Vault-13

SPDR SER TR SLYV

S&P 600 SMCP VAL · ETP · CUSIP 78464A300

480 institutional holders +23 vs Q3 2022
34,341,67234.3m shares reported held*
$2.6bnreported value*
33 new 191 added 152 reduced 28 sold out net bought ≈ $61.4m (+845.3k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($3.3m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $74.84. Options: 10 managers hold calls ($609.5m notional), 1 hold puts ($118.8k).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 457Q4 22: 480480Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022457
Q4 2022480

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$250m$500m$750m$1bnQ3 22 calls: $922.7mQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $609.5mQ4 22 puts: $118.8kQ4 22P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2022$922.7m$00.00
Q4 2022$609.5m$118.8k0.00

Biggest buyers

AMERIPRISE FINANCIAL INC Added +261,265+261.3k
LPL Financial LLC Added +221,645+221.6k
CITADEL ADVISORS LLC Added +167,812+167.8k
HighTower Advisors, LLC Added +139,738+139.7k
PRW Wealth Management LLC New +139,195+139.2k
Mariner, LLC Added +115,448+115.4k
Clark Capital Management Group, Inc. New +89,470+89.5k
First National Trust Co Added +57,962+58.0k
RESTON WEALTH MANAGEMENT LLC Added +52,233+52.2k
Creative Planning Added +45,418+45.4k

Biggest sellers

STIFEL FINANCIAL CORP Reduced -264,306-264.3k
BANK OF AMERICA CORP /DE/ Reduced -130,186-130.2k
BENJAMIN F. EDWARDS & COMPANY, INC. Reduced -104,774-104.8k
NorthRock Partners, LLC Reduced -103,887-103.9k
WELLS FARGO & COMPANY/MN Reduced -90,083-90.1k
Keystone Financial Group Reduced -74,669-74.7k
CONFLUENCE INVESTMENT MANAGEMENT LLC Reduced -68,870-68.9k
FAS Wealth Partners, Inc. Reduced -51,840-51.8k
SIGNET FINANCIAL MANAGEMENT, LLC Reduced -49,126-49.1k
Betterment LLC Reduced -35,371-35.4k

