Vault-13

FIRST TR EXCH TRADED FD III FMB

MANAGD MUN ETF · ETP · CUSIP 33739N108

276 institutional holders -11 vs Q3 2022
27,282,11927.3m shares reported held*
$1.4bnreported value*
16 new 101 added 120 reduced 37 sold out net bought ≈ $100.9m (+2.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($2.3m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $49.81.

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 287Q4 22: 276276Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022287
Q4 2022276

Biggest buyers

UBS Group AG Added +826,679+826.7k
JANE STREET GROUP, LLC Added +749,924+749.9k
Avantax Planning Partners, Inc. Added +510,856+510.9k
CW Advisors, LLC Added +479,833+479.8k
Composition Wealth, LLC Added +353,133+353.1k
RENAISSANCE TECHNOLOGIES LLC New +311,000+311.0k
Magnus Financial Group LLC Added +285,608+285.6k
WELLS FARGO & COMPANY/MN Added +227,513+227.5k
ERn Financial, LLC Added +166,804+166.8k
OneDigital Investment Advisors LLC Added +155,627+155.6k

Biggest sellers

BANK OF AMERICA CORP /DE/ Reduced -424,337-424.3k
CWA Asset Management Group, LLC Reduced -294,685-294.7k
Frisch Financial Group, Inc. Reduced -163,452-163.5k
Wealth Enhancement & Preservation of GA, LLC Sold out -155,842-155.8k
OGOREK ANTHONY JOSEPH /NY/ /ADV Reduced -148,721-148.7k
RAYMOND JAMES & ASSOCIATES Reduced -145,629-145.6k
HighTower Advisors, LLC Reduced -145,566-145.6k
Vishria Bird Financial Group, LLC Sold out -142,410-142.4k
Raymond James Financial Services Advisors, Inc. Reduced -105,716-105.7k
Legacy Private Trust Co. Reduced -98,548-98.5k

