Vault-13

INVESCO EXCH TRADED FD TR II PGX

PFD ETF · ETP · CUSIP 46138E511

498 institutional holders +20 vs Q3 2022
171,663,076171.7m shares reported held*
$2.0bnreported value*
55 new 134 added 206 reduced 54 sold out net bought ≈ $53.8m (+5.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.2m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $11.41. Options: 1 managers hold calls ($277.3k notional), 1 hold puts ($116.3k).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 478Q4 22: 498498Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022478
Q4 2022498

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300k$400kQ3 22 calls: $397.0kQ3 22 puts: $265.0kQ3 22P/C 0.67Q4 22 calls: $277.3kQ4 22 puts: $116.3kQ4 22P/C 0.42
Numbers
QuarterCallsPutsP/C
Q3 2022$397.0k$265.0k0.67
Q4 2022$277.3k$116.3k0.42

Biggest buyers

BANK OF AMERICA CORP /DE/ Added +6,997,799+7.0m
COHEN & STEERS, INC. Added +1,739,744+1.7m
Allworth Financial LP Added +1,563,739+1.6m
Spectrum Asset Management, Inc. Added +1,300,239+1.3m
Cerity Partners LLC New +1,047,554+1.0m
JPMORGAN CHASE & CO Added +959,462+959.5k
FIRST TRUST ADVISORS LP Added +903,021+903.0k
PRINCIPAL FINANCIAL GROUP INC Added +824,967+825.0k
JANE STREET GROUP, LLC Added +638,327+638.3k
Janney Montgomery Scott LLC Added +621,387+621.4k

Biggest sellers

WELLS FARGO & COMPANY/MN Reduced -7,878,697-7.9m
Advisory Alpha, LLC Reduced -1,238,646-1.2m
HUNTINGTON NATIONAL BANK Reduced -839,744-839.7k
UBS Group AG Reduced -455,474-455.5k
OLD NATIONAL BANCORP /IN/ Reduced -432,090-432.1k
BANK OF MONTREAL /CAN/ Reduced -418,968-419.0k
Invesco Ltd. Reduced -385,955-386.0k
Blue Edge Capital, LLC Sold out -314,910-314.9k
Baird Financial Group, Inc. Reduced -294,429-294.4k
Global Retirement Partners, LLC Reduced -267,696-267.7k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $277.3k24.8k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $116.3k10.4k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.08% of their portfolio CHARLOTTE, NC 57,289,72457.3m $640.5m $640.5m 0.08% Added +7.0m +6,997,799
2 WELLS FARGO & COMPANY/MN 0.05% of their portfolio SAN FRANCISCO, CA 13,237,27813.2m $148.0m $148.0m 0.05% Reduced -7.9m -7,878,697
3 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 11,412,03211.4m $127.6m $127.6m 0.01% Added +172.9k +172,922
4 AMERIPRISE FINANCIAL INC 0.04% of their portfolio MINNEAPOLIS, MN 9,986,36010.0m $111.2m $111.2m 0.04% Added +498.3k +498,264
5 LPL Financial LLC 0.06% of their portfolio FORT MILL, SC 5,961,3886.0m $66.6m $66.6m 0.06% Added +203.6k +203,563
6 UBS Group AG 0.03% of their portfolio ZURICH, V8 5,278,4195.3m $59.0m $59.0m 0.03% Reduced -455.5k -455,474
7 Allworth Financial LP 0.52% of their portfolio FOLSOM, CA 4,193,7484.2m $46.9m $46.9m 0.52% Added +1.6m +1,563,739