Biggest calls

Twin Tree Management, LP Added $308.6m3.7m shares
JANE STREET GROUP, LLC Reduced $167.7m2.0m shares
JPMORGAN CHASE & CO Reduced $79.4m956.8k shares
IMC-Chicago, LLC Reduced $31.8m383.5k shares
Maven Securities LTD New $12.4m150.0k shares
PURA VIDA INVESTMENTS, LLC Unchanged $8.2m99.2k shares
CITADEL ADVISORS LLC Reduced $1.1m14.7k shares
WOLVERINE TRADING, LLC New $267.0k3.6k shares
OSAIC HOLDINGS, INC. Reduced $1.0k5 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITADEL ADVISORS LLC New $118.8k1.6k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.10% of their portfolio FORT MILL, SC 1,525,7081.5m $113.2m $113.2m 0.10% Added +221.6k +221,645
2 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,498,0411.5m $111.2m $111.2m 0.01% Reduced -130.2k -130,186
3 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 1.43% of their portfolio PLYMOUTH, MN 1,379,5071.4m $111.5m $111.5m 1.43% Added +12.8k +12,770
4 Financial Engines Advisors L.L.C. 0.28% of their portfolio SANTA CLARA, CA 1,333,2171.3m $99.0m $99.0m 0.28% Reduced -23.1k -23,090
5 AMERIPRISE FINANCIAL INC 0.03% of their portfolio MINNEAPOLIS, MN 988,438988.4k $73.4m $73.4m 0.03% Added +261.3k +261,265
6 FINANCIAL COUNSELORS INC 1.43% of their portfolio Overland Park, KS 859,374859.4k $63.8m $63.8m 1.43% Added +12.1k +12,110
7 Creative Planning 0.09% of their portfolio OVERLAND PARK, KS 846,542846.5k $62.8m $62.8m 0.09% Added +45.4k +45,418
8 Goelzer Investment Management, Inc. 4.93% of their portfolio CARMEL, IN 774,794774.8k $57.5m $57.5m 4.93% Added +19.0k +18,991
9 Cannon Financial Strategists, Inc. 18.58% of their portfolio ATHENS, GA 685,738685.7k $50.9m $50.9m 18.58% Added +21.1k +21,068
10 Financial Planning & Information Services, Inc. 9.60% of their portfolio DE PERE, WI 609,806609.8k $45.3m $45.3m 9.60% Added +6.9k +6,939
11 Morningstar Investment Services LLC 0.62% of their portfolio CHICAGO, IL 605,644605.6k $45.6m $45.6m 0.62% Reduced -5.5k -5,547
12 KWB Wealth 8.39% of their portfolio REDLANDS, CA 594,794594.8k $44.1m $44.1m 8.39% Reduced -2.9k -2,909
13 STIFEL FINANCIAL CORP 0.07% of their portfolio ST. LOUIS, MO 594,101594.1k $44.1m $44.1m 0.07% Reduced -264.3k -264,306
14 MassMutual Private Wealth & Trust, FSB 1.68% of their portfolio Windsor, CT 549,563549.6k $40.8m $40.8m 1.68% Added +3.1k +3,147
15 BENJAMIN F. EDWARDS & COMPANY, INC. 1.62% of their portfolio ST. LOUIS, MO 484,841484.8k $36.0m $36.0m 1.62% Reduced -104.8k -104,774
16 Cerity Partners LLC 0.23% of their portfolio NEW YORK, NY 472,752472.8k $35.1m $35.1m 0.23% Added +40.6k +40,586
17 First National Trust Co 1.85% of their portfolio Johnstown, PA 471,372471.4k $35.0m $35.0m 1.85% Added +58.0k +57,962
18 Cerity Partners OCIO LLC 1.07% of their portfolio New York, NY 449,018449.0k $33.3m $33.3m 1.07% Added +21.0k +21,028
19 COMMONWEALTH EQUITY SERVICES, LLC 0.08% of their portfolio WALTHAM, MA 448,016448.0k $33.3m $33.3m 0.08% Added +8.5k +8,515
20 NorthRock Partners, LLC 3.78% of their portfolio MINNEAPOLIS, MN 447,798447.8k $33.2m $33.2m 3.78% Reduced -103.9k -103,887
21 HighTower Advisors, LLC 0.07% of their portfolio CHICAGO, IL 386,969387.0k $28.7m $28.7m 0.07% Added +139.7k +139,738
