Vault-13

ISHARES TR IVW

S&P 500 GRWT ETF · ETP · CUSIP 464287309

1,263 institutional holders +63 vs Q3 2022
318,494,558318.5m shares reported held*
$18.8bnreported value*
87 new 380 added 463 reduced 70 sold out net bought ≈ $1.0bn (+17.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($40.6m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $58.89. Options: 11 managers hold calls ($283.2m notional), 2 hold puts ($988.6k).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

05001k1.5kQ3 22: 1,200Q4 22: 1,2631,263Q3 22Q4 22
Numbers
QuarterHolders
Q3 20221,200
Q4 20221,263

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100m$200m$300m$400mQ3 22 calls: $324.8mQ3 22 puts: $1.8mQ3 22P/C 0.01Q4 22 calls: $283.2mQ4 22 puts: $988.6kQ4 22P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2022$324.8m$1.8m0.01
Q4 2022$283.2m$988.6k0.00

Biggest buyers

JPMORGAN CHASE & CO Added +4,966,835+5.0m
JONES FINANCIAL COMPANIES LLLP Added +3,679,293+3.7m
Choate Investment Advisors Added +3,033,958+3.0m
ENVESTNET ASSET MANAGEMENT INC Added +3,025,396+3.0m
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC New +1,442,745+1.4m
Atlas Private Wealth Management, LLC Added +1,067,128+1.1m
WELLS FARGO & COMPANY/MN Added +655,945+655.9k
OSAIC HOLDINGS, INC. Added +591,979+592.0k
US BANCORP \DE\ Added +457,095+457.1k
BOK Financial Private Wealth, Inc. Added +362,037+362.0k

Biggest sellers

BANK OF AMERICA CORP /DE/ Reduced -964,422-964.4k
Thrivent Financial for Lutherans Reduced -668,712-668.7k
GOLDMAN SACHS GROUP INC Reduced -569,330-569.3k
Silicon Valley Capital Partners Reduced -387,970-388.0k
World Investment Advisors Reduced -355,103-355.1k
AMERIPRISE FINANCIAL INC Reduced -289,206-289.2k
MUFG Americas Holdings Corp Sold out -273,975-274.0k
Baird Financial Group, Inc. Reduced -254,672-254.7k
Avantax Planning Partners, Inc. Reduced -253,782-253.8k
MERCER GLOBAL ADVISORS INC /ADV Reduced -244,306-244.3k

Biggest calls

Twin Tree Management, LP Added $196.1m2.3m shares
JANE STREET GROUP, LLC Reduced $40.7m492.8k shares
JPMORGAN CHASE & CO Added $31.6m375.0k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $5.7m96.8k shares
CITADEL ADVISORS LLC Reduced $3.3m56.5k shares
IMC-Chicago, LLC Reduced $2.7m32.6k shares
Maven Securities LTD New $1.5m18.2k shares
GARDA CAPITAL PARTNERS LP First filing $1.3m15.0k shares
XR Securities LLC New $380.2k6.5k shares
Cutler Group LLC / CA Added $1.0k800 shares