8 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 3,446,6703.4m $38.5m $38.5m 0.01% Added +522.9k +522,877
9 HUNTINGTON NATIONAL BANK 0.31% of their portfolio COLUMBUS, OH 2,675,7482.7m $29.9m $29.9m 0.31% Reduced -839.7k -839,744
10 BANK OF MONTREAL /CAN/ 0.01% of their portfolio TORONTO, A6 2,454,5972.5m $28.7m $28.7m 0.01% Reduced -419.0k -418,968
11 Spectrum Asset Management, Inc. 18.45% of their portfolio STAMFORD, CT 2,295,4532.3m $25.7m $25.7m 18.45% Added +1.3m +1,300,239
12 OSAIC HOLDINGS, INC. 0.05% of their portfolio SCOTTSDALE, AZ 2,103,9992.1m $23.5m $23.5m 0.05% Added +79.9k +79,917
13 COHEN & STEERS, INC. 0.04% of their portfolio NEW YORK, NY 1,740,0561.7m $19.5m $19.5m 0.04% Added +1.7m +1,739,744
14 Intrepid Financial Planning Group LLC 8.28% of their portfolio CARMEL, IN 1,363,6941.4m $15.2m $15.2m 8.28% Reduced -38.8k -38,797
15 Iowa State Bank 3.77% of their portfolio URBANDALE, IA 1,341,3601.3m $15.0m $15.0m 3.77% Added +106.7k +106,740
16 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,340,5051.3m $15.0m $15.0m 0.00% Added +959.5k +959,462
17 COMMONWEALTH EQUITY SERVICES, LLC 0.04% of their portfolio WALTHAM, MA 1,326,5231.3m $14.8m $14.8m 0.04% Reduced -97.0k -96,988
18 FIRST TRUST ADVISORS LP 0.02% of their portfolio Wheaton, IL 1,272,5781.3m $14.2m $14.2m 0.02% Added +903.0k +903,021
19 Janney Montgomery Scott LLC 0.05% of their portfolio PHILADELPHIA, PA 1,239,1641.2m $13.9m $13.9m 0.05% Added +621.4k +621,387
20 MML INVESTORS SERVICES, LLC 0.09% of their portfolio SPRINGFIELD, MA 1,205,1271.2m $13.5m $13.5m 0.09% Added +37.3k +37,313
21 PRUDENTIAL FINANCIAL INC 0.02% of their portfolio NEWARK, NJ 1,169,5901.2m $13.1m $13.1m 0.02% Reduced -15.2k -15,177
22 Cambridge Investment Research Advisors, Inc. 0.07% of their portfolio FAIRFIELD, IA 1,143,5301.1m $12.8m $12.8m 0.07% Added +127.4k +127,365
23 PRINCIPAL FINANCIAL GROUP INC 0.01% of their portfolio DES MOINES, IA 1,083,8691.1m $12.1m $12.1m 0.01% Added +825.0k +824,967
24 Cerity Partners LLC 0.08% of their portfolio NEW YORK, NY 1,047,5541.0m $11.7m $11.7m 0.08% New
25 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 989,326989.3k $11.1m $11.1m 0.01% Added +38.3k +38,296
26 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 969,590969.6k $10.8m $10.8m 0.02% Reduced -61.0k -61,020
27 JANE STREET GROUP, LLC 0.02% of their portfolio NEW YORK, NY 947,164947.2k $10.6m $10.6m 0.02% Added +638.3k +638,327
28 Creative Planning 0.02% of their portfolio OVERLAND PARK, KS 924,289924.3k $10.3m $10.3m 0.02% Added +32.4k +32,370
29 Parkside Advisors LLC 3.43% of their portfolio BERKELEY, CA 875,628875.6k $9.8m $9.8m 3.43% Reduced -60.1k -60,077
30 KCM INVESTMENT ADVISORS LLC 0.42% of their portfolio GREENBRAE, CA 871,000871.0k $9.7m $9.7m 0.42% Reduced -57.5k -57,468
