDMAN SACHS GROUP INC 0.02% of their portfolio NEW YORK, NY 1,735,3711.7m $79.8m $79.8m 0.02% Reduced -772.0k -772,045
11 OneDigital Investment Advisors LLC 1.21% of their portfolio OVERLAND PARK, KS 1,676,4461.7m $77.1m $77.1m 1.21% Reduced -174.5k -174,543
12 McAdam, LLC 4.80% of their portfolio Philadelphia, PA 1,627,2011.6m $74.9m $74.9m 4.80% Added +97.5k +97,476
13 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,547,2741.5m $71.2m $71.2m 0.00% Added +348.8k +348,794
14 HighTower Advisors, LLC 0.11% of their portfolio CHICAGO, IL 1,415,0101.4m $65.1m $65.1m 0.11% Added +43.4k +43,383
15 Charles Schwab Trust Co 6.14% of their portfolio HENDERSON, NV 1,409,2461.4m $64.8m $64.8m 6.14% Added +240.9k +240,936
16 Destination Wealth Management 1.83% of their portfolio Walnut Creek, CA 1,194,9901.2m $55.0m $55.0m 1.83% Reduced -1.3m -1,335,562
17 Total Wealth Planning, LLC 9.06% of their portfolio CINCINNATI, OH 1,145,3551.1m $52.7m $52.7m 9.06% Added +167.0k +166,999
18 HENGEHOLD CAPITAL MANAGEMENT LLC 4.77% of their portfolio CINCINNATI, OH 971,965972.0k $44.7m $44.7m 4.77% Added +22.4k +22,362
19 Kohmann Bosshard Financial Services, LLC 5.25% of their portfolio FAIRLAWN, OH 819,938819.9k $37.7m $37.7m 5.25% Added +87.2k +87,237
20 Horst & Graben Wealth Management LLC 6.54% of their portfolio PORTLAND, OR 698,302698.3k $32.1m $32.1m 6.54% Added +8.4k +8,409
21 Mariner, LLC 0.06% of their portfolio Overland Park, KS 658,287658.3k $30.3m $30.3m 0.06% Added +259.1k +259,093
22 KilterHowling LLC 21.02% of their portfolio BOULDER, CO 650,705650.7k $29.9m $29.9m 21.02% Added +16.7k +16,721
23 TruNorth Capital Management, LLC 9.21% of their portfolio KALAMAZOO, MI 580,878580.9k $26.7m $26.7m 9.21% First filing
24 THEORY FINANCIAL LLC 13.54% of their portfolio FORT COLLINS, CO 578,135578.1k $26.6m $26.6m 13.54% Reduced -4.3k -4,348
25 Sequoia Financial Advisors, LLC 0.33% of their portfolio Akron, OH 573,490573.5k $26.4m $26.4m 0.33% Added +5.5k +5,544
26 MERCER GLOBAL ADVISORS INC /ADV 0.07% of their portfolio DENVER, CO 554,035554.0k $26.1m $26.1m 0.07% Reduced -25.9k -25,940
27 Towercrest Capital Management 4.14% of their portfolio NEWTOWN, PA 533,012533.0k $24.5m $24.5m 4.14% Added +8.9k +8,927
28 Alliance Wealth Management Group 6.99% of their portfolio FLEMINGTON, NJ 517,757517.8k $23.8m $23.8m 6.99% Added +8.2k +8,204
29 CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 0.53% of their portfolio MINNEAPOLIS, MN 505,353505.4k $23.2m $23.2m 0.53% Reduced -6.5k -6,513
30 FINANCIAL LIFE ADVISORS 9.67% of their portfolio SAN ANTONIO, TX 502,646502.6k $23.1m $23.1m 9.67% Added +25.4k +25,425
31 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 491,396491.4k $22.6m $22.6m 0.00% Reduced -162.1k -162,081
32 Austin Private Wealth, LLC 2.52% of their portfolio Austin, TX 481,564481.6k $21.9m $21.9m 2.52% Added +53.9k +53,894
