Vault-13

ISHARES TR IWD

RUS 1000 VAL ETF · ETP · CUSIP 464287598

1,464 institutional holders +140 vs Q3 2022
285,154,857285.2m shares reported held*
$43.2bnreported value*
131 new 538 added 411 reduced 51 sold out net bought ≈ $1.2bn (-7.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($109.2m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $151.60. Options: 6 managers hold calls ($17.3m notional), 6 hold puts ($13.9m).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

05001k1.5kQ3 22: 1,324Q4 22: 1,4641,464Q3 22Q4 22
Numbers
QuarterHolders
Q3 20221,324
Q4 20221,464

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10m$20m$30mQ3 22 calls: $24.0mQ3 22 puts: $10.2mQ3 22P/C 0.42Q4 22 calls: $17.3mQ4 22 puts: $13.9mQ4 22P/C 0.81
Numbers
QuarterCallsPutsP/C
Q3 2022$24.0m$10.2m0.42
Q4 2022$17.3m$13.9m0.81

Biggest buyers

BANK OF AMERICA CORP /DE/ Added +1,976,723+2.0m
BlackRock Inc. Added +1,146,449+1.1m
JPMORGAN CHASE & CO Added +804,401+804.4k
J.P. Morgan Private Wealth Advisors LLC Added +565,145+565.1k
WELLS FARGO & COMPANY/MN Added +523,135+523.1k
NORTHERN TRUST CORP Added +445,589+445.6k
Aristotle Capital Management, LLC Added +395,097+395.1k
TRUIST FINANCIAL CORP Added +347,372+347.4k
Cetera Investment Advisers Added +328,172+328.2k
PUTNAM INVESTMENTS LLC Added +322,285+322.3k

