Vault-13

PIMCO ETF TR MUNI

INTER MUN BD ACT · ETP · CUSIP 72201R866

263 institutional holders -2 vs Q4 2023
24,685,38524.7m shares reported held*
$1.3bnreported value*
24 new 110 added 78 reduced 23 sold out net bought ≈ $58.1m (+1.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($330.3k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $52.47. Options: 0 managers hold calls (— notional), 1 hold puts ($0).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 172Q4 22: 205Q1 23: 218Q2 23: 218Q3 23: 222Q4 23: 265Q1 24: 263263Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022172
Q4 2022205
Q1 2023218
Q2 2023218
Q3 2023222
Q4 2023265
Q1 2024263

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 117 bought or addedQ4 22: 68 cut or sold outQ4 22Q1 23: 106 bought or addedQ1 23: 94 cut or sold outQ1 23Q2 23: 115 bought or addedQ2 23: 78 cut or sold outQ2 23Q3 23: 117 bought or addedQ3 23: 88 cut or sold outQ3 23Q4 23: 150 bought or addedQ4 23: 87 cut or sold outQ4 23Q1 24: 134 bought or addedQ1 24: 101 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 202211768
Q1 202310694
Q2 202311578
Q3 202311788
Q4 202315087
Q1 2024134101

Biggest buyers

MORGAN STANLEY Added +850,431+850.4k
Cercano Management LLC New +385,000+385.0k
JPMORGAN CHASE & CO Added +324,070+324.1k
Cetera Investment Advisers New +305,133+305.1k
WELLS FARGO & COMPANY/MN Added +114,069+114.1k
CWM, LLC Added +108,604+108.6k
Quotient Wealth Partners, LLC Added +76,713+76.7k
JANE STREET GROUP, LLC New +74,900+74.9k
Thrivent Financial for Lutherans Added +64,406+64.4k
LPL Financial LLC Added +63,022+63.0k

Biggest sellers

OSAIC HOLDINGS, INC. Reduced -374,585-374.6k
Cetera Advisor Networks LLC Sold out -275,909-275.9k
ENVESTNET ASSET MANAGEMENT INC Reduced -230,747-230.7k
BAILARD, INC. Reduced -153,870-153.9k
UBS Group AG Reduced -150,394-150.4k
SteelPeak Wealth, LLC Sold out -94,090-94.1k
Sand Hill Global Advisors, LLC Reduced -86,325-86.3k
WCG Wealth Advisors LLC Reduced -71,639-71.6k
CONDOR CAPITAL MANAGEMENT Sold out -69,903-69.9k
RENAISSANCE TECHNOLOGIES LLC Reduced -62,771-62.8k

