Vault-13

SPDR SER TR SPTI

PORTFLI INTRMDIT · ETP · CUSIP 78464A672

315 institutional holders +0 vs Q4 2023
176,817,823176.8m shares reported held*
$5.0bnreported value*
44 new 131 added 108 reduced 39 sold out net bought ≈ $930.6m (+33.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $28.42. Options: 1 managers hold calls ($59.2k notional), 0 hold puts (—).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 239Q4 22: 247Q1 23: 268Q2 23: 262Q3 23: 268Q4 23: 315Q1 24: 315315Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022239
Q4 2022247
Q1 2023268
Q2 2023262
Q3 2023268
Q4 2023315
Q1 2024315

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 121 bought or addedQ4 22: 124 cut or sold outQ4 22Q1 23: 174 bought or addedQ1 23: 108 cut or sold outQ1 23Q2 23: 129 bought or addedQ2 23: 143 cut or sold outQ2 23Q3 23: 133 bought or addedQ3 23: 131 cut or sold outQ3 23Q4 23: 167 bought or addedQ4 23: 128 cut or sold outQ4 23Q1 24: 175 bought or addedQ1 24: 147 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022121124
Q1 2023174108
Q2 2023129143
Q3 2023133131
Q4 2023167128
Q1 2024175147

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3mQ2 23 calls: $155.6kQ2 23 puts: $79.3kQ2 23P/C 0.51Q3 23 calls: $101.9kQ3 23 puts: $2.9mQ3 23P/C 28.41Q4 23 calls: $0Q4 23 puts: $0Q4 23P/C —Q1 24 calls: $59.2kQ1 24 puts: $0Q1 24P/C 0.00
Numbers
QuarterCallsPutsP/C
Q2 2023$155.6k$79.3k0.51
Q3 2023$101.9k$2.9m28.41
Q4 2023$0$0—
Q1 2024$59.2k$00.00

Biggest buyers

Municipal Employees' Retirement System of Michigan Added +20,446,705+20.4m
LPL Financial LLC Added +4,164,467+4.2m
GLOBALT Investments LLC / GA Added +1,498,163+1.5m
Financial Engines Advisors L.L.C. Added +1,256,337+1.3m
ASSETMARK, INC Added +1,248,995+1.2m
Comprehensive Wealth Management, LLC Added +1,062,440+1.1m
Merit Financial Group, LLC Added +944,864+944.9k
Donoghue Forlines LLC New +919,919+919.9k
WELLS FARGO & COMPANY/MN Added +731,700+731.7k
One Day In July LLC Added +696,788+696.8k

Biggest sellers

Raymond James Financial Services Advisors, Inc. Reduced -2,068,283-2.1m
AE Wealth Management LLC Reduced -1,049,602-1.0m
CoreCap Advisors, LLC Reduced -546,084-546.1k
Cetera Advisor Networks LLC Sold out -422,955-423.0k
OneDigital Investment Advisors LLC Reduced -402,847-402.8k
STATE STREET CORP Reduced -345,203-345.2k
Advisor Resource Council Reduced -264,453-264.5k
SimpliFi, Inc. Sold out -251,076-251.1k
Stratos Wealth Partners, LTD. Reduced -222,855-222.9k
Global Retirement Partners, LLC Reduced -213,341-213.3k