Biggest puts

CITADEL ADVISORS LLC Added $713.7k12.2k shares
WELLS FARGO & COMPANY/MN Unchanged $274.9k4.7k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 JPMORGAN CHASE & CO 0.44% of their portfolio NEW YORK, NY 52,641,99652.6m $3.1bn $3.1bn 0.44% Added +5.0m +4,966,835
2 MORGAN STANLEY 0.19% of their portfolio NEW YORK, NY 28,024,00028.0m $1.6bn $1.6bn 0.19% Reduced -117.4k -117,414
3 JONES FINANCIAL COMPANIES LLLP 1.77% of their portfolio DES PERES, MO 17,368,20517.4m $1.0bn $1.0bn 1.77% Added +3.7m +3,679,293
4 BANK OF AMERICA CORP /DE/ 0.12% of their portfolio CHARLOTTE, NC 16,435,38816.4m $961.5m $961.5m 0.12% Reduced -964.4k -964,422
5 WELLS FARGO & COMPANY/MN 0.30% of their portfolio SAN FRANCISCO, CA 16,248,08916.2m $950.5m $950.5m 0.30% Added +655.9k +655,945
6 ENVESTNET ASSET MANAGEMENT INC 0.37% of their portfolio Berwyn, PA 12,121,36812.1m $709.1m $709.1m 0.37% Added +3.0m +3,025,396
7 UBS Group AG 0.25% of their portfolio ZURICH, V8 8,990,4389.0m $525.9m $525.9m 0.25% Added +297.1k +297,081
8 AMERIPRISE FINANCIAL INC 0.16% of their portfolio MINNEAPOLIS, MN 7,974,5138.0m $466.2m $466.2m 0.16% Reduced -289.2k -289,206
9 STIFEL FINANCIAL CORP 0.61% of their portfolio ST. LOUIS, MO 6,954,4297.0m $406.8m $406.8m 0.61% Added +40.5k +40,469
10 GOLDMAN SACHS GROUP INC 0.11% of their portfolio NEW YORK, NY 6,609,7446.6m $386.7m $386.7m 0.11% Reduced -569.3k -569,330
11 M&T Bank Corp 1.38% of their portfolio BUFFALO, NY 5,877,2735.9m $343.8m $343.8m 1.38% Added +43.9k +43,855
12 PNC Financial Services Group, Inc. 0.29% of their portfolio Pittsburgh, PA 5,197,7615.2m $304.1m $304.1m 0.29% Added +31.2k +31,187
13 LPL Financial LLC 0.25% of their portfolio FORT MILL, SC 4,889,7014.9m $286.0m $286.0m 0.25% Reduced -51.3k -51,283
14 Mariner, LLC 0.74% of their portfolio Overland Park, KS 3,951,0584.0m $231.1m $231.1m 0.74% Added +55.7k +55,658
15 J.P. Morgan Private Wealth Advisors LLC 0.46% of their portfolio SAN FRANCISCO, CA 3,543,7383.5m $207.3m $207.3m 0.46% Added +19.6k +19,553
16 BlackRock Inc. 0.01% of their portfolio New York, NY 3,190,3023.2m $186.6m $186.6m 0.01% Added +57.4k +57,358
17 Choate Investment Advisors 10.88% of their portfolio BOSTON, MA 3,083,3363.1m $180.4m $180.4m 10.88% Added +3.0m +3,033,958
18 OSAIC HOLDINGS, INC. 0.36% of their portfolio SCOTTSDALE, AZ 3,053,3823.1m $178.7m $178.7m 0.36% Added +592.0k +591,979
19 REGIONS FINANCIAL CORP 1.63% of their portfolio BIRMINGHAM, AL 3,023,3383.0m $176.9m $176.9m 1.63% Added +55.8k +55,837
20 COMMONWEALTH EQUITY SERVICES, LLC 0.42% of their portfolio WALTHAM, MA 3,004,5553.0m $175.8m $175.8m 0.42% Added +323.3k +323,252
21 ROYAL BANK OF CANADA 0.05% of their portfolio TORONTO, A6 2,750,7342.8m $160.9m $160.9m 0.05% Added +73.1k +73,074
22 HB Wealth Management, LLC 2.90% of their portfolio Atlanta, GA 2,721,1082.7m $159.2m $159.2m 2.90% Added +38.2k +38,183
23 Raymond James Financial Services Advisors, Inc. 0.30% of their portfolio ST. PETERSBURG, FL 2,547,7682.5m $149.0m $149.0m 0.30% Added +171.8k +171,817
24 FIFTH THIRD BANCORP 0.70% of their portfolio CINCINNATI, OH 2,487,1702.5m $145.5m $145.5m 0.70% Added +253.2k +253,197
