Vault-13

SPDR SERIES TRUST SPYV

PRTFLO S&P500 VL · ETP · CUSIP 78464A508

710 institutional holders +107 vs Q3 2022
329,418,367329.4m shares reported held*
$12.8bnreported value*
101 new 296 added 200 reduced 30 sold out net bought ≈ $2.4bn (+63.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($47.5m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $38.71. Options: 14 managers hold calls ($487.9m notional), 6 hold puts ($2.3m).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0250500750Q3 22: 603Q4 22: 710710Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022603
Q4 2022710

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200m$400m$600mQ3 22 calls: $396.1mQ3 22 puts: $1.5mQ3 22P/C 0.00Q4 22 calls: $487.9mQ4 22 puts: $2.3mQ4 22P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2022$396.1m$1.5m0.00
Q4 2022$487.9m$2.3m0.00

Biggest buyers

ENVESTNET ASSET MANAGEMENT INC Added +19,557,538+19.6m
OSAIC HOLDINGS, INC. Added +10,245,763+10.2m
Clark Capital Management Group, Inc. Added +7,654,100+7.7m
Financial Engines Advisors L.L.C. Added +5,126,906+5.1m
LPL Financial LLC Added +4,298,363+4.3m
Orion Portfolio Solutions, LLC Added +2,628,440+2.6m
Horizon Investments, LLC Added +1,812,579+1.8m
BANK OF AMERICA CORP /DE/ Added +1,519,863+1.5m
Mariner, LLC Added +1,146,789+1.1m
PFS INVESTMENTS INC. Added +1,141,264+1.1m

Biggest sellers

Valmark Advisers, Inc. Reduced -1,254,794-1.3m
OLD NATIONAL BANCORP /IN/ Reduced -1,085,056-1.1m
STIFEL FINANCIAL CORP Reduced -913,462-913.5k
RESTON WEALTH MANAGEMENT LLC Reduced -683,297-683.3k
WELLS FARGO & COMPANY/MN Reduced -546,000-546.0k
BENJAMIN F. EDWARDS & COMPANY, INC. Reduced -462,172-462.2k
Redwood Investment Management, LLC Reduced -349,183-349.2k
Foresight Wealth Management, LLC Reduced -307,505-307.5k
TD AMERITRADE INVESTMENT MANAGEMENT, LLC Reduced -307,157-307.2k
CONFLUENCE INVESTMENT MANAGEMENT LLC Reduced -306,716-306.7k

Biggest calls

SIMPLEX TRADING, LLC Added $209.8m3.2m shares
JANE STREET GROUP, LLC Reduced $130.2m2.2m shares
Twin Tree Management, LP Added $60.9m1.0m shares
IMC-Chicago, LLC Added $29.1m494.4k shares
JPMORGAN CHASE & CO Reduced $18.3m310.9k shares
Maven Securities LTD Reduced $11.5m196.5k shares
GARDA CAPITAL PARTNERS LP First filing $11.4m194.0k shares
CITADEL ADVISORS LLC Reduced $5.9m151.3k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $5.4m138.9k shares
SG Americas Securities, LLC Unchanged $5.2m300.0k shares

