Vault-13

VANGUARD INDEX FDS VBK

SML CP GRW ETF · ETP · CUSIP 922908595

999 institutional holders +21 vs Q4 2023
42,537,17742.5m shares reported held*
$11.1bnreported value*
92 new 415 added 314 reduced 65 sold out net bought ≈ $1.1bn (+4.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($3.1m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $260.15. Options: 4 managers hold calls ($11.5m notional), 4 hold puts ($4.6m).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

05001kQ3 22: 800Q4 22: 854Q1 23: 849Q2 23: 867Q3 23: 874Q4 23: 978Q1 24: 999999Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022800
Q4 2022854
Q1 2023849
Q2 2023867
Q3 2023874
Q4 2023978
Q1 2024999

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1k01kQ4 22: 384 bought or addedQ4 22: 325 cut or sold outQ4 22Q1 23: 366 bought or addedQ1 23: 357 cut or sold outQ1 23Q2 23: 406 bought or addedQ2 23: 342 cut or sold outQ2 23Q3 23: 419 bought or addedQ3 23: 314 cut or sold outQ3 23Q4 23: 473 bought or addedQ4 23: 307 cut or sold outQ4 23Q1 24: 507 bought or addedQ1 24: 379 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022384325
Q1 2023366357
Q2 2023406342
Q3 2023419314
Q4 2023473307
Q1 2024507379

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5m$10m$15mQ2 23 calls: $13.6mQ2 23 puts: $4.5mQ2 23P/C 0.33Q3 23 calls: $10.0mQ3 23 puts: $5.6mQ3 23P/C 0.56Q4 23 calls: $10.5mQ4 23 puts: $7.4mQ4 23P/C 0.70Q1 24 calls: $11.5mQ1 24 puts: $4.6mQ1 24P/C 0.40
Numbers
QuarterCallsPutsP/C
Q2 2023$13.6m$4.5m0.33
Q3 2023$10.0m$5.6m0.56
Q4 2023$10.5m$7.4m0.70
Q1 2024$11.5m$4.6m0.40

Biggest buyers

MORGAN STANLEY Added +1,972,069+2.0m
BANK OF AMERICA CORP /DE/ Added +1,678,380+1.7m
Balyasny Asset Management L.P. New +397,164+397.2k
Cetera Investment Advisers Added +250,453+250.5k
MONETA GROUP INVESTMENT ADVISORS LLC Added +129,486+129.5k
UBS Group AG Added +93,215+93.2k
MML INVESTORS SERVICES, LLC Added +66,018+66.0k
SageView Advisory Group, LLC Added +65,222+65.2k
Q3 Asset Management New +64,041+64.0k
US BANCORP \DE\ Added +55,435+55.4k

