Vault-13

FIRST TR EXCHNG TRADED FD VI FIXD

TCW OPPORTUNIS · ETP · CUSIP 33740F805

348 institutional holders +0 vs Q4 2023
121,210,378121.2m shares reported held*
$5.4bnreported value*
32 new 175 added 116 reduced 30 sold out net bought ≈ $769.4m (+17.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($3.1m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $44.35. Options: 2 managers hold calls ($1.0k notional), 0 hold puts (—).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 286Q4 22: 296Q1 23: 307Q2 23: 333Q3 23: 321Q4 23: 348Q1 24: 348348Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022286
Q4 2022296
Q1 2023307
Q2 2023333
Q3 2023321
Q4 2023348
Q1 2024348

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 123 bought or addedQ4 22: 168 cut or sold outQ4 22Q1 23: 187 bought or addedQ1 23: 119 cut or sold outQ1 23Q2 23: 215 bought or addedQ2 23: 106 cut or sold outQ2 23Q3 23: 170 bought or addedQ3 23: 151 cut or sold outQ3 23Q4 23: 167 bought or addedQ4 23: 165 cut or sold outQ4 23Q1 24: 207 bought or addedQ1 24: 146 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022123168
Q1 2023187119
Q2 2023215106
Q3 2023170151
Q4 2023167165
Q1 2024207146

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5m$10m$15m$20mQ2 23 calls: $1.0kQ2 23 puts: $19.5mQ2 23P/C 19549.09Q3 23 calls: $1.0kQ3 23 puts: $0Q3 23P/C 0.00Q4 23 calls: $4.0kQ4 23 puts: $0Q4 23P/C 0.00Q1 24 calls: $1.0kQ1 24 puts: $0Q1 24P/C 0.00
Numbers
QuarterCallsPutsP/C
Q2 2023$1.0k$19.5m19549.09
Q3 2023$1.0k$00.00
Q4 2023$4.0k$00.00
Q1 2024$1.0k$00.00

Biggest buyers

MORGAN STANLEY Added +15,507,851+15.5m
CITADEL ADVISORS LLC New +1,245,168+1.2m
LPL Financial LLC Added +1,005,225+1.0m
WELLS FARGO & COMPANY/MN Added +987,970+988.0k
JANE STREET GROUP, LLC New +856,997+857.0k
Cetera Investment Advisers Added +764,778+764.8k
SIGNATURE ESTATE & INVESTMENT ADVISORS LLC Added +733,696+733.7k
OLD MISSION CAPITAL LLC New +444,225+444.2k
JPMORGAN CHASE & CO Added +406,878+406.9k
Pine Valley Investments Ltd Liability Co Added +249,244+249.2k

Biggest sellers

BANK OF AMERICA CORP /DE/ Reduced -1,989,067-2.0m
OSAIC HOLDINGS, INC. Reduced -984,993-985.0k
ENVESTNET ASSET MANAGEMENT INC Reduced -871,013-871.0k
AE Wealth Management LLC Reduced -517,045-517.0k
Cetera Advisor Networks LLC Sold out -490,355-490.4k
Advance Capital Management, Inc. Reduced -432,065-432.1k
Sweet Financial Partners, LLC Reduced -408,548-408.5k
GOLDMAN SACHS GROUP INC Reduced -407,997-408.0k
FDx Advisors, Inc. Sold out -404,366-404.4k
Cetera Advisors LLC Sold out -303,185-303.2k