Biggest calls

None

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 3,922,0113.9m $205.8m $205.8m 0.01% Added +850.4k +850,431
2 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,725,2621.7m $90.5m $90.5m 0.00% Added +324.1k +324,070
3 CWM, LLC 0.34% of their portfolio OMAHA, NE 1,336,5601.3m $70.1m $70.1m 0.34% Added +108.6k +108,604
4 LPL Financial LLC 0.04% of their portfolio FORT MILL, SC 1,309,9281.3m $68.7m $68.7m 0.04% Added +63.0k +63,022
5 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,176,8101.2m $61.7m $61.7m 0.01% Added +53.0k +52,993
6 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 1,032,6381.0m $54.2m $54.2m 0.01% Added +114.1k +114,069
7 Towneley Capital Management, Inc / DE 11.21% of their portfolio LAGUNA HILLS, CA 869,041869.0k $45.6m $45.6m 11.21% Reduced -29.9k -29,901
8 BAILARD, INC. 0.98% of their portfolio Foster City, CA 677,169677.2k $35.5m $35.5m 0.98% Reduced -153.9k -153,870
9 UBS Group AG 0.01% of their portfolio ZURICH, V8 541,480541.5k $28.4m $28.4m 0.01% Reduced -150.4k -150,394
10 WCG Wealth Advisors LLC 2.01% of their portfolio LAS VEGAS, NV 459,295459.3k $24.1m $24.1m 2.01% Reduced -71.6k -71,639
11 MBL Wealth, LLC 2.39% of their portfolio CHARLOTTE, NC 400,017400.0k $21.0m $21.0m 2.39% Added +30.4k +30,390
12 Avantax Planning Partners, Inc. 0.66% of their portfolio DUBUQUE, IA 390,879390.9k $20.5m $20.5m 0.66% Reduced -24.8k -24,849
13 Cercano Management LLC 0.56% of their portfolio BELLEVUE, WA 385,000385.0k $20.2m $20.2m 0.56% New
14 Dynasty Wealth Management, LLC 0.59% of their portfolio ST. PETERSBURG, FL 355,043355.0k $18.6m $18.6m 0.59% First filing
15 HighTower Advisors, LLC 0.03% of their portfolio CHICAGO, IL 336,058336.1k $17.6m $17.6m 0.03% Added +4.1k +4,070
16 Thrivent Financial for Lutherans 0.03% of their portfolio Minneapolis, MN 314,276314.3k $16.5m $16.5m 0.03% Added +64.4k +64,406
17 Quotient Wealth Partners, LLC 0.58% of their portfolio DALLAS, TX 309,112309.1k $16.2m $16.2m 0.58% Added +76.7k +76,713
18 Cetera Investment Advisers 0.04% of their portfolio SCHAUMBURG, IL 305,133305.1k $16.0m $16.0m 0.04% New
19 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 278,160278.2k $14.6m $14.6m 0.01% Reduced -230.7k -230,747
20 McKinley Carter Wealth Services, Inc. 0.91% of their portfolio WHEELING, WV 259,518259.5k $13.6m $13.6m 0.91% Added +4.5k +4,536
21 Gratus Capital, LLC 0.61% of their portfolio ATLANTA, GA 251,622251.6k $13.2m $13.2m 0.61% Added +9.1k +9,121
22 Goelzer Investment Management, Inc. 0.74% of their portfolio CARMEL, IN 249,549249.5k $13.1m $13.1m 0.74% Reduced -38.0k -37,950
23 XML Financial, LLC 1.06% of their portfolio BETHESDA, MD 197,473197.5k $10.4m $10.4m 1.06% Added +44.8k +44,825
24 Orion Porfolio Solutions, LLC 0.10% of their portfolio OMAHA, NE 176,456176.5k $9.3m $9.3m 0.10% Reduced -9.3k -9,259
25 Orion Portfolio Solutions, LLC 0.10% of their portfolio Omaha, NE 176,456176.5k $9.3m $9.3m 0.10% Reduced -9.3k -9,259
26 Sand Hill Global Advisors, LLC 0.43% of their portfolio Palo Alto, CA 173,292173.3k $9.1m $9.1m 0.43% Reduced -86.3k -86,325
27 Wealth Alliance Advisory Group, LLC 2.01% of their portfolio Wichita, KS 164,688164.7k $8.6m $8.6m 2.01% Added +14.8k +14,809
28 Fermata Advisors, LLC 1.93% of their portfolio SONOMA, CA 163,197163.2k $8.6m $8.6m 1.93% Reduced -7.1k -7,108
29 Capital Analysts, LLC 0.40% of their portfolio FORT WASHINGTON, PA 162,250162.2k $8.5m $8.5m 0.40% Added +26.9k +26,895
30 RENAISSANCE TECHNOLOGIES LLC 0.01% of their portfolio NEW YORK, NY 159,200159.2k $8.4m $8.4m 0.01% Reduced -62.8k -62,771
31 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 153,055153.1k $8.0m $8.0m 0.02% Reduced -374.6k -374,585
32 Equita Financial Network, Inc. 3.37% of their portfolio FORT WASHINGTON, PA 143,164143.2k $7.5m $7.5m 3.37% Added +50.2k +50,226
33 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 142,734142.7k $7.5m $7.5m 0.01% Added +4.7k +4,657
