Vault-13

PIMCO ETF TR MUNI

INTER MUN BD ACT · ETP · CUSIP 72201R866

205 institutional holders +33 vs Q3 2022
14,287,42414.3m shares reported held*
$734.0mreported value*
43 new 74 added 51 reduced 17 sold out net bought ≈ $159.8m (+3.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($824.5k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $51.38. Options: 1 managers hold calls ($2.6m notional), 1 hold puts ($0).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 172Q4 22: 205205Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022172
Q4 2022205

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3mQ3 22 calls: $1.5mQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $2.6mQ4 22 puts: $0Q4 22P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2022$1.5m$00.00
Q4 2022$2.6m$00.00

Biggest buyers

LPL Financial LLC Added +619,664+619.7k
Goelzer Investment Management, Inc. New +450,732+450.7k
SteelPeak Wealth, LLC Added +364,780+364.8k
Forvis Mazars Wealth Advisors, LLC Added +323,331+323.3k
RENAISSANCE TECHNOLOGIES LLC New +263,507+263.5k
MORGAN STANLEY Added +226,273+226.3k
SIGNATURE ESTATE & INVESTMENT ADVISORS LLC New +192,667+192.7k
UBS Group AG Added +179,700+179.7k
Avantax Planning Partners, Inc. Added +168,468+168.5k
WCG Wealth Advisors LLC Added +136,508+136.5k

Biggest sellers

Composition Wealth, LLC Reduced -317,662-317.7k
OSAIC HOLDINGS, INC. Reduced -241,839-241.8k
Legacy Financial Advisors, Inc. Sold out -200,250-200.2k
CWM, LLC Reduced -152,134-152.1k
Baird Financial Group, Inc. Reduced -147,221-147.2k
McKinley Carter Wealth Services, Inc. Reduced -74,179-74.2k
BANK OF AMERICA CORP /DE/ Reduced -65,628-65.6k
Allworth Financial LP Reduced -48,785-48.8k
WCG Wealth Advisors LLC Sold out -47,280-47.3k
Stokes Capital Advisors, LLC Reduced -34,091-34.1k