25 US BANCORP \DE\ 0.24% of their portfolio MINNEAPOLIS, MN 2,360,0312.4m $138.1m $138.1m 0.24% Added +457.1k +457,095
26 FMR LLC 0.01% of their portfolio BOSTON, MA 2,269,8702.3m $132.8m $132.8m 0.01% Reduced -48.5k -48,536
27 HUNTINGTON NATIONAL BANK 1.37% of their portfolio COLUMBUS, OH 2,250,5472.3m $131.7m $131.7m 1.37% Reduced -923 -923
28 RAYMOND JAMES & ASSOCIATES 0.11% of their portfolio ST PETERSBURG, FL 2,008,1182.0m $117.5m $117.5m 0.11% Reduced -73.4k -73,362
29 HighTower Advisors, LLC 0.24% of their portfolio CHICAGO, IL 1,788,2261.8m $104.6m $104.6m 0.24% Added +77.8k +77,832
30 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.15% of their portfolio MILWAUKEE, WI 1,746,8321.7m $102.2m $102.2m 0.15% Reduced -18.2k -18,216
31 Composition Wealth, LLC 2.93% of their portfolio LOS ANGELES, CA 1,459,0611.5m $85.4m $85.4m 2.93% Added +72.8k +72,843
32 CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 3.14% of their portfolio MINNEAPOLIS, MN 1,442,7451.4m $84.4m $84.4m 3.14% New
33 Lido Advisors, LLC 1.41% of their portfolio Los Angeles, CA 1,361,2341.4m $79.6m $79.6m 1.41% Reduced -24.8k -24,781
34 CWM, LLC 0.56% of their portfolio OMAHA, NE 1,302,4091.3m $76.2m $76.2m 0.56% Added +13.8k +13,786
35 Salomon & Ludwin, LLC 8.81% of their portfolio RICHMOND, VA 1,187,6541.2m $69.5m $69.5m 8.81% Reduced -40.9k -40,915
36 Atlas Private Wealth Management, LLC 30.01% of their portfolio ALBANY, NY 1,111,9561.1m $65.0m $65.0m 30.01% Added +1.1m +1,067,128
37 TRUIST FINANCIAL CORP 0.11% of their portfolio CHARLOTTE, NC 1,109,1641.1m $64.9m $64.9m 0.11% Added +73.0k +73,003
38 MERCER GLOBAL ADVISORS INC /ADV 0.32% of their portfolio DENVER, CO 1,097,4161.1m $64.2m $64.2m 0.32% Reduced -244.3k -244,306
39 COURIER CAPITAL LLC 7.27% of their portfolio BUFFALO, NY 1,078,0581.1m $63.1m $63.1m 7.27% Added +21.6k +21,603
40 Allworth Financial LP 0.67% of their portfolio FOLSOM, CA 1,027,2811.0m $60.1m $60.1m 0.67% Reduced -19.6k -19,585
41 Valmark Advisers, Inc. 1.23% of their portfolio AKRON, OH 912,296912.3k $53.4m $53.4m 1.23% Reduced -11.2k -11,196
42 Thrivent Financial for Lutherans 0.14% of their portfolio Minneapolis, MN 912,084912.1k $53.4m $53.4m 0.14% Reduced -668.7k -668,712
43 KEYBANK NATIONAL ASSOCIATION/OH 0.25% of their portfolio BROOKLYN, OH 878,770878.8k $51.4m $51.4m 0.25% Reduced -44.0k -44,004
44 Equitable Holdings, Inc. 0.87% of their portfolio NEW YORK, NY 856,456856.5k $50.1m $50.1m 0.87% Reduced -5.7k -5,674
45 LVZ, Inc. 7.73% of their portfolio Holland, MI 846,897846.9k $49.5m $49.5m 7.73% Added +9.8k +9,798
46 Baird Financial Group, Inc. 0.13% of their portfolio MILWAUKEE, WI 838,202838.2k $49.0m $49.0m 0.13% Reduced -254.7k -254,672
47 MAI Capital Management 0.80% of their portfolio INDEPENDENCE, OH 808,202808.2k $47.3m $47.3m 0.80% Added +102.4k +102,391
48 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 0.47% of their portfolio OMAHA, NE 798,563798.6k $46.7m $46.7m 0.47% Reduced -20.4k -20,417
49 Cambridge Investment Research Advisors, Inc. 0.23% of their portfolio FAIRFIELD, IA 742,142742.1k $43.4m $43.4m 0.23% Added +124.7k +124,696