Biggest puts

XR Securities LLC New $641.7k16.5k shares
CITADEL ADVISORS LLC Reduced $575.6k14.8k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $350.0k9.0k shares
BNP PARIBAS FINANCIAL MARKETS Unchanged $311.1k80 shares
WOLVERINE TRADING, LLC New $253.0k6.5k shares
Hamilton Capital, LLC Reduced $208.5k89.5k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Financial Engines Advisors L.L.C. 7.48% of their portfolio SANTA CLARA, CA 67,323,77467.3m $2.6bn $2.6bn 7.48% Added +5.1m +5,126,906
2 LPL Financial LLC 0.82% of their portfolio FORT MILL, SC 24,450,66924.5m $950.9m $950.9m 0.82% Added +4.3m +4,298,363
3 ENVESTNET ASSET MANAGEMENT INC 0.47% of their portfolio Berwyn, PA 23,192,23423.2m $901.9m $901.9m 0.47% Added +19.6m +19,557,538
4 OSAIC HOLDINGS, INC. 0.95% of their portfolio SCOTTSDALE, AZ 12,115,01912.1m $471.2m $471.2m 0.95% Added +10.2m +10,245,763
5 Hamilton Capital, LLC 25.18% of their portfolio COLUMBUS, OH 10,010,27410.0m $389.3m $389.3m 25.18% Reduced -116.9k -116,937
6 MORGAN STANLEY 0.03% of their portfolio NEW YORK, NY 7,904,6557.9m $307.4m $307.4m 0.03% Added +91.8k +91,766
7 Clark Capital Management Group, Inc. 2.81% of their portfolio PHILADELPHIA, PA 7,848,0337.8m $305.2m $305.2m 2.81% Added +7.7m +7,654,100
8 Valmark Advisers, Inc. 6.37% of their portfolio AKRON, OH 7,099,2017.1m $276.1m $276.1m 6.37% Reduced -1.3m -1,254,794
9 BANK OF AMERICA CORP /DE/ 0.03% of their portfolio CHARLOTTE, NC 7,057,2557.1m $274.5m $274.5m 0.03% Added +1.5m +1,519,863
10 Allworth Financial LP 2.97% of their portfolio FOLSOM, CA 6,899,7126.9m $268.3m $268.3m 2.97% Added +440.6k +440,627
11 UBS Group AG 0.12% of their portfolio ZURICH, V8 6,172,3566.2m $240.0m $240.0m 0.12% Added +981.4k +981,383
12 SVB WEALTH LLC 2.29% of their portfolio BOSTON, MA 4,364,5234.4m $169.7m $169.7m 2.29% Added +69.3k +69,252
13 FRANKLIN RESOURCES INC 0.08% of their portfolio San Mateo, CA 3,981,5904.0m $154.8m $154.8m 0.08% Reduced -204.3k -204,273
14 ROYAL BANK OF CANADA 0.04% of their portfolio TORONTO, A6 3,483,2993.5m $135.5m $135.5m 0.04% Added +1.1m +1,061,609
15 NICOLET ADVISORY SERVICES, LLC 18.13% of their portfolio GREEN BAY, WI 3,360,0533.4m $137.1m $137.1m 18.13% Reduced -32.2k -32,168
16 Willis Johnson & Associates, Inc. 16.73% of their portfolio Houston, TX 3,293,2683.3m $128.1m $128.1m 16.73% Added +190.4k +190,367
17 Horizon Investments, LLC 3.30% of their portfolio Charlotte, NC 2,954,5473.0m $114.9m $114.9m 3.30% Added +1.8m +1,812,579
18 Alesco Advisors, LLC, An ESL Co 4.37% of their portfolio Pittsford, NY 2,905,6692.9m $113.0m $113.0m 4.37% Reduced -129.4k -129,383
19 Raymond James Financial Services Advisors, Inc. 0.21% of their portfolio ST. PETERSBURG, FL 2,728,7812.7m $106.1m $106.1m 0.21% Reduced -119.0k -119,034
20 Orion Portfolio Solutions, LLC 3.60% of their portfolio Omaha, NE 2,641,9472.6m $102.7m $102.7m 3.60% Added +2.6m +2,628,440
21 Advisory Alpha, LLC 6.93% of their portfolio HOLLAND, MI 2,518,7442.5m $98.0m $98.0m 6.93% Reduced -93.5k -93,501
22 PFS INVESTMENTS INC. 1.69% of their portfolio DULUTH, GA 2,329,2692.3m $90.6m $90.6m 1.69% Added +1.1m +1,141,264
23 Equitable Holdings, Inc. 1.54% of their portfolio NEW YORK, NY 2,272,4502.3m $88.4m $88.4m 1.54% Added +29.9k +29,860
