Vault-13

NUSHARES ETF TR NULV

NUVEEN ESG LRGVL · ETP · CUSIP 67092P300

193 institutional holders +11 vs Q3 2022
36,369,48336.4m shares reported held*
$1.2bnreported value*
26 new 88 added 59 reduced 16 sold out net sold ≈ $38.2m (-1.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($4.1m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $34.21.

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 182Q4 22: 193193Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022182
Q4 2022193

Biggest buyers

TIAA, FSB Added +458,155+458.2k
LPL Financial LLC Added +132,783+132.8k
NewEdge Advisors, LLC Added +125,626+125.6k
REGATTA CAPITAL GROUP, LLC Added +108,623+108.6k
COMMONWEALTH EQUITY SERVICES, LLC Added +95,776+95.8k
MORGAN STANLEY Added +93,761+93.8k
AMERIPRISE FINANCIAL INC Added +86,909+86.9k
ROPES WEALTH ADVISORS LLC Added +72,374+72.4k
Fund Evaluation Group, LLC Added +71,899+71.9k
ST GERMAIN D J CO INC Added +71,137+71.1k

Biggest sellers

Perella Weinberg Partners Capital Management LP Reduced -1,304,479-1.3m
BANK OF AMERICA CORP /DE/ Reduced -771,338-771.3k
Forefront Analytics, LLC Reduced -172,847-172.8k
ENVESTNET ASSET MANAGEMENT INC Reduced -126,201-126.2k
JANE STREET GROUP, LLC Sold out -117,685-117.7k
STALEY CAPITAL ADVISERS INC Reduced -100,000-100.0k
MML INVESTORS SERVICES, LLC Reduced -95,517-95.5k
Northland Capital Management LLC Sold out -90,975-91.0k
RAYMOND JAMES & ASSOCIATES Reduced -86,401-86.4k
Lido Advisors, LLC Reduced -80,653-80.7k

