Vault-13

SCHWAB STRATEGIC TR SCHG

US LCAP GR ETF · ETP · CUSIP 808524300

861 institutional holders +69 vs Q3 2022
141,226,946141.2m shares reported held*
$7.9bnreported value*
76 new 339 added 263 reduced 51 sold out net bought ≈ $580.0m (+9.7m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($10.5m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $56.23. Options: 5 managers hold calls ($4.2m notional), 3 hold puts ($979.3k).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

05001kQ3 22: 792Q4 22: 861861Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022792
Q4 2022861

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6mQ3 22 calls: $3.1mQ3 22 puts: $718.0kQ3 22P/C 0.23Q4 22 calls: $4.2mQ4 22 puts: $979.3kQ4 22P/C 0.23
Numbers
QuarterCallsPutsP/C
Q3 2022$3.1m$718.0k0.23
Q4 2022$4.2m$979.3k0.23

Biggest buyers

SEI INVESTMENTS CO Added +1,414,212+1.4m
Raymond James Financial Services Advisors, Inc. Added +1,262,443+1.3m
MATHER GROUP, LLC. Added +1,180,517+1.2m
ENVESTNET ASSET MANAGEMENT INC Added +1,017,386+1.0m
Clark Capital Management Group, Inc. New +858,735+858.7k
JPMORGAN CHASE & CO Added +648,643+648.6k
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC New +642,556+642.6k
Avantax Planning Partners, Inc. Added +622,028+622.0k
AMERIPRISE FINANCIAL INC Added +461,974+462.0k
US BANCORP \DE\ Added +450,613+450.6k

Biggest sellers

Retirement Planning Group, LLC Reduced -1,440,728-1.4m
Orgel Wealth Management, LLC Reduced -987,999-988.0k
Global Strategic Investment Solutions, LLC Reduced -847,725-847.7k
McAdam, LLC Reduced -754,727-754.7k
MUFG Americas Holdings Corp Sold out -474,131-474.1k
Financial Engines Advisors L.L.C. Reduced -433,407-433.4k
MORGAN STANLEY Reduced -424,046-424.0k
JANICZEK WEALTH MANAGEMENT, LLC Reduced -242,618-242.6k
Avior Wealth Management, LLC Reduced -228,589-228.6k
World Investment Advisors Reduced -196,391-196.4k