Biggest calls

Paladin Advisory Group, LLC Added $2.6m50.1k shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 CWM, LLC 0.42% of their portfolio OMAHA, NE 1,116,9571.1m $57.4m $57.4m 0.42% Reduced -152.1k -152,134
2 LPL Financial LLC 0.04% of their portfolio FORT MILL, SC 873,186873.2k $44.9m $44.9m 0.04% Added +619.7k +619,664
3 Forvis Mazars Wealth Advisors, LLC 1.42% of their portfolio Springfield, MO 791,008791.0k $40.6m $40.6m 1.42% Added +323.3k +323,331
4 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 731,054731.1k $37.6m $37.6m 0.00% Added +226.3k +226,273
5 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 685,977686.0k $35.2m $35.2m 0.00% Reduced -65.6k -65,628
6 UBS Group AG 0.02% of their portfolio ZURICH, V8 659,700659.7k $33.9m $33.9m 0.02% Added +179.7k +179,700
7 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 593,208593.2k $30.5m $30.5m 0.01% Reduced -11.4k -11,432
8 WCG Wealth Advisors LLC 3.81% of their portfolio LAS VEGAS, NV 541,167541.2k $27.8m $27.8m 3.81% Added +136.5k +136,508
9 Goelzer Investment Management, Inc. 1.98% of their portfolio CARMEL, IN 450,732450.7k $23.2m $23.2m 1.98% New
10 SteelPeak Wealth, LLC 1.41% of their portfolio WOODLAND HILLS, CA 372,855372.9k $19.2m $19.2m 1.41% Added +364.8k +364,780
11 HighTower Advisors, LLC 0.04% of their portfolio CHICAGO, IL 371,857371.9k $19.1m $19.1m 0.04% Added +81.2k +81,216
12 Avantax Planning Partners, Inc. 0.70% of their portfolio DUBUQUE, IA 341,478341.5k $17.5m $17.5m 0.70% Added +168.5k +168,468
13 Biltmore Wealth Management, LLC 6.01% of their portfolio TEMPE, AZ 271,184271.2k $13.9m $13.9m 6.01% Reduced -1.6k -1,564
14 McKinley Carter Wealth Services, Inc. 1.17% of their portfolio WHEELING, WV 268,764268.8k $13.8m $13.8m 1.17% Reduced -74.2k -74,179
15 RENAISSANCE TECHNOLOGIES LLC 0.02% of their portfolio NEW YORK, NY 263,507263.5k $13.5m $13.5m 0.02% New
16 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 233,984234.0k $12.0m $12.0m 0.02% Reduced -241.8k -241,839
17 Thrivent Financial for Lutherans 0.03% of their portfolio Minneapolis, MN 213,256213.3k $11.0m $11.0m 0.03% Added +53.4k +53,391
18 Orion Porfolio Solutions, LLC 0.20% of their portfolio OMAHA, NE 195,022195.0k $10.0m $10.0m 0.20% Added +9.1k +9,061
19 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 0.36% of their portfolio LOS ANGELES, CA 192,667192.7k $9.9m $9.9m 0.36% New
20 Fermata Advisors, LLC 2.70% of their portfolio SONOMA, CA 177,041177.0k $9.1m $9.1m 2.70% Added +37.9k +37,902
21 MBL Wealth, LLC 1.64% of their portfolio CHARLOTTE, NC 166,880166.9k $8.6m $8.6m 1.64% Added +54.0k +54,025
22 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 162,158162.2k $8.3m $8.3m 0.00% Added +17.7k +17,695
23 Wealth Alliance Advisory Group, LLC 3.02% of their portfolio Wichita, KS 153,940153.9k $7.9m $7.9m 3.02% Added +12.5k +12,461
24 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 144,203144.2k $7.4m $7.4m 0.00% Added +32.9k +32,886
25 Baird Financial Group, Inc. 0.02% of their portfolio MILWAUKEE, WI 132,085132.1k $6.8m $6.8m 0.02% Reduced -147.2k -147,221
26 ERn Financial, LLC 1.41% of their portfolio MIDDLETON, WI 120,707120.7k $6.2m $6.2m 1.41% Reduced -1.6k -1,638
27 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 113,293113.3k $5.8m $5.8m 0.01% Added +107.5k +107,533
28 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 112,769112.8k $5.8m $5.8m 0.00% Added +28.2k +28,174
29 Allworth Financial LP 0.06% of their portfolio FOLSOM, CA 112,594112.6k $5.8m $5.8m 0.06% Reduced -48.8k -48,785
30 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 92,65392.7k $4.8m $4.8m 0.01% Added +14.4k +14,433
31 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 91,36291.4k $4.7m $4.7m 0.01% Added +29.9k +29,888
32 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 90,51690.5k $4.7m $4.7m 0.01% Reduced -27.0k -27,019