Biggest sellers

CFS Investment Advisory Services, LLC Sold out -14,925,990-14.9m
JONES FINANCIAL COMPANIES LLLP Reduced -2,325,549-2.3m
Johns Hopkins University Reduced -636,444-636.4k
FMR LLC Reduced -514,216-514.2k
Beirne Wealth Consulting Services, LLC Reduced -403,391-403.4k
UBS Group AG Reduced -370,094-370.1k
Financial Engines Advisors L.L.C. Reduced -334,871-334.9k
GOLDMAN SACHS GROUP INC Reduced -297,378-297.4k
PATHSTONE FAMILY OFFICE, LLC Reduced -259,568-259.6k
Lombard Odier Asset Management (Switzerland) SA Reduced -254,800-254.8k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $9.5m62.9k shares
CITADEL ADVISORS LLC Reduced $7.1m46.9k shares
Paladin Advisory Group, LLC Reduced $555.6k3.7k shares
Walleye Trading LLC New $60.7k400 shares
Cutler Group LLC / CA Reduced $31.0k6.0k shares
Belvedere Trading LLC New $15.2k100 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $5.4m35.8k shares
BANK OF AMERICA CORP /DE/ New $4.5m30.0k shares
CITADEL ADVISORS LLC Added $3.7m24.1k shares
Belvedere Trading LLC New $242.6k1.6k shares
UBS Group AG Added $60.7k400 shares
Cutler Group LLC / CA Reduced $4.0k4.8k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 1.00% of their portfolio CHARLOTTE, NC 52,218,42052.2m $7.9bn $7.9bn 1.00% Added +2.0m +1,976,723
2 MORGAN STANLEY 0.53% of their portfolio NEW YORK, NY 30,707,51630.7m $4.7bn $4.7bn 0.53% Added +276.4k +276,413
3 GOLDMAN SACHS GROUP INC 0.65% of their portfolio NEW YORK, NY 15,089,48515.1m $2.3bn $2.3bn 0.65% Reduced -297.4k -297,378
4 JPMORGAN CHASE & CO 0.31% of their portfolio NEW YORK, NY 14,205,32514.2m $2.2bn $2.2bn 0.31% Added +804.4k +804,401
5 FMR LLC 0.17% of their portfolio BOSTON, MA 11,612,24411.6m $1.8bn $1.8bn 0.17% Reduced -514.2k -514,216
6 Financial Engines Advisors L.L.C. 4.48% of their portfolio SANTA CLARA, CA 10,325,15410.3m $1.6bn $1.6bn 4.48% Reduced -334.9k -334,871
7 JONES FINANCIAL COMPANIES LLLP 2.24% of their portfolio DES PERES, MO 8,494,9828.5m $1.3bn $1.3bn 2.24% Reduced -2.3m -2,325,549
8 ENVESTNET ASSET MANAGEMENT INC 0.60% of their portfolio Berwyn, PA 7,679,3887.7m $1.2bn $1.2bn 0.60% Added +162.1k +162,116
9 UBS Group AG 0.52% of their portfolio ZURICH, V8 7,145,6537.1m $1.1bn $1.1bn 0.52% Reduced -370.1k -370,094
10 WELLS FARGO & COMPANY/MN 0.27% of their portfolio SAN FRANCISCO, CA 5,651,9375.7m $857.1m $857.1m 0.27% Added +523.1k +523,135
11 SYNOVUS FINANCIAL CORP 9.05% of their portfolio Columbus, GA 5,231,5115.2m $793.4m $793.4m 9.05% Reduced -10.2k -10,202
12 BlackRock Inc. 0.02% of their portfolio New York, NY 5,223,3725.2m $792.1m $792.1m 0.02% Added +1.1m +1,146,449
13 RAYMOND JAMES & ASSOCIATES 0.55% of their portfolio ST PETERSBURG, FL 3,935,4373.9m $596.8m $596.8m 0.55% Added +220.9k +220,930
14 NORTHERN TRUST CORP 0.12% of their portfolio CHICAGO, IL 3,908,2703.9m $592.7m $592.7m 0.12% Added +445.6k +445,589
15 AMERICAN CENTURY COMPANIES INC 0.46% of their portfolio KANSAS CITY, MO 3,694,2583.7m $560.2m $560.2m 0.46% Reduced -251.6k -251,573
16 Baird Financial Group, Inc. 1.39% of their portfolio MILWAUKEE, WI 3,493,2263.5m $529.7m $529.7m 1.39% Reduced -74.7k -74,727
17 M&T Bank Corp 2.12% of their portfolio BUFFALO, NY 3,480,0973.5m $527.8m $527.8m 2.12% Added +229.0k +228,952
18 PNC Financial Services Group, Inc. 0.50% of their portfolio Pittsburgh, PA 3,465,3913.5m $525.5m $525.5m 0.50% Added +174.2k +174,183