33 Mokosak Advisory Group, LLC 7.09% of their portfolio URBANDALE, IA 466,632466.6k $21.5m $21.5m 7.09% Added +40.2k +40,235
34 TSA Wealth Managment LLC 8.87% of their portfolio HOUSTON, TX 442,519442.5k $20.4m $20.4m 8.87% Added +40.3k +40,320
35 Plum Street Advisors, LLC 10.22% of their portfolio NEW ORLEANS, LA 424,701424.7k $20.2m $20.2m 10.22% Added +118.1k +118,110
36 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.15% of their portfolio IRVING, TX 391,258391.3k $18.0m $18.0m 0.15% Reduced -19.1k -19,122
37 Tenret Co LLC 11.13% of their portfolio TAMPA, FL 343,168343.2k $15.8m $15.8m 11.13% Added +28.5k +28,492
38 Cetera Investment Advisers 0.04% of their portfolio SCHAUMBURG, IL 339,486339.5k $15.6m $15.6m 0.04% Added +48.5k +48,479
39 One Wealth Advisors, LLC 2.68% of their portfolio SAN FRANCISCO, CA 334,803334.8k $15.4m $15.4m 2.68% Added +32.2k +32,244
40 FAS Wealth Partners, Inc. 1.30% of their portfolio LEAWOOD, KS 320,085320.1k $14.7m $14.7m 1.30% Added +1.4k +1,402
41 Callan Capital, LLC 0.65% of their portfolio LA JOLLA, CA 318,968319.0k $14.7m $14.7m 0.65% Added +157.9k +157,877
42 CW Advisors, LLC 0.25% of their portfolio BOSTON, MA 308,510308.5k $14.2m $14.2m 0.25% Added +8.8k +8,788
43 Larson Financial Group LLC 1.09% of their portfolio ST LOUIS, MO 306,288306.3k $14.1m $14.1m 1.09% Reduced -13.3k -13,333
44 Pioneer Wealth Management Group 7.57% of their portfolio AUSTIN, TX 288,019288.0k $13.2m $13.2m 7.57% Reduced -175.8k -175,839
45 Revolve Wealth Partners, LLC 2.21% of their portfolio Hackensack, NJ 281,529281.5k $13.0m $13.0m 2.21% Added +9.8k +9,823
46 AlphaStar Capital Management, LLC 1.30% of their portfolio CORNELIUS, NC 275,551275.6k $12.7m $12.7m 1.30% Reduced -679.7k -679,731
47 Mutual Advisors, LLC 0.40% of their portfolio OMAHA, NE 272,580272.6k $12.5m $12.5m 0.40% Added +50.9k +50,850
48 Members Advisory Group LLC 6.70% of their portfolio WILLIAMSVILLE, NY 256,955257.0k $11.8m $11.8m 6.70% Reduced -15.4k -15,359
49 MONETA GROUP INVESTMENT ADVISORS LLC 0.19% of their portfolio ST LOUIS, MO 252,222252.2k $11.6m $11.6m 0.19% Added +71 +71
50 Christensen, King & Associates Investment Services, Inc. 5.79% of their portfolio RICHLAND, WA 251,873251.9k $11.6m $11.6m 5.79% Added +2.6k +2,554
51 FFG RETIREMENT ADVISORS LLC 7.91% of their portfolio CENTENNIAL, CO 244,129244.1k $11.2m $11.2m 7.91% New
52 Bond & Devick Financial Network, Inc. 6.00% of their portfolio ST. LOUIS PARK, MN 240,620240.6k $11.1m $11.1m 6.00% Added +6.2k +6,197
53 Waterford Advisors, LLC 4.61% of their portfolio ORCHARD PARK, NY 236,323236.3k $10.9m $10.9m 4.61% Added +301 +301
54 Columbus Macro, LLC 4.02% of their portfolio NEW CASTLE, PA 230,246230.2k $10.6m $10.6m 4.02% Reduced -25.3k -25,345