31 Checchi Capital Advisers, LLC 0.89% of their portfolio BEVERLY HILLS, CA 767,025767.0k $8.6m $8.6m 0.89% Added +380.3k +380,278
32 Avantax Planning Partners, Inc. 0.32% of their portfolio DUBUQUE, IA 718,368718.4k $8.0m $8.0m 0.32% Added +167.7k +167,663
33 FIRST NATIONAL BANK & TRUST CO OF NEWTOWN 1.80% of their portfolio NEWTOWN, PA 713,735713.7k $8.0m $8.0m 1.80% Reduced -1.3k -1,280
34 PLIMOTH TRUST CO LLC 2.42% of their portfolio SWANSEA, MA 669,782669.8k $7.5m $7.5m 2.42% Reduced -20.7k -20,656
35 Baird Financial Group, Inc. 0.02% of their portfolio MILWAUKEE, WI 657,014657.0k $7.3m $7.3m 0.02% Reduced -294.4k -294,429
36 Crewe Advisors LLC 1.11% of their portfolio SALT LAKE CITY, UT 627,250627.2k $7.0m $7.0m 1.11% Reduced -22.1k -22,149
37 Cetera Investment Advisers 0.06% of their portfolio SCHAUMBURG, IL 625,857625.9k $7.0m $7.0m 0.06% Added +17.3k +17,330
38 McAdam, LLC 0.88% of their portfolio Philadelphia, PA 595,584595.6k $8.9m $8.9m 0.88% Added +49.7k +49,736
39 GYL Financial Synergies, LLC 1.38% of their portfolio West Hartford, CT 571,530571.5k $6.4m $6.4m 1.38% Added +377.0k +376,980
40 Lido Advisors, LLC 0.11% of their portfolio Los Angeles, CA 534,302534.3k $6.0m $6.0m 0.11% Reduced -225.7k -225,675
41 HBK Sorce Advisory LLC 0.14% of their portfolio ERIE, PA 482,060482.1k $5.4m $5.4m 0.14% Added +241.8k +241,802
42 Joule Financial, LLC 3.48% of their portfolio Lexington, KY 469,322469.3k $5.2m $5.2m 3.48% Reduced -207.7k -207,690
43 Reitz Capital Advisors LLC 4.91% of their portfolio FREELAND, MI 461,286461.3k $5.2m $5.2m 4.91% Reduced -4.1k -4,075
44 Kestra Advisory Services, LLC 0.04% of their portfolio AUSTIN, TX 413,126413.1k $4.6m $4.6m 0.04% Added +11.0k +10,984
45 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 398,985399.0k $4.5m $4.5m 0.01% Reduced -36.0k -35,987
46 TOMPKINS FINANCIAL CORP 0.69% of their portfolio ITHACA, NY 391,726391.7k $4.4m $4.4m 0.69% Reduced -11.9k -11,869
47 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 367,029367.0k $4.1m $4.1m 0.00% Reduced -39.3k -39,302
48 Integrated Wealth Concepts LLC 0.11% of their portfolio WALTHAM, MA 358,516358.5k $4.0m $4.0m 0.11% Added +147.7k +147,726
49 Arkos Global Advisors 0.97% of their portfolio HOUSTON, TX 339,260339.3k $3.8m $3.8m 0.97% Added +30.8k +30,822
50 Charles Schwab Trust Co 0.50% of their portfolio HENDERSON, NV 337,553337.6k $3.8m $3.8m 0.50% Added +175.8k +175,797
51 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 332,140332.1k $3.7m $3.7m 0.01% Reduced -66.1k -66,146
52 Orion Portfolio Solutions, LLC 0.13% of their portfolio Omaha, NE 325,310325.3k $3.6m $3.6m 0.13% Added +3.2k +3,228
53 Private Advisor Group, LLC 0.11% of their portfolio MORRISTOWN, NJ 322,373322.4k $3.6m $3.6m 0.11% Reduced -76.8k -76,846
54 RFG Advisory, LLC 0.20% of their portfolio BIRMINGHAM, AL 320,777320.8k $4.0m $4.0m 0.20% Added +116.1k +116,133
