Vault-13

SPDR SER TR SLYV

S&P 600 SMCP VAL · ETP · CUSIP 78464A300

535 institutional holders -1 vs Q4 2023
31,606,96731.6m shares reported held*
$2.6bnreported value*
37 new 195 added 217 reduced 32 sold out net bought ≈ $43.2m (+716.4k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($3.6m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $82.29. Options: 10 managers hold calls ($686.7m notional), 1 hold puts ($8.3k).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 457Q4 22: 480Q1 23: 471Q2 23: 501Q3 23: 484Q4 23: 536Q1 24: 535535Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022457
Q4 2022480
Q1 2023471
Q2 2023501
Q3 2023484
Q4 2023536
Q1 2024535

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 224 bought or addedQ4 22: 180 cut or sold outQ4 22Q1 23: 202 bought or addedQ1 23: 221 cut or sold outQ1 23Q2 23: 230 bought or addedQ2 23: 202 cut or sold outQ2 23Q3 23: 214 bought or addedQ3 23: 227 cut or sold outQ3 23Q4 23: 226 bought or addedQ4 23: 232 cut or sold outQ4 23Q1 24: 232 bought or addedQ1 24: 249 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022224180
Q1 2023202221
Q2 2023230202
Q3 2023214227
Q4 2023226232
Q1 2024232249

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200m$400m$600m$800mQ2 23 calls: $698.9mQ2 23 puts: $7.7kQ2 23P/C 0.00Q3 23 calls: $201.1mQ3 23 puts: $7.2kQ3 23P/C 0.00Q4 23 calls: $680.1mQ4 23 puts: $0Q4 23P/C 0.00Q1 24 calls: $686.7mQ1 24 puts: $8.3kQ1 24P/C 0.00
Numbers
QuarterCallsPutsP/C
Q2 2023$698.9m$7.7k0.00
Q3 2023$201.1m$7.2k0.00
Q4 2023$680.1m$00.00
Q1 2024$686.7m$8.3k0.00

Biggest buyers

BANK OF AMERICA CORP /DE/ Added +825,628+825.6k
MORGAN STANLEY Added +298,276+298.3k
BALANCED WEALTH GROUP LLC Added +271,557+271.6k
GOLDMAN SACHS GROUP INC Added +177,514+177.5k
Tradewinds Capital Management, LLC Added +120,042+120.0k
Focus Partners Advisor Solutions, LLC Added +93,321+93.3k
Dakota Wealth Management New +85,638+85.6k
Redwood Investment Management, LLC Added +79,803+79.8k
Cerity Partners LLC Added +75,910+75.9k
OSAIC HOLDINGS, INC. Added +67,191+67.2k

Biggest sellers

Morningstar Investment Services LLC Reduced -458,792-458.8k
High Probability Advisors, LLC Sold out -224,204-224.2k
LPL Financial LLC Reduced -166,334-166.3k
AMERIPRISE FINANCIAL INC Reduced -144,560-144.6k
RESTON WEALTH MANAGEMENT LLC Reduced -142,886-142.9k
Financial Synergies Wealth Advisors, Inc. Reduced -105,636-105.6k
Morton Brown Family Wealth, LLC Reduced -84,471-84.5k
Betterment LLC Reduced -80,524-80.5k
WCG Wealth Advisors LLC Reduced -59,523-59.5k
CITADEL ADVISORS LLC Reduced -54,513-54.5k

Biggest calls

JANE STREET GROUP, LLC Added $560.4m5.9m shares
JPMORGAN CHASE & CO Reduced $64.2m676.6k shares
IMC-Chicago, LLC Added $56.4m594.6k shares
GARDA CAPITAL PARTNERS LP Added $4.7m50.0k shares
SG Americas Securities, LLC Unchanged $446.0k37.1k shares
Belvedere Trading LLC Reduced $257.2k3.1k shares
CITADEL ADVISORS LLC Reduced $199.1k2.4k shares
Worth Venture Partners, LLC New $14.8k15.4k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares
LM Advisors LLC New $00 shares