34 Arden Trust Co 0.97% of their portfolio WILMINGTON, DE 132,352132.4k $6.9m $6.9m 0.97% Added +7.0k +6,987
35 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 132,131132.1k $6.9m $6.9m 0.01% Added +16.6k +16,611
36 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 128,745128.7k $6.8m $6.8m 0.00% Added +12.7k +12,737
37 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 126,441126.4k $6.6m $6.6m 0.03% Added +5.1k +5,075
38 Vantage Financial Partners Ltd., Inc. 1.73% of their portfolio ARLINGTON HEIGHTS, IL 126,306126.3k $6.6m $6.6m 1.73% Added +8.9k +8,853
39 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 125,124125.1k $6.6m $6.6m 0.01% Added +2.5k +2,489
40 Allworth Financial LP 0.04% of their portfolio FOLSOM, CA 114,148114.1k $6.0m $6.0m 0.04% Reduced -895 -895
41 Clear Rock Advisors, LLC 2.50% of their portfolio KERRVILLE, TX 109,840109.8k $5.8m $5.8m 2.50% Added +5.5k +5,528
42 Financial Synergies Wealth Advisors, Inc. 0.71% of their portfolio HOUSTON, TX 103,456103.5k $5.4m $5.4m 0.71% Added +21.2k +21,191
43 Cerity Partners LLC 0.01% of their portfolio NEW YORK, NY 95,72195.7k $5.0m $5.0m 0.01% Added +564 +564
44 STEPH & CO 1.70% of their portfolio MARINETTE, WI 94,05694.1k $4.9m $4.9m 1.70% Added +2.4k +2,437
45 Goodwin Investment Advisory 2.30% of their portfolio WOODSTOCK, GA 93,13193.1k $4.9m $4.9m 2.30% Reduced -4.1k -4,131
46 BCS Wealth Management 1.52% of their portfolio JOHNSON CITY, TN 90,16090.2k $4.7m $4.7m 1.52% Added +16.8k +16,831
47 Forvis Mazars Wealth Advisors, LLC 0.12% of their portfolio Springfield, MO 89,81789.8k $4.7m $4.7m 0.12% Reduced -12.0k -12,021
48 TD Capital Management LLC 0.50% of their portfolio MEMPHIS, TN 89,37989.4k $4.7m $4.7m 0.50% Added +27.4k +27,413
49 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 87,19687.2k $4.6m $4.6m 0.01% Added +14.8k +14,785
50 Visionary Wealth Advisors 0.31% of their portfolio O'FALLON, IL 86,22186.2k $4.5m $4.5m 0.31% Added +5.1k +5,147
51 Rehmann Capital Advisory Group 0.33% of their portfolio LANSING, MI 84,13684.1k $4.4m $4.4m 0.33% Added +3.0k +2,971
52 Kelman-Lazarov, Inc. 0.85% of their portfolio MEMPHIS, TN 82,71782.7k $4.3m $4.3m 0.85% Added +1.5k +1,474
53 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 76,34576.3k $4.0m $4.0m 0.01% Unchanged
54 Opal Wealth Advisors, LLC 1.35% of their portfolio JERICHO, NY 76,05776.1k $4.0m $4.0m 1.35% Reduced -101 -101
55 CarsonAllaria Wealth Management, Ltd. 2.49% of their portfolio GLEN CARBON, IL 75,50675.5k $4.0m $4.0m 2.49% Reduced -2.2k -2,178
56 OPTIMUM INVESTMENT ADVISORS 1.81% of their portfolio Chicago, IL 75,22375.2k $3.9m $3.9m 1.81% Unchanged
57 First International Bank & Trust 1.36% of their portfolio WATFORD CITY, ND 75,16075.2k $3.9m $3.9m 1.36% Added +2.7k +2,682
58 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 74,90074.9k $3.9m $3.9m 0.01% New
59 StoneX Group Inc. 0.34% of their portfolio NEW YORK, NY 72,35772.4k $3.8m $3.8m 0.34% Reduced -9.6k -9,571
60 Biltmore Wealth Management, LLC 1.81% of their portfolio TEMPE, AZ 72,01372.0k $3.8m $3.8m 1.81% Unchanged
61 NewEdge Advisors, LLC 0.03% of their portfolio NEW ORLEANS, LA 65,82465.8k $3.5m $3.5m 0.03% Added +5.2k +5,209
62 FOSTER & MOTLEY INC 0.23% of their portfolio CINCINNATI, OH 63,98264.0k $3.4m $3.4m 0.23% Reduced -1.3k -1,319
63 PAX Financial Group, LLC 0.66% of their portfolio SAN ANTONIO, TX 63,10663.1k $3.3m $3.3m 0.66% Added +13.3k +13,348
64 Legacy Financial Advisors, Inc. 0.58% of their portfolio COVINGTON, KY 62,09962.1k $3.3m $3.3m 0.58% Reduced -3.3k -3,268
65 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 56,79356.8k $3.0m $3.0m 0.01% Reduced -6.6k -6,570
66 Prestige Wealth Management Group LLC 0.63% of their portfolio FLEMINGTON, NJ 55,81055.8k $2.9m $2.9m 0.63% Added +12.7k +12,673
67 Executive Wealth Management, LLC 0.24% of their portfolio BRIGHTON, MI 53,43853.4k $2.8m $2.8m 0.24% Reduced -13.0k -13,033