24 Betterment LLC 0.29% of their portfolio NEW YORK, NY 2,172,7722.2m $84.5m $84.5m 0.29% Added +57.5k +57,533
25 NorthRock Partners, LLC 9.44% of their portfolio MINNEAPOLIS, MN 2,132,3452.1m $82.9m $82.9m 9.44% Reduced -210.0k -210,007
26 TOWNSQUARE CAPITAL LLC 1.95% of their portfolio Lehi, UT 2,026,3152.0m $78.8m $78.8m 1.95% Added +8.8k +8,822
27 Lutz Financial Services LLC 9.64% of their portfolio OMAHA, NE 2,018,1492.0m $78.5m $78.5m 9.64% Added +13.4k +13,421
28 AE Wealth Management LLC 0.56% of their portfolio TOPEKA, KS 1,978,4282.0m $76.9m $76.9m 0.56% Added +308.0k +308,032
29 AMERIPRISE FINANCIAL INC 0.03% of their portfolio MINNEAPOLIS, MN 1,908,5721.9m $74.2m $74.2m 0.03% Added +702.0k +701,988
30 Accredited Investors Inc. 6.12% of their portfolio EDINA, MN 1,861,7791.9m $72.4m $72.4m 6.12% Added +645.3k +645,329
31 SIMON QUICK ADVISORS, LLC 8.08% of their portfolio MORRISTOWN, NJ 1,752,2731.8m $68.1m $68.1m 8.08% Added +402.4k +402,372
32 Mariner, LLC 0.22% of their portfolio Overland Park, KS 1,744,8131.7m $67.9m $67.9m 0.22% Added +1.1m +1,146,789
33 MERCER GLOBAL ADVISORS INC /ADV 0.34% of their portfolio DENVER, CO 1,721,1821.7m $66.9m $66.9m 0.34% Added +15.5k +15,462
34 Connecticut Wealth Management, LLC 5.40% of their portfolio FARMINGTON, CT 1,638,0861.6m $63.7m $63.7m 5.40% Added +21.9k +21,853
35 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 0.59% of their portfolio OMAHA, NE 1,523,9641.5m $59.3m $59.3m 0.59% Reduced -307.2k -307,157
36 N.E.W. Advisory Services LLC 9.02% of their portfolio DE PERE, WI 1,482,5721.5m $57.7m $57.7m 9.02% Added +153.6k +153,641
37 OLD NATIONAL BANCORP /IN/ 1.69% of their portfolio EVANSVILLE, IN 1,382,6861.4m $53.8m $53.8m 1.69% Reduced -1.1m -1,085,056
38 BlackRock Inc. 0.00% of their portfolio New York, NY 1,335,3621.3m $51.9m $51.9m 0.00% Reduced -5.5k -5,458
39 KWB Wealth 9.75% of their portfolio REDLANDS, CA 1,318,7211.3m $51.3m $51.3m 9.75% Reduced -10.3k -10,251
40 Private Advisor Group, LLC 0.03% of their portfolio MORRISTOWN, NJ 1,303,3431.3m $966.3k $966.3k 0.03% Added +334.2k +334,217
41 STIFEL FINANCIAL CORP 0.08% of their portfolio ST. LOUIS, MO 1,287,7491.3m $50.1m $50.1m 0.08% Reduced -913.5k -913,462
42 Magnus Financial Group LLC 8.10% of their portfolio NEW YORK, NY 1,278,8181.3m $49.7m $49.7m 8.10% Added +75.7k +75,666
43 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 1,262,7251.3m $49.1m $49.1m 0.02% Reduced -546.0k -546,000
44 NOTTINGHAM ADVISORS, INC. 6.59% of their portfolio AMHERST, NY 1,249,4801.2m $48.6m $48.6m 6.59% Added +2.2k +2,247
45 HighTower Advisors, LLC 0.11% of their portfolio CHICAGO, IL 1,212,0511.2m $47.1m $47.1m 0.11% Added +214.9k +214,936
46 Money Design Co.,Ltd. 1.55% of their portfolio TOKYO, M0 1,167,9181.2m $45.4m $45.4m 1.55% Reduced -64.5k -64,526
47 Klingman & Associates, LLC 3.92% of their portfolio New York, NY 1,148,6771.1m $44.7m $44.7m 3.92% Added +56.5k +56,499
48 Roberts Financial Services LLC 11.51% of their portfolio MARQUETTE, MI 1,142,1561.1m $44.4m $44.4m 11.51% Reduced -306.7k -306,674
49 NICOLET BANKSHARES INC 12.11% of their portfolio GREEN BAY, WI 1,137,3341.1m $44.2m $44.2m 12.11% Added +26.4k +26,446
