Vault-13

INVESCO QQQ TR QQQ

UNIT SER 1 · ETP · CUSIP 46090E103 · ISIN US46090E1038

2,346 institutional holders +128 vs Q3 2022
232,033,218232.0m shares reported held*
$61.2bnreported value*
159 new 804 added 977 reduced 145 sold out net sold ≈ $3.7bn (-13.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($127.0m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $263.71. Options: 118 managers hold calls ($95.3bn notional), 156 hold puts ($121.0bn).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

01k2k3kQ3 22: 2,218Q4 22: 2,3462,346Q3 22Q4 22
Numbers
QuarterHolders
Q3 20222,218
Q4 20222,346

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50bn$100bn$150bnQ3 22 calls: $88.7bnQ3 22 puts: $127.9bnQ3 22P/C 1.44Q4 22 calls: $95.3bnQ4 22 puts: $121.0bnQ4 22P/C 1.27
Numbers
QuarterCallsPutsP/C
Q3 2022$88.7bn$127.9bn1.44
Q4 2022$95.3bn$121.0bn1.27

Biggest buyers

MILLENNIUM MANAGEMENT LLC Added +3,314,588+3.3m
TORONTO DOMINION BANK Added +3,181,477+3.2m
CTC LLC New +2,677,368+2.7m
NATIONAL BANK OF CANADA /FI/ Added +2,056,174+2.1m
BANK OF NOVA SCOTIA Added +1,735,943+1.7m
MORGAN STANLEY Added +1,533,114+1.5m
Optiver Holding B.V. Added +1,210,958+1.2m
UBS Group AG Added +1,118,959+1.1m
NATIXIS New +857,018+857.0k
CLEAR STREET LLC New +750,000+750.0k

Biggest sellers

CITIGROUP INC Reduced -6,459,634-6.5m
JPMORGAN CHASE & CO Reduced -5,387,607-5.4m
BANK OF AMERICA CORP /DE/ Reduced -5,081,149-5.1m
GOLDMAN SACHS GROUP INC Reduced -3,625,786-3.6m
HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND Reduced -2,449,000-2.4m
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -2,166,550-2.2m
WELLS FARGO & COMPANY/MN Reduced -1,417,677-1.4m
AKUNA SECURITIES LLC Reduced -1,382,826-1.4m
BNP PARIBAS FINANCIAL MARKETS Reduced -1,273,361-1.3m
PNC Financial Services Group, Inc. Reduced -1,131,120-1.1m

Biggest calls

CITADEL ADVISORS LLC Reduced $10.6bn39.9m shares
BARCLAYS PLC First filing $8.8bn33.1m shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $8.7bn32.5m shares
CTC LLC Reduced $8.5bn318.2k shares
BANK OF AMERICA CORP /DE/ Added $7.1bn26.6m shares
CITIGROUP INC Added $6.3bn23.5m shares
MILLENNIUM MANAGEMENT LLC Reduced $5.7bn21.2m shares
JANE STREET GROUP, LLC Added $5.6bn21.1m shares
Optiver Holding B.V. Added $4.9bn18.5m shares
WOLVERINE TRADING, LLC Reduced $4.4bn16.5m shares