55 First PREMIER Bank 1.08% of their portfolio SIOUX FALLS, SD 317,890317.9k $3.6m $3.6m 1.08% Reduced -43.9k -43,877
56 FIRST HAWAIIAN BANK 0.12% of their portfolio HONOLULU, HI 304,836304.8k $3.4m $3.4m 0.12% Added +8.2k +8,182
57 MERCER GLOBAL ADVISORS INC /ADV 0.02% of their portfolio DENVER, CO 290,810290.8k $3.3m $3.3m 0.02% Reduced -104.1k -104,108
58 Sound Income Strategies, LLC 0.40% of their portfolio FT LAUDERDALE, FL 283,627283.6k $3.2m $3.2m 0.40% Added +23.5k +23,478
59 STEPHENS INC /AR/ 0.06% of their portfolio LITTLE ROCK, AR 279,525279.5k $3.1m $3.1m 0.06% Added +59.7k +59,671
60 BLAIR WILLIAM & CO/IL 0.01% of their portfolio CHICAGO, IL 264,595264.6k $3.0m $3.0m 0.01% Added +44.1k +44,059
61 DAYMARK WEALTH PARTNERS, LLC 0.52% of their portfolio CINCINNATI, OH 263,157263.2k $2.9m $2.9m 0.52% First filing
62 Investors Research Corp 0.78% of their portfolio ATLANTA, GA 258,153258.2k $2.9m $2.9m 0.78% Added +10.8k +10,816
63 Golden Green, Inc. 2.95% of their portfolio Seneca, SC 255,362255.4k $2.9m $2.9m 2.95% Added +7.3k +7,295
64 OLD NATIONAL BANCORP /IN/ 0.09% of their portfolio EVANSVILLE, IN 253,788253.8k $2.8m $2.8m 0.09% Reduced -432.1k -432,090
65 Meeder Advisory Services, Inc. 0.35% of their portfolio DUBLIN, OH 250,582250.6k $2.8m $2.8m 0.35% First filing
66 COMPTON CAPITAL MANAGEMENT INC /RI 2.00% of their portfolio PROVIDENCE, RI 248,578248.6k $2.8m $2.8m 2.00% Reduced -69.9k -69,914
67 HOWARD WEALTH MANAGEMENT, LLC 2.23% of their portfolio Madison, CT 243,632243.6k $2.7m $2.7m 2.23% Reduced -13.4k -13,434
68 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 230,750230.8k $2.6m $2.6m 0.00% New
69 Cetera Advisor Networks LLC 0.02% of their portfolio EL SEGUNDO, CA 227,605227.6k $2.5m $2.5m 0.02% Added +84.7k +84,711
70 IFP Advisors, Inc 0.09% of their portfolio TAMPA, FL 224,989225.0k $3.4m $3.4m 0.09% Reduced -45.2k -45,202
71 Bard Financial Services, Inc. 0.21% of their portfolio BRANFORD, CT 218,875218.9k $2.4m $2.4m 0.21% Added +9.6k +9,625
72 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 0.09% of their portfolio NORFOLK, VA 215,383215.4k $2.4m $2.4m 0.09% Added +187.8k +187,750
73 SWS Partners 1.12% of their portfolio COLUMBUS, OH 211,772211.8k $2.4m $2.4m 1.12% Added +16.3k +16,282
74 CIBC Private Wealth Group LLC 0.00% of their portfolio ATLANTA, GA 208,120208.1k $244.9k $244.9k 0.00% Reduced -89.5k -89,508
75 Steward Partners Investment Advisory, LLC 0.04% of their portfolio STAMFORD, CT 198,385198.4k $2.2m $2.2m 0.04% Reduced -17.0k -17,044
76 Sunbelt Securities, Inc. 0.43% of their portfolio HOUSTON, TX 197,075197.1k $2.2m $2.2m 0.43% Reduced -9.1k -9,087
77 O'ROURKE & COMPANY, Inc 1.73% of their portfolio BOSTON, MA 195,472195.5k $2.2m $2.2m 1.73% Added +43.2k +43,166
