Vault-13

VANGUARD INDEX FDS VBK

SML CP GRW ETF · ETP · CUSIP 922908595

854 institutional holders +54 vs Q3 2022
32,558,82632.6m shares reported held*
$6.5bnreported value*
71 new 313 added 272 reduced 53 sold out net bought ≈ $201.0m (+985.9k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($20.8m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $200.40. Options: 2 managers hold calls ($26.4m notional), 2 hold puts ($12.8m).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

05001kQ3 22: 800Q4 22: 854854Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022800
Q4 2022854

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10m$20m$30mQ3 22 calls: $7.0mQ3 22 puts: $6.3mQ3 22P/C 0.90Q4 22 calls: $26.4mQ4 22 puts: $12.8mQ4 22P/C 0.48
Numbers
QuarterCallsPutsP/C
Q3 2022$7.0m$6.3m0.90
Q4 2022$26.4m$12.8m0.48

Biggest buyers

COLONY GROUP LLC Added +348,150+348.1k
RWA WEALTH PARTNERS, LLC Added +202,161+202.2k
US BANCORP \DE\ Added +194,871+194.9k
ASSETMARK, INC Added +73,621+73.6k
BANK OF AMERICA CORP /DE/ Added +72,499+72.5k
JONES FINANCIAL COMPANIES LLLP Added +54,644+54.6k
AMERIPRISE FINANCIAL INC Added +53,102+53.1k
Sand Hill Global Advisors, LLC Added +42,737+42.7k
EP Wealth Advisors, LLC Added +39,377+39.4k
MATHER GROUP, LLC. Added +33,763+33.8k

Biggest sellers

MUFG Americas Holdings Corp Sold out -139,412-139.4k
TIAA, FSB Reduced -88,359-88.4k
World Investment Advisors Reduced -56,354-56.4k
ENVESTNET ASSET MANAGEMENT INC Reduced -42,483-42.5k
Estate Counselors, LLC Sold out -42,295-42.3k
OLD NATIONAL BANCORP /IN/ Reduced -32,188-32.2k
UBS Group AG Reduced -26,377-26.4k
Aurora Private Wealth, Inc. Sold out -26,168-26.2k
WELLS FARGO & COMPANY/MN Reduced -21,502-21.5k
PNC Financial Services Group, Inc. Reduced -18,293-18.3k

Biggest calls

CITADEL ADVISORS LLC Added $24.6m122.7k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $1.8m8.8k shares