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.05% of their portfolio CHARLOTTE, NC 12,379,49312.4m $423.9m $423.9m 0.05% Reduced -771.3k -771,338
2 TIAA, FSB 0.63% of their portfolio ST. LOUIS, MO 4,696,2064.7m $160.8m $160.8m 0.63% Added +458.2k +458,155
3 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 1,810,6581.8m $62.0m $62.0m 0.01% Reduced -25.5k -25,516
4 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,180,8321.2m $40.4m $40.4m 0.00% Added +93.8k +93,761
5 UBS Group AG 0.02% of their portfolio ZURICH, V8 1,115,0241.1m $38.2m $38.2m 0.02% Added +8.4k +8,376
6 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 936,122936.1k $32.1m $32.1m 0.03% Added +132.8k +132,783
7 Thrivent Financial for Lutherans 0.08% of their portfolio Minneapolis, MN 932,367932.4k $32.0m $32.0m 0.08% Added +49.9k +49,943
8 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 867,374867.4k $29.7m $29.7m 0.02% Reduced -126.2k -126,201
9 COMMONWEALTH EQUITY SERVICES, LLC 0.06% of their portfolio WALTHAM, MA 691,281691.3k $23.7m $23.7m 0.06% Added +95.8k +95,776
10 Cambridge Investment Research Advisors, Inc. 0.12% of their portfolio FAIRFIELD, IA 676,733676.7k $23.2m $23.2m 0.12% Reduced -975 -975
11 Forefront Analytics, LLC 11.90% of their portfolio WEST CONSHOHOCKEN, PA 652,028652.0k $22.3m $22.3m 11.90% Reduced -172.8k -172,847
12 Money Design Co.,Ltd. 0.73% of their portfolio TOKYO, M0 622,194622.2k $21.3m $21.3m 0.73% Added +22.8k +22,796
13 Raymond James Financial Services Advisors, Inc. 0.03% of their portfolio ST. PETERSBURG, FL 493,644493.6k $16.9m $16.9m 0.03% Reduced -30.2k -30,215
14 Laurel Wealth Planning LLC 10.51% of their portfolio EDINA, MN 475,903475.9k $16.3m $16.3m 10.51% Reduced -39.0k -38,984
15 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 468,112468.1k $16.0m $16.0m 0.01% Added +86.9k +86,909
16 Fund Evaluation Group, LLC 1.83% of their portfolio CINCINNATI, OH 431,841431.8k $14.8m $14.8m 1.83% Added +71.9k +71,899
17 Perella Weinberg Partners Capital Management LP 2.23% of their portfolio NEW YORK, NY 402,688402.7k $13.8m $13.8m 2.23% Reduced -1.3m -1,304,479
18 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.45% of their portfolio Seattle, WA 278,345278.3k $9.5m $9.5m 0.45% Added +24.7k +24,687
19 Lido Advisors, LLC 0.16% of their portfolio Los Angeles, CA 257,967258.0k $8.8m $8.8m 0.16% Reduced -80.7k -80,653
20 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 253,310253.3k $8.7m $8.7m 0.00% Reduced -28.8k -28,816
21 Stewardship Advisors, LLC 3.19% of their portfolio MOUNT JOY, PA 231,597231.6k $7.9m $7.9m 3.19% Reduced -4.3k -4,260
22 Ameritas Advisory Services, LLC 0.35% of their portfolio Lincoln, NE 218,383218.4k $7.5m $7.5m 0.35% Added +16.1k +16,074
23 HighTower Advisors, LLC 0.02% of their portfolio CHICAGO, IL 198,707198.7k $6.8m $6.8m 0.02% Reduced -1.7k -1,662
24 Sand Hill Global Advisors, LLC 0.36% of their portfolio Palo Alto, CA 186,701186.7k $6.4m $6.4m 0.36% Added +17.6k +17,561
25 IFP Advisors, Inc 0.14% of their portfolio TAMPA, FL 184,562184.6k $5.3m $5.3m 0.14% Added +70.3k +70,296
26 ROPES WEALTH ADVISORS LLC 1.05% of their portfolio BOSTON, MA 171,191171.2k $5.9m $5.9m 1.05% Added +72.4k +72,374
27 BSW Wealth Partners 1.24% of their portfolio BOULDER, CO 168,867168.9k $5.8m $5.8m 1.24% Reduced -13.3k -13,274
28 NewEdge Advisors, LLC 0.14% of their portfolio NEW ORLEANS, LA 164,396164.4k $5.3m $5.3m 0.14% Added +125.6k +125,626
29 REGATTA CAPITAL GROUP, LLC 1.95% of their portfolio EL SEGUNDO, CA 160,252160.3k $5.5m $5.5m 1.95% Added +108.6k +108,623
30 DeDora Capital, Inc. 2.57% of their portfolio Napa, CA 158,089158.1k $5.4m $5.4m 2.57% Added +1.8k +1,771
31 Beacon Pointe Advisors, LLC 0.10% of their portfolio NEWPORT BEACH, CA 156,682156.7k $5.4m $5.4m 0.10% Reduced -9.2k -9,211
32 Corient Private Wealth LP 0.02% of their portfolio MIAMI, FL 155,852155.9k $5.3m $5.3m 0.02% First filing