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 UBS Group AG 0.05% of their portfolio ZURICH, V8 2,188,8522.2m $109.7m $109.7m 0.05% Added +826.7k +826,679
2 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 2,054,1602.1m $102.9m $102.9m 0.01% Reduced -30.1k -30,075
3 LPL Financial LLC 0.08% of their portfolio FORT MILL, SC 1,970,4182.0m $98.7m $98.7m 0.08% Added +90.9k +90,900
4 WELLS FARGO & COMPANY/MN 0.03% of their portfolio SAN FRANCISCO, CA 1,676,3311.7m $84.0m $84.0m 0.03% Added +227.5k +227,513
5 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,541,2251.5m $77.2m $77.2m 0.01% Reduced -424.3k -424,337
6 Avantax Planning Partners, Inc. 1.96% of their portfolio DUBUQUE, IA 985,566985.6k $49.4m $49.4m 1.96% Added +510.9k +510,856
7 CW Advisors, LLC 1.27% of their portfolio BOSTON, MA 982,189982.2k $49.2m $49.2m 1.27% Added +479.8k +479,833
8 JANE STREET GROUP, LLC 0.07% of their portfolio NEW YORK, NY 756,480756.5k $37.9m $37.9m 0.07% Added +749.9k +749,924
9 Sequoia Financial Advisors, LLC 0.86% of their portfolio Akron, OH 701,848701.8k $35.2m $35.2m 0.86% Added +120.9k +120,907
10 Raymond James Financial Services Advisors, Inc. 0.06% of their portfolio ST. PETERSBURG, FL 644,490644.5k $32.3m $32.3m 0.06% Reduced -105.7k -105,716
11 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 568,458568.5k $28.5m $28.5m 0.01% Reduced -75.4k -75,445
12 OSAIC HOLDINGS, INC. 0.06% of their portfolio SCOTTSDALE, AZ 544,691544.7k $27.3m $27.3m 0.06% Reduced -95.9k -95,888
13 AVANTAX ADVISORY SERVICES, INC. 0.26% of their portfolio DALLAS, TX 388,926388.9k $19.5m $19.5m 0.26% Added +8.5k +8,463
14 Composition Wealth, LLC 0.63% of their portfolio LOS ANGELES, CA 369,109369.1k $18.5m $18.5m 0.63% Added +353.1k +353,133
15 CWA Asset Management Group, LLC 1.50% of their portfolio NAPLES, FL 368,350368.4k $18.5m $18.5m 1.50% Reduced -294.7k -294,685
16 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 351,573351.6k $17.6m $17.6m 0.02% Reduced -145.6k -145,629
17 RENAISSANCE TECHNOLOGIES LLC 0.02% of their portfolio NEW YORK, NY 311,000311.0k $15.6m $15.6m 0.02% New
18 Magnus Financial Group LLC 2.49% of their portfolio NEW YORK, NY 304,608304.6k $15.3m $15.3m 2.49% Added +285.6k +285,608
19 Financial Planning & Information Services, Inc. 2.96% of their portfolio DE PERE, WI 278,186278.2k $13.9m $13.9m 2.96% Added +57.2k +57,162
20 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 275,479275.5k $13.8m $13.8m 0.01% Reduced -2.4k -2,445
21 CITIGROUP INC 0.02% of their portfolio NEW YORK, NY 257,815257.8k $12.9m $12.9m 0.02% Reduced -6.9k -6,937
22 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 254,418254.4k $12.7m $12.7m 0.02% Reduced -69.5k -69,501
23 OneDigital Investment Advisors LLC 0.36% of their portfolio OVERLAND PARK, KS 250,422250.4k $12.5m $12.5m 0.36% Added +155.6k +155,627
24 MOTCO 0.90% of their portfolio SAN ANTONIO, TX 240,838240.8k $12.1m $12.1m 0.90% Added +111.6k +111,580
25 Kestra Advisory Services, LLC 0.10% of their portfolio AUSTIN, TX 227,587227.6k $11.4m $11.4m 0.10% Added +101.7k +101,652
26 PFS INVESTMENTS INC. 0.21% of their portfolio DULUTH, GA 222,815222.8k $11.2m $11.2m 0.21% Added +274 +274
27 FLOW TRADERS U.S. LLC 0.56% of their portfolio NEW YORK, NY 221,349221.3k $11.1m $11.1m 0.56% Reduced -44.0k -43,950
28 ERn Financial, LLC 2.41% of their portfolio MIDDLETON, WI 210,840210.8k $10.6m $10.6m 2.41% Added +166.8k +166,804
29 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 0.38% of their portfolio LOS ANGELES, CA 208,861208.9k $10.5m $10.5m 0.38% Added +107.2k +107,223
30 PFS Partners, LLC 10.96% of their portfolio MINE HILL, NJ 207,906207.9k $10.4m $10.4m 10.96% Reduced -51.0k -51,035
31 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 200,487200.5k $10.0m $10.0m 0.02% Added +59.7k +59,675
32 RFG Advisory, LLC 0.50% of their portfolio BIRMINGHAM, AL 194,554194.6k $10.0m $10.0m 0.50% Added +68.1k +68,130
33 Legacy Private Trust Co. 0.85% of their portfolio NEENAH, WI 187,295187.3k $9.4m $9.4m 0.85% Reduced -98.5k -98,548