Biggest puts

CITADEL ADVISORS LLC Added $7.7m38.5k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $5.0m25.1k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.13% of their portfolio CHARLOTTE, NC 4,989,1305.0m $1.0bn $1.0bn 0.13% Added +72.5k +72,499
2 JONES FINANCIAL COMPANIES LLLP 0.97% of their portfolio DES PERES, MO 2,793,9392.8m $560.3m $560.3m 0.97% Added +54.6k +54,644
3 MORGAN STANLEY 0.04% of their portfolio NEW YORK, NY 1,866,3721.9m $374.3m $374.3m 0.04% Reduced -17.3k -17,284
4 ASSETMARK, INC 1.03% of their portfolio CONCORD, CA 1,189,4631.2m $238.5m $238.5m 1.03% Added +73.6k +73,621
5 ENVESTNET ASSET MANAGEMENT INC 0.11% of their portfolio Berwyn, PA 1,104,3441.1m $221.5m $221.5m 0.11% Reduced -42.5k -42,483
6 PNC Financial Services Group, Inc. 0.21% of their portfolio Pittsburgh, PA 1,098,2291.1m $220.2m $220.2m 0.21% Reduced -18.3k -18,293
7 UBS Group AG 0.08% of their portfolio ZURICH, V8 815,167815.2k $163.5m $163.5m 0.08% Reduced -26.4k -26,377
8 Corient Private Wealth LP 0.57% of their portfolio MIAMI, FL 780,299780.3k $156.5m $156.5m 0.57% First filing
9 MATHER GROUP, LLC. 2.81% of their portfolio CHICAGO, IL 728,033728.0k $146.0m $146.0m 2.81% Added +33.8k +33,763
10 SEI INVESTMENTS CO 0.30% of their portfolio OAKS, PA 669,115669.1k $134.2m $134.2m 0.30% Reduced -3.3k -3,293
11 US BANCORP \DE\ 0.23% of their portfolio MINNEAPOLIS, MN 646,332646.3k $129.6m $129.6m 0.23% Added +194.9k +194,871
12 WELLS FARGO & COMPANY/MN 0.04% of their portfolio SAN FRANCISCO, CA 639,343639.3k $128.2m $128.2m 0.04% Reduced -21.5k -21,502
13 LPL Financial LLC 0.08% of their portfolio FORT MILL, SC 482,076482.1k $96.7m $96.7m 0.08% Added +9.9k +9,930
14 CHOREO, LLC 4.72% of their portfolio ROCKFORD, IL 475,885475.9k $95.4m $95.4m 4.72% Added +16.0k +15,966
15 COLONY GROUP LLC 1.29% of their portfolio Boston, MA 457,902457.9k $91.8m $91.8m 1.29% Added +348.1k +348,150
16 Cohen Klingenstein LLC 3.46% of their portfolio NEW YORK, NY 342,506342.5k $68.7m $68.7m 3.46% Added +7.9k +7,875
17 TIAA, FSB 0.26% of their portfolio ST. LOUIS, MO 334,570334.6k $67.1m $67.1m 0.26% Reduced -88.4k -88,359
18 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.34% of their portfolio IRVING, TX 302,134302.1k $60.6m $60.6m 0.34% Reduced -11.7k -11,695
19 HighTower Advisors, LLC 0.13% of their portfolio CHICAGO, IL 282,742282.7k $56.7m $56.7m 0.13% Added +12.6k +12,581
20 AMERIPRISE FINANCIAL INC 0.02% of their portfolio MINNEAPOLIS, MN 264,428264.4k $52.9m $52.9m 0.02% Added +53.1k +53,102
21 OSAIC HOLDINGS, INC. 0.10% of their portfolio SCOTTSDALE, AZ 256,536256.5k $51.5m $51.5m 0.10% Reduced -6.5k -6,498
22 RWA WEALTH PARTNERS, LLC 1.35% of their portfolio BOSTON, MA 255,406255.4k $54.1m $54.1m 1.35% Added +202.2k +202,161
23 1832 Asset Management L.P. 0.10% of their portfolio TORONTO, A6 253,752253.8k $50.9m $50.9m 0.10% Added +4.2k +4,193
24 RAYMOND JAMES & ASSOCIATES 0.04% of their portfolio ST PETERSBURG, FL 239,124239.1k $48.0m $48.0m 0.04% Added +21.6k +21,609