78 Etesian Wealth Advisors, Inc. 1.57% of their portfolio West Linn, OR 192,524192.5k $2.2m $2.2m 1.57% First filing
79 Geneos Wealth Management Inc. 0.13% of their portfolio ENGLEWOOD, CO 192,412192.4k $2.2m $2.2m 0.13% Added +18.7k +18,725
80 HERON FINANCIAL GROUP, LLC 1.50% of their portfolio NEW YORK, NY 191,226191.2k $2.2m $2.2m 1.50% Reduced -199.3k -199,292
81 Edge Wealth Management LLC 0.50% of their portfolio NEW YORK, NY 190,779190.8k $2.1m $2.1m 0.50% Added +95.7k +95,705
82 ONE PLUS ONE WEALTH MANAGEMENT, LLC 1.35% of their portfolio JUPITER, FL 190,107190.1k $1.9m $1.9m 1.35% New
83 ALBION FINANCIAL GROUP /UT 0.20% of their portfolio SALT LAKE CITY, UT 189,870189.9k $2.1m $2.1m 0.20% Added +33.5k +33,486
84 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 186,692186.7k $2.1m $2.1m 0.00% Added +37.1k +37,121
85 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 186,009186.0k $2.1m $2.1m 0.00% Reduced -74.5k -74,502
86 Advisory Alpha, LLC 0.14% of their portfolio HOLLAND, MI 182,216182.2k $2.0m $2.0m 0.14% Reduced -1.2m -1,238,646
87 MONEY CONCEPTS CAPITAL CORP 0.09% of their portfolio PALM BEACH GARDENS, FL 181,216181.2k $2.0m $2.0m 0.09% Reduced -175.7k -175,719
88 Prairiewood Capital, LLC 1.47% of their portfolio FARGO, ND 179,011179.0k $2.0m $2.0m 1.47% Reduced -95.6k -95,620
89 Pacific Capital Wealth Advisors, Inc. 0.49% of their portfolio CORONA, CA 170,785170.8k $1.9m $1.9m 0.49% Reduced -15.7k -15,749
90 TRANSATLANTIQUE PRIVATE WEALTH LLC 3.12% of their portfolio NEW YORK, NY 167,932167.9k $5.2m $5.2m 3.12% Added +55.5k +55,538
91 Live Oak Investment Partners 1.69% of their portfolio AUSTIN, TX 164,891164.9k $1.8m $1.8m 1.69% First filing
92 ATTICUS WEALTH MANAGEMENT, LLC 0.72% of their portfolio Palm Beach Gardens, FL 157,658157.7k $1.8m $1.8m 0.72% Reduced -88.0k -88,024
93 SHEPHERD KAPLAN KROCHUK, LLC 1.02% of their portfolio Boston, MA 153,768153.8k $1.7m $1.7m 1.02% Reduced -19.3k -19,292
94 Jackson, Grant Investment Advisers, Inc. 0.80% of their portfolio STAMFORD, CT 147,810147.8k $1.7m $1.7m 0.80% Added +124.0k +124,024
95 TRANSCEND CAPITAL ADVISORS, LLC 0.18% of their portfolio MADISON, NJ 146,782146.8k $1.6m $1.6m 0.18% Added +44.8k +44,842
96 SAX WEALTH ADVISORS, LLC 0.36% of their portfolio PARSIPPANY, NJ 141,194141.2k $1.6m $1.6m 0.36% Reduced -1.7k -1,661
97 TWO SIGMA SECURITIES, LLC 0.22% of their portfolio NEW YORK, NY 141,019141.0k $1.6m $1.6m 0.22% Added +74.0k +73,995
98 Asset Management One Co., Ltd. 0.01% of their portfolio TOKYO, M0 140,292140.3k $1.6m $1.6m 0.01% Added +1.8k +1,777
99 IBEX WEALTH ADVISORS 0.35% of their portfolio BEDMINSTER, NJ 140,083140.1k $1.6m $1.6m 0.35% Reduced -15.3k -15,258
100 Piscataqua Savings Bank 1.29% of their portfolio PORTSMOUTH, NH 136,565136.6k $1.5m $1.5m 1.29% Reduced -4.0k -4,019