55 AVANTAX ADVISORY SERVICES, INC. 0.09% of their portfolio DALLAS, TX 228,069228.1k $10.5m $10.5m 0.09% Added +33.0k +33,047
56 Apriem Advisors 1.32% of their portfolio IRVINE, CA 227,648227.6k $10.5m $10.5m 1.32% Added +220.0k +220,023
57 JONES FINANCIAL COMPANIES LLLP 0.01% of their portfolio DES PERES, MO 226,430226.4k $10.4m $10.4m 0.01% Added +22.6k +22,624
58 MYECFO, LLC 6.01% of their portfolio La Jolla, CA 222,893222.9k $10.3m $10.3m 6.01% Added +1.5k +1,473
59 JMG Financial Group, Ltd. 0.38% of their portfolio DOWNERS GROVE, IL 216,561216.6k $10.0m $10.0m 0.38% Reduced -2.0k -2,019
60 LEAVELL INVESTMENT MANAGEMENT, INC. 0.57% of their portfolio MOBILE, AL 215,487215.5k $9.9m $9.9m 0.57% Reduced -1.1k -1,096
61 Blue Trust, Inc. 0.14% of their portfolio BRENTWOOD, TN 215,180215.2k $9.9m $9.9m 0.14% Added +84.6k +84,603
62 Pinnacle Wealth Management, LLC 10.21% of their portfolio ROSEVILLE, CA 212,889212.9k $9.8m $9.8m 10.21% Reduced -10.3k -10,337
63 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 210,457210.5k $9.7m $9.7m 0.01% Reduced -6.0k -5,963
64 Vantage Financial Partners, LLC 2.57% of their portfolio ELM GROVE, WI 207,570207.6k $9.5m $9.5m 2.57% Added +2.3k +2,325
65 KICKSTAND VENTURES, LLC. 2.66% of their portfolio PITTSFORD, NY 204,088204.1k $9.4m $9.4m 2.66% Added +5.6k +5,555
66 Cypress Wealth Services, LLC 2.18% of their portfolio PALM DESERT, CA 203,377203.4k $9.4m $9.4m 2.18% Added +27.5k +27,495
67 Integrated Wealth Concepts LLC 0.13% of their portfolio WALTHAM, MA 201,502201.5k $9.3m $9.3m 0.13% Added +16.3k +16,291
68 James J. Burns & Company, LLC 3.19% of their portfolio MELVILLE, NY 200,633200.6k $9.1m $9.1m 3.19% Reduced -82.7k -82,708
69 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 197,821197.8k $9.1m $9.1m 0.01% Reduced -17.7k -17,705
70 WealthShield Partners, LLC 1.46% of their portfolio CARY, NC 196,122196.1k $9.0m $9.0m 1.46% Added +76.3k +76,268
71 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 195,195195.2k $9.0m $9.0m 0.02% Reduced -119.3k -119,320
72 Beacon Bridge Wealth Partners, LLC 4.16% of their portfolio LOWER GWYNEDD, PA 191,431191.4k $8.8m $8.8m 4.16% Added +3.0k +2,973
73 Waverly Advisors, LLC 0.21% of their portfolio BIRMINGHAM, AL 190,432190.4k $8.8m $8.8m 0.21% Added +114.2k +114,220
74 Freestone Capital Holdings, LLC 0.33% of their portfolio Seattle, WA 189,479189.5k $8.7m $8.7m 0.33% Reduced -16.5k -16,525
75 OLD MISSION CAPITAL LLC 0.21% of their portfolio CHICAGO, IL 186,330186.3k $8.6m $8.6m 0.21% New
76 MorganRosel Wealth Management, LLC 3.05% of their portfolio HIGHLANDS RANCH, CO 185,735185.7k $8.5m $8.5m 3.05% Reduced -109.3k -109,268
77 Waycross Investment Management Co 7.82% of their portfolio BELLINGHAM, WA 182,396182.4k $8.4m $8.4m 7.82% Added +24.3k +24,327