Biggest calls

CITADEL ADVISORS LLC Added $2.7m49.2k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $1.3m23.3k shares
Paladin Advisory Group, LLC Unchanged $176.1k3.2k shares
Cutler Group LLC / CA Reduced $1.0k2.5k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITADEL ADVISORS LLC Added $594.5k10.7k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $377.8k6.8k shares
Cutler Group LLC / CA Added $7.0k2.8k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Financial Engines Advisors L.L.C. 2.61% of their portfolio SANTA CLARA, CA 16,439,92216.4m $913.4m $913.4m 2.61% Reduced -433.4k -433,407
2 MATHER GROUP, LLC. 9.54% of their portfolio CHICAGO, IL 8,914,1188.9m $495.3m $495.3m 9.54% Added +1.2m +1,180,517
3 SEI INVESTMENTS CO 1.08% of their portfolio OAKS, PA 8,750,0518.8m $486.2m $486.2m 1.08% Added +1.4m +1,414,212
4 Avantax Planning Partners, Inc. 14.64% of their portfolio DUBUQUE, IA 6,639,6146.6m $368.9m $368.9m 14.64% Added +622.0k +622,028
5 OSAIC HOLDINGS, INC. 0.72% of their portfolio SCOTTSDALE, AZ 6,407,9316.4m $356.0m $356.0m 0.72% Added +391.9k +391,899
6 ENVESTNET ASSET MANAGEMENT INC 0.14% of their portfolio Berwyn, PA 4,922,8514.9m $273.5m $273.5m 0.14% Added +1.0m +1,017,386
7 Mariner, LLC 0.62% of their portfolio Overland Park, KS 3,492,5863.5m $194.0m $194.0m 0.62% Added +381.0k +381,041
8 Fund Evaluation Group, LLC 21.95% of their portfolio CINCINNATI, OH 3,191,3093.2m $177.3m $177.3m 21.95% Added +80.1k +80,107
9 Raymond James Financial Services Advisors, Inc. 0.33% of their portfolio ST. PETERSBURG, FL 2,958,4313.0m $164.4m $164.4m 0.33% Added +1.3m +1,262,443
10 FORT PITT CAPITAL GROUP, LLC 5.21% of their portfolio Pittsburgh, PA 2,297,3482.3m $127.6m $127.6m 5.21% Added +38.1k +38,119
11 LPL Financial LLC 0.10% of their portfolio FORT MILL, SC 2,161,7202.2m $120.1m $120.1m 0.10% Added +218.6k +218,633
12 AMERIPRISE FINANCIAL INC 0.03% of their portfolio MINNEAPOLIS, MN 1,622,8731.6m $90.3m $90.3m 0.03% Added +462.0k +461,974
13 Thrive Wealth Management, LLC 21.09% of their portfolio AUDUBON, PA 1,325,4181.3m $73.6m $73.6m 21.09% Added +296.9k +296,942
14 CWM, LLC 0.53% of their portfolio OMAHA, NE 1,300,1441.3m $72.2m $72.2m 0.53% Reduced -82.7k -82,716
15 Global Strategic Investment Solutions, LLC 4.45% of their portfolio Scottsdale, AZ 1,207,0941.2m $67.1m $67.1m 4.45% Reduced -847.7k -847,725
16 Marquette Asset Management, LLC 19.29% of their portfolio MINNEAPOLIS, MN 1,174,1871.2m $65.2m $65.2m 19.29% Added +13.9k +13,889
17 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 1,164,2651.2m $64.7m $64.7m 0.01% Reduced -424.0k -424,046
18 Focus Financial Network, Inc. 5.21% of their portfolio MINNEAPOLIS, MN 1,152,0471.2m $64.0m $64.0m 5.21% Added +24.8k +24,822
19 Krilogy Financial LLC 5.79% of their portfolio ST. LOUIS, MO 1,094,8561.1m $60.8m $60.8m 5.79% Reduced -11.5k -11,520
20 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.09% of their portfolio MILWAUKEE, WI 1,071,6161.1m $59.5m $59.5m 0.09% Added +139.0k +138,954
21 ASSETMARK, INC 0.24% of their portfolio CONCORD, CA 988,831988.8k $54.9m $54.9m 0.24% Added +58.9k +58,865
22 COMMONWEALTH EQUITY SERVICES, LLC 0.13% of their portfolio WALTHAM, MA 954,748954.7k $53.0m $53.0m 0.13% Added +42.1k +42,074