Biggest calls

CITADEL ADVISORS LLC New $59.2k2.1k shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.49% of their portfolio FORT MILL, SC 32,168,87732.2m $906.5m $906.5m 0.49% Added +4.2m +4,164,467
2 Financial Engines Advisors L.L.C. 1.86% of their portfolio SANTA CLARA, CA 29,246,18329.2m $824.2m $824.2m 1.86% Added +1.3m +1,256,337
3 Municipal Employees' Retirement System of Michigan 9.59% of their portfolio LANSING, MI 26,424,33226.4m $744.6m $744.6m 9.59% Added +20.4m +20,446,705
4 AMERIPRISE FINANCIAL INC 0.05% of their portfolio MINNEAPOLIS, MN 6,551,6446.6m $184.6m $184.6m 0.05% Added +428.6k +428,595
5 Merit Financial Group, LLC 3.38% of their portfolio ALPHARETTA, GA 5,104,8745.1m $141.6m $141.6m 3.38% Added +944.9k +944,864
6 ENVESTNET ASSET MANAGEMENT INC 0.05% of their portfolio Berwyn, PA 4,576,4814.6m $129.0m $129.0m 0.05% Added +293.8k +293,800
7 UBS Group AG 0.04% of their portfolio ZURICH, V8 4,098,5954.1m $115.5m $115.5m 0.04% Added +548.4k +548,440
8 CW Advisors, LLC 1.71% of their portfolio BOSTON, MA 3,513,2133.5m $99.0m $99.0m 1.71% Added +140.3k +140,327
9 GLOBALT Investments LLC / GA 3.89% of their portfolio Atlanta, GA 3,471,1153.5m $97.8m $97.8m 3.89% Added +1.5m +1,498,163
10 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 3,412,0903.4m $96.2m $96.2m 0.00% Added +98.2k +98,210
11 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 2,722,4352.7m $76.7m $76.7m 0.00% Reduced -345.2k -345,203
12 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 2,633,5952.6m $74.2m $74.2m 0.00% Added +567.2k +567,243
13 CWM, LLC 0.30% of their portfolio OMAHA, NE 2,184,0092.2m $61.5m $61.5m 0.30% Added +255.7k +255,706
14 STEPHENS GROUP ASSET MANAGEMENT, LLC 5.33% of their portfolio LITTLE ROCK, AR 2,068,9852.1m $58.3m $58.3m 5.33% Added +28.2k +28,174
15 ASSETMARK, INC 0.18% of their portfolio CONCORD, CA 1,953,8592.0m $55.1m $55.1m 0.18% Added +1.2m +1,248,995
16 Private Advisor Group, LLC 0.38% of their portfolio MORRISTOWN, NJ 1,889,8611.9m $53.3m $53.3m 0.38% Added +78.0k +77,985
17 Manning & Napier Group, LLC 0.52% of their portfolio Fairport, NY 1,631,8691.6m $46.0m $46.0m 0.52% Added +22.7k +22,704
18 CX Institutional 2.07% of their portfolio AUBURN, IN 1,527,9901.5m $43.0m $43.0m 2.07% Added +187.2k +187,230
19 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 1,524,3021.5m $43.0m $43.0m 0.01% Added +731.7k +731,700
20 Comprehensive Wealth Management, LLC 31.17% of their portfolio LYNNWOOD, WA 1,420,4981.4m $40.0m $40.0m 31.17% Added +1.1m +1,062,440
21 SENTINEL PENSION ADVISORS, LLC 7.77% of their portfolio WAKEFIELD, MA 1,288,5941.3m $36.3m $36.3m 7.77% Added +85.8k +85,827
22 O'Brien Wealth Partners LLC 7.68% of their portfolio Waltham, MA 1,178,3971.2m $33.2m $33.2m 7.68% Added +39.4k +39,385
23 Cetera Investment Advisers 0.07% of their portfolio SCHAUMBURG, IL 1,043,2381.0m $29.4m $29.4m 0.07% Added +585.2k +585,250
24 NewEdge Advisors, LLC 0.25% of their portfolio NEW ORLEANS, LA 1,017,3371.0m $28.7m $28.7m 0.25% Reduced -170.4k -170,418