25 Mill Creek Capital Advisors, LLC 1.76% of their portfolio Conshohocken, PA 210,756210.8k $42.3m $42.3m 1.76% First filing
26 COMMONWEALTH EQUITY SERVICES, LLC 0.10% of their portfolio WALTHAM, MA 210,183210.2k $42.1m $42.1m 0.10% Added +7.8k +7,813
27 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 199,029199.0k $39.9m $39.9m 0.01% Reduced -310 -310
28 PATHSTONE FAMILY OFFICE, LLC 0.36% of their portfolio ENGLEWOOD, NJ 192,746192.7k $42.8m $42.8m 0.36% Reduced -13.8k -13,822
29 J.P. Morgan Private Wealth Advisors LLC 0.08% of their portfolio SAN FRANCISCO, CA 182,294182.3k $36.6m $36.6m 0.08% Reduced -838 -838
30 American Financial Advisors, LLC 5.81% of their portfolio Marietta, GA 171,047171.0k $34.3m $34.3m 5.81% Reduced -1.3k -1,348
31 Raymond James Financial Services Advisors, Inc. 0.07% of their portfolio ST. PETERSBURG, FL 170,552170.6k $34.2m $34.2m 0.07% Added +787 +787
32 Performance Wealth Partners, LLC 1.95% of their portfolio HINSDALE, IL 161,986162.0k $32.5m $32.5m 1.95% Reduced -2.7k -2,701
33 MONETA GROUP INVESTMENT ADVISORS LLC 0.96% of their portfolio ST LOUIS, MO 156,976157.0k $35.2m $35.2m 0.96% Added +17.6k +17,602
34 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.05% of their portfolio MILWAUKEE, WI 155,493155.5k $31.2m $31.2m 0.05% Reduced -3.7k -3,726
35 LINCOLN NATIONAL CORP 0.69% of their portfolio RADNOR, PA 152,099152.1k $30.5m $30.5m 0.69% Added +4.9k +4,933
36 Mariner, LLC 0.10% of their portfolio Overland Park, KS 150,103150.1k $30.1m $30.1m 0.10% Reduced -6.9k -6,887
37 EP Wealth Advisors, LLC 0.54% of their portfolio TORRANCE, CA 148,207148.2k $29.7m $29.7m 0.54% Added +39.4k +39,377
38 Members Trust Co 0.89% of their portfolio TAMPA, FL 141,420141.4k $28.4m $28.4m 0.89% Added +70 +70
39 Summit Financial Strategies, Inc. 5.69% of their portfolio Columbus, OH 131,712131.7k $26.4m $26.4m 5.69% Added +1.0k +1,047
40 STIFEL FINANCIAL CORP 0.04% of their portfolio ST. LOUIS, MO 124,331124.3k $24.9m $24.9m 0.04% Added +608 +608
41 Cambridge Investment Research Advisors, Inc. 0.12% of their portfolio FAIRFIELD, IA 117,390117.4k $23.5m $23.5m 0.12% Reduced -4.2k -4,201
42 Waldron Private Wealth LLC 1.33% of their portfolio BRIDGEVILLE, PA 109,753109.8k $21.4m $21.4m 1.33% Unchanged
43 Creative Planning 0.03% of their portfolio OVERLAND PARK, KS 108,740108.7k $21.8m $21.8m 0.03% Added +15.2k +15,166
44 PRUDENTIAL FINANCIAL INC 0.04% of their portfolio NEWARK, NJ 107,261107.3k $21.5m $21.5m 0.04% Added +1.2k +1,246
45 MML INVESTORS SERVICES, LLC 0.14% of their portfolio SPRINGFIELD, MA 107,160107.2k $21.5m $21.5m 0.14% Added +5.1k +5,107
46 INSPIRION WEALTH ADVISORS, LLC 4.54% of their portfolio LIBERTYVILLE, IL 106,793106.8k $21.4m $21.4m 4.54% Reduced -4.0k -4,032
47 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 105,410105.4k $21.1m $21.1m 0.00% Added +12.4k +12,396
48 Rodgers & Associates, LTD 3.43% of their portfolio Lancaster, PA 104,125104.1k $20.9m $20.9m 3.43% Added +3.5k +3,547
49 Jentner Corp 14.79% of their portfolio Akron, OH 99,76999.8k $20.0m $20.0m 14.79% Added +2.1k +2,079
