Vault-13

SCHWAB STRATEGIC TR SCHV

US LCAP VA ETF · ETP · CUSIP 808524409

697 institutional holders +56 vs Q3 2022
104,461,509104.5m shares reported held*
$6.9bnreported value*
67 new 234 added 238 reduced 45 sold out net bought ≈ $264.1m (+4.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($5.0m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $66.08. Options: 3 managers hold calls ($983.7k notional), 1 hold puts ($257.5k).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0250500750Q3 22: 641Q4 22: 697697Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022641
Q4 2022697

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$250k$500k$750k$1mQ3 22 calls: $673.0kQ3 22 puts: $240.0kQ3 22P/C 0.36Q4 22 calls: $983.7kQ4 22 puts: $257.5kQ4 22P/C 0.26
Numbers
QuarterCallsPutsP/C
Q3 2022$673.0k$240.0k0.36
Q4 2022$983.7k$257.5k0.26

Biggest buyers

MATHER GROUP, LLC. Added +798,551+798.6k
Financial Advisors, LLC Added +669,719+669.7k
SEI INVESTMENTS CO Added +606,859+606.9k
US BANCORP \DE\ Added +470,580+470.6k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Added +435,216+435.2k
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC New +353,507+353.5k
JPMORGAN CHASE & CO Added +309,093+309.1k
Savant Capital, LLC Added +272,942+272.9k
Cerity Partners LLC Added +247,175+247.2k
CX Institutional Added +234,042+234.0k

Biggest sellers

Financial Engines Advisors L.L.C. Reduced -928,635-928.6k
MUFG Americas Holdings Corp Sold out -486,529-486.5k
FAS Wealth Partners, Inc. Reduced -474,278-474.3k
Clark Capital Management Group, Inc. Sold out -321,685-321.7k
OneDigital Investment Advisors LLC Reduced -236,874-236.9k
APPLETON GROUP, LLC Sold out -139,476-139.5k
Betterment LLC Reduced -122,623-122.6k
True North Advisors, LLC Sold out -114,366-114.4k
Q3 Asset Management Sold out -112,396-112.4k
FIRST TRUST ADVISORS LP Sold out -75,826-75.8k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $983.7k14.9k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares
Cutler Group LLC / CA Added $0400 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $257.5k3.9k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Financial Engines Advisors L.L.C. 3.81% of their portfolio SANTA CLARA, CA 20,211,14020.2m $1.3bn $1.3bn 3.81% Reduced -928.6k -928,635
2 MATHER GROUP, LLC. 10.12% of their portfolio CHICAGO, IL 7,959,0928.0m $525.5m $525.5m 10.12% Added +798.6k +798,551
3 SEI INVESTMENTS CO 1.12% of their portfolio OAKS, PA 7,634,2057.6m $504.0m $504.0m 1.12% Added +606.9k +606,859
4 OSAIC HOLDINGS, INC. 0.77% of their portfolio SCOTTSDALE, AZ 5,765,1835.8m $380.6m $380.6m 0.77% Reduced -355 -355
5 Avantax Planning Partners, Inc. 14.01% of their portfolio DUBUQUE, IA 5,349,2995.3m $353.2m $353.2m 14.01% Added +182.9k +182,907
6 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 3.46% of their portfolio PLYMOUTH, MN 3,966,4474.0m $269.0m $269.0m 3.46% Added +187.2k +187,186