68 ERn Financial, LLC 0.48% of their portfolio MIDDLETON, WI 53,05653.1k $2.8m $2.8m 0.48% Added +903 +903
69 Financial Engines Advisors L.L.C. 0.01% of their portfolio SANTA CLARA, CA 52,33252.3k $2.7m $2.7m 0.01% Reduced -3.4k -3,427
70 Simplicity Wealth,LLC 0.07% of their portfolio SUMMIT, NJ 52,16852.2k $2.7m $2.7m 0.07% New
71 Bleakley Financial Group, LLC 0.08% of their portfolio PARSIPPANY, NJ 52,16852.2k $2.7m $2.7m 0.08% Added +6.3k +6,332
72 Flagstone Financial Management 1.04% of their portfolio LINCOLN, NE 51,41651.4k $2.7m $2.7m 1.04% Added +22.1k +22,058
73 Transcendent Capital Group LLC 0.83% of their portfolio EDMOND, OK 51,04751.0k $2.7m $2.7m 0.83% Added +24.8k +24,802
74 Dynamic Advisor Solutions LLC 0.09% of their portfolio PHOENIX, AZ 50,65250.7k $2.7m $2.7m 0.09% Added +10.2k +10,192
75 Paladin Advisory Group, LLC 2.09% of their portfolio CLIVE, IA 50,58150.6k $2.6m $2.6m 2.09% Added +175 +175
76 Arrowroot Family Office, LLC 1.67% of their portfolio MARINA DEL REY, CA 49,81649.8k $2.6m $2.6m 1.67% Reduced -1.5k -1,488
77 DAVIS R M INC 0.05% of their portfolio PORTLAND, ME 49,15049.1k $2.6m $2.6m 0.05% Reduced -1.5k -1,480
78 INSPIRION WEALTH ADVISORS, LLC 0.41% of their portfolio LIBERTYVILLE, IL 46,96447.0k $2.5m $2.5m 0.41% Reduced -750 -750
79 Beta Wealth Group, Inc. 1.19% of their portfolio SAN DIEGO, CA 46,75946.8k $2.5m $2.5m 1.19% Reduced -33.0k -33,041
80 Hanson & Doremus Investment Management 0.42% of their portfolio BURLINGTON, VT 46,66946.7k $2.4m $2.4m 0.42% Added +1.5k +1,487
81 Smart Money Group LLC 0.93% of their portfolio EASTLAND, TX 46,05846.1k $2.4m $2.4m 0.93% Added +4.5k +4,485
82 IAM Advisory, LLC 0.64% of their portfolio EASTON, PA 44,27744.3k $2.3m $2.3m 0.64% Added +27.5k +27,547
83 Econ Financial Services Corp 1.43% of their portfolio HARRISBURG, PA 43,88943.9k $2.3m $2.3m 1.43% Added +32.6k +32,602
84 Cornerstone Wealth Management, LLC 0.19% of their portfolio ST. PETERS, MO 43,74143.7k $2.3m $2.3m 0.19% Reduced -382 -382
85 Cedar Point Capital Partners, LLC 1.69% of their portfolio Cedar Rapids, IA 42,53142.5k $2.2m $2.2m 1.69% Added +3.2k +3,199
86 Cyndeo Wealth Partners, LLC 0.19% of their portfolio ST. PETERSBURG, FL 42,50442.5k $2.2m $2.2m 0.19% Added +3.9k +3,920
87 Steward Partners Investment Advisory, LLC 0.02% of their portfolio STAMFORD, CT 41,54941.5k $2.2m $2.2m 0.02% Added +29.1k +29,103
88 Prosperity Consulting Group, LLC 0.27% of their portfolio OWINGS MILLS, MD 40,87440.9k $2.1m $2.1m 0.27% Added +21.2k +21,176
89 Westside Investment Management, Inc. 0.48% of their portfolio SANTA MONICA, CA 37,79237.8k $2.0m $2.0m 0.48% Reduced -101 -101
90 McAdam, LLC 0.13% of their portfolio Philadelphia, PA 37,38837.4k $2.0m $2.0m 0.13% Added +144 +144
91 PRIVATE TRUST CO NA 0.21% of their portfolio CLEVELAND, OH 36,66936.7k $1.9m $1.9m 0.21% Reduced -1.0k -1,000
92 VALLEY NATIONAL ADVISERS INC 0.29% of their portfolio BETHLEHEM, PA 36,32736.3k $1.9m $1.9m 0.29% Added +2.8k +2,771
93 Kowal Investment Group, LLC 0.41% of their portfolio BROOKFIELD, WI 35,84535.8k $1.9m $1.9m 0.41% Reduced -1.0k -1,020
94 Austin Wealth Management, LLC 0.46% of their portfolio Austin, TX 35,49535.5k $1.8m $1.8m 0.46% Added +677 +677
95 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 34,05234.1k $1.8m $1.8m 0.01% Added +13.1k +13,111
96 Aviance Capital Partners, LLC 0.24% of their portfolio NAPLES, FL 30,38630.4k $1.6m $1.6m 0.24% Reduced -1.9k -1,915
97 Janney Capital Management LLC 0.11% of their portfolio PITTSBURGH, PA 30,19430.2k $1.6m $1.6m 0.11% Reduced -148 -148
98 VIAWEALTH, LLC 0.99% of their portfolio Leawood, KS 30,16330.2k $1.6m $1.6m 0.99% Added +11.9k +11,895
99 Waverly Advisors, LLC 0.04% of their portfolio BIRMINGHAM, AL 30,01730.0k $1.6m $1.6m 0.04% New
100 Valmark Advisers, Inc. 0.03% of their portfolio AKRON, OH 29,04629.0k $1.5m $1.5m 0.03% Unchanged