Biggest sellers

Cetera Advisor Networks LLC Sold out -246,689-246.7k
1832 Asset Management L.P. Sold out -239,702-239.7k
GOLDMAN SACHS GROUP INC Reduced -213,931-213.9k
JONES FINANCIAL COMPANIES LLLP Reduced -200,854-200.9k
OSAIC HOLDINGS, INC. Reduced -112,079-112.1k
Performance Wealth Partners, LLC Reduced -76,836-76.8k
Sand Hill Global Advisors, LLC Reduced -69,401-69.4k
PRUDENTIAL FINANCIAL INC Reduced -35,018-35.0k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -34,355-34.4k
SIMPLEX TRADING, LLC Reduced -33,278-33.3k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $8.4m32.2k shares
Belvedere Trading LLC Added $1.9m7.1k shares
CITADEL ADVISORS LLC Reduced $1.3m4.9k shares
Cutler Group LLC / CA Reduced $14.0k1.7k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $2.7m10.3k shares
CITADEL ADVISORS LLC Reduced $1.1m4.2k shares
Belvedere Trading LLC Added $808.2k3.1k shares
Cutler Group LLC / CA Reduced $0100 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.21% of their portfolio CHARLOTTE, NC 8,236,0268.2m $2.1bn $2.1bn 0.21% Added +1.7m +1,678,380
2 MORGAN STANLEY 0.04% of their portfolio NEW YORK, NY 5,804,5955.8m $1.5bn $1.5bn 0.04% Added +2.0m +1,972,069
3 JONES FINANCIAL COMPANIES LLLP 0.85% of their portfolio DES PERES, MO 2,392,5562.4m $623.8m $623.8m 0.85% Reduced -200.9k -200,854
4 ASSETMARK, INC 1.11% of their portfolio CONCORD, CA 1,311,4771.3m $341.9m $341.9m 1.11% Reduced -29.9k -29,910
5 Corient Private Wealth LP 0.41% of their portfolio MIAMI, FL 888,616888.6k $231.7m $231.7m 0.41% Added +7.3k +7,325
6 UBS Group AG 0.07% of their portfolio ZURICH, V8 859,621859.6k $224.1m $224.1m 0.07% Added +93.2k +93,215
7 PNC Financial Services Group, Inc. 0.15% of their portfolio Pittsburgh, PA 842,597842.6k $219.7m $219.7m 0.15% Added +921 +921
8 SEI INVESTMENTS CO 0.32% of their portfolio OAKS, PA 826,736826.7k $215.5m $215.5m 0.32% Added +49.4k +49,428
9 ENVESTNET ASSET MANAGEMENT INC 0.08% of their portfolio Berwyn, PA 777,231777.2k $202.6m $202.6m 0.08% Added +38.8k +38,769
10 MATHER GROUP, LLC. 2.94% of their portfolio CHICAGO, IL 770,687770.7k $186.3m $186.3m 2.94% Reduced -2.5k -2,540
11 WELLS FARGO & COMPANY/MN 0.05% of their portfolio SAN FRANCISCO, CA 680,999681.0k $177.5m $177.5m 0.05% Added +18.0k +18,024
12 LPL Financial LLC 0.09% of their portfolio FORT MILL, SC 632,610632.6k $164.9m $164.9m 0.09% Added +24.0k +24,044
13 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 628,124628.1k $163.8m $163.8m 0.01% Added +1.4k +1,390
14 CHOREO, LLC 3.39% of their portfolio ROCKFORD, IL 506,303506.3k $132.0m $132.0m 3.39% Reduced -12.3k -12,264
15 MONETA GROUP INVESTMENT ADVISORS LLC 1.90% of their portfolio ST LOUIS, MO 447,783447.8k $116.7m $116.7m 1.90% Added +129.5k +129,486
16 TIAA TRUST, NATIONAL ASSOCIATION 0.33% of their portfolio CHARLOTTE, NC 411,299411.3k $107.2m $107.2m 0.33% Added +38.0k +37,983
17 Balyasny Asset Management L.P. 0.27% of their portfolio Chicago, IL 397,164397.2k $103.5m $103.5m 0.27% New
18 TRUIST FINANCIAL CORP 0.15% of their portfolio CHARLOTTE, NC 377,340377.3k $98.4m $98.4m 0.15% Reduced -18.8k -18,757
19 Cohen Klingenstein LLC 3.50% of their portfolio NEW YORK, NY 360,145360.1k $93.9m $93.9m 3.50% Added +100 +100