7 ENVESTNET ASSET MANAGEMENT INC 0.10% of their portfolio Berwyn, PA 2,896,5492.9m $191.2m $191.2m 0.10% Added +141.4k +141,440
8 Mariner, LLC 0.51% of their portfolio Overland Park, KS 2,425,3612.4m $160.1m $160.1m 0.51% Added +148.9k +148,875
9 Betterment LLC 0.46% of their portfolio NEW YORK, NY 2,010,5762.0m $132.7m $132.7m 0.46% Reduced -122.6k -122,623
10 Savant Capital, LLC 2.47% of their portfolio ROCKFORD, IL 1,536,6861.5m $101.5m $101.5m 2.47% Added +272.9k +272,942
11 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.15% of their portfolio MILWAUKEE, WI 1,520,5581.5m $100.4m $100.4m 0.15% Added +435.2k +435,216
12 LPL Financial LLC 0.08% of their portfolio FORT MILL, SC 1,473,9611.5m $97.3m $97.3m 0.08% Added +159.5k +159,511
13 Gemmer Asset Management LLC 11.86% of their portfolio WALNUT CREEK, CA 1,134,7871.1m $74.9m $74.9m 11.86% Added +131.8k +131,802
14 Krilogy Financial LLC 6.75% of their portfolio ST. LOUIS, MO 1,073,2521.1m $70.9m $70.9m 6.75% Added +293 +293
15 Main Management ETF Advisors, LLC 5.70% of their portfolio SAN FRANCISCO, CA 924,910924.9k $61.1m $61.1m 5.70% Added +32.6k +32,580
16 OneDigital Investment Advisors LLC 1.67% of their portfolio OVERLAND PARK, KS 872,474872.5k $57.6m $57.6m 1.67% Reduced -236.9k -236,874
17 Financial Advisors, LLC 15.41% of their portfolio ANDOVER, MA 854,198854.2k $56.4m $56.4m 15.41% Added +669.7k +669,719
18 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.29% of their portfolio IRVING, TX 792,057792.1k $52.3m $52.3m 0.29% Reduced -68.2k -68,163
19 FAS Wealth Partners, Inc. 5.91% of their portfolio LEAWOOD, KS 789,878789.9k $52.1m $52.1m 5.91% Reduced -474.3k -474,278
20 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 770,235770.2k $50.9m $50.9m 0.01% Added +23.8k +23,809
21 Mokosak Advisory Group, LLC 22.40% of their portfolio URBANDALE, IA 757,956758.0k $50.1m $50.1m 22.40% Added +19.4k +19,355
22 RAINEY & RANDALL WEALTH ADVISORS INC. 17.45% of their portfolio Celebration, FL 750,782750.8k $49.6m $49.6m 17.45% Added +23.6k +23,550
23 HighTower Advisors, LLC 0.11% of their portfolio CHICAGO, IL 714,751714.8k $47.2m $47.2m 0.11% Reduced -6.4k -6,372
24 UBS Group AG 0.02% of their portfolio ZURICH, V8 702,710702.7k $46.4m $46.4m 0.02% Added +8.9k +8,851
25 Thrivent Financial for Lutherans 0.12% of their portfolio Minneapolis, MN 683,816683.8k $45.2m $45.2m 0.12% Added +193.4k +193,389
26 FINANCIAL COUNSELORS INC 0.97% of their portfolio Overland Park, KS 655,366655.4k $43.3m $43.3m 0.97% Added +30.5k +30,549
27 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 578,565578.6k $38.2m $38.2m 0.01% Added +22.5k +22,479
28 MONETA GROUP INVESTMENT ADVISORS LLC 1.00% of their portfolio ST LOUIS, MO 528,241528.2k $36.3m $36.3m 1.00% Added +69.8k +69,807
29 US BANCORP \DE\ 0.06% of their portfolio MINNEAPOLIS, MN 476,530476.5k $31.5m $31.5m 0.06% Added +470.6k +470,580