50 ARVEST TRUST CO N A 2.72% of their portfolio ROGERS, AR 739,759739.8k $43.3m $43.3m 2.72% Reduced -27.5k -27,506
51 Stegner Investment Associates Inc. 39.24% of their portfolio LOUISVILLE, KY 731,259731.3k $42.8m $42.8m 39.24% Added +29.3k +29,266
52 Rehmann Capital Advisory Group 4.32% of their portfolio LANSING, MI 720,783720.8k $42.2m $42.2m 4.32% Reduced -5.3k -5,348
53 SCS Capital Management LLC 1.20% of their portfolio BOSTON, MA 698,598698.6k $40.9m $40.9m 1.20% Reduced -197 -197
54 BANK OF MONTREAL /CAN/ 0.02% of their portfolio TORONTO, A6 694,317694.3k $44.4m $44.4m 0.02% Reduced -31.1k -31,138
55 FIRST HAWAIIAN BANK 1.39% of their portfolio HONOLULU, HI 660,897660.9k $38.7m $38.7m 1.39% Reduced -3.9k -3,871
56 Cetera Investment Advisers 0.35% of their portfolio SCHAUMBURG, IL 651,712651.7k $38.1m $38.1m 0.35% Added +267.4k +267,416
57 Smith Anglin Financial, LLC 7.01% of their portfolio DALLAS, TX 634,873634.9k $37.1m $37.1m 7.01% Added +29.6k +29,628
58 Financial Engines Advisors L.L.C. 0.10% of their portfolio SANTA CLARA, CA 602,829602.8k $35.3m $35.3m 0.10% Added +18.0k +18,039
59 Probity Advisors, Inc. 7.86% of their portfolio DALLAS, TX 592,885592.9k $34.7m $34.7m 7.86% Added +14.5k +14,464
60 Praetorian Wealth Management, Inc. 12.12% of their portfolio CARMEL, CA 574,822574.8k $33.6m $33.6m 12.12% Added +28.9k +28,873
61 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.19% of their portfolio IRVING, TX 571,390571.4k $33.4m $33.4m 0.19% Reduced -48.8k -48,811
62 1834 INVESTMENT ADVISORS CO 4.75% of their portfolio Milwaukee, WI 568,522568.5k $33.3m $33.3m 4.75% Reduced -4.6k -4,640
63 BOK Financial Private Wealth, Inc. 2.70% of their portfolio DENVER, CO 555,927555.9k $32.5m $32.5m 2.70% Added +362.0k +362,037
64 CAPTRUST FINANCIAL ADVISORS 0.16% of their portfolio RALEIGH, NC 551,613551.6k $32.3m $32.3m 0.16% Added +122.5k +122,465
65 Cetera Advisors LLC 0.57% of their portfolio DENVER, CO 535,930535.9k $31.4m $31.4m 0.57% Added +303.3k +303,276
66 Ameritas Investment Partners, Inc. 1.30% of their portfolio LINCOLN, NE 532,348532.3k $32.4m $32.4m 1.30% Reduced -5.2k -5,199
67 TRIAD FINANCIAL ADVISORS, INC. 13.64% of their portfolio GREENSBORO, NC 522,767522.8k $30.6m $30.6m 13.64% Added +56.6k +56,642
68 Creative Planning 0.04% of their portfolio OVERLAND PARK, KS 504,592504.6k $29.5m $29.5m 0.04% Added +62.5k +62,467
69 North Star Investment Management Corp. 2.59% of their portfolio CHICAGO, IL 498,186498.2k $29.1m $29.1m 2.59% Added +8.6k +8,572
70 Connecticut Wealth Management, LLC 2.42% of their portfolio FARMINGTON, CT 488,726488.7k $28.6m $28.6m 2.42% Reduced -601 -601
71 NORTHERN TRUST CORP 0.01% of their portfolio CHICAGO, IL 485,743485.7k $28.4m $28.4m 0.01% Added +13.9k +13,856
72 GREENLEAF TRUST 0.36% of their portfolio KALAMAZOO, MI 485,067485.1k $28.4m $28.4m 0.36% Added +71.1k +71,101
73 Modera Wealth Management, LLC 1.15% of their portfolio WESTWOOD, NJ 483,207483.2k $28.3m $28.3m 1.15% Reduced -101.9k -101,916
74 MONETA GROUP INVESTMENT ADVISORS LLC 0.81% of their portfolio ST LOUIS, MO 479,340479.3k $29.6m $29.6m 0.81% Reduced -16.1k -16,114