Biggest calls

SIMPLEX TRADING, LLC Reduced $1.0k100 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.04% of their portfolio NEW YORK, NY 34,285,52734.3m $1.5bn $1.5bn 0.04% Added +15.5m +15,507,851
2 LPL Financial LLC 0.21% of their portfolio FORT MILL, SC 9,166,1609.2m $399.6m $399.6m 0.21% Added +1.0m +1,005,225
3 WELLS FARGO & COMPANY/MN 0.08% of their portfolio SAN FRANCISCO, CA 7,257,0927.3m $316.4m $316.4m 0.08% Added +988.0k +987,970
4 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 8.34% of their portfolio LOS ANGELES, CA 6,767,9266.8m $295.1m $295.1m 8.34% Added +733.7k +733,696
5 UBS Group AG 0.05% of their portfolio ZURICH, V8 3,607,4773.6m $157.3m $157.3m 0.05% Reduced -104.5k -104,539
6 ENVESTNET ASSET MANAGEMENT INC 0.06% of their portfolio Berwyn, PA 3,555,9753.6m $155.0m $155.0m 0.06% Reduced -871.0k -871,013
7 Raymond James Financial Services Advisors, Inc. 0.21% of their portfolio ST. PETERSBURG, FL 3,249,9213.2m $141.7m $141.7m 0.21% Added +76.9k +76,853
8 RAYMOND JAMES & ASSOCIATES 0.06% of their portfolio ST PETERSBURG, FL 2,073,4522.1m $90.4m $90.4m 0.06% Added +107.0k +107,010
9 Cetera Investment Advisers 0.17% of their portfolio SCHAUMBURG, IL 1,606,2701.6m $70.0m $70.0m 0.17% Added +764.8k +764,778
10 Coppell Advisory Solutions Corp. 11.74% of their portfolio COPPELL, TX 1,428,2641.4m $62.3m $62.3m 11.74% First filing
11 Pine Valley Investments Ltd Liability Co 4.38% of their portfolio MARLTON, NJ 1,290,5031.3m $56.3m $56.3m 4.38% Added +249.2k +249,244
12 LVZ, Inc. 7.48% of their portfolio Holland, MI 1,261,7151.3m $55.0m $55.0m 7.48% Added +82.4k +82,418
13 CITADEL ADVISORS LLC 0.05% of their portfolio MIAMI, FL 1,245,1681.2m $54.3m $54.3m 0.05% New
14 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,237,8861.2m $54.0m $54.0m 0.01% Reduced -2.0m -1,989,067
15 Allen Capital Group, LLC 7.31% of their portfolio GRAND ISLAND, NE 1,154,5771.2m $50.3m $50.3m 7.31% Added +80.7k +80,665
16 Kestra Advisory Services, LLC 0.33% of their portfolio AUSTIN, TX 1,141,1431.1m $49.8m $49.8m 0.33% Added +168.2k +168,175
17 OSAIC HOLDINGS, INC. 0.11% of their portfolio SCOTTSDALE, AZ 1,124,3071.1m $49.0m $49.0m 0.11% Reduced -985.0k -984,993
18 COMMONWEALTH EQUITY SERVICES, LLC 0.07% of their portfolio WALTHAM, MA 1,031,1341.0m $45.0m $45.0m 0.07% Added +233.8k +233,765
19 STIFEL FINANCIAL CORP 0.05% of their portfolio ST. LOUIS, MO 1,028,7541.0m $44.9m $44.9m 0.05% Added +132.3k +132,268
20 Private Advisor Group, LLC 0.30% of their portfolio MORRISTOWN, NJ 945,279945.3k $41.2m $41.2m 0.30% Added +120.8k +120,842
21 Cambridge Investment Research Advisors, Inc. 0.15% of their portfolio FAIRFIELD, IA 876,390876.4k $38.2m $38.2m 0.15% Added +38.2k +38,192
22 HighTower Advisors, LLC 0.06% of their portfolio CHICAGO, IL 874,762874.8k $38.1m $38.1m 0.06% Added +26.3k +26,325
23 JANE STREET GROUP, LLC 0.05% of their portfolio NEW YORK, NY 856,997857.0k $37.4m $37.4m 0.05% New
24 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 851,902851.9k $37.1m $37.1m 0.01% Added +13.2k +13,182
25 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 782,316782.3k $34.1m $34.1m 0.01% Reduced -166.0k -166,008