22 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 369,206369.2k $27.4m $27.4m 0.01% Added +29.9k +29,938
23 Equitable Holdings, Inc. 0.46% of their portfolio NEW YORK, NY 357,578357.6k $26.5m $26.5m 0.46% Reduced -20.0k -20,049
24 OSAIC HOLDINGS, INC. 0.05% of their portfolio SCOTTSDALE, AZ 356,872356.9k $26.5m $26.5m 0.05% Added +40.4k +40,410
25 Evensky & Katz LLC 2.27% of their portfolio CORAL GABLES, FL 338,907338.9k $25.2m $25.2m 2.27% Reduced -4.1k -4,149
26 American Financial Advisors, LLC 4.21% of their portfolio Marietta, GA 334,687334.7k $24.8m $24.8m 4.21% Reduced -1.8k -1,793
27 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 296,453296.5k $22.0m $22.0m 0.00% Added +20.4k +20,433
28 Compass Ion Advisors, LLC 5.31% of their portfolio CONSHOHOCKEN, PA 278,289278.3k $20.7m $20.7m 5.31% Reduced -21.4k -21,402
29 Roberts Financial Services LLC 5.32% of their portfolio MARQUETTE, MI 276,778276.8k $20.5m $20.5m 5.32% Added +5.2k +5,233
30 TOWNSQUARE CAPITAL LLC 0.51% of their portfolio Lehi, UT 276,342276.3k $20.5m $20.5m 0.51% Added +4.8k +4,791
31 Krilogy Financial LLC 1.93% of their portfolio ST. LOUIS, MO 273,151273.2k $20.3m $20.3m 1.93% Reduced -16.1k -16,103
32 Mariner, LLC 0.07% of their portfolio Overland Park, KS 272,902272.9k $20.3m $20.3m 0.07% Added +115.4k +115,448
33 Avantax Planning Partners, Inc. 0.79% of their portfolio DUBUQUE, IA 269,105269.1k $20.0m $20.0m 0.79% Added +37.3k +37,287
34 Trilogy Capital Inc. 1.39% of their portfolio IRVINE, CA 263,375263.4k $19.5m $19.5m 1.39% Reduced -4.7k -4,650
35 Klingman & Associates, LLC 1.70% of their portfolio New York, NY 261,395261.4k $19.4m $19.4m 1.70% Added +4.3k +4,328
36 New Hampshire Trust 5.04% of their portfolio CONCORD, NH 256,442256.4k $19.0m $19.0m 5.04% First filing
37 BRIGGS ADVISORY GROUP, INC. 11.50% of their portfolio LINCOLN, RI 243,371243.4k $18.1m $18.1m 11.50% Reduced -5.9k -5,943
38 FAS Wealth Partners, Inc. 1.99% of their portfolio LEAWOOD, KS 236,640236.6k $17.6m $17.6m 1.99% Reduced -51.8k -51,840
39 Avior Wealth Management, LLC 1.29% of their portfolio OMAHA, NE 230,946230.9k $17.1m $17.1m 1.29% Added +7.6k +7,567
40 UBS Group AG 0.01% of their portfolio ZURICH, V8 228,319228.3k $16.9m $16.9m 0.01% Reduced -9.3k -9,297
41 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 226,101226.1k $16.8m $16.8m 0.01% Reduced -90.1k -90,083
42 Rodgers & Associates, LTD 2.72% of their portfolio Lancaster, PA 223,646223.6k $16.6m $16.6m 2.72% Added +4.2k +4,249
43 CONFLUENCE INVESTMENT MANAGEMENT LLC 0.25% of their portfolio ST. LOUIS, MO 222,159222.2k $16.5m $16.5m 0.25% Reduced -68.9k -68,870
44 BRANDYWINE OAK PRIVATE WEALTH LLC 1.97% of their portfolio Kennett Square, PA 212,932212.9k $15.8m $15.8m 1.97% Added +13.3k +13,273
45 Financial Advisory Group 3.35% of their portfolio HOUSTON, TX 212,682212.7k $15.8m $15.8m 3.35% Added +147 +147
46 AIRE ADVISORS, LLC 4.58% of their portfolio BEVERLY HILLS, CA 201,733201.7k $15.0m $15.0m 4.58% Added +30.7k +30,703
47 Convergence Financial, LLC 13.21% of their portfolio COLUMBIA, MO 200,459200.5k $14.9m $14.9m 13.21% Added +9.9k +9,884