78 Ethos Financial Group, LLC 1.57% of their portfolio KING OF PRUSSIA, PA 180,326180.3k $8.3m $8.3m 1.57% Added +13.3k +13,266
79 UBS Group AG 0.00% of their portfolio ZURICH, V8 170,421170.4k $7.8m $7.8m 0.00% Added +47.3k +47,304
80 Focus Financial Network, Inc. 0.37% of their portfolio MINNEAPOLIS, MN 169,133169.1k $7.6m $7.6m 0.37% First filing
81 NORTHWEST INVESTMENT COUNSELORS, LLC 1.89% of their portfolio Lake Oswego, OR 168,491168.5k $7.8m $7.8m 1.89% Added +8.4k +8,440
82 SigFig Wealth Management, LLC 0.21% of their portfolio SAN FRANCISCO, CA 163,371163.4k $5.7m $5.7m 0.21% Added +12.5k +12,516
83 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 162,786162.8k $7.5m $7.5m 0.01% Added +15.9k +15,864
84 Beacon Pointe Advisors, LLC 0.08% of their portfolio NEWPORT BEACH, CA 157,254157.3k $7.2m $7.2m 0.08% Added +4.0k +4,030
85 AE Wealth Management LLC 0.08% of their portfolio TOPEKA, KS 157,229157.2k $7.2m $7.2m 0.08% Added +20.5k +20,481
86 Kaizen Financial Strategies 4.87% of their portfolio CAMPBELL, CA 155,720155.7k $7.2m $7.2m 4.87% Added +13.8k +13,774
87 Security Financial Services, INC. 1.60% of their portfolio Fort Wayne, IN 153,974154.0k $7.1m $7.1m 1.60% Added +42.0k +42,018
88 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 149,412149.4k $6.9m $6.9m 0.03% Reduced -7.5k -7,471
89 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 148,871148.9k $6.8m $6.8m 0.01% Reduced -282.6k -282,588
90 Robertson Stephens Wealth Management, LLC 0.37% of their portfolio San Francisco, CA 148,199148.2k $6.8m $6.8m 0.37% Added +18.0k +18,033
91 Clay Northam Wealth Management, LLC 5.46% of their portfolio HUNTINGTON BEACH, CA 147,343147.3k $6.8m $6.8m 5.46% Added +7.2k +7,246
92 Schneider Downs Wealth Management Advisors, LP 1.53% of their portfolio Pittsburgh, PA 143,875143.9k $6.6m $6.6m 1.53% Reduced -30.4k -30,432
93 Cedar Brook Financial Partners, LLC 1.30% of their portfolio CLEVELAND, OH 143,066143.1k $6.6m $6.6m 1.30% Added +34.4k +34,378
94 Merit Financial Group, LLC 0.15% of their portfolio ALPHARETTA, GA 142,952143.0k $6.5m $6.5m 0.15% Added +40.6k +40,630
95 Independent Solutions Wealth Management, LLC 1.54% of their portfolio Williamsville, NY 140,777140.8k $6.5m $6.5m 1.54% Added +9.6k +9,581
96 Atria Wealth Solutions, Inc. 0.07% of their portfolio NEW YORK, NY 140,470140.5k $6.5m $6.5m 0.07% Reduced -13.5k -13,530
97 Fifth Third Securities, Inc. 0.62% of their portfolio Cincinnati, OH 139,347139.3k $6.4m $6.4m 0.62% Added +71.6k +71,645
98 DAYMARK WEALTH PARTNERS, LLC 0.34% of their portfolio CINCINNATI, OH 139,212139.2k $6.4m $6.4m 0.34% Added +31.7k +31,674
99 Marotta Asset Management 1.32% of their portfolio CHARLOTTESVILLE, VA 138,631138.6k $6.4m $6.4m 1.32% Added +1.6k +1,637
100 Bogart Wealth, LLC 0.32% of their portfolio MCLEAN, VA 133,823133.8k $6.2m $6.2m 0.32% Reduced -1.5k -1,490