26 TRUIST FINANCIAL CORP 0.05% of their portfolio CHARLOTTE, NC 729,948729.9k $31.8m $31.8m 0.05% Reduced -108.8k -108,817
27 Long Run Wealth Advisors, LLC 8.37% of their portfolio Lake Placid, NY 729,628729.6k $31.8m $31.8m 8.37% Added +34.4k +34,360
28 American Financial Advisors, LLC 4.28% of their portfolio Marietta, GA 697,429697.4k $30.4m $30.4m 4.28% Reduced -9.7k -9,698
29 Spire Wealth Management 2.24% of their portfolio MCLEAN, VA 687,815687.8k $121.7m $121.7m 2.24% Added +10.0k +9,972
30 Prospera Financial Services Inc 0.77% of their portfolio Dallas, TX 594,861594.9k $25.9m $25.9m 0.77% Added +157.0k +156,976
31 AVANTAX ADVISORY SERVICES, INC. 0.22% of their portfolio DALLAS, TX 576,992577.0k $25.2m $25.2m 0.22% Added +58.3k +58,273
32 Janney Montgomery Scott LLC 0.07% of their portfolio PHILADELPHIA, PA 546,119546.1k $23.8m $23.8m 0.07% Added +199.6k +199,608
33 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 531,904531.9k $23.2m $23.2m 0.00% Added +406.9k +406,878
34 AXXCESS WEALTH MANAGEMENT, LLC 0.66% of their portfolio CARLSBAD, CA 529,928529.9k $23.1m $23.1m 0.66% Added +91.1k +91,123
35 Cyndeo Wealth Partners, LLC 1.90% of their portfolio ST. PETERSBURG, FL 522,786522.8k $22.8m $22.8m 1.90% Added +10.6k +10,572
36 Seascape Capital Management 8.08% of their portfolio PORTSMOUTH, NH 498,877498.9k $21.8m $21.8m 8.08% Added +77.0k +76,981
37 Rehmann Capital Advisory Group 1.57% of their portfolio LANSING, MI 484,251484.3k $21.1m $21.1m 1.57% Added +52.4k +52,371
38 Drake & Associates, LLC 7.24% of their portfolio WAUKESHA, WI 453,813453.8k $19.8m $19.8m 7.24% Added +28.7k +28,661
39 KESTRA PRIVATE WEALTH SERVICES, LLC 0.44% of their portfolio AUSTIN, TX 452,203452.2k $19.7m $19.7m 0.44% Added +46.8k +46,809
40 Capital Asset Advisory Services LLC 1.11% of their portfolio Williamston, MI 450,656450.7k $19.4m $19.4m 1.11% Added +87.7k +87,682
41 OLD MISSION CAPITAL LLC 0.47% of their portfolio CHICAGO, IL 444,225444.2k $19.4m $19.4m 0.47% New
42 HOWARD FINANCIAL SERVICES, LTD. 3.10% of their portfolio DALLAS, TX 413,109413.1k $18.0m $18.0m 3.10% Added +19.2k +19,213
43 Mach-1 Financial Group, LLC 13.07% of their portfolio Rogers, AR 393,101393.1k $17.1m $17.1m 13.07% Added +26.7k +26,748
44 Thrivent Financial for Lutherans 0.03% of their portfolio Minneapolis, MN 391,737391.7k $17.1m $17.1m 0.03% Reduced -57.9k -57,861
45 O'Connor Financial Group LLC 10.05% of their portfolio QUINCY, IL 386,710386.7k $16.9m $16.9m 10.05% Added +17.1k +17,081
46 Baird Financial Group, Inc. 0.04% of their portfolio MILWAUKEE, WI 385,611385.6k $16.8m $16.8m 0.04% Added +55.9k +55,904
47 Larson Financial Group LLC 1.30% of their portfolio ST LOUIS, MO 384,848384.8k $16.8m $16.8m 1.30% Added +67.1k +67,117
48 Alpha Financial Advisors, LLC 7.87% of their portfolio CHARLOTTE, NC 382,838382.8k $16.7m $16.7m 7.87% Added +19.7k +19,689
49 Atria Investments, Inc 0.22% of their portfolio Charlotte, NC 371,714371.7k $16.2m $16.2m 0.22% Added +15.5k +15,474
50 AE Wealth Management LLC 0.17% of their portfolio TOPEKA, KS 351,821351.8k $15.3m $15.3m 0.17% Reduced -517.0k -517,045