25 HighTower Advisors, LLC 0.05% of their portfolio CHICAGO, IL 997,412997.4k $28.1m $28.1m 0.05% Added +71.7k +71,658
26 One Day In July LLC 3.66% of their portfolio BURLINGTON, VT 977,167977.2k $27.5m $27.5m 3.66% Added +696.8k +696,788
27 Portland Global Advisors LLC 3.64% of their portfolio PORTLAND, ME 948,242948.2k $26.7m $26.7m 3.64% Added +70.7k +70,651
28 Donoghue Forlines LLC 7.38% of their portfolio Boston, MA 919,919919.9k $25.9m $25.9m 7.38% New
29 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 917,159917.2k $25.8m $25.8m 0.01% Added +53.1k +53,120
30 BANK OF MONTREAL /CAN/ 0.01% of their portfolio TORONTO, A6 898,699898.7k $25.4m $25.4m 0.01% Added +28.9k +28,890
31 Wela Strategies, Inc. 11.48% of their portfolio ATLANTA, GA 862,111862.1k $24.3m $24.3m 11.48% Added +62.6k +62,648
32 GREAT VALLEY ADVISOR GROUP, INC. 0.73% of their portfolio WILMINGTON, DE 855,373855.4k $24.1m $24.1m 0.73% Reduced -28.9k -28,902
33 OSAIC HOLDINGS, INC. 0.05% of their portfolio SCOTTSDALE, AZ 804,672804.7k $22.7m $22.7m 0.05% Reduced -51.4k -51,384
34 Leicht Financial Planning & Wealth Management, Inc. 12.38% of their portfolio PARSIPPANY, NJ 801,666801.7k $22.6m $22.6m 12.38% Added +82.0k +82,028
35 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 760,056760.1k $21.4m $21.4m 0.00% Reduced -9.4k -9,374
36 PARK AVENUE SECURITIES LLC 0.25% of their portfolio NEW YORK, NY 696,626696.6k $19.6m $19.6m 0.25% Added +78.4k +78,386
37 Migdal Insurance & Financial Holdings Ltd. 0.31% of their portfolio Petach Tikva, L3 682,912682.9k $19.2m $19.2m 0.31% Added +119.1k +119,136
38 NewEdge Wealth, LLC 0.42% of their portfolio STAMFORD, CT 678,988679.0k $18.8m $18.8m 0.42% Added +43.8k +43,788
39 TRUIST FINANCIAL CORP 0.03% of their portfolio CHARLOTTE, NC 652,450652.5k $18.4m $18.4m 0.03% Reduced -56.7k -56,659
40 Astoria Portfolio Advisors LLC. 6.90% of their portfolio NEW YORK, NY 647,157647.2k $17.8m $17.8m 6.90% Added +42.6k +42,613
41 MATHER GROUP, LLC. 0.28% of their portfolio CHICAGO, IL 626,763626.8k $17.9m $17.9m 0.28% Reduced -8.8k -8,802
42 Flagstone Financial Management 6.27% of their portfolio LINCOLN, NE 575,570575.6k $16.2m $16.2m 6.27% Added +23.0k +23,034
43 Steward Partners Investment Advisory, LLC 0.16% of their portfolio STAMFORD, CT 511,468511.5k $14.4m $14.4m 0.16% Added +5.4k +5,427
44 Mariner, LLC 0.03% of their portfolio Overland Park, KS 511,302511.3k $14.4m $14.4m 0.03% Added +124.9k +124,882
45 FLAGSHIP HARBOR ADVISORS, LLC 0.90% of their portfolio BOSTON, MA 498,625498.6k $14.1m $14.1m 0.90% Reduced -3.9k -3,923
46 S. R. Schill & Associates 6.09% of their portfolio MERCER ISLAND, WA 496,965497.0k $14.0m $14.0m 6.09% Added +15.4k +15,418
47 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 487,396487.4k $13.7m $13.7m 0.02% Added +45.3k +45,260
48 Certified Advisory Corp 1.91% of their portfolio ALTAMONTE SPRINGS, FL 486,982487.0k $13.7m $13.7m 1.91% Added +302.2k +302,213
49 Willow Creek Wealth Management Inc. 1.59% of their portfolio Sebastopol, CA 483,813483.8k $13.6m $13.6m 1.59% Added +51.4k +51,441