Biggest puts

CITADEL ADVISORS LLC New $8.3k100 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 2,490,2672.5m $206.6m $206.6m 0.02% Added +825.6k +825,628
2 LPL Financial LLC 0.06% of their portfolio FORT MILL, SC 1,373,3351.4m $113.9m $113.9m 0.06% Reduced -166.3k -166,334
3 Financial Engines Advisors L.L.C. 0.25% of their portfolio SANTA CLARA, CA 1,327,8111.3m $110.2m $110.2m 0.25% Reduced -5.6k -5,555
4 AMERIPRISE FINANCIAL INC 0.03% of their portfolio MINNEAPOLIS, MN 1,221,8961.2m $101.4m $101.4m 0.03% Reduced -144.6k -144,560
5 Cannon Financial Strategists, Inc. 14.09% of their portfolio ATHENS, GA 863,860863.9k $71.7m $71.7m 14.09% Added +21.8k +21,754
6 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 851,256851.3k $70.6m $70.6m 0.00% Added +298.3k +298,276
7 Cerity Partners LLC 0.18% of their portfolio NEW YORK, NY 840,141840.1k $69.7m $69.7m 0.18% Added +75.9k +75,910
8 Goelzer Investment Management, Inc. 3.82% of their portfolio CARMEL, IN 812,795812.8k $67.4m $67.4m 3.82% Added +9.3k +9,316
9 NorthRock Partners, LLC 2.21% of their portfolio MINNEAPOLIS, MN 692,577692.6k $57.5m $57.5m 2.21% Added +17.5k +17,508
10 Financial Planning & Information Services, Inc. 7.87% of their portfolio DE PERE, WI 631,328631.3k $52.4m $52.4m 7.87% Reduced -20.3k -20,288
11 Morningstar Investment Services LLC 0.49% of their portfolio CHICAGO, IL 542,698542.7k $44.9m $44.9m 0.49% Reduced -458.8k -458,792
12 Redwood Investment Management, LLC 3.95% of their portfolio SCOTTSDALE, AZ 499,779499.8k $41.5m $41.5m 3.95% Added +79.8k +79,803
13 Creative Planning 0.04% of their portfolio OVERLAND PARK, KS 479,032479.0k $39.7m $39.7m 0.04% Reduced -15.7k -15,727
14 COMMONWEALTH EQUITY SERVICES, LLC 0.07% of their portfolio WALTHAM, MA 476,553476.6k $39.5m $39.5m 0.07% Added +20.1k +20,147
15 TOWNSQUARE CAPITAL LLC 0.49% of their portfolio Lehi, UT 401,166401.2k $33.3m $33.3m 0.49% Added +26.0k +25,972
16 Equitable Holdings, Inc. 0.35% of their portfolio NEW YORK, NY 375,689375.7k $31.2m $31.2m 0.35% Added +9.8k +9,780
17 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 366,285366.3k $30.4m $30.4m 0.01% Reduced -13.8k -13,784
18 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 363,494363.5k $30.2m $30.2m 0.01% Added +17.3k +17,338
19 Trilogy Capital Inc. 1.58% of their portfolio IRVINE, CA 331,429331.4k $27.5m $27.5m 1.58% Added +17.1k +17,097
20 Avior Wealth Management, LLC 1.28% of their portfolio OMAHA, NE 331,313331.3k $27.5m $27.5m 1.28% Added +26.4k +26,395
21 Evensky & Katz LLC 1.85% of their portfolio CORAL GABLES, FL 315,214315.2k $26.2m $26.2m 1.85% Reduced -3.6k -3,604
22 BALANCED WEALTH GROUP LLC 3.29% of their portfolio WESTLAKE, OH 300,609300.6k $7.4m $7.4m 3.29% Added +271.6k +271,557
23 Rodgers & Associates, LTD 3.12% of their portfolio Lancaster, PA 292,813292.8k $24.3m $24.3m 3.12% Added +4.0k +3,970
24 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 285,325285.3k $23.7m $23.7m 0.00% Added +177.5k +177,514