75 BOKF, NA 0.49% of their portfolio TULSA, OK 451,209451.2k $26.4m $26.4m 0.49% Added +10.4k +10,372
76 Kestra Advisory Services, LLC 0.23% of their portfolio AUSTIN, TX 449,962450.0k $26.3m $26.3m 0.23% Added +144.0k +144,026
77 Parsec Financial Management, Inc. 1.14% of their portfolio ASHEVILLE, NC 439,387439.4k $25.7m $25.7m 1.14% Added +24.9k +24,900
78 AMARILLO NATIONAL BANK 5.61% of their portfolio AMARILLO, TX 413,450413.4k $24.2m $24.2m 5.61% Reduced -12.5k -12,478
79 COMERICA BANK 0.19% of their portfolio DALLAS, TX 411,928411.9k $24.8m $24.8m 0.19% Added +95.1k +95,076
80 Busey Bank 1.06% of their portfolio URBANA, IL 403,043403.0k $23.6m $23.6m 1.06% Reduced -129 -129
81 WADE G W & INC 0.95% of their portfolio Wellesley, MA 397,401397.4k $23.2m $23.2m 0.95% Added +176.0k +175,985
82 Saiph Capital, LLC 15.87% of their portfolio WYCKOFF, NJ 394,319394.3k $23.1m $23.1m 15.87% Reduced -39.2k -39,224
83 TD PRIVATE CLIENT WEALTH LLC 1.09% of their portfolio NEW YORK, NY 394,268394.3k $23.1m $23.1m 1.09% Reduced -104.2k -104,191
84 EisnerAmper Wealth Management Corporate Benefits, LLC 11.66% of their portfolio ISELIN, NJ 390,076390.1k $22.8m $22.8m 11.66% Added +13.4k +13,381
85 MML INVESTORS SERVICES, LLC 0.15% of their portfolio SPRINGFIELD, MA 381,100381.1k $22.3m $22.3m 0.15% Reduced -16.1k -16,088
86 CITIGROUP INC 0.03% of their portfolio NEW YORK, NY 379,873379.9k $22.2m $22.2m 0.03% Added +2.6k +2,568
87 FINANCIAL LIFE ADVISORS 9.95% of their portfolio SAN ANTONIO, TX 368,647368.6k $21.6m $21.6m 9.95% Added +121.1k +121,064
88 CAPITAL ADVISORS INC/OK 0.61% of their portfolio TULSA, OK 366,045366.0k $21.4m $21.4m 0.61% Reduced -11.6k -11,556
89 Forvis Mazars Wealth Advisors, LLC 0.74% of their portfolio Springfield, MO 363,372363.4k $21.3m $21.3m 0.74% Added +14.5k +14,480
90 ENCOMPASS WEALTH ADVISORS, LLC 7.72% of their portfolio PORTLAND, OR 362,023362.0k $21.2m $21.2m 7.72% Reduced -7.5k -7,546
91 Foundation Wealth Management, LLC 21.24% of their portfolio Clayton, MO 357,489357.5k $20.9m $20.9m 21.24% First filing
92 LMG Wealth Partners, LLC 6.99% of their portfolio SHREVEPORT, LA 351,131351.1k $21.1m $21.1m 6.99% First filing
93 Private Advisor Group, LLC 0.07% of their portfolio MORRISTOWN, NJ 347,733347.7k $2.4m $2.4m 0.07% Added +24.5k +24,480
94 Janney Montgomery Scott LLC 0.08% of their portfolio PHILADELPHIA, PA 346,242346.2k $20.3m $20.3m 0.08% Added +29.9k +29,889
95 Platte River Wealth Advisors, LLC 8.51% of their portfolio LOUISVILLE, CO 344,257344.3k $20.1m $20.1m 8.51% Added +32.7k +32,740
96 Strategic Wealth Partners Group, LLC 4.27% of their portfolio DEERFIELD, IL 343,704343.7k $20.1m $20.1m 4.27% Added +15.2k +15,213
97 COLONY GROUP LLC 0.28% of their portfolio Boston, MA 341,889341.9k $20.0m $20.0m 0.28% Added +13.0k +13,024
98 MV CAPITAL MANAGEMENT, INC. 3.09% of their portfolio BETHESDA, MD 341,795341.8k $20.0m $20.0m 3.09% Added +21.5k +21,512
99 Sterling Investment Counsel, LLC 12.23% of their portfolio Buffalo, NY 338,206338.2k $19.8m $19.8m 12.23% Reduced -2.2k -2,245
100 Ameritas Advisory Services, LLC 0.92% of their portfolio Lincoln, NE 337,537337.5k $19.7m $19.7m 0.92% Added +73.9k +73,865