30 Financial Management Professionals, Inc. 6.37% of their portfolio AUSTIN, TX 471,536471.5k $31.1m $31.1m 6.37% Added +738 +738
31 GenWealth Group, Inc. 9.33% of their portfolio Maplewood, NJ 432,204432.2k $28.5m $28.5m 9.33% Reduced -18.8k -18,785
32 Creative Planning 0.04% of their portfolio OVERLAND PARK, KS 422,226422.2k $27.9m $27.9m 0.04% Added +175.4k +175,384
33 Focus Financial Network, Inc. 2.24% of their portfolio MINNEAPOLIS, MN 416,988417.0k $27.5m $27.5m 2.24% Reduced -2.0k -1,983
34 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 416,117416.1k $27.5m $27.5m 0.00% Added +17.0k +17,029
35 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 414,629414.6k $27.4m $27.4m 0.01% Reduced -10.4k -10,429
36 BALLAST ADVISORS LLC 11.98% of their portfolio WOODBURY, MN 414,562414.6k $27.4m $27.4m 11.98% Reduced -339 -339
37 SUMMIT WEALTH & RETIREMENT PLANNING, INC. 10.83% of their portfolio EAGLE, ID 403,462403.5k $26.6m $26.6m 10.83% Added +148.4k +148,412
38 CX Institutional 1.52% of their portfolio AUBURN, IN 380,160380.2k $25.1m $25.1m 1.52% Added +234.0k +234,042
39 Nadler Financial Group, Inc. 4.24% of their portfolio DEERFIELD, IL 368,210368.2k $24.3m $24.3m 4.24% Added +34.2k +34,219
40 CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 0.87% of their portfolio MINNEAPOLIS, MN 353,507353.5k $23.3m $23.3m 0.87% New
41 Beacon Pointe Advisors, LLC 0.44% of their portfolio NEWPORT BEACH, CA 341,697341.7k $22.6m $22.6m 0.44% Added +7.9k +7,918
42 Main Management LLC 2.46% of their portfolio SAN FRANCISCO, CA 323,149323.1k $21.3m $21.3m 2.46% Added +114 +114
43 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 321,777321.8k $21.2m $21.2m 0.00% Added +309.1k +309,093
44 MARSHALL FINANCIAL GROUP INC /ADV 8.73% of their portfolio DOYLESTOWN, PA 307,901307.9k $20.3m $20.3m 8.73% Added +350 +350
45 Northwest Quadrant Wealth Management, LLC 6.17% of their portfolio BEND, OR 306,817306.8k $20.3m $20.3m 6.17% Added +13.6k +13,608
46 MML INVESTORS SERVICES, LLC 0.13% of their portfolio SPRINGFIELD, MA 305,911305.9k $20.2m $20.2m 0.13% Added +158.6k +158,577
47 Scarborough Advisors, LLC 5.26% of their portfolio ANNAPOLIS, MD 297,657297.7k $19.7m $19.7m 5.26% Reduced -22.1k -22,073
48 Northern Capital Management, Inc. 18.82% of their portfolio SPOKANE, WA 296,696296.7k $19.6m $19.6m 18.82% Reduced -2.3k -2,294
49 Visionary Wealth Advisors 1.69% of their portfolio O'FALLON, IL 276,836276.8k $18.3m $18.3m 1.69% Reduced -9.8k -9,826
50 ProVise Management Group, LLC 1.85% of their portfolio CLEARWATER, FL 276,248276.2k $18.2m $18.2m 1.85% Reduced -23.3k -23,336
51 Sargent Bickham Lagudis LLC 1.49% of their portfolio Boulder, CO 274,510274.5k $18.1m $18.1m 1.49% Reduced -982 -982
52 SAGE FINANCIAL GROUP INC 2.20% of their portfolio W. CONSHOHOCKEN, PA 273,991274.0k $18.1m $18.1m 2.20% Added +12.5k +12,501