Biggest puts

BARCLAYS PLC First filing $13.2bn49.6m shares
BANK OF AMERICA CORP /DE/ Added $11.8bn44.3m shares
CITADEL ADVISORS LLC Reduced $10.0bn37.6m shares
CTC LLC Reduced $9.3bn351.1k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $7.9bn29.6m shares
MILLENNIUM MANAGEMENT LLC Added $7.5bn28.3m shares
CITIGROUP INC Reduced $7.2bn27.2m shares
JPMORGAN CHASE & CO Added $5.4bn20.4m shares
Optiver Holding B.V. Reduced $5.4bn20.1m shares
JANE STREET GROUP, LLC Reduced $5.1bn19.1m shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.51% of their portfolio NEW YORK, NY 16,815,48716.8m $4.5bn $4.5bn 0.51% Added +1.5m +1,533,114
2 BANK OF AMERICA CORP /DE/ 0.44% of their portfolio CHARLOTTE, NC 13,041,03713.0m $3.5bn $3.5bn 0.44% Reduced -5.1m -5,081,149
3 GOLDMAN SACHS GROUP INC 0.73% of their portfolio NEW YORK, NY 9,624,7299.6m $2.6bn $2.6bn 0.73% Reduced -3.6m -3,625,786
4 JANE STREET GROUP, LLC 4.04% of their portfolio NEW YORK, NY 8,074,6018.1m $2.2bn $2.2bn 4.04% Added +677.1k +677,095
5 SUSQUEHANNA INTERNATIONAL GROUP, LLP 4.03% of their portfolio BALA CYNWYD, PA 7,729,3247.7m $2.1bn $2.1bn 4.03% Reduced -2.2m -2,166,550
6 TORONTO DOMINION BANK 3.03% of their portfolio TORONTO, ONTARIO, A6 7,611,8377.6m $2.0bn $2.0bn 3.03% Added +3.2m +3,181,477
7 LPL Financial LLC 1.51% of their portfolio FORT MILL, SC 6,611,1916.6m $1.8bn $1.8bn 1.51% Reduced -30.8k -30,767
8 PNC Financial Services Group, Inc. 1.60% of their portfolio Pittsburgh, PA 6,275,1116.3m $1.7bn $1.7bn 1.60% Reduced -1.1m -1,131,120
9 UBS Group AG 0.78% of their portfolio ZURICH, V8 6,104,1306.1m $1.6bn $1.6bn 0.78% Added +1.1m +1,118,959
10 BANK OF MONTREAL /CAN/ 0.59% of their portfolio TORONTO, A6 4,626,9944.6m $1.2bn $1.2bn 0.59% Added +312.6k +312,626
11 ENVESTNET ASSET MANAGEMENT INC 0.63% of their portfolio Berwyn, PA 4,593,8584.6m $1.2bn $1.2bn 0.63% Reduced -227.6k -227,554
12 JPMORGAN CHASE & CO 0.16% of their portfolio NEW YORK, NY 4,300,7974.3m $1.1bn $1.1bn 0.16% Reduced -5.4m -5,387,607
13 WELLS FARGO & COMPANY/MN 0.33% of their portfolio SAN FRANCISCO, CA 3,962,0074.0m $1.1bn $1.1bn 0.33% Reduced -1.4m -1,417,677
14 MILLENNIUM MANAGEMENT LLC 1.11% of their portfolio NEW YORK, NY 3,747,8953.7m $998.0m $998.0m 1.11% Added +3.3m +3,314,588
15 SHANDA ASSET MANAGEMENT HOLDINGS Ltd 50.94% of their portfolio REDWOOD CITY, CA 3,500,0003.5m $932.0m $932.0m 50.94% Unchanged
16 AMERIPRISE FINANCIAL INC 0.32% of their portfolio MINNEAPOLIS, MN 3,459,4673.5m $921.2m $921.2m 0.32% Added +109.9k +109,882
17 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 1.21% of their portfolio MILWAUKEE, WI 3,012,1983.0m $802.1m $802.1m 1.21% Added +32.9k +32,891
18 Fisher Asset Management, LLC 0.52% of their portfolio PLANO, TX 2,912,9842.9m $775.7m $775.7m 0.52% Added +357.7k +357,700
19 CTC LLC 21.86% of their portfolio CHICAGO, IL 2,677,3682.7m $712.9m $712.9m 21.86% New
20 BARCLAYS PLC 0.58% of their portfolio LONDON, X0 2,501,9062.5m $666.2m $666.2m 0.58% First filing
21 ROYAL BANK OF CANADA 0.20% of their portfolio TORONTO, A6 2,469,7092.5m $657.6m $657.6m 0.20% Added +124.9k +124,851
22 OSAIC HOLDINGS, INC. 1.05% of their portfolio SCOTTSDALE, AZ 2,458,8282.5m $520.9m $520.9m 1.05% Added +71.4k +71,410