48 Ford Financial Group, LLC 5.83% of their portfolio Fresno, CA 198,797198.8k $14.8m $14.8m 5.83% Reduced -3.7k -3,726
49 WCG Wealth Advisors LLC 1.98% of their portfolio LAS VEGAS, NV 194,560194.6k $14.4m $14.4m 1.98% Added +18.0k +17,982
50 Private Advisor Group, LLC 0.40% of their portfolio MORRISTOWN, NJ 182,332182.3k $13.5m $13.5m 0.40% Added +37.3k +37,316
51 BerganKDV Wealth Management, LLC 1.45% of their portfolio BLOOMINGTON, MN 180,333180.3k $13.4m $13.4m 1.45% Added +10.9k +10,910
52 High Probability Advisors, LLC 3.66% of their portfolio Pittsford, NY 180,323180.3k $13.4m $13.4m 3.66% Added +786 +786
53 Lutz Financial Services LLC 1.60% of their portfolio OMAHA, NE 175,831175.8k $13.1m $13.1m 1.60% Reduced -1.9k -1,892
54 Asset Dedication, LLC 1.32% of their portfolio SAN FRANCISCO, CA 175,126175.1k $13.0m $13.0m 1.32% Reduced -1.7k -1,686
55 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 171,630171.6k $12.7m $12.7m 0.01% Added +167.8k +167,812
56 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 169,140169.1k $12.6m $12.6m 0.02% Reduced -3.6k -3,624
57 Financial Synergies Wealth Advisors, Inc. 1.80% of their portfolio HOUSTON, TX 156,476156.5k $11.6m $11.6m 1.80% Reduced -132 -132
58 RESTON WEALTH MANAGEMENT LLC 6.04% of their portfolio Reston, VA 147,292147.3k $10.9m $10.9m 6.04% Added +52.2k +52,233
59 GHP Investment Advisors, Inc. 0.73% of their portfolio Denver, CO 145,293145.3k $10.8m $10.8m 0.73% Added +3.7k +3,674
60 SAGE FINANCIAL GROUP INC 1.31% of their portfolio W. CONSHOHOCKEN, PA 145,057145.1k $10.8m $10.8m 1.31% Added +2.6k +2,552
61 Opus Capital Group, LLC 2.01% of their portfolio CINCINNATI, OH 139,769139.8k $10.4m $10.4m 2.01% Added +10.9k +10,868
62 PRW Wealth Management LLC 7.38% of their portfolio QUINCY, MA 139,195139.2k $17.2m $17.2m 7.38% New
63 Rockbridge Investment Management, LCC 2.01% of their portfolio Syracuse, NY 133,522133.5k $9.9m $9.9m 2.01% Reduced -948 -948
64 Seaside Wealth Management, Inc. 6.20% of their portfolio CARLSBAD, CA 126,484126.5k $9.4m $9.4m 6.20% Added +4.4k +4,356
65 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 0.09% of their portfolio OMAHA, NE 126,233126.2k $9.4m $9.4m 0.09% Reduced -5.3k -5,347
66 Redwood Investment Management, LLC 1.24% of their portfolio SCOTTSDALE, AZ 125,861125.9k $9.3m $9.3m 1.24% Reduced -18.3k -18,286
67 TIAA, FSB 0.04% of their portfolio ST. LOUIS, MO 125,450125.5k $9.3m $9.3m 0.04% Added +13.7k +13,657
68 Financial Strategies Group, Inc. 3.76% of their portfolio OKEMOS, MI 122,041122.0k $9.1m $9.1m 3.76% Added +1.8k +1,758
69 Capasso Planning Partners LLC 5.46% of their portfolio CHARLESTON, SC 115,363115.4k $8.6m $8.6m 5.46% Added +6.1k +6,143
70 Retirement Group, LLC 3.99% of their portfolio SAN DIEGO, CA 110,773110.8k $8.2m $8.2m 3.99% Added +22.6k +22,554
71 Triangle Securities Wealth Management 2.99% of their portfolio RALEIGH, NC 109,769109.8k $8.1m $8.1m 2.99% Reduced -1.7k -1,723
72 Morton Brown Family Wealth, LLC 5.47% of their portfolio ALLENTOWN, PA 108,084108.1k $8.0m $8.0m 5.47% Reduced -4.4k -4,364
73 Red Door Wealth Management, LLC 2.60% of their portfolio Memphis, TN 106,627106.6k $7.9m $7.9m 2.60% Added +3.8k +3,811