20 AMERIPRISE FINANCIAL INC 0.02% of their portfolio MINNEAPOLIS, MN 322,953323.0k $84.2m $84.2m 0.02% Reduced -10.4k -10,360
21 US BANCORP \DE\ 0.12% of their portfolio MINNEAPOLIS, MN 322,365322.4k $84.0m $84.0m 0.12% Added +55.4k +55,435
22 HighTower Advisors, LLC 0.13% of their portfolio CHICAGO, IL 301,278301.3k $78.6m $78.6m 0.13% Reduced -565 -565
23 Rockefeller Capital Management L.P. 0.23% of their portfolio NEW YORK, NY 297,900297.9k $77.7m $77.7m 0.23% Added +9.7k +9,749
24 RWA WEALTH PARTNERS, LLC 1.04% of their portfolio BOSTON, MA 296,649296.6k $77.3m $77.3m 1.04% Added +5.3k +5,338
25 Cetera Investment Advisers 0.17% of their portfolio SCHAUMBURG, IL 277,656277.7k $72.4m $72.4m 0.17% Added +250.5k +250,453
26 MML INVESTORS SERVICES, LLC 0.30% of their portfolio SPRINGFIELD, MA 277,347277.3k $72.3m $72.3m 0.30% Added +66.0k +66,018
27 EP Wealth Advisors, LLC 0.79% of their portfolio TORRANCE, CA 259,084259.1k $67.5m $67.5m 0.79% Added +13.4k +13,398
28 OSAIC HOLDINGS, INC. 0.15% of their portfolio SCOTTSDALE, AZ 256,323256.3k $66.9m $66.9m 0.15% Reduced -112.1k -112,079
29 Mill Creek Capital Advisors, LLC 1.72% of their portfolio Conshohocken, PA 243,272243.3k $63.4m $63.4m 1.72% Added +6.0k +5,962
30 COMMONWEALTH EQUITY SERVICES, LLC 0.11% of their portfolio WALTHAM, MA 242,697242.7k $63.3m $63.3m 0.11% Added +16.2k +16,174
31 RAYMOND JAMES & ASSOCIATES 0.04% of their portfolio ST PETERSBURG, FL 234,711234.7k $61.2m $61.2m 0.04% Reduced -11.2k -11,197
32 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 217,106217.1k $56.6m $56.6m 0.01% Reduced -21.0k -21,035
33 Focus Partners Wealth 0.40% of their portfolio ST LOUIS, MO 189,667189.7k $49.5m $49.5m 0.40% Added +19.1k +19,089
34 Mariner, LLC 0.10% of their portfolio Overland Park, KS 186,392186.4k $48.6m $48.6m 0.10% Reduced -1.1k -1,126
35 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.05% of their portfolio MILWAUKEE, WI 174,591174.6k $45.5m $45.5m 0.05% Added +5.7k +5,705
36 Raymond James Financial Services Advisors, Inc. 0.07% of their portfolio ST. PETERSBURG, FL 170,219170.2k $44.4m $44.4m 0.07% Added +14.4k +14,358
37 LINCOLN NATIONAL CORP 0.67% of their portfolio RADNOR, PA 164,023164.0k $42.8m $42.8m 0.67% Reduced -4.9k -4,851
38 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.35% of their portfolio IRVING, TX 161,106161.1k $42.0m $42.0m 0.35% Reduced -5.6k -5,568
39 Pathstone Holdings, LLC 0.18% of their portfolio ENGLEWOOD, NJ 144,179144.2k $37.6m $37.6m 0.18% Added +5.7k +5,721
40 American Financial Advisors, LLC 5.27% of their portfolio Marietta, GA 143,554143.6k $37.4m $37.4m 5.27% Reduced -3.2k -3,190
41 STIFEL FINANCIAL CORP 0.04% of their portfolio ST. LOUIS, MO 139,513139.5k $36.4m $36.4m 0.04% Added +12.7k +12,665
42 Summit Financial Strategies, Inc. 4.94% of their portfolio Columbus, OH 135,912135.9k $35.4m $35.4m 4.94% Added +1.2k +1,199
43 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.01% of their portfolio SAN FRANCISCO, CA 126,244126.2k $32.9m $32.9m 0.01% Reduced -1.4k -1,359
44 Rodgers & Associates, LTD 4.02% of their portfolio Lancaster, PA 120,171120.2k $31.3m $31.3m 4.02% Reduced -189 -189
45 Cambridge Investment Research Advisors, Inc. 0.12% of their portfolio FAIRFIELD, IA 118,548118.5k $30.9m $30.9m 0.12% Reduced -28.4k -28,397