19 J.P. Morgan Private Wealth Advisors LLC 1.03% of their portfolio SAN FRANCISCO, CA 3,053,5953.1m $463.1m $463.1m 1.03% Added +565.1k +565,145
20 TRUIST FINANCIAL CORP 0.79% of their portfolio CHARLOTTE, NC 2,958,5183.0m $448.7m $448.7m 0.79% Added +347.4k +347,372
21 LPL Financial LLC 0.34% of their portfolio FORT MILL, SC 2,639,7532.6m $400.3m $400.3m 0.34% Added +125.1k +125,077
22 ALLIANCEBERNSTEIN L.P. 0.16% of their portfolio NASHVILLE, TN 2,394,3852.4m $363.1m $363.1m 0.16% Reduced -22.7k -22,724
23 STIFEL FINANCIAL CORP 0.50% of their portfolio ST. LOUIS, MO 2,204,4922.2m $334.3m $334.3m 0.50% Added +250.8k +250,790
24 COMMONWEALTH EQUITY SERVICES, LLC 0.78% of their portfolio WALTHAM, MA 2,132,3012.1m $323.4m $323.4m 0.78% Added +39.3k +39,289
25 ROYAL BANK OF CANADA 0.09% of their portfolio TORONTO, A6 2,060,2912.1m $312.4m $312.4m 0.09% Added +80.9k +80,943
26 Jasper Ridge Partners, L.P. 16.74% of their portfolio MENLO PARK, CA 1,855,5941.9m $281.4m $281.4m 16.74% Added +209.4k +209,428
27 CITIGROUP INC 0.36% of their portfolio NEW YORK, NY 1,676,2361.7m $254.2m $254.2m 0.36% Reduced -79.2k -79,166
28 Alaska Permanent Fund Corp 3.96% of their portfolio JUNEAU, AK 1,603,3351.6m $243.1m $243.1m 3.96% Reduced -202.7k -202,674
29 Johns Hopkins University 13.47% of their portfolio BALTIMORE, MD 1,520,3471.5m $230.6m $230.6m 13.47% Reduced -636.4k -636,444
30 TIAA, FSB 0.83% of their portfolio ST. LOUIS, MO 1,393,8081.4m $211.4m $211.4m 0.83% Reduced -40.0k -39,986
31 AMERIPRISE FINANCIAL INC 0.06% of their portfolio MINNEAPOLIS, MN 1,216,6501.2m $184.5m $184.5m 0.06% Added +165.3k +165,325
32 Cresset Asset Management, LLC 2.28% of their portfolio Chicago, IL 1,194,9091.2m $180.5m $180.5m 2.28% Added +241.7k +241,689
33 OAKWORTH CAPITAL, INC. 15.95% of their portfolio BIRMINGHAM, AL 1,096,2651.1m $166.2m $166.2m 15.95% Added +4.6k +4,580
34 UNC Management Company, Inc. 99.64% of their portfolio Chapel Hill, NC 1,089,7141.1m $165.3m $165.3m 99.64% Reduced -213.4k -213,400
35 HighTower Advisors, LLC 0.37% of their portfolio CHICAGO, IL 1,073,6471.1m $162.8m $162.8m 0.37% Added +288.0k +287,991
36 PRUDENTIAL FINANCIAL INC 0.27% of their portfolio NEWARK, NJ 1,048,7611.0m $159.0m $159.0m 0.27% Added +78.6k +78,562
37 US BANCORP \DE\ 0.28% of their portfolio MINNEAPOLIS, MN 1,028,0591.0m $155.9m $155.9m 0.28% Added +19.0k +18,986
38 Bank of New York Mellon Corp 0.03% of their portfolio NEW YORK, NY 967,820967.8k $146.8m $146.8m 0.03% Added +17.2k +17,245
39 Waldron Private Wealth LLC 7.89% of their portfolio BRIDGEVILLE, PA 932,839932.8k $126.9m $126.9m 7.89% Unchanged
40 Raymond James Financial Services Advisors, Inc. 0.28% of their portfolio ST. PETERSBURG, FL 929,557929.6k $141.0m $141.0m 0.28% Added +30.3k +30,328
41 Stairway Partners, LLC 18.49% of their portfolio MINNEAPOLIS, MN 854,704854.7k $129.6m $129.6m 18.49% Added +15.8k +15,850
42 COMMERCE BANK 1.02% of their portfolio KANSAS CITY, MO 825,360825.4k $125.2m $125.2m 1.02% Reduced -54.0k -54,040
43 OSAIC HOLDINGS, INC. 0.25% of their portfolio SCOTTSDALE, AZ 824,076824.1k $125.0m $125.0m 0.25% Reduced -73.5k -73,524
44 STEPHENS INC /AR/ 2.53% of their portfolio LITTLE ROCK, AR 813,522813.5k $123.4m $123.4m 2.53% Reduced -18.3k -18,298
45 FIFTH THIRD BANCORP 0.54% of their portfolio CINCINNATI, OH 745,274745.3k $113.0m $113.0m 0.54% Added +184.8k +184,846