23 HHM Wealth Advisors, LLC 11.98% of their portfolio CHATTANOOGA, TN 942,907942.9k $52.4m $52.4m 11.98% Added +23.9k +23,862
24 Financial Advisors, LLC 13.64% of their portfolio ANDOVER, MA 898,752898.8k $49.9m $49.9m 13.64% Added +302.9k +302,922
25 HighTower Advisors, LLC 0.11% of their portfolio CHICAGO, IL 881,851881.9k $49.0m $49.0m 0.11% Added +104.6k +104,593
26 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 879,106879.1k $48.8m $48.8m 0.01% Added +9.8k +9,776
27 Clark Capital Management Group, Inc. 0.44% of their portfolio PHILADELPHIA, PA 858,735858.7k $47.7m $47.7m 0.44% New
28 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.26% of their portfolio IRVING, TX 819,978820.0k $45.6m $45.6m 0.26% Reduced -129.3k -129,309
29 OneDigital Investment Advisors LLC 1.31% of their portfolio OVERLAND PARK, KS 811,780811.8k $45.1m $45.1m 1.31% Reduced -191.9k -191,912
30 MML INVESTORS SERVICES, LLC 0.27% of their portfolio SPRINGFIELD, MA 742,377742.4k $41.2m $41.2m 0.27% Added +383.5k +383,531
31 UBS Group AG 0.02% of their portfolio ZURICH, V8 700,864700.9k $38.9m $38.9m 0.02% Added +50.1k +50,106
32 Prime Capital Investment Advisors, LLC 1.39% of their portfolio OVERLAND PARK, KS 660,751660.8k $36.7m $36.7m 1.39% Added +24.9k +24,854
33 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 660,616660.6k $36.7m $36.7m 0.01% Added +648.6k +648,643
34 McAdam, LLC 10.43% of their portfolio Philadelphia, PA 645,983646.0k $105.8m $105.8m 10.43% Reduced -754.7k -754,727
35 CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 1.33% of their portfolio MINNEAPOLIS, MN 642,556642.6k $35.7m $35.7m 1.33% New
36 Cetera Advisor Networks LLC 0.29% of their portfolio EL SEGUNDO, CA 640,077640.1k $35.6m $35.6m 0.29% Added +119.3k +119,273
37 MONETA GROUP INVESTMENT ADVISORS LLC 1.06% of their portfolio ST LOUIS, MO 635,802635.8k $38.8m $38.8m 1.06% Added +65.9k +65,922
38 Tradition Wealth Management, LLC 5.35% of their portfolio EDINA, MN 632,838632.8k $37.9m $37.9m 5.35% Reduced -3.2k -3,240
39 FINANCIAL COUNSELORS INC 0.78% of their portfolio Overland Park, KS 623,613623.6k $34.6m $34.6m 0.78% Added +89.8k +89,780
40 Creative Planning 0.05% of their portfolio OVERLAND PARK, KS 611,501611.5k $34.0m $34.0m 0.05% Added +217.0k +217,013
41 Kestra Advisory Services, LLC 0.29% of their portfolio AUSTIN, TX 591,607591.6k $32.9m $32.9m 0.29% Added +163.2k +163,201
42 TRUIST FINANCIAL CORP 0.06% of their portfolio CHARLOTTE, NC 581,132581.1k $32.3m $32.3m 0.06% Reduced -12.9k -12,950
43 Brio Consultants, LLC 6.31% of their portfolio SAN FRANCISCO, CA 569,772569.8k $31.7m $31.7m 6.31% Added +47.9k +47,899
44 Beacon Pointe Advisors, LLC 0.60% of their portfolio NEWPORT BEACH, CA 559,574559.6k $31.1m $31.1m 0.60% Added +98.7k +98,729
45 Thrivent Financial for Lutherans 0.08% of their portfolio Minneapolis, MN 547,330547.3k $30.4m $30.4m 0.08% Added +32.0k +32,005
46 Kelman-Lazarov, Inc. 8.46% of their portfolio MEMPHIS, TN 541,107541.1k $30.1m $30.1m 8.46% Added +19.6k +19,584
47 Koshinski Asset Management, Inc. 2.71% of their portfolio DECATUR, IL 504,435504.4k $28.0m $28.0m 2.71% Added +25.0k +24,955
48 US BANCORP \DE\ 0.05% of their portfolio MINNEAPOLIS, MN 504,019504.0k $28.0m $28.0m 0.05% Added +450.6k +450,613