50 Arcadia Wealth Management, LLC 8.04% of their portfolio Manchester, NH 463,026463.0k $13.1m $13.1m 8.04% Reduced -111.7k -111,699
51 Trilogy Capital Inc. 0.74% of their portfolio IRVINE, CA 455,163455.2k $12.8m $12.8m 0.74% Added +53.8k +53,760
52 Equitable Holdings, Inc. 0.14% of their portfolio NEW YORK, NY 450,350450.4k $12.7m $12.7m 0.14% Added +112.3k +112,316
53 Arjuna Capital 3.58% of their portfolio MANCHESTER, MA 447,704447.7k $12.6m $12.6m 3.58% Reduced -10.2k -10,157
54 Waterloo Capital, L.P. 1.48% of their portfolio AUSTIN, TX 411,120411.1k $11.6m $11.6m 1.48% Added +76.3k +76,281
55 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 410,430410.4k $11.6m $11.6m 0.01% Added +121.3k +121,334
56 LEVEL FOUR ADVISORY SERVICES, LLC 0.63% of their portfolio DALLAS, TX 402,371402.4k $11.5m $11.5m 0.63% Added +13.8k +13,762
57 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.03% of their portfolio PLYMOUTH, MN 401,085401.1k $11.3m $11.3m 0.03% Added +286.3k +286,279
58 US FINANCIAL ADVISORS, LLC 3.59% of their portfolio BRAINTREE, MA 367,445367.4k $10.4m $10.4m 3.59% Added +15.9k +15,885
59 GM Advisory Group, LLC 0.72% of their portfolio MELVILLE, NY 365,590365.6k $10.3m $10.3m 0.72% Added +34.8k +34,777
60 Envestnet Portfolio Solutions, Inc. 0.04% of their portfolio BERWYN, PA 349,671349.7k $9.9m $9.9m 0.04% Added +6.2k +6,209
61 Retirement Planning Group, LLC 0.72% of their portfolio LEAWOOD, KS 331,708331.7k $9.3m $9.3m 0.72% New
62 OneDigital Investment Advisors LLC 0.15% of their portfolio OVERLAND PARK, KS 328,238328.2k $9.2m $9.2m 0.15% Reduced -402.8k -402,847
63 Thrivent Financial for Lutherans 0.02% of their portfolio Minneapolis, MN 320,011320.0k $9.0m $9.0m 0.02% Added +6.1k +6,100
64 Kingsview Wealth Management, LLC 0.22% of their portfolio GRANTS PASS, OR 308,438308.4k $8.7m $8.7m 0.22% Added +12.3k +12,262
65 Tilson Financial Group, Inc. 4.64% of their portfolio NEW PROVIDENCE, NJ 306,826306.8k $8.6m $8.6m 4.64% Added +295.2k +295,225
66 Capasso Planning Partners LLC 3.58% of their portfolio CHARLESTON, SC 306,336306.3k $8.6m $8.6m 3.58% Added +10.1k +10,052
67 TSFG, LLC 2.16% of their portfolio LAKE FOREST, IL 303,651303.7k $8.6m $8.6m 2.16% Added +71.2k +71,180
68 Mirae Asset Global Investments Co., Ltd. 0.02% of their portfolio SEOUL, M5 300,000300.0k $8.5m $8.5m 0.02% Added +12.0k +12,000
69 Salomon & Ludwin, LLC 0.70% of their portfolio RICHMOND, VA 287,721287.7k $8.1m $8.1m 0.70% Added +237.8k +237,848
70 COMERICA BANK 0.03% of their portfolio DALLAS, TX 286,423286.4k $8.1m $8.1m 0.03% Added +47.5k +47,479
71 SIGNET FINANCIAL MANAGEMENT, LLC 1.06% of their portfolio PARSIPPANY, NJ 273,011273.0k $7.7m $7.7m 1.06% Added +30.2k +30,236
72 Dentgroup LLC 5.99% of their portfolio BATON ROUGE, LA 256,771256.8k $7.2m $7.2m 5.99% Reduced -12.0k -12,031
73 Equita Financial Network, Inc. 2.93% of their portfolio FORT WASHINGTON, PA 231,266231.3k $6.5m $6.5m 2.93% Added +60.5k +60,509
74 IFG Advisory, LLC 0.48% of their portfolio ATLANTA, GA 228,895228.9k $6.5m $6.5m 0.48% Reduced -51.1k -51,137