46 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.16% of their portfolio MILWAUKEE, WI 691,164691.2k $104.8m $104.8m 0.16% Added +8.6k +8,640
47 CI INVESTMENTS INC. 0.48% of their portfolio TORONTO, Z4 625,094625.1k $94.8m $94.8m 0.48% Reduced -27.0k -26,995
48 COMERICA BANK 0.75% of their portfolio DALLAS, TX 614,653614.7k $96.9m $96.9m 0.75% Added +61.9k +61,895
49 Mariner, LLC 0.28% of their portfolio Overland Park, KS 564,675564.7k $85.6m $85.6m 0.28% Added +48.6k +48,607
50 1ST SOURCE BANK 5.53% of their portfolio SOUTH BEND, IN 555,389555.4k $84.2m $84.2m 5.53% Reduced -6.6k -6,630
51 Creative Planning 0.12% of their portfolio OVERLAND PARK, KS 538,258538.3k $81.6m $81.6m 0.12% Reduced -1.2k -1,236
52 Equitable Holdings, Inc. 1.33% of their portfolio NEW YORK, NY 503,113503.1k $76.3m $76.3m 1.33% Reduced -20.4k -20,435
53 Corient Private Wealth LP 0.29% of their portfolio MIAMI, FL 501,079501.1k $80.2m $80.2m 0.29% First filing
54 Cetera Investment Advisers 0.69% of their portfolio SCHAUMBURG, IL 493,081493.1k $74.8m $74.8m 0.69% Added +328.2k +328,172
55 Cetera Advisor Networks LLC 0.56% of their portfolio EL SEGUNDO, CA 459,344459.3k $69.7m $69.7m 0.56% Added +97.2k +97,244
56 Geller Advisors LLC 11.70% of their portfolio New York, NY 455,627455.6k $69.1m $69.1m 11.70% Added +143.3k +143,332
57 Aristotle Capital Management, LLC 0.14% of their portfolio LOS ANGELES, CA 434,748434.7k $65.9m $65.9m 0.14% Added +395.1k +395,097
58 PATHSTONE FAMILY OFFICE, LLC 0.73% of their portfolio ENGLEWOOD, NJ 426,984427.0k $86.6m $86.6m 0.73% Reduced -259.6k -259,568
59 BANK OF NOVA SCOTIA 0.17% of their portfolio TORONTO, A6 424,125424.1k $64.3m $64.3m 0.17% Unchanged
60 Cedar Mountain Advisors, LLC 19.25% of their portfolio LAKE OSWEGO, OR 404,571404.6k $61.4m $61.4m 19.25% Reduced -3.5k -3,477
61 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.81% of their portfolio PLYMOUTH, MN 402,712402.7k $63.3m $63.3m 0.81% Reduced -15.1k -15,062
62 CHOREO, LLC 3.01% of their portfolio ROCKFORD, IL 400,612400.6k $60.8m $60.8m 3.01% Added +540 +540
63 Strategic Wealth Partners Group, LLC 12.71% of their portfolio DEERFIELD, IL 394,892394.9k $59.9m $59.9m 12.71% Added +12.1k +12,145
64 PUTNAM INVESTMENTS LLC 0.10% of their portfolio BOSTON, MA 390,517390.5k $59.2m $59.2m 0.10% Added +322.3k +322,285
65 Cassaday & Co Wealth Management LLC 2.73% of their portfolio MCLEAN, VA 390,155390.2k $59.2m $59.2m 2.73% First filing
66 LONDON CO OF VIRGINIA 0.33% of their portfolio RICHMOND, VA 372,421372.4k $56.5m $56.5m 0.33% Added +225.3k +225,334
67 Thrivent Financial for Lutherans 0.14% of their portfolio Minneapolis, MN 365,291365.3k $55.5m $55.5m 0.14% Added +110.7k +110,692
68 LANDAAS & CO /WI /ADV 29.96% of their portfolio MILWAUKEE, WI 358,915358.9k $54.4m $54.4m 29.96% Added +25.6k +25,559
69 MV CAPITAL MANAGEMENT, INC. 8.32% of their portfolio BETHESDA, MD 354,851354.9k $53.8m $53.8m 8.32% Added +16.0k +16,028
70 STEPHENS GROUP ASSET MANAGEMENT, LLC 6.03% of their portfolio LITTLE ROCK, AR 349,345349.3k $53.0m $53.0m 6.03% Added +124 +124
71 Alera Investment Advisors, LLC 12.23% of their portfolio DEERFIELD, IL 341,339341.3k $51.8m $51.8m 12.23% Reduced -5.8k -5,817
72 PARK AVENUE SECURITIES LLC 0.90% of their portfolio NEW YORK, NY 335,582335.6k $50.9m $50.9m 0.90% Added +4.6k +4,639
73 Private Advisor Group, LLC 0.26% of their portfolio MORRISTOWN, NJ 334,423334.4k $8.8m $8.8m 0.26% Added +20.1k +20,137