49 Legacy Financial Strategies, LLC 11.49% of their portfolio OVERLAND PARK, KS 500,121500.1k $27.8m $27.8m 11.49% Added +14.9k +14,911
50 Gemmer Asset Management LLC 4.35% of their portfolio WALNUT CREEK, CA 495,134495.1k $27.5m $27.5m 4.35% Added +53.3k +53,342
51 HB Wealth Management, LLC 0.48% of their portfolio Atlanta, GA 473,083473.1k $26.3m $26.3m 0.48% Added +120.9k +120,907
52 Avior Wealth Management, LLC 1.98% of their portfolio OMAHA, NE 472,718472.7k $26.3m $26.3m 1.98% Reduced -228.6k -228,589
53 Nadler Financial Group, Inc. 4.50% of their portfolio DEERFIELD, IL 463,546463.5k $25.8m $25.8m 4.50% Added +66.2k +66,243
54 Stratos Wealth Advisors, LLC 2.08% of their portfolio BEACHWOOD, OH 449,080449.1k $25.0m $25.0m 2.08% Reduced -8.5k -8,531
55 AJ WEALTH STRATEGIES, LLC 1.30% of their portfolio NEW YORK, NY 445,476445.5k $24.8m $24.8m 1.30% Added +334.1k +334,080
56 RAINEY & RANDALL WEALTH ADVISORS INC. 8.58% of their portfolio Celebration, FL 438,801438.8k $24.4m $24.4m 8.58% Added +101.1k +101,073
57 Cerity Partners LLC 0.16% of their portfolio NEW YORK, NY 432,910432.9k $24.1m $24.1m 0.16% Added +402.2k +402,205
58 Visionary Wealth Advisors 2.19% of their portfolio O'FALLON, IL 427,689427.7k $23.8m $23.8m 2.19% Reduced -1.1k -1,058
59 Cornerstone Wealth Advisors, Inc. 9.10% of their portfolio EDINA, MN 422,439422.4k $23.5m $23.5m 9.10% Added +17.1k +17,146
60 Transparent Wealth Partners LLC 17.93% of their portfolio LITTLE ROCK, AR 412,541412.5k $22.9m $22.9m 17.93% Reduced -6.1k -6,129
61 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 411,722411.7k $22.9m $22.9m 0.01% Reduced -189.9k -189,898
62 Cambridge Investment Research Advisors, Inc. 0.11% of their portfolio FAIRFIELD, IA 392,759392.8k $21.8m $21.8m 0.11% Reduced -172.2k -172,200
63 Revolve Wealth Partners, LLC 6.21% of their portfolio Hackensack, NJ 390,502390.5k $21.7m $21.7m 6.21% Added +1.2k +1,234
64 IFP Advisors, Inc 0.78% of their portfolio TAMPA, FL 381,098381.1k $29.0m $29.0m 0.78% Added +55.9k +55,890
65 Invst, LLC 3.57% of their portfolio INDIANAPOLIS, IN 375,271375.3k $22.9m $22.9m 3.57% Reduced -19.1k -19,059
66 Cetera Investment Advisers 0.19% of their portfolio SCHAUMBURG, IL 374,235374.2k $20.8m $20.8m 0.19% Added +216.6k +216,641
67 SUMMIT WEALTH & RETIREMENT PLANNING, INC. 8.10% of their portfolio EAGLE, ID 358,769358.8k $19.9m $19.9m 8.10% Reduced -156.7k -156,658
68 LOWE BROCKENBROUGH & CO INC 1.73% of their portfolio RICHMOND, VA 358,523358.5k $19.9m $19.9m 1.73% Added +59.1k +59,074
69 Mokosak Advisory Group, LLC 8.75% of their portfolio URBANDALE, IA 351,701351.7k $19.6m $19.6m 8.75% Added +8.3k +8,330
70 Northern Capital Management, Inc. 18.61% of their portfolio SPOKANE, WA 348,728348.7k $19.4m $19.4m 18.61% Reduced -8.6k -8,599
71 Main Street Financial Solutions, LLC 3.03% of their portfolio NEWTOWN, PA 345,976346.0k $19.2m $19.2m 3.03% Added +31.5k +31,548
72 Verdence Capital Advisors LLC 2.36% of their portfolio HUNT VALLEY, MD 345,472345.5k $19.2m $19.2m 2.36% Added +203.6k +203,628
73 Schneider Downs Wealth Management Advisors, LP 4.18% of their portfolio Pittsburgh, PA 343,141343.1k $19.1m $19.1m 4.18% Added +12.8k +12,789
