Avantax Planning Partners, Inc.

DUBUQUE, IA · CIK 1005441 · 13F filing filed 2023-02-10

SEC-registered investment adviser since 1996 · corporation

Assets managed$7.6bn
Staff261 · 200 in investment roles
Main clients (by assets)High net worth individuals 47%, Pension plans 29%, Individuals 21%
Form ADV · 2026-06-18SEC adviser record

$2.5bn reported value +13.5% vs Q3 2022

367positions

60.7%in top 10

38 new 145 added 148 reduced 18 sold out vs Q3 2022

Holdings, Q4 2022

The small lines show how much was held over the last 4 quarters (adjusted for stock splits).

#	Security	Ticker	Shares	Value	% of portfolio	Change	Shares change
1	SCHWAB STRATEGIC TR US LCAP GR ETF SCHG	SCHG	6,639,614	$368.9m14.64%	14.64%	Added +622.0k	+622,028 10.3%
2	SCHWAB STRATEGIC TR US LCAP VA ETF SCHV	SCHV	5,349,299	$353.2m14.01%	14.01%	Added +182.9k	+182,907 3.5%
3	SCHWAB STRATEGIC TR US DIVIDEND EQ SCHD	SCHD	3,504,082	$264.7m10.50%	10.50%	Added +140.2k	+140,199 4.2%
4	SPDR SER TR BLOOMBERG INVT FLRN	FLRN	4,241,738	$128.9m5.12%	5.12%	Reduced -132.3k	-132,254 -3.0%
5	VANGUARD BD INDEX FDS SHORT TRM BOND BSV	BSV	1,145,146	$86.2m3.42%	3.42%	Reduced -6.8k	-6,820 -0.6%
6	SCHWAB STRATEGIC TR US AGGREGATE B SCHZ	SCHZ	1,769,857	$80.8m3.21%	3.21%	Added +34.0k	+33,957 2.0%
7	ISHARES TR RUS 2000 VAL ETF IWN	IWN	524,175	$72.7m2.88%	2.88%	Reduced -1.3k	-1,255 -0.2%
8	SPDR SER TR NUVEEN BLOOMBERG HYMB	HYMB	1,287,582	$63.1m2.50%	2.50%	Added +162.1k	+162,095 14.4%
9	ISHARES TR SHRT NAT MUN ETF SUB	SUB	590,128	$61.5m2.44%	2.44%	Reduced -2.9k	-2,869 -0.5%
10	FIRST TR EXCH TRADED FD III MANAGD MUN ETF FMB	FMB	985,566	$49.4m1.96%	1.96%	Added +510.9k	+510,856 107.6%
11	SCHWAB STRATEGIC TR INTL EQTY ETF SCHF	SCHF	1,218,429	$39.2m1.56%	1.56%	Added +93.8k	+93,837 8.3%
12	SPDR INDEX SHS FDS MSCI ACWI EXUS CWI	CWI	1,540,103	$37.1m1.47%	1.47%	Added +354.0k	+354,035 29.9%
13	VANGUARD STAR FDS VG TL INTL STK F VXUS	VXUS	593,456	$30.7m1.22%	1.22%	Added +84.9k	+84,938 16.7%
14	ISHARES TR RUS 1000 GRW ETF IWF	IWF	134,711	$28.9m1.15%	1.15%	Added +5.7k	+5,707 4.4%
15	J P MORGAN EXCHANGE TRADED F MUNICIPAL ETF JMUB	JMUB	559,906	$27.8m1.10%	1.10%	Added +296.8k	+296,824 112.8%
16	ISHARES TR RUS 2000 GRW ETF IWO	IWO	124,919	$26.8m1.06%	1.06%	Added +19.0k	+19,045 18.0%
17	ISHARES INC CORE MSCI EMKT IEMG	IEMG	521,426	$24.4m0.97%	0.97%	Added +125.8k	+125,825 31.8%
18	VANGUARD SPECIALIZED FUNDS DIV APP ETF VIG	VIG	155,379	$23.6m0.94%	0.94%	Reduced -39.4k	-39,414 -20.2%
19	SPDR SERIES TRUST PRTFLO S&P500 VL SPYV	SPYV	583,509	$22.7m0.90%	0.90%	Reduced -171.9k	-171,911 -22.8%
20	VANECK ETF TRUST HIGH YLD MUNIETF HYD	HYD	417,497	$21.1m0.84%	0.84%	Added +1.0k	+1,044 0.2%
21	APPLE INC COM AAPL	AAPL	158,011	$20.5m0.81%	0.81%	Added +5.4k	+5,407 3.5%
22	SPDR SER TR S&P 600 SMCP VAL SLYV	SLYV	269,105	$20.0m0.79%	0.79%	Added +37.3k	+37,287 16.1%
23	ISHARES TR RUS MDCP VAL ETF IWS	IWS	184,128	$19.4m0.77%	0.77%	Added +38.7k	+38,743 26.6%
24	ISHARES TR NATIONAL MUN ETF MUB	MUB	181,263	$19.1m0.76%	0.76%	Reduced -141.7k	-141,727 -43.9%
25	VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF VWO	VWO	480,508	$18.7m0.74%	0.74%	Added +168.8k	+168,828 54.2%
26	ISHARES TR RUS MD CP GR ETF IWP	IWP	215,716	$18.0m0.72%	0.72%	Added +32.1k	+32,136 17.5%