74 WESTWOOD HOLDINGS GROUP INC 0.44% of their portfolio DALLAS, TX 328,563328.6k $49.8m $49.8m 0.44% Reduced -82.7k -82,695
75 BNP PARIBAS FINANCIAL MARKETS 0.12% of their portfolio PARIS, I0 325,487325.5k $49.4m $49.4m 0.12% Added +167.7k +167,744
76 WADE G W & INC 2.02% of their portfolio Wellesley, MA 325,032325.0k $49.3m $49.3m 2.02% Reduced -18.0k -18,028
77 HSBC HOLDINGS PLC 0.06% of their portfolio LONDON, X0 314,869314.9k $47.7m $47.7m 0.06% Added +141.4k +141,400
78 Cullen/Frost Bankers, Inc. 0.87% of their portfolio San Antonio, TX 302,255302.3k $45.8m $45.8m 0.87% Added +34.5k +34,454
79 BRIDGES INVESTMENT MANAGEMENT INC 1.68% of their portfolio OMAHA, NE 301,334301.3k $45.7m $45.7m 1.68% Reduced -7.4k -7,448
80 CAPTRUST FINANCIAL ADVISORS 0.23% of their portfolio RALEIGH, NC 300,113300.1k $45.5m $45.5m 0.23% Reduced -5.4k -5,426
81 Diamond Hill Capital Management, LLC (Investment Advisor) 0.20% of their portfolio COLUMBUS, OH 294,629294.6k $44.7m $44.7m 0.20% Added +277.9k +277,900
82 Cerity Partners LLC 0.33% of their portfolio NEW YORK, NY 283,244283.2k $51.5m $51.5m 0.33% Added +201.3k +201,300
83 First Business Financial Services, Inc. 5.76% of their portfolio MADISON, WI 282,623282.6k $42.9m $42.9m 5.76% Reduced -5.2k -5,214
84 Modera Wealth Management, LLC 1.74% of their portfolio WESTWOOD, NJ 282,023282.0k $42.8m $42.8m 1.74% Added +11.3k +11,312
85 Kestra Advisory Services, LLC 0.37% of their portfolio AUSTIN, TX 274,809274.8k $41.7m $41.7m 0.37% Added +13.0k +13,022
86 MML INVESTORS SERVICES, LLC 0.27% of their portfolio SPRINGFIELD, MA 273,960274.0k $41.5m $41.5m 0.27% Added +38.7k +38,696
87 EASTERN BANK 2.14% of their portfolio BOSTON, MA 264,108264.1k $40.1m $40.1m 2.14% Reduced -5.7k -5,724
88 Granger Management LLC 17.03% of their portfolio New York, NY 257,349257.3k $39.0m $39.0m 17.03% Unchanged
89 Brandywine Global Investment Management, LLC 0.30% of their portfolio PHILADELPHIA, PA 257,173257.2k $39.0m $39.0m 0.30% Added +31.8k +31,798
90 REGIONS FINANCIAL CORP 0.36% of their portfolio BIRMINGHAM, AL 257,011257.0k $39.0m $39.0m 0.36% Reduced -837 -837
91 Wind River Trust Co 18.39% of their portfolio Jackson, WY 253,335253.3k $38.4m $38.4m 18.39% Unchanged
92 First Horizon Advisors, Inc. 1.40% of their portfolio MEMPHIS, TN 249,937249.9k $37.9m $37.9m 1.40% Reduced -7.9k -7,871
93 TRUE Private Wealth Advisors 5.81% of their portfolio Salem, OR 248,983249.0k $37.8m $37.8m 5.81% Added +7.0k +6,995
94 StoneX Group Inc. 4.47% of their portfolio NEW YORK, NY 248,255248.3k $37.7m $37.7m 4.47% Added +6.5k +6,489
95 Nadler Financial Group, Inc. 6.43% of their portfolio DEERFIELD, IL 242,995243.0k $36.9m $36.9m 6.43% Added +1.4k +1,436
96 RNC CAPITAL MANAGEMENT LLC 2.04% of their portfolio LOS ANGELES, CA 239,915239.9k $36.4m $36.4m 2.04% Added +233.0k +233,015
97 Janney Montgomery Scott LLC 0.14% of their portfolio PHILADELPHIA, PA 239,713239.7k $36.4m $36.4m 0.14% Added +50.7k +50,693
98 New York Life Investment Management LLC 0.42% of their portfolio New York, NY 239,522239.5k $36.3m $36.3m 0.42% Reduced -2.7k -2,659
99 Cetera Advisors LLC 0.66% of their portfolio DENVER, CO 238,549238.5k $36.2m $36.2m 0.66% Added +61.6k +61,600
100 SIMON QUICK ADVISORS, LLC 4.20% of their portfolio MORRISTOWN, NJ 233,264233.3k $35.4m $35.4m 4.20% Added +203.9k +203,900