25 Dean, Jacobson Financial Services, LLC 19.16% of their portfolio FORT WORTH, TX 285,086285.1k $23.7m $23.7m 19.16% Added +824 +824
26 American Financial Advisors, LLC 3.18% of their portfolio Marietta, GA 271,657271.7k $22.5m $22.5m 3.18% Reduced -6.7k -6,714
27 BUCKINGHAM STRATEGIC WEALTH, LLC 0.23% of their portfolio CLAYTON, MO 260,212260.2k $21.6m $21.6m 0.23% Reduced -6.0k -6,006
28 Klingman & Associates, LLC 1.49% of their portfolio New York, NY 258,087258.1k $21.4m $21.4m 1.49% Reduced -2.5k -2,512
29 Roberts Financial Services LLC 4.08% of their portfolio MARQUETTE, MI 240,957241.0k $20.0m $20.0m 4.08% Added +5.4k +5,449
30 OSAIC HOLDINGS, INC. 0.04% of their portfolio SCOTTSDALE, AZ 239,539239.5k $19.9m $19.9m 0.04% Added +67.2k +67,191
31 BRANDYWINE OAK PRIVATE WEALTH LLC 2.02% of their portfolio Kennett Square, PA 233,493233.5k $19.4m $19.4m 2.02% Added +6.9k +6,895
32 Financial Enhancement Group LLC 2.95% of their portfolio ANDERSON, IN 230,899230.9k $17.9m $17.9m 2.95% Added +8.3k +8,316
33 TRUIST FINANCIAL CORP 0.03% of their portfolio CHARLOTTE, NC 223,613223.6k $18.6m $18.6m 0.03% Added +361 +361
34 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.05% of their portfolio PLYMOUTH, MN 221,304221.3k $18.4m $18.4m 0.05% Reduced -9.1k -9,112
35 Financial Advisory Group 3.22% of their portfolio HOUSTON, TX 219,943219.9k $18.2m $18.2m 3.22% Added +13.4k +13,378
36 Avantax Planning Partners, Inc. 0.58% of their portfolio DUBUQUE, IA 217,708217.7k $18.1m $18.1m 0.58% Reduced -10.9k -10,913
37 KWB Wealth 2.20% of their portfolio REDLANDS, CA 196,878196.9k $16.3m $16.3m 2.20% Reduced -5.4k -5,397
38 FAS Wealth Partners, Inc. 1.44% of their portfolio LEAWOOD, KS 196,436196.4k $16.3m $16.3m 1.44% Added +382 +382
39 Convergence Financial, LLC 6.68% of their portfolio COLUMBIA, MO 195,030195.0k $16.2m $16.2m 6.68% Reduced -12.7k -12,663
40 First National Trust Co 0.64% of their portfolio Johnstown, PA 188,834188.8k $15.7m $15.7m 0.64% Reduced -16.9k -16,938
41 Marathon Mission, Inc. 11.70% of their portfolio ALBANY, NY 178,668178.7k $14.8m $14.8m 11.70% Added +21.7k +21,719
42 Lutz Financial Services LLC 1.24% of their portfolio OMAHA, NE 171,514171.5k $14.2m $14.2m 1.24% Added +1.8k +1,779
43 Rockbridge Investment Management, LCC 2.01% of their portfolio Syracuse, NY 165,564165.6k $13.7m $13.7m 2.01% Added +10.2k +10,152
44 GHP Investment Advisors, Inc. 0.67% of their portfolio Denver, CO 163,739163.7k $13.6m $13.6m 0.67% Added +2.4k +2,372
45 SAGE FINANCIAL GROUP INC 1.21% of their portfolio W. CONSHOHOCKEN, PA 161,999162.0k $13.4m $13.4m 1.21% Added +4.1k +4,115
46 Corient Private Wealth LP 0.02% of their portfolio MIAMI, FL 157,017157.0k $13.0m $13.0m 0.02% Reduced -13.8k -13,835
47 Financial Strategies Group, Inc. 3.37% of their portfolio OKEMOS, MI 153,861153.9k $12.5m $12.5m 3.37% Reduced -2.4k -2,374
48 Mariner, LLC 0.03% of their portfolio Overland Park, KS 151,920151.9k $12.6m $12.6m 0.03% Reduced -21.3k -21,257
49 Capasso Planning Partners LLC 5.13% of their portfolio CHARLESTON, SC 149,178149.2k $12.4m $12.4m 5.13% Added +7.3k +7,298