23 NATIONAL BANK OF CANADA /FI/ 1.55% of their portfolio MONTREAL, A8 2,150,8202.2m $572.7m $572.7m 1.55% Added +2.1m +2,056,174
24 National Mutual Insurance Federation of Agricultural Cooperatives 6.63% of their portfolio TOKYO, JAPAN, M0 2,032,0002.0m $541.1m $541.1m 6.63% Unchanged
25 Raymond James Financial Services Advisors, Inc. 1.06% of their portfolio ST. PETERSBURG, FL 1,980,1552.0m $527.4m $527.4m 1.06% Added +76.9k +76,934
26 COMMONWEALTH EQUITY SERVICES, LLC 1.25% of their portfolio WALTHAM, MA 1,957,1272.0m $521.1m $521.1m 1.25% Reduced -56.5k -56,533
27 CANADA PENSION PLAN INVESTMENT BOARD 0.85% of their portfolio TORONTO ONTARIO, A6 1,796,0001.8m $478.2m $478.2m 0.85% Reduced -6.0k -6,000
28 BANK OF NOVA SCOTIA 1.20% of their portfolio TORONTO, A6 1,738,1691.7m $462.8m $462.8m 1.20% Added +1.7m +1,735,943
29 Parallax Volatility Advisers, L.P. 11.44% of their portfolio San Francisco, CA 1,659,4311.7m $441.9m $441.9m 11.44% Reduced -403.3k -403,336
30 J.P. Morgan Private Wealth Advisors LLC 0.98% of their portfolio SAN FRANCISCO, CA 1,646,2691.6m $438.4m $438.4m 0.98% Added +110.6k +110,562
31 Artemis Wealth Advisors, LLC 65.66% of their portfolio Port Washington, NY 1,622,9921.6m $432.2m $432.2m 65.66% Reduced -104.9k -104,858
32 FMR LLC 0.04% of their portfolio BOSTON, MA 1,544,1891.5m $411.2m $411.2m 0.04% Added +66.5k +66,483
33 TD Asset Management Inc 0.49% of their portfolio Toronto, A6 1,503,3821.5m $400.3m $400.3m 0.49% Added +284.0k +284,038
34 Optiver Holding B.V. 23.52% of their portfolio AMSTERDAM, P7 1,454,5221.5m $388.1m $388.1m 23.52% Added +1.2m +1,210,958
35 Wellspring Financial Advisors, LLC 1.97% of their portfolio CLEVELAND, OH 1,451,4811.5m $5.9m $5.9m 1.97% Reduced -3.6k -3,634
36 RAYMOND JAMES & ASSOCIATES 0.32% of their portfolio ST PETERSBURG, FL 1,305,7831.3m $347.7m $347.7m 0.32% Reduced -9.4k -9,446
37 US BANCORP \DE\ 0.60% of their portfolio MINNEAPOLIS, MN 1,276,4971.3m $339.9m $339.9m 0.60% Reduced -74.9k -74,898
38 HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 1.57% of their portfolio TORONTO, A6 1,164,0001.2m $309.9m $309.9m 1.57% Reduced -2.4m -2,449,000
39 CREDIT SUISSE AG/ 0.33% of their portfolio ZURICH, V8 1,137,2261.1m $302.8m $302.8m 0.33% Added +97.1k +97,071
40 TWO SIGMA INVESTMENTS, LP 0.97% of their portfolio NEW YORK, NY 1,126,6501.1m $300.0m $300.0m 0.97% Reduced -203.8k -203,847
41 MEITAV INVESTMENT HOUSE LTD 5.10% of their portfolio BENE-BERAQ, L3 1,110,7141.1m $297.2m $297.2m 5.10% Reduced -357.7k -357,662
42 BARINGS LLC 10.37% of their portfolio CHARLOTTE, NC 1,098,8201.1m $292.6m $292.6m 10.37% Added +55.9k +55,900
43 Cambridge Investment Research Advisors, Inc. 1.50% of their portfolio FAIRFIELD, IA 1,084,8221.1m $288.9m $288.9m 1.50% Added +10.6k +10,645
44 TRUIST FINANCIAL CORP 0.48% of their portfolio CHARLOTTE, NC 1,028,0391.0m $273.7m $273.7m 0.48% Reduced -413.7k -413,679
45 BNP PARIBAS FINANCIAL MARKETS 0.62% of their portfolio PARIS, I0 932,781932.8k $248.4m $248.4m 0.62% Reduced -1.3m -1,273,361
46 NATIXIS 1.34% of their portfolio PARIS, I0 857,018857.0k $228.2m $228.2m 1.34% New
47 Janney Montgomery Scott LLC 0.84% of their portfolio PHILADELPHIA, PA 808,067808.1k $215.2m $215.2m 0.84% Reduced -55.4k -55,411