33 Financial Synergies Wealth Advisors, Inc. 0.65% of their portfolio HOUSTON, TX 82,26582.3k $4.2m $4.2m 0.65% New
34 CarsonAllaria Wealth Management, Ltd. 3.51% of their portfolio GLEN CARBON, IL 78,13278.1k $4.0m $4.0m 3.51% Added +7.1k +7,054
35 Hudson Capital Management LLC 1.58% of their portfolio RAMSEY, NJ 77,73877.7k $4.0m $4.0m 1.58% New
36 FOSTER & MOTLEY INC 0.34% of their portfolio CINCINNATI, OH 76,73376.7k $3.9m $3.9m 0.34% Reduced -1.3k -1,256
37 Opal Wealth Advisors, LLC 2.00% of their portfolio JERICHO, NY 70,53670.5k $3.6m $3.6m 2.00% Added +59.0k +58,969
38 STEPH & CO 2.28% of their portfolio MARINETTE, WI 70,14670.1k $3.6m $3.6m 2.28% Reduced -24.6k -24,602
39 First International Bank & Trust 1.22% of their portfolio WATFORD CITY, ND 69,70969.7k $3.6m $3.6m 1.22% Added +4.3k +4,327
40 Signify Wealth 3.07% of their portfolio SAINT LOUIS, MO 68,25268.3k $3.5m $3.5m 3.07% Reduced -2.1k -2,108
41 NewEdge Advisors, LLC 0.08% of their portfolio NEW ORLEANS, LA 67,02667.0k $3.2m $3.2m 0.08% Added +1.8k +1,764
42 New Republic Capital, LLC 2.70% of their portfolio CHARLOTTE, NC 66,59166.6k $3.4m $3.4m 2.70% First filing
43 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 66,51466.5k $3.4m $3.4m 0.02% Added +34.3k +34,326
44 FLOW TRADERS U.S. LLC 0.16% of their portfolio NEW YORK, NY 63,78663.8k $3.3m $3.3m 0.16% New
45 StoneX Group Inc. 0.37% of their portfolio NEW YORK, NY 61,30761.3k $3.2m $3.2m 0.37% Added +15.2k +15,250
46 SageView Advisory Group, LLC 0.24% of their portfolio Newport Beach, CA 58,28458.3k $3.0m $3.0m 0.24% First filing
47 Financial Engines Advisors L.L.C. 0.01% of their portfolio SANTA CLARA, CA 57,11957.1k $2.9m $2.9m 0.01% Reduced -4.1k -4,125
48 Capital Analysts, LLC 0.18% of their portfolio FORT WASHINGTON, PA 56,49456.5k $2.9m $2.9m 0.18% Added +2.6k +2,560
49 ROCKLAND TRUST CO 0.18% of their portfolio HANOVER, MA 53,91753.9k $2.8m $2.8m 0.18% Added +11.3k +11,309
50 DAVIS R M INC 0.07% of their portfolio PORTLAND, ME 53,78053.8k $2.8m $2.8m 0.07% Added +1.5k +1,462
51 BCS Wealth Management 1.12% of their portfolio JOHNSON CITY, TN 51,94351.9k $2.7m $2.7m 1.12% Added +31.8k +31,752
52 Rehmann Capital Advisory Group 0.27% of their portfolio LANSING, MI 50,78550.8k $2.6m $2.6m 0.27% Added +1.6k +1,593
53 Kowal Investment Group, LLC 0.74% of their portfolio BROOKFIELD, WI 48,13048.1k $2.5m $2.5m 0.74% Added +30.6k +30,559
54 Atria Wealth Solutions, Inc. 0.04% of their portfolio NEW YORK, NY 47,79347.8k $2.5m $2.5m 0.04% New
55 SAXON INTERESTS, INC. 1.41% of their portfolio HOUSTON, TX 47,72847.7k $2.5m $2.5m 1.41% New
56 TD Capital Management LLC 0.31% of their portfolio MEMPHIS, TN 45,85145.9k $2.4m $2.4m 0.31% Added +29.2k +29,243
57 Sand Hill Global Advisors, LLC 0.13% of their portfolio Palo Alto, CA 43,77743.8k $2.2m $2.2m 0.13% Reduced -3.6k -3,576
58 INSPIRION WEALTH ADVISORS, LLC 0.47% of their portfolio LIBERTYVILLE, IL 42,96443.0k $2.2m $2.2m 0.47% New
59 Hanson & Doremus Investment Management 0.47% of their portfolio BURLINGTON, VT 42,81242.8k $2.2m $2.2m 0.47% Reduced -1.3k -1,324
60 PFS INVESTMENTS INC. 0.04% of their portfolio DULUTH, GA 42,55642.6k $2.2m $2.2m 0.04% New
61 Bleakley Financial Group, LLC 0.08% of their portfolio PARSIPPANY, NJ 41,28341.3k $2.1m $2.1m 0.08% First filing
62 Retirement Planning Group, LLC 0.23% of their portfolio LEAWOOD, KS 39,05639.1k $2.0m $2.0m 0.23% Reduced -21.0k -21,049
63 Aviance Capital Partners, LLC 0.46% of their portfolio NAPLES, FL 38,51338.5k $2.0m $2.0m 0.46% Reduced -2.3k -2,336
64 Prestige Wealth Management Group LLC 0.50% of their portfolio FLEMINGTON, NJ 37,27637.3k $1.9m $1.9m 0.50% Added +25.6k +25,596
65 Orion Portfolio Solutions, LLC 0.07% of their portfolio Omaha, NE 37,05637.1k $1.9m $1.9m 0.07% Added +6.7k +6,741
66 OLD MISSION CAPITAL LLC 0.08% of their portfolio CHICAGO, IL 35,15035.1k $1.8m $1.8m 0.08% New