51 Commonwealth Financial Services, LLC 3.70% of their portfolio VIENNA, WV 351,782351.8k $15.7m $15.7m 3.70% Reduced -931 -931
52 NewEdge Advisors, LLC 0.13% of their portfolio NEW ORLEANS, LA 349,841349.8k $15.3m $15.3m 0.13% Added +163.9k +163,852
53 Visionary Wealth Advisors 1.00% of their portfolio O'FALLON, IL 341,190341.2k $14.9m $14.9m 1.00% Added +10.0k +9,996
54 Sigma Planning Corp 0.46% of their portfolio ANN ARBOR, MI 336,084336.1k $14.7m $14.7m 0.46% Added +224.2k +224,238
55 Ameritas Advisory Services, LLC 0.58% of their portfolio Lincoln, NE 324,428324.4k $14.1m $14.1m 0.58% Added +221.2k +221,218
56 HARBOUR INVESTMENTS, INC. 0.50% of their portfolio MADISON, WI 324,391324.4k $14.1m $14.1m 0.50% Added +100.8k +100,752
57 Dominguez Wealth Management Solutions, Inc. 10.77% of their portfolio WILLIAMSBURG, VA 313,828313.8k $13.7m $13.7m 10.77% Added +12.6k +12,613
58 TCP Asset Management, LLC 3.48% of their portfolio Upper Arlington, OH 302,013302.0k $13.2m $13.2m 3.48% Added +73.4k +73,431
59 Bluespring Wealth Management, LLC 1.43% of their portfolio AUSTIN, TX 299,812299.8k $13.1m $13.1m 1.43% Added +8.7k +8,695
60 Horizon Investments, LLC 0.34% of their portfolio Charlotte, NC 299,797299.8k $13.0m $13.0m 0.34% Reduced -225.3k -225,294
61 Envestnet Portfolio Solutions, Inc. 0.05% of their portfolio BERWYN, PA 293,678293.7k $12.8m $12.8m 0.05% Reduced -36.8k -36,761
62 FIRST TRUST ADVISORS LP 0.01% of their portfolio Wheaton, IL 272,386272.4k $11.9m $11.9m 0.01% Reduced -17.0k -17,000
63 Atria Wealth Solutions, Inc. 0.13% of their portfolio NEW YORK, NY 263,696263.7k $11.5m $11.5m 0.13% Reduced -30.0k -30,039
64 Solano Wealth Management, Inc. 6.35% of their portfolio Fairfield, CA 259,599259.6k $11.3m $11.3m 6.35% Added +6.9k +6,871
65 TWIN PEAKS WEALTH ADVISORS, LLC 6.18% of their portfolio SAN FRANCISCO, CA 255,465255.5k $11.1m $11.1m 6.18% Added +63.8k +63,791
66 First Pacific Financial 3.11% of their portfolio VANCOUVER, WA 255,237255.2k $11.1m $11.1m 3.11% Reduced -921 -921
67 ASSETMARK, INC 0.04% of their portfolio CONCORD, CA 255,203255.2k $11.1m $11.1m 0.04% Added +57.3k +57,308
68 GDS Wealth Management 1.29% of their portfolio FLOWER MOUND, TX 253,535253.5k $11.1m $11.1m 1.29% Added +140.4k +140,385
69 Steward Partners Investment Advisory, LLC 0.12% of their portfolio STAMFORD, CT 249,314249.3k $10.9m $10.9m 0.12% Added +111.0k +110,971
70 FSB PREMIER WEALTH MANAGEMENT, INC. 4.98% of their portfolio WATERLOO, IA 245,386245.4k $10.7m $10.7m 4.98% Added +2.6k +2,626
71 IFP Advisors, Inc 0.45% of their portfolio TAMPA, FL 237,637237.6k $10.4m $10.4m 0.45% Added +74.4k +74,446
72 First Heartland Consultants, Inc. 1.07% of their portfolio LAKE ST. LOUIS, MO 236,100236.1k $10.3m $10.3m 1.07% Added +88.4k +88,396
73 Gladstone Institutional Advisory LLC 0.56% of their portfolio Bedminster, NJ 235,186235.2k $10.3m $10.3m 0.56% Reduced -2.7k -2,735
74 Cornerstone Wealth Management, LLC 0.79% of their portfolio ST. PETERS, MO 223,827223.8k $9.8m $9.8m 0.79% Reduced -4.1k -4,129