48 Analyst IMS Investment Management Services Ltd. 17.49% of their portfolio Tel-aviv, L3 764,851764.9k $203.8m $203.8m 17.49% Added +172.1k +172,123
49 CLEAR STREET LLC 7.25% of their portfolio NEW YORK, NY 750,000750.0k $199.7m $199.7m 7.25% New
50 Cetera Advisor Networks LLC 1.61% of their portfolio EL SEGUNDO, CA 746,973747.0k $198.9m $198.9m 1.61% Added +46.9k +46,898
51 STIFEL FINANCIAL CORP 0.30% of their portfolio ST. LOUIS, MO 739,945739.9k $197.1m $197.1m 0.30% Added +33.8k +33,836
52 Rokos Capital Management LLP 19.35% of their portfolio LONDON, X0 727,607727.6k $192.1m $192.1m 19.35% Added +717.6k +717,607
53 MML INVESTORS SERVICES, LLC 1.25% of their portfolio SPRINGFIELD, MA 715,429715.4k $190.5m $190.5m 1.25% Added +15.6k +15,632
54 Jefferies Financial Group Inc. 3.15% of their portfolio NEW YORK, NY 691,101691.1k $184.0m $184.0m 3.15% New
55 Susquehanna Foundation 97.81% of their portfolio BALA CYNWYD, PA 673,923673.9k $179.5m $179.5m 97.81% Unchanged
56 AE Wealth Management LLC 1.26% of their portfolio TOPEKA, KS 651,857651.9k $173.6m $173.6m 1.26% Added +64.4k +64,376
57 CITIGROUP INC 0.23% of their portfolio NEW YORK, NY 612,619612.6k $163.1m $163.1m 0.23% Reduced -6.5m -6,459,634
58 Fiera Capital Corp 0.51% of their portfolio MONTREAL, A8 610,767610.8k $162.6m $162.6m 0.51% Added +10.6k +10,608
59 Ensign Peak Advisors, Inc 0.35% of their portfolio SALT LAKE CITY, UT 580,000580.0k $154.4m $154.4m 0.35% Added +380.0k +380,000
60 Creative Planning 0.23% of their portfolio OVERLAND PARK, KS 574,541574.5k $153.0m $153.0m 0.23% Reduced -31.1k -31,124
61 Equitable Holdings, Inc. 2.63% of their portfolio NEW YORK, NY 566,659566.7k $150.9m $150.9m 2.63% Added +18.6k +18,608
62 Mariner, LLC 0.47% of their portfolio Overland Park, KS 551,931551.9k $147.0m $147.0m 0.47% Added +290.9k +290,882
63 Prime Capital Investment Advisors, LLC 5.05% of their portfolio OVERLAND PARK, KS 499,522499.5k $133.0m $133.0m 5.05% Reduced -62.0k -62,006
64 Migdal Insurance & Financial Holdings Ltd. 2.93% of their portfolio Petach Tikva, L3 495,474495.5k $131.9m $131.9m 2.93% Reduced -1.6k -1,604
65 IEQ CAPITAL, LLC 3.68% of their portfolio Foster City, CA 493,051493.1k $131.3m $131.3m 3.68% Reduced -5.2k -5,208
66 Private Advisor Group, LLC 0.62% of their portfolio MORRISTOWN, NJ 478,476478.5k $20.9m $20.9m 0.62% Reduced -28.7k -28,697
67 Bell Bank 14.75% of their portfolio FARGO, ND 476,707476.7k $126.9m $126.9m 14.75% Added +21.5k +21,468
68 Kestra Advisory Services, LLC 1.12% of their portfolio AUSTIN, TX 472,523472.5k $125.8m $125.8m 1.12% Added +31.2k +31,187
69 Money Design Co.,Ltd. 4.23% of their portfolio TOKYO, M0 465,314465.3k $123.9m $123.9m 4.23% Added +39.8k +39,822
70 Invesco Ltd. 0.04% of their portfolio ATLANTA, GA 461,660461.7k $122.9m $122.9m 0.04% Reduced -87.5k -87,469
71 TWO SIGMA ADVISERS, LP 0.34% of their portfolio NEW YORK, NY 454,280454.3k $121.0m $121.0m 0.34% Reduced -104.8k -104,800
72 TAIYO LIFE INSURANCE CO 10.16% of their portfolio CHUO-KU, TOKYO, M0 433,000433.0k $115.3m $115.3m 10.16% Added +75.5k +75,500
73 Composition Wealth, LLC 3.89% of their portfolio LOS ANGELES, CA 426,184426.2k $113.5m $113.5m 3.89% Added +23.9k +23,899
74 SIMPLEX TRADING, LLC 5.32% of their portfolio CHICAGO, IL 417,448417.4k $111.2m $111.2m 5.32% Added +257.9k +257,895