50 Asset Dedication, LLC 0.92% of their portfolio SAN FRANCISCO, CA 148,776148.8k $12.3m $12.3m 0.92% Reduced -8.6k -8,591
51 Key Financial Inc 3.08% of their portfolio WEST CHESTER, PA 145,393145.4k $12.1m $12.1m 3.08% Added +7.2k +7,188
52 WCG Wealth Advisors LLC 1.01% of their portfolio LAS VEGAS, NV 145,251145.3k $12.1m $12.1m 1.01% Reduced -59.5k -59,523
53 UBS Group AG 0.00% of their portfolio ZURICH, V8 143,225143.2k $11.9m $11.9m 0.00% Reduced -43.0k -43,024
54 Wrenne Financial Planning LLC 8.74% of their portfolio Lexington, KY 142,518142.5k $11.8m $11.8m 8.74% Added +11.2k +11,211
55 TIAA TRUST, NATIONAL ASSOCIATION 0.03% of their portfolio CHARLOTTE, NC 134,858134.9k $11.2m $11.2m 0.03% Added +7.5k +7,488
56 Resonant Capital Advisors, LLC 0.92% of their portfolio Madison, WI 129,739129.7k $10.8m $10.8m 0.92% Added +8.0k +8,013
57 HighTower Advisors, LLC 0.02% of their portfolio CHICAGO, IL 127,453127.5k $10.6m $10.6m 0.02% Added +1.6k +1,596
58 Optimist Retirement Group LLC 5.32% of their portfolio BELLEVUE, WA 124,823124.8k $10.4m $10.4m 5.32% Added +9.3k +9,274
59 Triangle Securities Wealth Management 2.93% of their portfolio RALEIGH, NC 123,942123.9k $10.3m $10.3m 2.93% Added +726 +726
60 Tradewinds Capital Management, LLC 2.78% of their portfolio BELLINGHAM, WA 121,202121.2k $10.1m $10.1m 2.78% Added +120.0k +120,042
61 Concord Wealth Partners 1.76% of their portfolio ABINGDON, VA 117,648117.6k $9.8m $9.8m 1.76% Reduced -9.2k -9,203
62 Retirement Group, LLC 3.46% of their portfolio SAN DIEGO, CA 116,577116.6k $9.7m $9.7m 3.46% Added +666 +666
63 Compass Ion Advisors, LLC 1.37% of their portfolio CONSHOHOCKEN, PA 114,922114.9k $9.5m $9.5m 1.37% Reduced -5.6k -5,593
64 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 0.26% of their portfolio LOS ANGELES, CA 112,601112.6k $9.3m $9.3m 0.26% Added +11.8k +11,834
65 Concord Asset Management, LLC/VA 2.43% of their portfolio ABINGDON, VA 111,238111.2k $9.2m $9.2m 2.43% Reduced -8.5k -8,537
66 Focus Partners Advisor Solutions, LLC 0.26% of their portfolio SAINT LOUIS, MO 109,063109.1k $9.0m $9.0m 0.26% Added +93.3k +93,321
67 Perritt Capital Management Inc 4.81% of their portfolio Chicago, IL 107,327107.3k $8.9m $8.9m 4.81% Added +1.9k +1,950
68 Perennial Investment Advisors, LLC 1.31% of their portfolio Los Angeles, CA 103,459103.5k $8.6m $8.6m 1.31% Added +12.2k +12,241
69 BIP Wealth, LLC 0.61% of their portfolio ATLANTA, GA 99,79699.8k $8.3m $8.3m 0.61% Added +2.5k +2,496
70 Baird Financial Group, Inc. 0.02% of their portfolio MILWAUKEE, WI 98,31198.3k $8.2m $8.2m 0.02% Added +8.8k +8,848
71 N.E.W. Advisory Services LLC 0.89% of their portfolio DE PERE, WI 97,02597.0k $8.1m $8.1m 0.89% Added +229 +229
72 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 96,04296.0k $8.0m $8.0m 0.03% Added +4.3k +4,336
73 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 95,28995.3k $7.9m $7.9m 0.00% Reduced -3.3k -3,262