50 Bragg Financial Advisors, Inc 1.19% of their portfolio CHARLOTTE, NC 97,71497.7k $19.6m $19.6m 1.19% Added +4.9k +4,946
51 TRUIST FINANCIAL CORP 0.03% of their portfolio CHARLOTTE, NC 96,52396.5k $19.4m $19.4m 0.03% Reduced -2.8k -2,767
52 MOSAIC FAMILY WEALTH PARTNERS, LLC 5.31% of their portfolio ST. LOUIS, MO 93,54193.5k $18.8m $18.8m 5.31% First filing
53 NewEdge Advisors, LLC 0.24% of their portfolio NEW ORLEANS, LA 92,46192.5k $9.3m $9.3m 0.24% Added +10.7k +10,745
54 Cetera Advisor Networks LLC 0.15% of their portfolio EL SEGUNDO, CA 92,05692.1k $18.5m $18.5m 0.15% Added +28.0k +27,998
55 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 87,42887.4k $17.5m $17.5m 0.01% Reduced -12.6k -12,612
56 Private Advisor Group, LLC 0.18% of their portfolio MORRISTOWN, NJ 82,00882.0k $5.9m $5.9m 0.18% Added +4.4k +4,355
57 Invst, LLC 2.79% of their portfolio INDIANAPOLIS, IN 79,92679.9k $17.9m $17.9m 2.79% Reduced -8.2k -8,155
58 Strategies Wealth Advisors, LLC 3.90% of their portfolio GRAND RAPIDS, MI 78,96779.0k $15.8m $15.8m 3.90% First filing
59 One Day In July LLC 3.17% of their portfolio BURLINGTON, VT 76,65376.7k $15.4m $15.4m 3.17% Added +3.1k +3,135
60 NATIXIS ADVISORS, LLC 0.06% of their portfolio Boston, MA 75,81575.8k $15.2m $15.2m 0.06% Reduced -2.9k -2,898
61 Brickley Wealth Management 4.48% of their portfolio SAN MATEO, CA 75,18975.2k $15.1m $15.1m 4.48% Added +9.9k +9,872
62 BHK Investment Advisors, LLC 8.16% of their portfolio BIRMINGHAM, AL 72,29972.3k $14.5m $14.5m 8.16% Reduced -15.2k -15,208
63 Avior Wealth Management, LLC 1.09% of their portfolio OMAHA, NE 72,17372.2k $14.5m $14.5m 1.09% Added +2.8k +2,844
64 Vision Capital Management, Inc. 2.68% of their portfolio PORTLAND, OR 69,95370.0k $14.0m $14.0m 2.68% Added +950 +950
65 FIFTH THIRD BANCORP 0.07% of their portfolio CINCINNATI, OH 67,80867.8k $13.6m $13.6m 0.07% Reduced -1.3k -1,318
66 Private Portfolio Partners LLC 3.56% of their portfolio PARAMUS, NJ 67,45167.5k $13.5m $13.5m 3.56% Added +1.4k +1,434
67 STEPHENS GROUP ASSET MANAGEMENT, LLC 1.51% of their portfolio LITTLE ROCK, AR 65,94365.9k $13.2m $13.2m 1.51% Added +88 +88
68 Asset Management Group, Inc. 3.10% of their portfolio STAMFORD, CT 65,78965.8k $13.2m $13.2m 3.10% Added +117 +117
69 PEAPACK GLADSTONE FINANCIAL CORP 0.26% of their portfolio BEDMINSTER, NJ 64,74864.7k $13.0m $13.0m 0.26% Reduced -1.2k -1,196
70 Bishop & Co Investment Management, LLC 6.25% of their portfolio Erie, PA 64,17064.2k $12.9m $12.9m 6.25% Added +1.9k +1,890
71 CIBC Private Wealth Group LLC 0.04% of their portfolio ATLANTA, GA 64,02064.0k $12.1m $12.1m 0.04% Added +3.0k +2,957
72 Savant Capital, LLC 0.29% of their portfolio ROCKFORD, IL 60,41560.4k $11.9m $11.9m 0.29% Added +3.2k +3,173
73 Gallagher Benefit Services, Inc. 2.52% of their portfolio ROLLING MEADOWS, IL 59,67859.7k $12.0m $12.0m 2.52% First filing
74 F3Logic, LLC 2.52% of their portfolio BURNSVILLE, MN 59,67859.7k $12.0m $12.0m 2.52% Added +12.4k +12,383
75 Partners in Financial Planning 3.27% of their portfolio SALEM, VA 59,49459.5k $11.8m $11.8m 3.27% Reduced -1.1k -1,132