34 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 170,155170.2k $8.5m $8.5m 0.01% Added +6.6k +6,612
35 VERUS CAPITAL PARTNERS, LLC 1.52% of their portfolio SCOTTSDALE, AZ 161,491161.5k $8.1m $8.1m 1.52% Added +12.2k +12,181
36 Cetera Investment Advisers 0.07% of their portfolio SCHAUMBURG, IL 158,252158.3k $7.9m $7.9m 0.07% Reduced -19.2k -19,157
37 Syntegra Private Wealth Group, LLC 1.59% of their portfolio Chesterfield, MO 158,013158.0k $7.9m $7.9m 1.59% First filing
38 Janney Montgomery Scott LLC 0.03% of their portfolio PHILADELPHIA, PA 156,091156.1k $7.8m $7.8m 0.03% Reduced -28.8k -28,833
39 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 154,111154.1k $695.1k $695.1k 0.02% Reduced -22.1k -22,134
40 Kowal Investment Group, LLC 2.17% of their portfolio BROOKFIELD, WI 144,744144.7k $7.3m $7.3m 2.17% Added +13.0k +12,982
41 AE Wealth Management LLC 0.05% of their portfolio TOPEKA, KS 137,897137.9k $6.9m $6.9m 0.05% Reduced -65.0k -64,991
42 ARKANSAS FINANCIAL GROUP, INC. 1.32% of their portfolio LITTLE ROCK, AR 120,414120.4k $6.0m $6.0m 1.32% Added +87.2k +87,201
43 CWM, LLC 0.04% of their portfolio OMAHA, NE 112,074112.1k $5.6m $5.6m 0.04% Added +88.5k +88,547
44 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 111,296111.3k $5.6m $5.6m 0.03% Reduced -6.4k -6,402
45 BCGM Wealth Management, LLC 2.70% of their portfolio LAFAYETTE, IN 110,766110.8k $5.6m $5.6m 2.70% Added +1.8k +1,769
46 MML INVESTORS SERVICES, LLC 0.03% of their portfolio SPRINGFIELD, MA 106,132106.1k $5.3m $5.3m 0.03% Reduced -63.9k -63,925
47 EdgeRock Capital LLC 2.87% of their portfolio DENVER, CO 102,577102.6k $5.1m $5.1m 2.87% Reduced -76.0k -75,976
48 OLD MISSION CAPITAL LLC 0.22% of their portfolio CHICAGO, IL 98,73098.7k $4.9m $4.9m 0.22% Added +67.5k +67,520
49 Eldridge Investment Advisors, Inc. 1.62% of their portfolio MANCHESTER, NH 92,41692.4k $4.6m $4.6m 1.62% Reduced -42.4k -42,425
50 Cypress Capital Group 0.65% of their portfolio Palm Beach, FL 86,45286.5k $4.3m $4.3m 0.65% Reduced -29.1k -29,075
51 GM Advisory Group, LLC 0.46% of their portfolio MELVILLE, NY 86,26186.3k $4.3m $4.3m 0.46% New
52 Atlas Private Wealth Management, LLC 1.99% of their portfolio ALBANY, NY 85,89585.9k $4.3m $4.3m 1.99% Reduced -5.0k -4,989
53 Family Capital Management, Inc. 3.44% of their portfolio GRAND RAPIDS, MI 84,27384.3k $4.2m $4.2m 3.44% First filing
54 Financial Advocates Investment Management 0.32% of their portfolio OLYMPIA, WA 84,24084.2k $4.2m $4.2m 0.32% Added +273 +273
55 Etesian Wealth Advisors, Inc. 2.93% of their portfolio West Linn, OR 80,15680.2k $4.0m $4.0m 2.93% First filing
56 FSB PREMIER WEALTH MANAGEMENT, INC. 2.18% of their portfolio WATERLOO, IA 79,40379.4k $4.0m $4.0m 2.18% Reduced -45.4k -45,434
57 IFP Advisors, Inc 0.11% of their portfolio TAMPA, FL 78,30278.3k $4.1m $4.1m 0.11% Reduced -13.4k -13,360
58 RMR Wealth Builders 0.85% of their portfolio Montclair, NJ 75,23875.2k $3.8m $3.8m 0.85% Reduced -11.4k -11,375
59 First Horizon Advisors, Inc. 0.14% of their portfolio MEMPHIS, TN 74,92774.9k $3.8m $3.8m 0.14% Added +74.1k +74,077
60 Advance Capital Management, Inc. 0.48% of their portfolio SOUTHFIELD, MI 72,49672.5k $3.6m $3.6m 0.48% Added +13.4k +13,382
61 Mariner, LLC 0.01% of their portfolio Overland Park, KS 71,87271.9k $3.6m $3.6m 0.01% Added +32.0k +32,039
62 Steward Partners Investment Advisory, LLC 0.06% of their portfolio STAMFORD, CT 71,69271.7k $3.6m $3.6m 0.06% Reduced -31.9k -31,903
63 Ameritas Advisory Services, LLC 0.15% of their portfolio Lincoln, NE 64,61764.6k $3.2m $3.2m 0.15% Reduced -7.0k -6,995
64 Western Wealth Management, LLC 0.32% of their portfolio GOLDEN, CO 63,35763.4k $3.2m $3.2m 0.32% Reduced -632 -632
65 Westside Investment Management, Inc. 0.04% of their portfolio SANTA MONICA, CA 60,35060.4k $3.0m $3.0m 0.04% Added +32.9k +32,850
66 NewEdge Advisors, LLC 0.03% of their portfolio NEW ORLEANS, LA 58,81658.8k $1.3m $1.3m 0.03% Added +24.4k +24,443