74 GREAT VALLEY ADVISOR GROUP, INC. 0.40% of their portfolio WILMINGTON, DE 106,368106.4k $7.9m $7.9m 0.40% Added +21.0k +21,025
75 Betterment LLC 0.03% of their portfolio NEW YORK, NY 104,662104.7k $7.8m $7.8m 0.03% Reduced -35.4k -35,371
76 McAdam, LLC 0.83% of their portfolio Philadelphia, PA 98,90498.9k $8.4m $8.4m 0.83% Reduced -149 -149
77 Perritt Capital Management Inc 4.17% of their portfolio Chicago, IL 98,47598.5k $7.3m $7.3m 4.17% Added +2.2k +2,244
78 MATHER GROUP, LLC. 0.14% of their portfolio CHICAGO, IL 98,27198.3k $7.3m $7.3m 0.14% Added +403 +403
79 NORTHWEST WEALTH MANAGEMENT, LLC 3.02% of their portfolio SPENCER, IA 95,03195.0k $7.1m $7.1m 3.02% Reduced -9.4k -9,409
80 N.E.W. Advisory Services LLC 1.10% of their portfolio DE PERE, WI 94,68694.7k $7.0m $7.0m 1.10% Added +733 +733
81 Key Financial Inc 3.00% of their portfolio WEST CHESTER, PA 94,49194.5k $6.3m $6.3m 3.00% Unchanged
82 Resonant Capital Advisors, LLC 0.87% of their portfolio Madison, WI 94,34394.3k $7.0m $7.0m 0.87% Reduced -24.7k -24,681
83 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 93,85093.8k $7.0m $7.0m 0.01% Reduced -2.2k -2,163
84 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 0.24% of their portfolio LOS ANGELES, CA 90,48190.5k $6.7m $6.7m 0.24% Added +4.2k +4,163
85 Clark Capital Management Group, Inc. 0.06% of their portfolio PHILADELPHIA, PA 89,47089.5k $6.6m $6.6m 0.06% New
86 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 86,55986.6k $6.4m $6.4m 0.00% Reduced -2.0k -1,987
87 Ledge Wealth Management, Inc. 2.92% of their portfolio SARTELL, MN 86,06986.1k $6.4m $6.4m 2.92% Added +6.3k +6,304
88 DENVER WEALTH MANAGEMENT, INC. 4.73% of their portfolio DENVER, CO 85,35985.4k $6.3m $6.3m 4.73% Added +5.8k +5,781
89 Northern Capital Management, Inc. 6.05% of their portfolio SPOKANE, WA 84,89084.9k $6.3m $6.3m 6.05% Reduced -4.5k -4,521
90 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 83,00383.0k $6.2m $6.2m 0.03% Reduced -1.4k -1,450
91 LPWM LLC 3.32% of their portfolio MINNEAPOLIS, MN 79,17579.2k $6.2m $6.2m 3.32% Added +3.1k +3,099
92 Baird Financial Group, Inc. 0.02% of their portfolio MILWAUKEE, WI 78,07878.1k $5.8m $5.8m 0.02% Added +1.1k +1,081
93 Salomon & Ludwin, LLC 0.72% of their portfolio RICHMOND, VA 76,94776.9k $5.7m $5.7m 0.72% Reduced -1.2k -1,241
94 NWAM LLC 0.50% of their portfolio MERCER ISLAND, WA 76,29576.3k $5.7m $5.7m 0.50% Added +3.5k +3,511
95 MML INVESTORS SERVICES, LLC 0.04% of their portfolio SPRINGFIELD, MA 74,75474.8k $5.5m $5.5m 0.04% Added +2.1k +2,101
96 Probity Advisors, Inc. 1.21% of their portfolio DALLAS, TX 71,96672.0k $5.3m $5.3m 1.21% Added +629 +629
97 Financial Guidance Group, Inc. 4.19% of their portfolio Palm Harbor, FL 69,38869.4k $5.1m $5.1m 4.19% Added +902 +902
98 Per Stirling Capital Management, LLC. 0.93% of their portfolio AUSTIN, TX 69,03069.0k $5.1m $5.1m 0.93% First filing
99 CarsonAllaria Wealth Management, Ltd. 4.47% of their portfolio GLEN CARBON, IL 68,76068.8k $5.1m $5.1m 4.47% Reduced -2.4k -2,369
100 Clarus Wealth Advisors 3.51% of their portfolio PEORIA, AZ 68,70268.7k $5.3m $5.3m 3.51% Reduced -2.5k -2,504