27	PIMCO ETF TR INTER MUN BD ACT MUNI	MUNI	341,478	$17.5m0.70%	0.70%	Added +168.5k	+168,468 97.4%
28	ACCEL ENTERTAINMENT INC COM CL A1 ACEL	ACEL	1,865,627	$14.4m0.57%	0.57%	New
29	J P MORGAN EXCHANGE TRADED F INTL BD OPP ETF JPIB	JPIB	288,415	$13.3m0.53%	0.53%	Added +162.1k	+162,109 128.3%
30	ALPS ETF TR INTL SEC DV DOG IDOG	IDOG	474,507	$12.1m0.48%	0.48%	Reduced -120.3k	-120,293 -20.2%
31	MICROSOFT CORP COM MSFT	MSFT	50,198	$12.0m0.48%	0.48%	Added +358	+358 0.7%
32	ISHARES TR S&P 500 GRWT ETF IVW	IVW	197,875	$11.6m0.46%	0.46%	Reduced -253.8k	-253,782 -56.2%
33	VANGUARD INDEX FDS MCAP VL IDXVIP VOE	VOE	74,047	$10.0m0.40%	0.40%	Reduced -9.0k	-8,989 -10.8%
34	VANGUARD INDEX FDS VALUE ETF VTV	VTV	68,517	$9.6m0.38%	0.38%	Reduced -1.0k	-1,010 -1.4%
35	WISDOMTREE TR US MIDCAP DIVID DON	DON	199,044	$8.2m0.32%	0.32%	Added +13.5k	+13,535 7.3%
36	INVESCO EXCH TRADED FD TR II PFD ETF PGX	PGX	718,368	$8.0m0.32%	0.32%	Added +167.7k	+167,663 30.4%
37	PROCTER AND GAMBLE CO COM PG	PG	52,709	$8.0m0.32%	0.32%	Reduced -262	-262 -0.5%
38	ISHARES TR CORE US AGGBD ET AGG	AGG	81,662	$7.9m0.31%	0.31%	Reduced -19.3k	-19,339 -19.1%
39	MERCK & CO INC COM MRK	MRK	71,183	$7.9m0.31%	0.31%	Reduced -1.5k	-1,517 -2.1%
40	VANGUARD WHITEHALL FDS HIGH DIV YLD VYM	VYM	70,582	$7.6m0.30%	0.30%	Added +9.6k	+9,562 15.7%
41	COCA COLA CO COM KO	KO	115,326	$7.3m0.29%	0.29%	Reduced -1.4k	-1,426 -1.2%
42	PEPSICO INC COM PEP	PEP	40,330	$7.3m0.29%	0.29%	Added +549	+549 1.4%
43	ISHARES TR EAFE VALUE ETF EFV	EFV	153,733	$7.1m0.28%	0.28%	Added +124.9k	+124,867 432.6%
44	SPDR S&P 500 ETF TR TR UNIT SPY	SPY	18,362	$7.0m0.28%	0.28%	Reduced -1.4k	-1,371 -7.0%
45	VANGUARD INDEX FDS SML CP GRW ETF VBK	VBK	34,441	$6.9m0.27%	0.27%	Added +6.9k	+6,895 25.0%
46	VANGUARD INDEX FDS MCAP GR IDXVIP VOT	VOT	38,177	$6.9m0.27%	0.27%	Added +2.1k	+2,088 5.8%
47	THERMO FISHER SCIENTIFIC INC COM TMO	TMO	12,148	$6.7m0.27%	0.27%	Reduced -194	-194 -1.6%
48	SPDR SERIES TRUST S&P 600 SMCP GRW SLYG	SLYG	92,324	$6.7m0.26%	0.26%	Reduced -3.0k	-2,982 -3.1%
49	PFIZER INC COM PFE	PFE	129,130	$6.6m0.26%	0.26%	Reduced -2.9k	-2,925 -2.2%
50	HEARTLAND FINL USA INC COM HTLF	HTLF	137,288	$6.4m0.25%	0.25%	Reduced -1.1k	-1,105 -0.8%
51	ISHARES TR INTL SEL DIV ETF IDV	IDV	233,767	$6.3m0.25%	0.25%	Added +60.4k	+60,448 34.9%
52	INTERNATIONAL BUSINESS MACHS COM IBM	IBM	44,994	$6.3m0.25%	0.25%	Reduced -21	-21 -0.1%
53	EXXON MOBIL CORP COM XOM	XOM	57,039	$6.3m0.25%	0.25%	Reduced -6.3k	-6,251 -9.9%
54	ISHARES TR CORE 1 5 YR USD ISTB	ISTB	129,072	$6.0m0.24%	0.24%	Reduced -6.1k	-6,068 -4.5%
55	JOHNSON & JOHNSON COM JNJ	JNJ	32,100	$5.7m0.23%	0.23%	Reduced -583	-583 -1.8%
56	JPMORGAN CHASE & CO COM JPM	JPM	41,216	$5.5m0.22%	0.22%	Reduced -685	-685 -1.6%
57	SPDR SER TR S&P 400 MDCP GRW MDYG	MDYG	83,341	$5.4m0.22%	0.22%	Added +367	+367 0.4%
58	ISHARES TR RUS 1000 VAL ETF IWD	IWD	35,530	$5.4m0.21%	0.21%	Reduced -74	-74 -0.2%
59	ABBVIE INC COM ABBV	ABBV	32,856	$5.3m0.21%	0.21%	Reduced -4.3k	-4,331 -11.7%
60	CHEVRON CORP NEW COM CVX	CVX	28,972	$5.2m0.21%	0.21%	Reduced -4.5k	-4,501 -13.4%
61	HOME DEPOT INC COM HD	HD	16,381	$5.2m0.21%	0.21%	Added +138	+138 0.8%
62	BLACKROCK INC COM BLK	BLK	7,140	$5.1m0.20%	0.20%	Reduced -25	-25 -0.3%