53 Cetera Advisor Networks LLC 0.14% of their portfolio EL SEGUNDO, CA 263,061263.1k $17.4m $17.4m 0.14% Added +18.2k +18,224
54 XML Financial, LLC 2.18% of their portfolio BETHESDA, MD 262,751262.8k $17.3m $17.3m 2.18% Reduced -11.3k -11,305
55 GHP Investment Advisors, Inc. 1.15% of their portfolio Denver, CO 256,688256.7k $16.9m $16.9m 1.15% Added +13.2k +13,196
56 Cerity Partners LLC 0.11% of their portfolio NEW YORK, NY 253,777253.8k $16.8m $16.8m 0.11% Added +247.2k +247,175
57 Summit Asset Management, LLC 4.83% of their portfolio MEMPHIS, TN 252,613252.6k $16.7m $16.7m 4.83% Reduced -3.0k -3,046
58 HBK Sorce Advisory LLC 0.43% of their portfolio ERIE, PA 243,296243.3k $16.1m $16.1m 0.43% Added +117.0k +117,043
59 Garde Capital, Inc. 1.92% of their portfolio SEATTLE, WA 242,327242.3k $16.0m $16.0m 1.92% Reduced -23.3k -23,304
60 Prism Advisors, Inc. 5.85% of their portfolio STUDIO CITY, CA 241,690241.7k $16.0m $16.0m 5.85% Added +5.3k +5,300
61 Spectrum Asset Management, Inc. (NB/CA) 7.68% of their portfolio NEWPORT BEACH, CA 240,043240.0k $15.8m $15.8m 7.68% Reduced -4.0k -3,968
62 Prime Capital Investment Advisors, LLC 0.57% of their portfolio OVERLAND PARK, KS 225,637225.6k $14.9m $14.9m 0.57% Added +9.5k +9,487
63 Kestra Advisory Services, LLC 0.13% of their portfolio AUSTIN, TX 223,808223.8k $14.8m $14.8m 0.13% Added +48.6k +48,592
64 PATHSTONE FAMILY OFFICE, LLC 0.12% of their portfolio ENGLEWOOD, NJ 216,396216.4k $14.3m $14.3m 0.12% Reduced -1.3k -1,330
65 Stratos Wealth Advisors, LLC 1.18% of their portfolio BEACHWOOD, OH 214,140214.1k $14.1m $14.1m 1.18% Added +840 +840
66 BANK HAPOALIM BM 1.74% of their portfolio TEL AVIV, L3 212,000212.0k $14.0m $14.0m 1.74% Unchanged
67 Ackerman Capital Advisors, LLC 3.69% of their portfolio DALLAS, TX 207,826207.8k $13.7m $13.7m 3.69% Reduced -48.2k -48,227
68 Denver PWM, LLC 6.34% of their portfolio DENVER, CO 202,393202.4k $13.4m $13.4m 6.34% Added +672 +672
69 Cetera Investment Advisers 0.12% of their portfolio SCHAUMBURG, IL 195,060195.1k $12.9m $12.9m 0.12% Added +65.6k +65,591
70 Financial Advisors Network, Inc. 3.41% of their portfolio TUSTIN, CA 194,872194.9k $12.9m $12.9m 3.41% Reduced -913 -913
71 World Investment Advisors 2.85% of their portfolio LINCROFT, NJ 188,041188.0k $12.4m $12.4m 2.85% Added +177.1k +177,081
72 Global Strategic Investment Solutions, LLC 0.82% of their portfolio Scottsdale, AZ 187,264187.3k $12.4m $12.4m 0.82% Added +43.2k +43,165
73 IVC Wealth Advisors LLC 9.04% of their portfolio SILVERDALE, PA 185,778185.8k $12.3m $12.3m 9.04% Reduced -3.6k -3,615
74 Black Diamond Financial, LLC 4.43% of their portfolio TOWSON, MD 185,747185.7k $12.3m $12.3m 4.43% Added +43.6k +43,634
75 Mutual Advisors, LLC 0.54% of their portfolio OMAHA, NE 183,408183.4k $12.1m $12.1m 0.54% Reduced -2.7k -2,701
76 Martel Wealth Advisors LLC 3.24% of their portfolio VANCOUVER, WA 181,223181.2k $12.0m $12.0m 3.24% Added +96.9k +96,856