46 Bragg Financial Advisors, Inc 1.37% of their portfolio CHARLOTTE, NC 117,235117.2k $30.6m $30.6m 1.37% Added +479 +479
47 CIBC Private Wealth Group LLC 0.06% of their portfolio ATLANTA, GA 114,149114.1k $29.5m $29.5m 0.06% Added +6.0k +6,023
48 NewEdge Advisors, LLC 0.25% of their portfolio NEW ORLEANS, LA 108,778108.8k $28.4m $28.4m 0.25% Reduced -283 -283
49 INSPIRION WEALTH ADVISORS, LLC 4.60% of their portfolio LIBERTYVILLE, IL 106,860106.9k $27.9m $27.9m 4.60% Added +319 +319
50 Strategies Wealth Advisors, LLC 4.23% of their portfolio GRAND RAPIDS, MI 105,367105.4k $27.5m $27.5m 4.23% Added +9.2k +9,232
51 Wealthspire Advisors, LLC 0.36% of their portfolio NEW YORK, NY 104,334104.3k $27.2m $27.2m 0.36% Added +24.0k +24,000
52 Jentner Corp 9.52% of their portfolio Akron, OH 103,936103.9k $27.1m $27.1m 9.52% Added +86 +86
53 MOSAIC FAMILY WEALTH PARTNERS, LLC 4.31% of their portfolio ST. LOUIS, MO 100,395100.4k $26.2m $26.2m 4.31% Added +4.7k +4,699
54 Creative Planning 0.03% of their portfolio OVERLAND PARK, KS 99,06699.1k $25.8m $25.8m 0.03% Reduced -7.9k -7,911
55 BHK Investment Advisors, LLC 9.76% of their portfolio BIRMINGHAM, AL 97,42397.4k $25.4m $25.4m 9.76% Added +23.8k +23,811
56 Waldron Private Wealth LLC 1.15% of their portfolio BRIDGEVILLE, PA 97,32097.3k $25.4m $25.4m 1.15% Reduced -8.1k -8,074
57 One Day In July LLC 3.35% of their portfolio BURLINGTON, VT 96,70796.7k $25.2m $25.2m 3.35% Added +3.7k +3,713
58 Members Trust Co 0.75% of their portfolio TAMPA, FL 96,67896.7k $25.2m $25.2m 0.75% Reduced -2.6k -2,618
59 Private Advisor Group, LLC 0.18% of their portfolio MORRISTOWN, NJ 96,64096.6k $25.2m $25.2m 0.18% Added +17.7k +17,719
60 Brickley Wealth Management 5.71% of their portfolio SAN MATEO, CA 95,59795.6k $24.9m $24.9m 5.71% Added +431 +431
61 Vision Capital Management, Inc. 3.69% of their portfolio PORTLAND, OR 94,78794.8k $24.7m $24.7m 3.69% Added +18.5k +18,514
62 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.06% of their portfolio PLYMOUTH, MN 93,09793.1k $24.3m $24.3m 0.06% Added +3.5k +3,481
63 PRUDENTIAL FINANCIAL INC 0.03% of their portfolio NEWARK, NJ 89,73289.7k $23.4m $23.4m 0.03% Reduced -35.0k -35,018
64 Avior Wealth Management, LLC 1.08% of their portfolio OMAHA, NE 88,90188.9k $23.2m $23.2m 1.08% Added +4.5k +4,495
65 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 87,01087.0k $22.7m $22.7m 0.00% Reduced -213.9k -213,931
66 Cresset Asset Management, LLC 0.11% of their portfolio Chicago, IL 85,88185.9k $22.4m $22.4m 0.11% Added +6.5k +6,515
67 Invst, LLC 2.63% of their portfolio INDIANAPOLIS, IN 85,82685.8k $22.2m $22.2m 2.63% Added +4.1k +4,147
68 Beacon Pointe Advisors, LLC 0.23% of their portfolio NEWPORT BEACH, CA 80,33080.3k $20.9m $20.9m 0.23% Reduced -3.3k -3,284
69 EXENCIAL WEALTH ADVISORS, LLC 0.78% of their portfolio OKLAHOMA CITY, OK 80,23080.2k $20.9m $20.9m 0.78% Added +35.7k +35,692
70 Larson Financial Group LLC 1.55% of their portfolio ST LOUIS, MO 76,83076.8k $20.0m $20.0m 1.55% Added +13.8k +13,769
71 NATIXIS ADVISORS, LLC 0.04% of their portfolio Boston, MA 74,96175.0k $19.5m $19.5m 0.04% Added +3.1k +3,107
72 FIFTH THIRD BANCORP 0.08% of their portfolio CINCINNATI, OH 73,84373.8k $19.3m $19.3m 0.08% Added +8.6k +8,640