76 BBJS FINANCIAL ADVISORS, LLC 5.26% of their portfolio SEATTLE, WA 58,21958.2k $11.7m $11.7m 5.26% First filing
77 Bromfield Sneider Wealth Advisors 10.52% of their portfolio WESTWOOD, MA 56,59656.6k $11.3m $11.3m 10.52% Added +389 +389
78 B. Riley Wealth Advisors, Inc. 0.32% of their portfolio MEMPHIS, TN 56,42056.4k $11.3m $11.3m 0.32% Added +520 +520
79 BENJAMIN F. EDWARDS & COMPANY, INC. 0.50% of their portfolio ST. LOUIS, MO 55,82455.8k $11.2m $11.2m 0.50% Reduced -850 -850
80 BANK OF MONTREAL /CAN/ 0.01% of their portfolio TORONTO, A6 55,28455.3k $11.8m $11.8m 0.01% Added +2.3k +2,294
81 New York Life Investment Management LLC 0.12% of their portfolio New York, NY 53,68553.7k $10.8m $10.8m 0.12% Added +26.6k +26,638
82 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 0.11% of their portfolio OMAHA, NE 53,59553.6k $10.7m $10.7m 0.11% Reduced -2.2k -2,186
83 SAGE FINANCIAL GROUP INC 1.31% of their portfolio W. CONSHOHOCKEN, PA 53,41953.4k $10.7m $10.7m 1.31% Added +348 +348
84 QUEST INVESTMENT MANAGEMENT LLC 1.28% of their portfolio LAKE OSWEGO, OR 52,66052.7k $10.6m $10.6m 1.28% Unchanged
85 Brookstone Capital Management 0.21% of their portfolio WHEATON, IL 50,80650.8k $10.3m $10.3m 0.21% Reduced -4.0k -3,980
86 Pasadena Private Wealth, LLC 3.09% of their portfolio PASADENA, CA 49,91249.9k $10.0m $10.0m 3.09% Added +2.5k +2,511
87 ETFIDEA, LLC 4.51% of their portfolio SYRACUSE, NY 48,68348.7k $9.8m $9.8m 4.51% Added +140 +140
88 Wealthspire Advisors, LLC 0.18% of their portfolio NEW YORK, NY 48,32448.3k $9.7m $9.7m 0.18% Reduced -5.1k -5,062
89 Praetorian Wealth Management, Inc. 3.48% of their portfolio CARMEL, CA 48,20048.2k $9.7m $9.7m 3.48% Added +7.7k +7,685
90 WP Advisors, LLC 4.31% of their portfolio San Francisco, CA 48,10548.1k $9.6m $9.6m 4.31% Reduced -8.0k -7,980
91 Beacon Pointe Advisors, LLC 0.18% of their portfolio NEWPORT BEACH, CA 47,32547.3k $9.5m $9.5m 0.18% Added +3.6k +3,609
92 Sand Hill Global Advisors, LLC 0.52% of their portfolio Palo Alto, CA 46,20746.2k $9.3m $9.3m 0.52% Added +42.7k +42,737
93 Total Wealth Planning, LLC 2.27% of their portfolio CINCINNATI, OH 45,77245.8k $9.2m $9.2m 2.27% Added +3.4k +3,371
94 Cresset Asset Management, LLC 0.11% of their portfolio Chicago, IL 43,03443.0k $8.6m $8.6m 0.11% Added +12.3k +12,313
95 STEPHENS INC /AR/ 0.17% of their portfolio LITTLE ROCK, AR 42,53942.5k $8.5m $8.5m 0.17% Reduced -3.9k -3,903
96 LMCG INVESTMENTS, LLC 0.59% of their portfolio BOSTON, MA 42,17542.2k $8.5m $8.5m 0.59% Added +8 +8
97 KWMG, LLC 1.20% of their portfolio OVERLAND PARK, KS 42,13042.1k $8.4m $8.4m 1.20% Added +1.7k +1,704
98 Bartlett & Co. LLC 0.17% of their portfolio CINCINNATI, OH 41,29341.3k $8.3m $8.3m 0.17% Reduced -1.4k -1,369
99 BARTLETT & CO. WEALTH MANAGEMENT LLC 0.17% of their portfolio CINCINNATI, OH 41,29341.3k $8.3m $8.3m 0.17% Reduced -1.4k -1,369
100 MERCER GLOBAL ADVISORS INC /ADV 0.04% of their portfolio DENVER, CO 40,54940.5k $8.1m $8.1m 0.04% Reduced -7.6k -7,592