50 FMR LLC 0.00% of their portfolio BOSTON, MA 1,129,0871.1m $43.9m $43.9m 0.00% Reduced -57.6k -57,557
51 CoreCap Advisors, LLC 3.08% of their portfolio SOUTHFIELD, MI 1,110,0051.1m $43.2m $43.2m 3.08% Added +47.9k +47,870
52 TIAA, FSB 0.17% of their portfolio ST. LOUIS, MO 1,102,4641.1m $42.9m $42.9m 0.17% Added +220.4k +220,363
53 Alera Investment Advisors, LLC 9.92% of their portfolio DEERFIELD, IL 1,080,1641.1m $42.0m $42.0m 9.92% Added +501.1k +501,079
54 IHT Wealth Management, LLC 2.64% of their portfolio Chicago, IL 1,079,6571.1m $42.0m $42.0m 2.64% Added +485.3k +485,317
55 Cetera Advisor Networks LLC 0.32% of their portfolio EL SEGUNDO, CA 1,024,1721.0m $39.8m $39.8m 0.32% Added +582.6k +582,632
56 Janney Montgomery Scott LLC 0.15% of their portfolio PHILADELPHIA, PA 1,011,0601.0m $39.3m $39.3m 0.15% Added +41.6k +41,565
57 Whitcomb & Hess, Inc. 14.42% of their portfolio ASHLAND, OH 929,028929.0k $36.1m $36.1m 14.42% Added +15.8k +15,841
58 CWM, LLC 0.26% of their portfolio OMAHA, NE 898,915898.9k $35.0m $35.0m 0.26% Added +894.6k +894,557
59 ANGELES WEALTH MANAGEMENT, LLC 6.11% of their portfolio SANTA MONICA, CA 897,631897.6k $34.9m $34.9m 6.11% Added +68.4k +68,432
60 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.47% of their portfolio PLYMOUTH, MN 896,037896.0k $36.8m $36.8m 0.47% Reduced -45.2k -45,196
61 Brookstone Capital Management 0.72% of their portfolio WHEATON, IL 893,607893.6k $35.8m $35.8m 0.72% Reduced -80.0k -79,965
62 COMMONWEALTH EQUITY SERVICES, LLC 0.08% of their portfolio WALTHAM, MA 865,151865.2k $33.6m $33.6m 0.08% Added +82.7k +82,672
63 Tennessee Valley Asset Management Partners 11.53% of their portfolio KNOXVILLE, TN 854,402854.4k $33.2m $33.2m 11.53% Reduced -223.7k -223,671
64 Compton Financial Group, LLC 13.79% of their portfolio TOWSON, MD 845,395845.4k $32.9m $32.9m 13.79% Added +7.4k +7,355
65 Measured Wealth Private Client Group, LLC 13.44% of their portfolio PORTSMOUTH, NH 839,108839.1k $32.6m $32.6m 13.44% Added +143.9k +143,922
66 Ford Financial Group, LLC 12.86% of their portfolio Fresno, CA 837,615837.6k $32.6m $32.6m 12.86% Added +147 +147
67 Cetera Investment Advisers 0.30% of their portfolio SCHAUMBURG, IL 837,588837.6k $32.6m $32.6m 0.30% Added +775.5k +775,511
68 First National Trust Co 1.68% of their portfolio Johnstown, PA 814,998815.0k $31.7m $31.7m 1.68% Reduced -28.9k -28,915
69 J.P. Morgan Private Wealth Advisors LLC 0.07% of their portfolio SAN FRANCISCO, CA 770,664770.7k $30.0m $30.0m 0.07% Added +119.7k +119,693
70 WOODARD & CO ASSET MANAGEMENT GROUP INC /ADV 10.31% of their portfolio BERMUDA RUN, NC 748,991749.0k $29.1m $29.1m 10.31% Reduced -4.4k -4,357
71 Corient Private Wealth LP 0.10% of their portfolio MIAMI, FL 735,831735.8k $28.6m $28.6m 0.10% First filing
72 Tradewinds Capital Management, LLC 13.19% of their portfolio BELLINGHAM, WA 728,553728.6k $28.3m $28.3m 13.19% Added +724.7k +724,682
73 AlphaStar Capital Management, LLC 2.72% of their portfolio CORNELIUS, NC 685,930685.9k $26.7m $26.7m 2.72% Added +192.8k +192,761
74 PRUDENTIAL FINANCIAL INC 0.04% of their portfolio NEWARK, NJ 683,740683.7k $26.6m $26.6m 0.04% Reduced -26.4k -26,402
75 INSPIRION WEALTH ADVISORS, LLC 5.35% of their portfolio LIBERTYVILLE, IL 649,292649.3k $25.3m $25.3m 5.35% Reduced -34.8k -34,762