73 Apollon Wealth Management, LLC 0.60% of their portfolio MOUNT PLEASANT, SC 72,74372.7k $19.0m $19.0m 0.60% Added +10.5k +10,460
74 McAdam, LLC 1.21% of their portfolio Philadelphia, PA 72,45472.5k $18.9m $18.9m 1.21% Added +9.3k +9,335
75 Private Portfolio Partners LLC 3.85% of their portfolio PARAMUS, NJ 70,79270.8k $18.5m $18.5m 3.85% Added +368 +368
76 SageView Advisory Group, LLC 0.83% of their portfolio Newport Beach, CA 68,44468.4k $16.4m $16.4m 0.83% Added +65.2k +65,222
77 Atria Investments, Inc 0.24% of their portfolio Charlotte, NC 68,17468.2k $17.8m $17.8m 0.24% Added +2.7k +2,674
78 BBJS FINANCIAL ADVISORS, LLC 6.17% of their portfolio SEATTLE, WA 66,34666.3k $17.3m $17.3m 6.17% Added +3.7k +3,732
79 CONGRESS ASSET MANAGEMENT CO 0.12% of their portfolio BOSTON, MA 66,20866.2k $17.3m $17.3m 0.12% Added +29.2k +29,227
80 B. Riley Wealth Advisors, Inc. 0.38% of their portfolio MEMPHIS, TN 66,19666.2k $14.2m $14.2m 0.38% Added +16.7k +16,670
81 Partners in Financial Planning 3.73% of their portfolio SALEM, VA 64,28364.3k $16.8m $16.8m 3.73% Added +96 +96
82 Q3 Asset Management 4.74% of their portfolio BIRMINGHAM, MI 64,04164.0k $16.7m $16.7m 4.74% New
83 Asset Management Group, Inc. 3.12% of their portfolio STAMFORD, CT 63,73363.7k $16.6m $16.6m 3.12% Reduced -125 -125
84 COMERICA BANK 0.07% of their portfolio DALLAS, TX 62,56562.6k $16.3m $16.3m 0.07% Added +2.9k +2,939
85 SAGE FINANCIAL GROUP INC 1.44% of their portfolio W. CONSHOHOCKEN, PA 61,19161.2k $16.0m $16.0m 1.44% Reduced -4 -4
86 Gallagher Fiduciary Advisors, LLC 0.56% of their portfolio ROLLING MEADOWS, IL 61,02361.0k $15.9m $15.9m 0.56% Reduced -1.5k -1,521
87 PEAPACK GLADSTONE FINANCIAL CORP 0.25% of their portfolio BEDMINSTER, NJ 60,71160.7k $15.8m $15.8m 0.25% Reduced -1.6k -1,646
88 Total Wealth Planning, LLC 2.72% of their portfolio CINCINNATI, OH 60,61360.6k $15.8m $15.8m 2.72% Reduced -82 -82
89 Performance Wealth Partners, LLC 0.65% of their portfolio HINSDALE, IL 59,15859.2k $15.4m $15.4m 0.65% Reduced -76.8k -76,836
90 LMCG INVESTMENTS, LLC 0.88% of their portfolio BOSTON, MA 57,43557.4k $15.0m $15.0m 0.88% Added +109 +109
91 Bromfield Sneider Wealth Advisors 9.23% of their portfolio WESTWOOD, MA 57,27457.3k $14.9m $14.9m 9.23% Added +582 +582
92 SWAN Capital LLC 8.46% of their portfolio PENSACOLA, FL 57,05757.1k $14.9m $14.9m 8.46% Reduced -3.0k -3,030
93 STEPHENS INC /AR/ 0.23% of their portfolio LITTLE ROCK, AR 55,74455.7k $14.5m $14.5m 0.23% Added +8.3k +8,267
94 STEPHENS GROUP ASSET MANAGEMENT, LLC 1.32% of their portfolio LITTLE ROCK, AR 55,43955.4k $14.5m $14.5m 1.32% Added +60 +60
95 ETFIDEA, LLC 4.79% of their portfolio SYRACUSE, NY 53,90053.9k $14.1m $14.1m 4.79% Added +1.3k +1,343
96 BENJAMIN F. EDWARDS & COMPANY, INC. 0.25% of their portfolio ST. LOUIS, MO 53,30253.3k $13.9m $13.9m 0.25% Reduced -542 -542
97 QUEST INVESTMENT MANAGEMENT LLC 1.53% of their portfolio LAKE OSWEGO, OR 52,66052.7k $13.7m $13.7m 1.53% Unchanged
98 Robinswood Financial LLC 5.81% of their portfolio KIRKLAND, WA 52,60352.6k $13.6m $13.6m 5.81% Reduced -2.6k -2,556
99 Janney Montgomery Scott LLC 0.04% of their portfolio PHILADELPHIA, PA 51,79951.8k $13.5m $13.5m 0.04% Added +3.1k +3,124
100 Pasadena Private Wealth, LLC 3.10% of their portfolio PASADENA, CA 51,65351.7k $13.5m $13.5m 3.10% Added +988 +988