74 Triton Wealth Management, PLLC 12.16% of their portfolio SUN CITY, AZ 342,977343.0k $20.0m $20.0m 12.16% Reduced -83.1k -83,143
75 ProVise Management Group, LLC 1.91% of their portfolio CLEARWATER, FL 339,750339.8k $18.9m $18.9m 1.91% Reduced -25.5k -25,461
76 MARSHALL FINANCIAL GROUP INC /ADV 8.08% of their portfolio DOYLESTOWN, PA 338,440338.4k $18.8m $18.8m 8.08% Added +36.7k +36,715
77 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 338,334338.3k $18.8m $18.8m 0.01% Added +80.0k +79,950
78 Integrated Wealth Concepts LLC 0.50% of their portfolio WALTHAM, MA 330,763330.8k $18.4m $18.4m 0.50% Added +230.4k +230,412
79 GHP Investment Advisors, Inc. 1.23% of their portfolio Denver, CO 328,358328.4k $18.2m $18.2m 1.23% Added +34.2k +34,180
80 Private Wealth Strategies, L.L.C. 4.86% of their portfolio New Albany, OH 327,666327.7k $18.2m $18.2m 4.86% Added +14.9k +14,920
81 Summit Asset Management, LLC 5.26% of their portfolio MEMPHIS, TN 327,240327.2k $18.2m $18.2m 5.26% Added +5.5k +5,494
82 UNIQUE WEALTH, LLC 9.59% of their portfolio TAMPA, FL 323,390323.4k $18.0m $18.0m 9.59% First filing
83 Financial Synergies Wealth Advisors, Inc. 2.77% of their portfolio HOUSTON, TX 322,324322.3k $17.9m $17.9m 2.77% Added +148.7k +148,697
84 Pegasus Partners Ltd. 2.92% of their portfolio MEQUON, WI 318,981319.0k $17.7m $17.7m 2.92% Added +152.3k +152,334
85 AVANTAX ADVISORY SERVICES, INC. 0.23% of their portfolio DALLAS, TX 316,065316.1k $17.6m $17.6m 0.23% Added +44.5k +44,463
86 MERCER GLOBAL ADVISORS INC /ADV 0.09% of their portfolio DENVER, CO 315,772315.8k $17.5m $17.5m 0.09% Reduced -17.0k -16,962
87 Denver PWM, LLC 8.29% of their portfolio DENVER, CO 314,470314.5k $17.5m $17.5m 8.29% Added +30.2k +30,199
88 Parsec Financial Management, Inc. 0.77% of their portfolio ASHEVILLE, NC 312,308312.3k $17.4m $17.4m 0.77% Reduced -8.3k -8,335
89 Aspen Wealth Strategies, LLC 13.29% of their portfolio ARVADA, CO 298,873298.9k $16.6m $16.6m 13.29% First filing
90 Garde Capital, Inc. 1.99% of their portfolio SEATTLE, WA 298,451298.5k $16.6m $16.6m 1.99% Added +52.3k +52,267
91 FLC Capital Advisors 5.06% of their portfolio PALM DESERT, CA 292,992293.0k $16.3m $16.3m 5.06% New
92 Berger Financial Group, Inc 2.12% of their portfolio PLYMOUTH, MN 288,302288.3k $16.0m $16.0m 2.12% Added +16.1k +16,069
93 Bleakley Financial Group, LLC 0.56% of their portfolio PARSIPPANY, NJ 282,710282.7k $15.7m $15.7m 0.56% First filing
94 XML Financial, LLC 1.96% of their portfolio BETHESDA, MD 281,271281.3k $15.6m $15.6m 1.96% Added +11.1k +11,115
95 Milestone Investment Advisors LLC 5.37% of their portfolio MIDDLETON, WI 275,792275.8k $15.3m $15.3m 5.37% First filing
96 Charles Schwab Trust Co 1.98% of their portfolio HENDERSON, NV 270,190270.2k $15.0m $15.0m 1.98% Added +204.6k +204,556
97 Goepper Burkhardt LLC 10.49% of their portfolio GREENVILLE, SC 269,784269.8k $15.0m $15.0m 10.49% Added +2.5k +2,512
98 Capital Planning LLC 6.49% of their portfolio BELLEVUE, WA 262,787262.8k $14.6m $14.6m 6.49% Added +3.7k +3,686
99 BALLAST ADVISORS LLC 6.29% of their portfolio WOODBURY, MN 258,595258.6k $14.4m $14.4m 6.29% Reduced -2.7k -2,672
100 Provident Wealth Management, LLC 8.35% of their portfolio BRENTWOOD, TN 255,924255.9k $14.2m $14.2m 8.35% Reduced -9.7k -9,734