33 Advisory Services Network, LLC 0.16% of their portfolio ATLANTA, GA 148,154148.2k $5.1m $5.1m 0.16% Added +28.4k +28,422
34 Cetera Investment Advisers 0.05% of their portfolio SCHAUMBURG, IL 147,290147.3k $5.0m $5.0m 0.05% Reduced -4.2k -4,198
35 HSBC HOLDINGS PLC 0.01% of their portfolio LONDON, X0 133,362133.4k $4.6m $4.6m 0.01% Added +64.9k +64,919
36 Concord Wealth Partners 1.36% of their portfolio ABINGDON, VA 132,400132.4k $4.5m $4.5m 1.36% Added +4.6k +4,583
37 MISSION WEALTH MANAGEMENT, LP 0.22% of their portfolio Santa Barbara, CA 130,486130.5k $4.5m $4.5m 0.22% Added +20.0k +20,033
38 ST GERMAIN D J CO INC 0.27% of their portfolio SPRINGFIELD, MA 127,111127.1k $4.4m $4.4m 0.27% Added +71.1k +71,137
39 Vestmark Advisory Solutions, Inc. 0.20% of their portfolio Wakefield, MA 119,473119.5k $4.1m $4.1m 0.20% Added +11.0k +11,040
40 Avantax Planning Partners, Inc. 0.16% of their portfolio DUBUQUE, IA 114,899114.9k $3.9m $3.9m 0.16% Added +8.3k +8,294
41 Wilmington Savings Fund Society, FSB 0.16% of their portfolio WILMINGTON, DE 102,057102.1k $3.5m $3.5m 0.16% Reduced -32 -32
42 Strategic Point Investment Advisors, LLC 0.83% of their portfolio PROVIDENCE, RI 101,042101.0k $3.5m $3.5m 0.83% Added +3.1k +3,070
43 STALEY CAPITAL ADVISERS INC 0.20% of their portfolio PITTSBURGH, PA 100,000100.0k $3.4m $3.4m 0.20% Reduced -100.0k -100,000
44 One Capital Management, LLC 0.18% of their portfolio WESTLAKE VILLAGE, CA 99,21499.2k $3.4m $3.4m 0.18% Added +54.2k +54,232
45 VICUS CAPITAL 0.35% of their portfolio STATE COLLEGE, PA 90,80690.8k $3.1m $3.1m 0.35% Added +19.5k +19,541
46 Concord Asset Management, LLC/VA 2.08% of their portfolio ABINGDON, VA 89,90789.9k $3.1m $3.1m 2.08% Reduced -2.5k -2,502
47 Mariner Managed Account Solutions, LLC 0.28% of their portfolio Boston, MA 87,96788.0k $3.0m $3.0m 0.28% Added +8.6k +8,572
48 PARK AVENUE SECURITIES LLC 0.05% of their portfolio NEW YORK, NY 87,20687.2k $3.0m $3.0m 0.05% Reduced -681 -681
49 MARINO, STRAM & ASSOCIATES LLC 0.84% of their portfolio BRAINTREE, MA 78,13778.1k $2.7m $2.7m 0.84% Added +2.8k +2,751
50 Allworth Financial LP 0.03% of their portfolio FOLSOM, CA 77,94677.9k $2.7m $2.7m 0.03% Reduced -1.1k -1,094
51 Per Stirling Capital Management, LLC. 0.47% of their portfolio AUSTIN, TX 76,11276.1k $2.6m $2.6m 0.47% First filing
52 Federation des caisses Desjardins du Quebec 0.03% of their portfolio LEVIS, A8 72,25072.2k $2.5m $2.5m 0.03% Added +2.9k +2,936
53 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 71,07471.1k $2.4m $2.4m 0.00% Added +12.5k +12,459
54 J.P. Morgan Private Wealth Advisors LLC 0.01% of their portfolio SAN FRANCISCO, CA 69,33969.3k $2.4m $2.4m 0.01% Added +15.9k +15,858
55 One Day In July LLC 0.47% of their portfolio BURLINGTON, VT 67,02867.0k $2.3m $2.3m 0.47% Added +26.1k +26,130
56 UMB Bank, n.a. 0.04% of their portfolio Kansas City, MO 65,50765.5k $2.2m $2.2m 0.04% Reduced -79 -79
57 EASTERN BANK 0.12% of their portfolio BOSTON, MA 64,06564.1k $2.2m $2.2m 0.12% Added +2.0k +2,035
58 Private Advisor Group, LLC 0.06% of their portfolio MORRISTOWN, NJ 63,22763.2k $2.2m $2.2m 0.06% Added +23.0k +22,978
59 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 63,10163.1k $2.2m $2.2m 0.00% Reduced -86.4k -86,401
60 FLPUTNAM INVESTMENT MANAGEMENT CO 0.08% of their portfolio PORTLAND, ME 62,93762.9k $2.2m $2.2m 0.08% Added +25.4k +25,422
61 BOKF, NA 0.03% of their portfolio TULSA, OK 54,90254.9k $1.9m $1.9m 0.03% Reduced -12.3k -12,287
62 Mascoma Wealth Management LLC 0.55% of their portfolio HANOVER, NH 50,33350.3k $1.7m $1.7m 0.55% Added +3.5k +3,463
63 Evolution Advisers, Inc. 1.29% of their portfolio RICHMOND, VA 48,36648.4k $1.7m $1.7m 1.29% Added +7.5k +7,453
64 Financial Connections Group, Inc. 1.28% of their portfolio CORTE MADERA, CA 47,44347.4k $1.6m $1.6m 1.28% Added +4.1k +4,120
65 BAILARD, INC. 0.06% of their portfolio Foster City, CA 46,08046.1k $1.6m $1.6m 0.06% Reduced -162 -162
66 Merit Financial Group, LLC 0.06% of their portfolio ALPHARETTA, GA 45,30945.3k $1.6m $1.6m 0.06% Added +6.3k +6,269