63	TEXAS INSTRS INC COM TXN	TXN	30,586	$5.1m0.20%	0.20%	Reduced -308	-308 -1.0%
64	VERIZON COMMUNICATIONS INC COM VZ	VZ	126,732	$5.0m0.20%	0.20%	Added +8.3k	+8,349 7.0%
65	BERKSHIRE HATHAWAY INC DEL CL B NEW BRK.B	BRK.B	15,279	$4.7m0.19%	0.19%	Added +295	+295 2.0%
66	3M CO COM MMM	MMM	37,837	$4.5m0.18%	0.18%	Added +633	+633 1.7%
67	MCDONALDS CORP COM MCD	MCD	16,660	$4.4m0.17%	0.17%	Added +155	+155 0.9%
68	BROADCOM INC COM AVGO	AVGO	7,691	$4.3m0.17%	0.17%	Reduced -246	-246 -3.1%
69	ISHARES TR MSCI EMG MKT ETF EEM	EEM	111,946	$4.2m0.17%	0.17%	Reduced -11.4k	-11,372 -9.2%
70	LOCKHEED MARTIN CORP COM LMT	LMT	8,492	$4.1m0.16%	0.16%	Reduced -174	-174 -2.0%
71	NUSHARES ETF TR NUVEEN ESG LRGVL NULV	NULV	114,899	$3.9m0.16%	0.16%	Added +8.3k	+8,294 7.8%
72	US BANCORP DEL COM NEW USB	USB	89,761	$3.9m0.16%	0.16%	Added +455	+455 0.5%
73	DEERE & CO COM DE	DE	9,026	$3.9m0.15%	0.15%	Added +3	+3 0.0%
74	AMGEN INC COM AMGN	AMGN	13,957	$3.7m0.15%	0.15%	Reduced -242	-242 -1.7%
75	VANGUARD INDEX FDS SM CP VAL ETF VBR	VBR	22,629	$3.6m0.14%	0.14%	Reduced -3.4k	-3,391 -13.0%
76	WISDOMTREE TR US HIGH DIVIDEND DHS	DHS	39,332	$3.4m0.13%	0.13%	Reduced -704	-704 -1.8%
77	VANGUARD WHITEHALL FDS INTL DVD ETF VIGI	VIGI	48,562	$3.4m0.13%	0.13%	Reduced -3.8k	-3,753 -7.2%
78	CISCO SYS INC COM CSCO	CSCO	69,477	$3.3m0.13%	0.13%	Reduced -142	-142 -0.2%
79	ALTRIA GROUP INC COM MO	MO	72,240	$3.3m0.13%	0.13%	Reduced -1.3k	-1,274 -1.7%
80	AMAZON COM INC COM AMZN	AMZN	37,834	$3.2m0.13%	0.13%	Added +777	+777 2.1%
81	UNITEDHEALTH GROUP INC COM UNH	UNH	5,949	$3.2m0.13%	0.13%	Reduced -127	-127 -2.1%
82	ALPHABET INC CAP STK CL A GOOGL	GOOGL	35,561	$3.1m0.12%	0.12%	Reduced -902	-902 -2.5%
83	VANGUARD MUN BD FDS TAX EXEMPT BD VTEB	VTEB	61,224	$3.0m0.12%	0.12%	Added +31.5k	+31,538 106.2%
84	ABBOTT LABS COM ABT	ABT	26,904	$3.0m0.12%	0.12%	Reduced -4.0k	-3,969 -12.9%
85	INVESCO QQQ TR UNIT SER 1 QQQ	QQQ	10,711	$2.9m0.11%	0.11%	Reduced -384	-384 -3.5%
86	PRINCIPAL FINANCIAL GROUP IN COM PFG	PFG	33,887	$2.8m0.11%	0.11%	Reduced -716	-716 -2.1%
87	VISA INC COM CL A V	V	13,430	$2.8m0.11%	0.11%	Added +810	+810 6.4%
88	COSTCO WHSL CORP NEW COM COST	COST	6,064	$2.8m0.11%	0.11%	Reduced -287	-287 -4.5%
89	ISHARES TR S&P MC 400GR ETF IJK	IJK	40,120	$2.7m0.11%	0.11%	Reduced -786	-786 -1.9%
90	ISHARES TR CORE MSCI TOTAL IXUS	IXUS	47,101	$2.7m0.11%	0.11%	Added +10.4k	+10,354 28.2%
91	VANGUARD WORLD FD INF TECH ETF VGT	VGT	8,470	$2.7m0.11%	0.11%	Reduced -132	-132 -1.5%
92	AUTOMATIC DATA PROCESSING IN COM ADP	ADP	11,053	$2.6m0.10%	0.10%	Reduced -68	-68 -0.6%
93	SPDR SER TR S&P 400 MDCP VAL MDYV	MDYV	40,096	$2.6m0.10%	0.10%	Added +230	+230 0.6%
94	TESLA INC COM TSLA	TSLA	20,589	$2.5m0.10%	0.10%	Added +4.7k	+4,715 29.7%
95	DUKE ENERGY CORP NEW COM NEW DUK	DUK	22,868	$2.4m0.09%	0.09%	Reduced -5.7k	-5,663 -19.9%
96	ISHARES TR FLTG RATE NT ETF FLOT	FLOT	45,897	$2.3m0.09%	0.09%	Added +11.6k	+11,590 33.8%
97	NVIDIA CORPORATION COM NVDA	NVDA	15,002	$2.2m0.09%	0.09%	Added +876	+876 6.2%
98	FASTENAL CO COM FAST	FAST	46,172	$2.2m0.09%	0.09%	Added +25.6k	+25,600 124.4%
99	CITIGROUP INC COM NEW C	C	48,175	$2.2m0.09%	0.09%	Added +92	+92 0.2%
100	ISHARES TR CORE MSCI INTL IDEV	IDEV	37,488	$2.1m0.08%	0.08%	Reduced -4.4k	-4,356 -10.4%