75 COMERICA BANK 0.90% of their portfolio DALLAS, TX 410,833410.8k $115.7m $115.7m 0.90% Reduced -40.4k -40,446
76 CWM, LLC 0.80% of their portfolio OMAHA, NE 407,454407.5k $108.5m $108.5m 0.80% Reduced -15.2k -15,218
77 WOLVERINE TRADING, LLC 1.82% of their portfolio CHICAGO, IL 400,739400.7k $106.7m $106.7m 1.82% Reduced -539.6k -539,551
78 Industrial Alliance Investment Management Inc. 2.77% of their portfolio QUEBEC, A8 374,138374.1k $99.6m $99.6m 2.77% Added +13.3k +13,321
79 Banco Santander, S.A. 1.47% of their portfolio Madrid, U3 373,407373.4k $99.4m $99.4m 1.47% Reduced -36.7k -36,740
80 Cetera Investment Advisers 0.91% of their portfolio SCHAUMBURG, IL 370,697370.7k $98.7m $98.7m 0.91% Reduced -315.2k -315,205
81 Bouchey Financial Group, Ltd. 13.92% of their portfolio TROY, NY 363,045363.0k $96.7m $96.7m 13.92% Reduced -3.4k -3,365
82 Consolidated Investment Group LLC 20.53% of their portfolio ENGLEWOOD, CO 360,565360.6k $96.0m $96.0m 20.53% Added +3.8k +3,800
83 FACTORY MUTUAL INSURANCE CO 1.44% of their portfolio WALTHAM, MA 356,344356.3k $94.9m $94.9m 1.44% Reduced -23.0k -22,989
84 Kranot Hishtalmut Le Morim Ve Gananot Havera Menahelet LTD 7.82% of their portfolio Tel Aviv, L3 355,261355.3k $95.2m $95.2m 7.82% Reduced -58.2k -58,157
85 Mirae Asset Global Investments Co., Ltd. 0.25% of their portfolio SEOUL, M5 354,780354.8k $94.5m $94.5m 0.25% Reduced -266.8k -266,835
86 STEEL GROVE CAPITAL ADVISORS, LLC 13.41% of their portfolio MEMPHIS, TN 354,663354.7k $94.4m $94.4m 13.41% Reduced -35.6k -35,629
87 Cohen Klingenstein LLC 4.67% of their portfolio NEW YORK, NY 348,510348.5k $92.8m $92.8m 4.67% Reduced -4.3k -4,340
88 INVICTUS PRIVATE WEALTH, LLC 10.98% of their portfolio Denver, CO 319,969320.0k $85.2m $85.2m 10.98% First filing
89 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.05% of their portfolio Toronto, A6 306,533306.5k $81.6m $81.6m 0.05% Reduced -800 -800
90 BlackRock Inc. 0.00% of their portfolio New York, NY 306,108306.1k $81.5m $81.5m 0.00% Reduced -11.3k -11,255
91 Squarepoint Ops LLC 0.53% of their portfolio NEW YORK, NY 303,825303.8k $80.9m $80.9m 0.53% Reduced -342.6k -342,634
92 SG Americas Securities, LLC 1.19% of their portfolio NEW YORK, NY 303,731303.7k $80.9m $80.9m 1.19% Reduced -73.3k -73,253
93 AJ WEALTH STRATEGIES, LLC 4.25% of their portfolio NEW YORK, NY 303,448303.4k $80.8m $80.8m 4.25% Reduced -67.4k -67,445
94 NORTHERN TRUST CORP 0.02% of their portfolio CHICAGO, IL 298,452298.5k $79.5m $79.5m 0.02% Reduced -681 -681
95 HOLLENCREST CAPITAL MANAGEMENT 9.74% of their portfolio NEWPORT BEACH, CA 295,950295.9k $78.8m $78.8m 9.74% Reduced -19.7k -19,719
96 Main Management ETF Advisors, LLC 7.24% of their portfolio SAN FRANCISCO, CA 291,270291.3k $77.6m $77.6m 7.24% Added +110.6k +110,630
97 NISSAY ASSET MANAGEMENT CORP /JAPAN 0.72% of their portfolio Tokyo, M0 281,700281.7k $75.0m $75.0m 0.72% Reduced -537.1k -537,080
98 PEAPACK GLADSTONE FINANCIAL CORP 1.42% of their portfolio BEDMINSTER, NJ 270,603270.6k $72.1m $72.1m 1.42% Reduced -8.8k -8,814
99 Mizuho Bank, Ltd. 11.00% of their portfolio TOKYO, M0 270,000270.0k $71.9m $71.9m 11.00% Unchanged
100 RATIONAL ADVISORS, INC. 5.89% of their portfolio San Juan, PR 266,967267.0k $71.1m $71.1m 5.89% Reduced -21.6k -21,627