74 Focus Financial Network, Inc. 0.35% of their portfolio MINNEAPOLIS, MN 93,91093.9k $7.2m $7.2m 0.35% First filing
75 MATHER GROUP, LLC. 0.12% of their portfolio CHICAGO, IL 91,03091.0k $7.6m $7.6m 0.12% Reduced -220 -220
76 Geneos Wealth Management Inc. 0.35% of their portfolio ENGLEWOOD, CO 90,83590.8k $7.5m $7.5m 0.35% Added +4.6k +4,591
77 NORTHWEST WEALTH MANAGEMENT, LLC 2.02% of their portfolio SPENCER, IA 89,05689.1k $7.4m $7.4m 2.02% Added +1.1k +1,069
78 McAdam, LLC 0.46% of their portfolio Philadelphia, PA 86,00986.0k $7.1m $7.1m 0.46% Reduced -1.7k -1,737
79 CarsonAllaria Wealth Management, Ltd. 4.48% of their portfolio GLEN CARBON, IL 85,92185.9k $7.1m $7.1m 4.48% Added +9.0k +9,002
80 Dakota Wealth Management 0.18% of their portfolio PALM BEACH GARDENS, FL 85,63885.6k $7.1m $7.1m 0.18% New
81 Cambridge Financial Group, LLC 3.31% of their portfolio TUCSON, AZ 83,95484.0k $7.0m $7.0m 3.31% Added +103 +103
82 Diversified, LLC 0.94% of their portfolio Wilmington, DE 82,41682.4k $6.8m $6.8m 0.94% Reduced -2.1k -2,130
83 Red Door Wealth Management, LLC 1.32% of their portfolio Memphis, TN 82,36582.4k $6.8m $6.8m 1.32% Reduced -23.3k -23,274
84 Probity Advisors, Inc. 1.36% of their portfolio DALLAS, TX 79,24779.2k $6.6m $6.6m 1.36% Added +3.9k +3,932
85 ALPS ADVISORS INC 0.05% of their portfolio Denver, CO 78,59078.6k $6.5m $6.5m 0.05% Unchanged
86 NWAM LLC 0.52% of their portfolio MERCER ISLAND, WA 77,47477.5k $6.4m $6.4m 0.52% Added +3.4k +3,374
87 AIRE ADVISORS, LLC 1.43% of their portfolio BEVERLY HILLS, CA 76,38976.4k $6.3m $6.3m 1.43% Reduced -92 -92
88 FINANCIAL COUNSELORS INC 0.11% of their portfolio Overland Park, KS 75,48375.5k $6.3m $6.3m 0.11% Reduced -630 -630
89 Salomon & Ludwin, LLC 0.53% of their portfolio RICHMOND, VA 74,93974.9k $6.2m $6.2m 0.53% Reduced -1.5k -1,489
90 LPWM LLC 2.15% of their portfolio MINNEAPOLIS, MN 74,48674.5k $5.9m $5.9m 2.15% Added +701 +701
91 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 72,29072.3k $6.0m $6.0m 0.01% Added +5.2k +5,241
92 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 69,66669.7k $5.8m $5.8m 0.02% Reduced -1.5k -1,467
93 Kades & Cheifetz LLC 3.42% of their portfolio Berwyn, PA 64,34964.3k $5.3m $5.3m 3.42% Added +189 +189
94 CAHILL FINANCIAL ADVISORS INC 0.73% of their portfolio EDINA, MN 64,25864.3k $5.3m $5.3m 0.73% Reduced -33 -33
95 Clark Capital Management Group, Inc. 0.04% of their portfolio PHILADELPHIA, PA 64,05764.1k $5.3m $5.3m 0.04% Reduced -46.4k -46,428
96 Aptus Capital Advisors, LLC 0.11% of their portfolio FAIRHOPE, AL 63,16063.2k $5.2m $5.2m 0.11% New
97 Financial Guidance Group, Inc. 3.40% of their portfolio Palm Harbor, FL 63,16063.2k $5.2m $5.2m 3.40% Reduced -627 -627
98 Waverly Advisors, LLC 0.12% of their portfolio BIRMINGHAM, AL 63,00363.0k $5.2m $5.2m 0.12% Added +58.5k +58,464
99 Melone Private Wealth, LLC 3.10% of their portfolio AUBURN HILLS, MI 62,15462.2k $5.2m $5.2m 3.10% Reduced -146 -146
100 New Hampshire Trust 1.18% of their portfolio CONCORD, NH 61,01661.0k $5.1m $5.1m 1.18% Reduced -3.0k -3,023