Sold out since Q3 2022

Security	Ticker	Shares held before	Value then
ISHARES TR		46,438	$1.2m46.4k shares
QUANTA SVCS INC PWR	PWR	4,263	$543.0k4.3k shares
PHILLIPS EDISON & CO INC PECO	PECO	15,731	$441.0k15.7k shares
ISHARES TR HEFA	HEFA	14,520	$434.0k14.5k shares
ISHARES TR		17,053	$427.0k17.1k shares
INVESCO EXCH TRADED FD TR II PSCT	PSCT	5,441	$261.0k5.4k shares
ISHARES INC EIS	EIS	4,115	$236.0k4.1k shares
L3HARRIS TECHNOLOGIES INC LHX	LHX	1,042	$217.0k1.0k shares
MOSAIC CO NEW MOS	MOS	4,356	$211.0k4.4k shares
HEWLETT PACKARD ENTERPRISE C HPE	HPE	10,250	$123.0k10.2k shares
ENLINK MIDSTREAM LLC ENLC	ENLC	11,000	$98.0k11.0k shares
SNDL INC SNDL	SNDL	11,041	$24.0k11.0k shares
IBIO INC		125,000	$21.0k125.0k shares
T2 BIOSYSTEMS INC		110,273	$12.0k110.3k shares
RA MED SYS INC		78,000	$9.0k78.0k shares
PLX PHARMA INC		10,000	$7.0k10.0k shares
SINTX TECHNOLOGIES INC		13,000	$4.0k13.0k shares
CONFORMIS INC CFMS	CFMS	14,981	$3.0k15.0k shares