75 IHT Wealth Management, LLC 0.26% of their portfolio Chicago, IL 228,109228.1k $6.4m $6.4m 0.26% Added +13.5k +13,508
76 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 222,132222.1k $6.3m $6.3m 0.01% Reduced -2.1m -2,068,283
77 BAILARD, INC. 0.17% of their portfolio Foster City, CA 219,638219.6k $6.2m $6.2m 0.17% Added +9.3k +9,262
78 HTLF Bank 0.70% of their portfolio Denver, CO 215,938215.9k $6.1m $6.1m 0.70% New
79 Transamerica Financial Advisors, LLC 0.61% of their portfolio CEDAR RAPIDS, IA 212,037212.0k $6.0m $6.0m 0.61% Added +153.7k +153,679
80 Key Financial Inc 1.45% of their portfolio WEST CHESTER, PA 201,215201.2k $5.7m $5.7m 1.45% Added +18.6k +18,566
81 XML Financial, LLC 0.58% of their portfolio BETHESDA, MD 201,162201.2k $5.7m $5.7m 0.58% New
82 Global Retirement Partners, LLC 0.21% of their portfolio San Rafael, CA 195,302195.3k $5.5m $5.5m 0.21% Reduced -213.3k -213,341
83 NorthRock Partners, LLC 0.21% of their portfolio MINNEAPOLIS, MN 190,800190.8k $5.4m $5.4m 0.21% Reduced -94.7k -94,682
84 Auour Investments LLC 1.97% of their portfolio WOBURN, MA 189,258189.3k $5.3m $5.3m 1.97% Added +2.1k +2,119
85 Rockefeller Capital Management L.P. 0.02% of their portfolio NEW YORK, NY 187,535187.5k $5.2m $5.2m 0.02% Added +167.9k +167,904
86 Vermillion & White Wealth Management Group, LLC 4.22% of their portfolio PHOENIXVILLE, PA 187,474187.5k $5.3m $5.3m 4.22% Reduced -17.7k -17,707
87 Integrated Wealth Concepts LLC 0.07% of their portfolio WALTHAM, MA 180,984181.0k $5.1m $5.1m 0.07% Reduced -21.6k -21,597
88 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 179,102179.1k $5.0m $5.0m 0.01% Added +5.6k +5,634
89 ST GERMAIN D J CO INC 0.23% of their portfolio SPRINGFIELD, MA 166,192166.2k $4.7m $4.7m 0.23% Reduced -78.1k -78,131
90 True Wealth Design, LLC 1.14% of their portfolio AKRON, OH 161,868161.9k $4.6m $4.6m 1.14% Reduced -3.6k -3,575
91 Western Wealth Management, LLC 0.35% of their portfolio GOLDEN, CO 159,926159.9k $4.5m $4.5m 0.35% Added +9.7k +9,658
92 Eldridge Investment Advisors, Inc. 1.13% of their portfolio MANCHESTER, NH 156,575156.6k $4.4m $4.4m 1.13% Added +36.1k +36,100
93 SMART Wealth LLC 1.86% of their portfolio Omaha, NE 146,481146.5k $4.1m $4.1m 1.86% Reduced -40.1k -40,110
94 Beacon Bridge Wealth Partners, LLC 1.90% of their portfolio LOWER GWYNEDD, PA 142,597142.6k $4.0m $4.0m 1.90% Reduced -79.0k -79,007
95 INTEGRATED CAPITAL MANAGEMENT, INC. 3.28% of their portfolio JESSUP, PA 142,146142.1k $4.0m $4.0m 3.28% Added +30.6k +30,617
96 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 140,323140.3k $4.0m $4.0m 0.02% Added +23.9k +23,898
97 EIGHT 31 FINANCIAL, LLC 2.41% of their portfolio MIDLAND, TX 137,673137.7k $3.9m $3.9m 2.41% Reduced -61.4k -61,445
98 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 125,658125.7k $3.5m $3.5m 0.02% Reduced -10.0k -10,048
99 Impact Partnership Wealth, LLC 1.32% of their portfolio MARIETTA, GA 118,519118.5k $3.3m $3.3m 1.32% Reduced -101.3k -101,262
100 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 118,150118.2k $3.3m $3.3m 0.00% Added +29.6k +29,621