67 Private Advisor Group, LLC 0.05% of their portfolio MORRISTOWN, NJ 34,86734.9k $1.8m $1.8m 0.05% Added +13.2k +13,231
68 Executive Wealth Management, LLC 0.22% of their portfolio BRIGHTON, MI 34,82134.8k $1.8m $1.8m 0.22% Added +33.6k +33,577
69 Westside Investment Management, Inc. 0.02% of their portfolio SANTA MONICA, CA 34,69334.7k $1.8m $1.8m 0.02% Added +33.0k +32,993
70 VALLEY NATIONAL ADVISERS INC 0.32% of their portfolio BETHLEHEM, PA 34,38234.4k $1.8m $1.8m 0.32% New
71 Sunesis Advisors, LLC 1.10% of their portfolio OVERLAND PARK, KS 33,56333.6k $1.7m $1.7m 1.10% Unchanged
72 Composition Wealth, LLC 0.06% of their portfolio LOS ANGELES, CA 32,31832.3k $1.7m $1.7m 0.06% Reduced -317.7k -317,662
73 Avidian Wealth Enterprises, LLC 0.11% of their portfolio Houston, TX 31,85931.9k $1.6m $1.6m 0.11% New
74 Econ Financial Services Corp 1.59% of their portfolio HARRISBURG, PA 30,60430.6k $1.6m $1.6m 1.59% New
75 Patten Group, Inc. 0.48% of their portfolio CHATTANOOGA, TN 29,60729.6k $1.5m $1.5m 0.48% Reduced -12.1k -12,068
76 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 29,55729.6k $1.5m $1.5m 0.01% Added +7.1k +7,133
77 Valmark Advisers, Inc. 0.03% of their portfolio AKRON, OH 29,04629.0k $1.5m $1.5m 0.03% New
78 Cerity Partners LLC 0.01% of their portfolio NEW YORK, NY 28,69128.7k $1.5m $1.5m 0.01% Added +3.3k +3,325
79 PRIVATE TRUST CO NA 0.22% of their portfolio CLEVELAND, OH 28,30728.3k $1.5m $1.5m 0.22% New
80 Procyon Advisors, LLC 0.24% of their portfolio SHELTON, CT 25,54525.5k $1.3m $1.3m 0.24% New
81 IHT Wealth Management, LLC 0.08% of their portfolio Chicago, IL 24,99225.0k $1.3m $1.3m 0.08% New
82 Visionary Wealth Advisors 0.12% of their portfolio O'FALLON, IL 24,32224.3k $1.2m $1.2m 0.12% Added +13.1k +13,145
83 Kooman & Associates 1.22% of their portfolio ALTOONA, PA 24,02424.0k $1.2m $1.2m 1.22% First filing
84 B. Riley Wealth Advisors, Inc. 0.03% of their portfolio MEMPHIS, TN 23,10023.1k $1.2m $1.2m 0.03% Added +8.7k +8,700
85 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 22,86522.9k $1.2m $1.2m 0.01% Added +2.9k +2,940
86 SUMMIT WEALTH & RETIREMENT PLANNING, INC. 0.47% of their portfolio EAGLE, ID 22,48222.5k $1.2m $1.2m 0.47% Added +15.1k +15,130
87 Centennial Bank/AR/ 0.64% of their portfolio CONWAY, AR 21,93621.9k $1.1m $1.1m 0.64% First filing
88 Dynamic Advisor Solutions LLC 0.08% of their portfolio PHOENIX, AZ 21,51121.5k $1.1m $1.1m 0.08% Added +1.0k +1,004
89 Kelman-Lazarov, Inc. 0.30% of their portfolio MEMPHIS, TN 20,99321.0k $1.1m $1.1m 0.30% New
90 Sequoia Financial Advisors, LLC 0.03% of their portfolio Akron, OH 20,27620.3k $1.0m $1.0m 0.03% New
91 Ashton Thomas Private Wealth, LLC 0.10% of their portfolio SCOTTSDALE, AZ 20,07620.1k $1.0m $1.0m 0.10% New
92 Janney Capital Management LLC 0.07% of their portfolio PITTSBURGH, PA 19,55419.6k $1.0m $1.0m 0.07% Reduced -3.0k -3,021
93 WealthShield Partners, LLC 0.19% of their portfolio CARY, NC 19,47419.5k $1.0m $1.0m 0.19% Added +800 +800
94 Steward Partners Investment Advisory, LLC 0.02% of their portfolio STAMFORD, CT 19,11019.1k $981.8k $981.8k 0.02% Added +18.1k +18,124
95 Paragon Capital Management Ltd 0.25% of their portfolio DENVER, CO 18,20318.2k $935.3k $935.3k 0.25% Added +13.6k +13,621
96 Team Hewins, LLC 0.50% of their portfolio FOSTER CITY, CA 17,74517.7k $914.0k $914.0k 0.50% First filing
97 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 17,41117.4k $894.6k $894.6k 0.01% Added +348 +348
98 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 17,40417.4k $894.0k $894.0k 0.00% Reduced -1.4k -1,350
99 Summit X, LLC 0.26% of their portfolio CHESTERFIELD, MO 17,17017.2k $884.0k $884.0k 0.26% Added +2.9k +2,906
100 AdvisorNet Financial, Inc 0.09% of their portfolio MINNETONKA, MN 17,07717.1k $877.4k $877.4k 0.09% Reduced -6.5k -6,469