75 IAMS WEALTH MANAGEMENT, LLC 5.52% of their portfolio OMAHA, NE 208,136208.1k $9.0m $9.0m 5.52% Reduced -9.5k -9,494
76 Triumph Capital Management 3.62% of their portfolio DENVER, CO 205,117205.1k $8.9m $8.9m 3.62% Added +43.4k +43,407
77 Darwin Wealth Management, LLC 2.47% of their portfolio TAMPA, FL 203,582203.6k $8.9m $8.9m 2.47% Reduced -8.3k -8,331
78 Andina Capital Management, LLC 6.93% of their portfolio LOGAN, UT 203,361203.4k $8.9m $8.9m 6.93% Added +26.8k +26,785
79 Sanchez Wealth Management Group 2.99% of their portfolio JACKSONVILLE, FL 202,484202.5k $8.8m $8.8m 2.99% Reduced -2.1k -2,074
80 LexAurum Advisors, LLC 2.20% of their portfolio OVERLAND PARK, KS 200,950200.9k $8.8m $8.8m 2.20% Added +20.4k +20,434
81 BELLEVUE ASSET MANAGEMENT, LLC 4.88% of their portfolio BELLEVUE, WA 197,341197.3k $8.6m $8.6m 4.88% Added +125.0k +125,023
82 Cedrus LLC 4.67% of their portfolio Littleton, CO 196,271196.3k $8.6m $8.6m 4.67% Added +54.4k +54,448
83 Concurrent Investment Advisors, LLC 0.35% of their portfolio Tampa, FL 195,241195.2k $8.5m $8.5m 0.35% Added +1.9k +1,943
84 CFO4Life Group, LLC 1.51% of their portfolio COPPELL, TX 191,298191.3k $8.3m $8.3m 1.51% Reduced -18.5k -18,512
85 Opes Wealth Management LLC 1.85% of their portfolio MENLO PARK, CA 183,307183.3k $8.0m $8.0m 1.85% Added +12.6k +12,582
86 Mutual Advisors, LLC 0.25% of their portfolio OMAHA, NE 178,074178.1k $7.8m $7.8m 0.25% Added +63.9k +63,887
87 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 174,405174.4k $7.6m $7.6m 0.01% New
88 SILVER OAK SECURITIES, INCORPORATED 1.16% of their portfolio JACKSON, TN 173,921173.9k $7.6m $7.6m 1.16% Reduced -673 -673
89 Virtue Capital Management, LLC 1.33% of their portfolio BRENTWOOD, TN 173,774173.8k $7.4m $7.4m 1.33% Added +83.9k +83,924
90 Madrona Financial Services, LLC 2.63% of their portfolio EVERETT, WA 173,300173.3k $7.6m $7.6m 2.63% Added +40.3k +40,307
91 StoneX Group Inc. 0.65% of their portfolio NEW YORK, NY 167,506167.5k $7.3m $7.3m 0.65% Reduced -23.5k -23,535
92 Snowden Capital Advisors LLC 0.22% of their portfolio New York, NY 162,540162.5k $7.1m $7.1m 0.22% Reduced -52.7k -52,654
93 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.02% of their portfolio PLYMOUTH, MN 159,323159.3k $6.9m $6.9m 0.02% Reduced -77.0k -76,971
94 ICA Group Wealth Management, LLC 1.39% of their portfolio DENVER, CO 158,910158.9k $6.9m $6.9m 1.39% Reduced -9.8k -9,842
95 Advisory Alpha, LLC 0.28% of their portfolio HOLLAND, MI 155,975156.0k $6.8m $6.8m 0.28% Reduced -3.9k -3,933
96 HBW ADVISORY SERVICES LLC 1.30% of their portfolio SIMI VALLEY, CA 155,340155.3k $6.9m $6.9m 1.30% Unchanged
97 Stratos Wealth Partners, LTD. 0.11% of their portfolio BEACHWOOD, OH 155,226155.2k $6.8m $6.8m 0.11% Added +4.2k +4,178
98 ERn Financial, LLC 1.15% of their portfolio MIDDLETON, WI 152,157152.2k $6.6m $6.6m 1.15% Reduced -6.9k -6,869
99 Newman Dignan & Sheerar, Inc. 1.75% of their portfolio PROVIDENCE, RI 149,787149.8k $6.5m $6.5m 1.75% Added +12.8k +12,829
100 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.53% of their portfolio CEDAR RAPIDS, IA 144,402144.4k $6.3m $6.3m 0.53% Added +7.1k +7,082