67 Koshinski Asset Management, Inc. 0.28% of their portfolio DECATUR, IL 58,69058.7k $2.9m $2.9m 0.28% Added +2.4k +2,420
68 Stratos Wealth Partners, LTD. 0.07% of their portfolio BEACHWOOD, OH 58,23158.2k $2.9m $2.9m 0.07% Added +4.0k +4,019
69 Equitable Holdings, Inc. 0.05% of their portfolio NEW YORK, NY 58,10858.1k $2.9m $2.9m 0.05% Reduced -4.4k -4,448
70 Sebold Capital Management, Inc. 2.38% of their portfolio LISLE, IL 57,84257.8k $2.9m $2.9m 2.38% First filing
71 Ausdal Financial Partners, Inc. 0.39% of their portfolio Davenport, IA 53,57153.6k $2.7m $2.7m 0.39% Added +35.3k +35,344
72 Prestige Wealth Management Group LLC 0.70% of their portfolio FLEMINGTON, NJ 53,56653.6k $2.7m $2.7m 0.70% Reduced -21.3k -21,264
73 DEBUSSY CAPITAL MANAGEMENT LP 0.66% of their portfolio CHICAGO, IL 52,55352.6k $2.7m $2.7m 0.66% New
74 Cetera Advisor Networks LLC 0.02% of their portfolio EL SEGUNDO, CA 52,51252.5k $2.6m $2.6m 0.02% Added +4.0k +4,027
75 GREAT VALLEY ADVISOR GROUP, INC. 0.13% of their portfolio WILMINGTON, DE 50,67150.7k $2.5m $2.5m 0.13% Added +1.9k +1,882
76 Lifestyle Asset Management, Inc. 1.98% of their portfolio FRIENDSWOOD, TX 49,44549.4k $2.5m $2.5m 1.98% First filing
77 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 49,23749.2k $2.5m $2.5m 0.01% Added +4.8k +4,831
78 WEALTH MANAGEMENT RESOURCES, INC. 1.60% of their portfolio SMITHFIELD, RI 49,15849.2k $2.5m $2.5m 1.60% Added +1.6k +1,646
79 Stratos Wealth Advisors, LLC 0.20% of their portfolio BEACHWOOD, OH 48,56548.6k $2.4m $2.4m 0.20% Added +2.5k +2,461
80 Heck Capital Advisors, LLC 0.47% of their portfolio Rhinelander, WI 47,93547.9k $2.4m $2.4m 0.47% New
81 Alta Wealth Advisors LLC 1.62% of their portfolio Woburn, MA 47,81847.8k $2.4m $2.4m 1.62% Reduced -9.2k -9,205
82 Integrated Wealth Concepts LLC 0.06% of their portfolio WALTHAM, MA 47,49347.5k $2.4m $2.4m 0.06% Reduced -13.8k -13,835
83 Advisory Resource Group 0.70% of their portfolio Tulsa, OK 47,11047.1k $2.4m $2.4m 0.70% Reduced -203 -203
84 Weitzel Financial Services, Inc. 1.50% of their portfolio DUBUQUE, IA 46,99447.0k $2.4m $2.4m 1.50% Added +2.3k +2,288
85 FLAGSTAR SECURITIES, INC 0.83% of their portfolio New York, NY 46,85646.9k $2.3m $2.3m 0.83% Added +16.4k +16,444
86 COUNTRY TRUST BANK 0.07% of their portfolio Bloomington, IL 46,58046.6k $2.3m $2.3m 0.07% Reduced -32.7k -32,714
87 Rehmann Capital Advisory Group 0.23% of their portfolio LANSING, MI 45,64045.6k $2.3m $2.3m 0.23% Added +10.8k +10,797
88 Tower Wealth Partners, Inc. 1.99% of their portfolio LEWISBURG, PA 45,52545.5k $2.3m $2.3m 1.99% Added +412 +412
89 D.A. DAVIDSON & CO. 0.03% of their portfolio GREAT FALLS, MT 45,16845.2k $2.3m $2.3m 0.03% Reduced -864 -864
90 OGOREK ANTHONY JOSEPH /NY/ /ADV 0.98% of their portfolio WILLIAMSVILLE, NY 45,15745.2k $2.3m $2.3m 0.98% Reduced -148.7k -148,721
91 Landmark Wealth Management, LLC 1.59% of their portfolio MELVILLE, NY 43,87543.9k $2.2m $2.2m 1.59% Added +8.0k +8,023
92 STOCK YARDS BANK & TRUST CO 0.09% of their portfolio LOUISVILLE, KY 43,24443.2k $2.2m $2.2m 0.09% Reduced -46.8k -46,847
93 Strategic Financial Partners, Ltd. 1.31% of their portfolio Bend, OR 42,95443.0k $2.2m $2.2m 1.31% Added +3.7k +3,688
94 Barber Financial Group, Inc. 0.58% of their portfolio LENEXA, KS 41,67741.7k $2.1m $2.1m 0.58% Reduced -15.4k -15,409
95 FOSTER & MOTLEY INC 0.18% of their portfolio CINCINNATI, OH 41,41941.4k $2.1m $2.1m 0.18% Reduced -15.1k -15,093
96 Atria Investments, Inc 0.04% of their portfolio Charlotte, NC 40,72540.7k $2.0m $2.0m 0.04% Reduced -2.3k -2,319
97 TL Private Wealth 1.19% of their portfolio SOUTHLAKE, TX 40,29340.3k $2.0m $2.0m 1.19% Reduced -33.6k -33,645
98 JOURNEY STRATEGIC WEALTH LLC 0.23% of their portfolio SUMMIT, NJ 39,65339.7k $2.0m $2.0m 0.23% Added +6.6k +6,561
99 MONEYWISE, INC. 1.48% of their portfolio FOREST, VA 39,35939.4k $2.0m $2.0m 1.48% Reduced -77.7k -77,698
100 IFG Advisory, LLC 0.19% of their portfolio ATLANTA, GA 39,02539.0k $2.0m $2.0m 0.19% Reduced -17.8k -17,800