67 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 44,14644.1k $1.5m $1.5m 0.00% Added +1.9k +1,908
68 Richard Bernstein Advisors LLC 0.03% of their portfolio NEW YORK, NY 42,30742.3k $1.4m $1.4m 0.03% Added +1.1k +1,100
69 WealthShield Partners, LLC 0.27% of their portfolio CARY, NC 41,53141.5k $1.4m $1.4m 0.27% Added +2.1k +2,150
70 Opes Wealth Management LLC 0.51% of their portfolio MENLO PARK, CA 41,14041.1k $1.4m $1.4m 0.51% Unchanged
71 MERCER GLOBAL ADVISORS INC /ADV 0.01% of their portfolio DENVER, CO 39,55339.6k $1.4m $1.4m 0.01% Added +8.5k +8,534
72 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 38,70438.7k $1.3m $1.3m 0.00% Added +28.5k +28,531
73 WCG Wealth Advisors LLC 0.18% of their portfolio LAS VEGAS, NV 38,57538.6k $1.3m $1.3m 0.18% Added +2.6k +2,607
74 Orion Porfolio Solutions, LLC 0.03% of their portfolio OMAHA, NE 38,12538.1k $1.3m $1.3m 0.03% Added +654 +654
75 Savant Capital, LLC 0.03% of their portfolio ROCKFORD, IL 37,46537.5k $1.3m $1.3m 0.03% Added +8.4k +8,366
76 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 34,99235.0k $1.2m $1.2m 0.01% Added +282 +282
77 CX Institutional 0.07% of their portfolio AUBURN, IN 34,61234.6k $1.2m $1.2m 0.07% Added +8.0k +7,994
78 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 33,95834.0k $1.2m $1.2m 0.00% Added +20.3k +20,301
79 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 33,58033.6k $1.1m $1.1m 0.00% Reduced -3.0k -3,003
80 HARVEST GROUP WEALTH MANAGEMENT, LLC 0.74% of their portfolio WALTHAM, MA 32,76132.8k $1.1m $1.1m 0.74% Reduced -368 -368
81 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 32,44232.4k $1.1m $1.1m 0.00% Added +10.9k +10,869
82 Johnson Bixby & Associates, LLC 0.25% of their portfolio VANCOUVER, WA 31,76331.8k $1.1m $1.1m 0.25% Added +6.5k +6,532
83 LOCKERMAN FINANCIAL GROUP, INC. 3.13% of their portfolio NEWPORT BEACH, CA 31,30731.3k $1.1m $1.1m 3.13% Reduced -1.1k -1,050
84 EP Wealth Advisors, LLC 0.02% of their portfolio TORRANCE, CA 30,74530.7k $1.1m $1.1m 0.02% Added +4.9k +4,940
85 Focus Financial Network, Inc. 0.08% of their portfolio MINNEAPOLIS, MN 29,21329.2k $1.0m $1.0m 0.08% Reduced -1.5k -1,543
86 Financial Architects, Inc 0.16% of their portfolio MARLTON, NJ 27,89027.9k $954.9k $954.9k 0.16% Added +777 +777
87 Equitable Holdings, Inc. 0.02% of their portfolio NEW YORK, NY 27,61327.6k $945.5k $945.5k 0.02% Added +316 +316
88 Opal Wealth Advisors, LLC 0.51% of their portfolio JERICHO, NY 26,88026.9k $920.4k $920.4k 0.51% Added +23 +23
89 Bond & Devick Financial Network, Inc. 0.64% of their portfolio ST. LOUIS PARK, MN 26,22126.2k $897.8k $897.8k 0.64% Added +801 +801
90 PrairieView Partners, LLC 0.13% of their portfolio ST. PAUL, MN 26,10426.1k $893.0k $893.0k 0.13% Added +6.5k +6,463
91 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 25,80325.8k $884.0k $884.0k 0.01% Reduced -95.5k -95,517
92 Onyx Bridge Wealth Group LLC 0.37% of their portfolio TARRYTOWN, NY 25,68425.7k $902.5k $902.5k 0.37% Added +7.8k +7,774
93 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 24,78424.8k $848.6k $848.6k 0.00% Reduced -27.6k -27,572
94 RFG Advisory, LLC 0.04% of their portfolio BIRMINGHAM, AL 24,11724.1k $857.9k $857.9k 0.04% Added +3.5k +3,510
95 Walkner Condon Financial Advisors LLC 0.24% of their portfolio MADISON, WI 23,86223.9k $817.0k $817.0k 0.24% Reduced -1.9k -1,866
96 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 23,84223.8k $816.4k $816.4k 0.01% Added +7.5k +7,524
97 Orion Portfolio Solutions, LLC 0.03% of their portfolio Omaha, NE 22,92222.9k $784.9k $784.9k 0.03% Added +2.9k +2,931
98 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 22,61622.6k $774.4k $774.4k 0.00% Reduced -2.1k -2,092
99 Mariner, LLC 0.00% of their portfolio Overland Park, KS 22,48222.5k $770.0k $770.0k 0.00% New
100 AdvisorNet Financial, Inc 0.07% of their portfolio MINNETONKA, MN 22,14422.1k $758.2k $758.2k 0.07% Reduced -1.9k -1,916