76 Cambridge Investment Research Advisors, Inc. 0.13% of their portfolio FAIRFIELD, IA 643,213643.2k $25.0m $25.0m 0.13% Added +25.7k +25,701
77 FOUNDERS FINANCIAL SECURITIES LLC 3.78% of their portfolio TOWSON, MD 617,714617.7k $24.0m $24.0m 3.78% Added +8.5k +8,519
78 BENJAMIN F. EDWARDS & COMPANY, INC. 1.07% of their portfolio ST. LOUIS, MO 614,642614.6k $23.9m $23.9m 1.07% Reduced -462.2k -462,172
79 Choice Wealth Advisors LLC 17.51% of their portfolio WATERVILLE, ME 599,874599.9k $23.3m $23.3m 17.51% Reduced -10.1k -10,064
80 Avantax Planning Partners, Inc. 0.90% of their portfolio DUBUQUE, IA 583,509583.5k $22.7m $22.7m 0.90% Reduced -171.9k -171,911
81 SIGNET FINANCIAL MANAGEMENT, LLC 3.95% of their portfolio PARSIPPANY, NJ 568,636568.6k $22.1m $22.1m 3.95% Reduced -80.7k -80,666
82 Gerber Kawasaki Wealth & Investment Management 1.93% of their portfolio SANTA MONICA, CA 560,189560.2k $21.8m $21.8m 1.93% Added +120.7k +120,712
83 Parker Investment Management, LLC 5.62% of their portfolio Menlo Park, CA 556,177556.2k $21.6m $21.6m 5.62% New
84 Edmonds Duncan Registered Investment Advisors, LLC 6.81% of their portfolio LAWRENCE, KS 536,997537.0k $20.9m $20.9m 6.81% Reduced -10.5k -10,452
85 Ackerman Capital Advisors, LLC 5.57% of their portfolio DALLAS, TX 532,890532.9k $20.7m $20.7m 5.57% Reduced -145.7k -145,683
86 FLAGSHIP HARBOR ADVISORS, LLC 2.11% of their portfolio BOSTON, MA 529,839529.8k $20.6m $20.6m 2.11% Added +118.9k +118,884
87 Good Life Advisors, LLC 2.80% of their portfolio READING, PA 521,227521.2k $20.3m $20.3m 2.80% Added +57.5k +57,531
88 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 516,855516.9k $20.1m $20.1m 0.01% Reduced -168.2k -168,194
89 RIVERSEDGE ADVISORS, LLC 6.37% of their portfolio Wilmington, DE 505,850505.9k $19.7m $19.7m 6.37% Added +42.3k +42,280
90 Sanchez Wealth Management Group 9.39% of their portfolio JACKSONVILLE, FL 492,467492.5k $19.2m $19.2m 9.39% Added +680 +680
91 Pinnacle Wealth Planning Services, Inc. 3.40% of their portfolio MANSFIELD, OH 492,062492.1k $19.1m $19.1m 3.40% Added +143.5k +143,507
92 MML INVESTORS SERVICES, LLC 0.12% of their portfolio SPRINGFIELD, MA 488,450488.4k $19.0m $19.0m 0.12% Added +147.6k +147,599
93 Larson Financial Group LLC 2.18% of their portfolio ST LOUIS, MO 469,170469.2k $18.2m $18.2m 2.18% Reduced -24.5k -24,516
94 VICUS CAPITAL 1.99% of their portfolio STATE COLLEGE, PA 451,572451.6k $17.6m $17.6m 1.99% Added +10.2k +10,164
95 Windsor Capital Management, LLC 6.31% of their portfolio Phoenix, AZ 445,574445.6k $17.3m $17.3m 6.31% Reduced -6.8k -6,802
96 IFP Advisors, Inc 0.36% of their portfolio TAMPA, FL 444,664444.7k $13.3m $13.3m 0.36% Added +100.8k +100,826
97 Rodgers & Associates, LTD 2.84% of their portfolio Lancaster, PA 444,316444.3k $17.3m $17.3m 2.84% Reduced -11.6k -11,585
98 Atria Wealth Solutions, Inc. 0.27% of their portfolio NEW YORK, NY 436,770436.8k $17.0m $17.0m 0.27% Added +182.1k +182,145
99 MERITAGE PORTFOLIO MANAGEMENT 1.31% of their portfolio OVERLAND PARK, KS 430,893430.9k $16.8m $16.8m 1.31% Reduced -55.2k -55,176
100 Avior Wealth Management, LLC 1.25% of their portfolio OMAHA, NE 424,479424.5k $16.5m $16.5m 1.25% Added +22.8k +22,789