77 Seneca Financial Advisors LLC 7.54% of their portfolio ROCHESTER, NY 180,613180.6k $11.9m $11.9m 7.54% Added +13.2k +13,185
78 Integrated Advisors Network LLC 0.76% of their portfolio DALLAS, TX 179,382179.4k $11.8m $11.8m 0.76% Reduced -8.3k -8,265
79 Goepper Burkhardt LLC 8.21% of their portfolio GREENVILLE, SC 177,700177.7k $11.7m $11.7m 8.21% Reduced -13.0k -12,965
80 Ethos Financial Group, LLC 3.85% of their portfolio KING OF PRUSSIA, PA 172,230172.2k $11.4m $11.4m 3.85% First filing
81 CAPTRUST FINANCIAL ADVISORS 0.06% of their portfolio RALEIGH, NC 168,120168.1k $11.1m $11.1m 0.06% Reduced -41.6k -41,592
82 IFP Advisors, Inc 0.24% of their portfolio TAMPA, FL 167,416167.4k $9.1m $9.1m 0.24% Added +69.6k +69,568
83 Cornerstone Wealth Advisors, Inc. 4.19% of their portfolio EDINA, MN 163,655163.7k $10.8m $10.8m 4.19% Reduced -10.3k -10,268
84 Traverso Chambers Private Wealth Management, LLC 3.08% of their portfolio SANTA ROSA, CA 162,242162.2k $10.7m $10.7m 3.08% Reduced -2.1k -2,074
85 Cambridge Investment Research Advisors, Inc. 0.05% of their portfolio FAIRFIELD, IA 156,165156.2k $10.3m $10.3m 0.05% Added +12.5k +12,481
86 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.48% of their portfolio Seattle, WA 153,780153.8k $10.2m $10.2m 0.48% Reduced -3.8k -3,792
87 SPINNAKER TRUST 0.76% of their portfolio PORTLAND, ME 148,604148.6k $9.8m $9.8m 0.76% Added +3.9k +3,855
88 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 141,285141.3k $9.3m $9.3m 0.02% Added +979 +979
89 Total Wealth Planning, LLC 2.31% of their portfolio CINCINNATI, OH 141,235141.2k $9.3m $9.3m 2.31% Added +23.6k +23,552
90 RE Dickinson Investment Advisors, LLC 3.65% of their portfolio COUNCIL BLUFFS, IA 134,000134.0k $8.8m $8.8m 3.65% Reduced -8.3k -8,301
91 PACES FERRY WEALTH ADVISORS, LLC 8.60% of their portfolio ATLANTA, GA 133,824133.8k $8.8m $8.8m 8.60% Added +9.6k +9,612
92 Cresset Asset Management, LLC 0.11% of their portfolio Chicago, IL 133,218133.2k $8.8m $8.8m 0.11% Reduced -4.5k -4,532
93 Perigon Wealth Management, LLC 0.26% of their portfolio SAN FRANCISCO, CA 129,016129.0k $8.5m $8.5m 0.26% Added +10.3k +10,302
94 LCNB CORP 3.68% of their portfolio LEBANON, OH 120,102120.1k $7.9m $7.9m 3.68% Added +11.9k +11,881
95 PrairieView Partners, LLC 1.17% of their portfolio ST. PAUL, MN 120,042120.0k $7.9m $7.9m 1.17% Reduced -6.2k -6,238
96 Harbor Group, Inc. 5.04% of their portfolio BEDFORD, NH 118,599118.6k $7.8m $7.8m 5.04% Reduced -1.0k -1,004
97 L2 Asset Management, LLC 5.00% of their portfolio Wayland, MA 117,419117.4k $7.8m $7.8m 5.00% New
98 Capital Planning LLC 3.44% of their portfolio BELLEVUE, WA 117,345117.3k $7.7m $7.7m 3.44% Added +398 +398
99 Curtis Advisory Group, LLC 3.08% of their portfolio SANTA BARBARA, CA 116,750116.8k $7.7m $7.7m 3.08% Added +197 +197
100 Weinberger Asset Management, Inc 4.72% of their portfolio LOS ANGELES, CA 116,238116.2k $7.7m $7.7m 4.72% Added +2.9k +2,892