Vault-13

ISHARES TR IWP

RUS MD CP GR ETF · ETP · CUSIP 464287481

890 institutional holders +75 vs Q3 2022
106,880,490106.9m shares reported held*
$8.9bnreported value*
77 new 238 added 309 reduced 48 sold out net sold ≈ $88.5m (-1.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($7.9m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $83.55. Options: 4 managers hold calls ($7.3m notional), 2 hold puts ($1.8m).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

05001kQ3 22: 815Q4 22: 890890Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022815
Q4 2022890

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6m$8mQ3 22 calls: $5.2mQ3 22 puts: $2.5mQ3 22P/C 0.48Q4 22 calls: $7.3mQ4 22 puts: $1.8mQ4 22P/C 0.25
Numbers
QuarterCallsPutsP/C
Q3 2022$5.2m$2.5m0.48
Q4 2022$7.3m$1.8m0.25

Biggest buyers

BANK OF AMERICA CORP /DE/ Added +556,659+556.7k
Polar Asset Management Partners Inc. Added +487,300+487.3k
JPMORGAN CHASE & CO Added +349,355+349.4k
CONGRESS ASSET MANAGEMENT CO Added +261,158+261.2k
Johnson Financial Group, Inc. Added +254,793+254.8k
ROYAL BANK OF CANADA Added +244,161+244.2k
HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND Added +177,000+177.0k
US BANCORP \DE\ Added +157,641+157.6k
GenWealth Group, Inc. New +157,030+157.0k
COMMERCE BANK Added +133,480+133.5k

Biggest sellers

WELLS FARGO & COMPANY/MN Reduced -1,290,781-1.3m
WELLINGTON MANAGEMENT GROUP LLP Reduced -1,106,482-1.1m
MORGAN STANLEY Reduced -971,742-971.7k
TIAA, FSB Reduced -368,902-368.9k
BNP PARIBAS FINANCIAL MARKETS Reduced -213,086-213.1k
Cambridge Investment Research Advisors, Inc. Reduced -167,925-167.9k
FIRST CITIZENS BANK & TRUST CO Reduced -153,261-153.3k
AMERIPRISE FINANCIAL INC Reduced -148,719-148.7k
FORTE CAPITAL LLC /ADV Reduced -130,713-130.7k
GOLDMAN SACHS GROUP INC Reduced -124,363-124.4k

Biggest calls

CITADEL ADVISORS LLC Added $3.6m43.3k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $3.4m40.7k shares
Paladin Advisory Group, LLC Unchanged $300.1k3.6k shares
Cutler Group LLC / CA Reduced $0400 shares

Biggest puts

CITADEL ADVISORS LLC Added $1.5m18.4k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $309.3k3.7k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 TIAA, FSB 3.84% of their portfolio ST. LOUIS, MO 11,679,23611.7m $976.4m $976.4m 3.84% Reduced -368.9k -368,902
2 MORGAN STANLEY 0.08% of their portfolio NEW YORK, NY 8,542,5448.5m $714.2m $714.2m 0.08% Reduced -971.7k -971,742
3 BANK OF AMERICA CORP /DE/ 0.08% of their portfolio CHARLOTTE, NC 7,872,9657.9m $658.2m $658.2m 0.08% Added +556.7k +556,659
4 WELLS FARGO & COMPANY/MN 0.18% of their portfolio SAN FRANCISCO, CA 6,951,0687.0m $581.1m $581.1m 0.18% Reduced -1.3m -1,290,781
5 ENVESTNET ASSET MANAGEMENT INC 0.23% of their portfolio Berwyn, PA 5,279,6095.3m $441.4m $441.4m 0.23% Added +55.3k +55,252
6 JONES FINANCIAL COMPANIES LLLP 0.53% of their portfolio DES PERES, MO 3,623,8573.6m $303.0m $303.0m 0.53% Added +114.6k +114,632
7 PNC Financial Services Group, Inc. 0.26% of their portfolio Pittsburgh, PA 3,278,9203.3m $274.1m $274.1m 0.26% Reduced -120.7k -120,689
8 COMMONWEALTH EQUITY SERVICES, LLC 0.55% of their portfolio WALTHAM, MA 2,720,1192.7m $227.4m $227.4m 0.55% Added +53.4k +53,405
9 FIRST CITIZENS BANK & TRUST CO 6.77% of their portfolio RALEIGH, NC 2,672,0332.7m $223.4m $223.4m 6.77% Reduced -153.3k -153,261
10 American Family Insurance Mutual Holding Co 17.95% of their portfolio MADISON, WI 2,424,8922.4m $202.7m $202.7m 17.95% Reduced -117.1k -117,100
11 UBS Group AG 0.10% of their portfolio ZURICH, V8 2,417,3372.4m $202.1m $202.1m 0.10% Reduced -1.1k -1,055
12 COMMERCE BANK 1.55% of their portfolio KANSAS CITY, MO 2,287,1072.3m $191.2m $191.2m 1.55% Added +133.5k +133,480
13 AMERIPRISE FINANCIAL INC 0.05% of their portfolio MINNEAPOLIS, MN 1,860,1181.9m $155.6m $155.6m 0.05% Reduced -148.7k -148,719
14 Cassaday & Co Wealth Management LLC 6.93% of their portfolio MCLEAN, VA 1,794,2171.8m $150.0m $150.0m 6.93% First filing
15 FMR LLC 0.01% of their portfolio BOSTON, MA 1,623,1461.6m $135.7m $135.7m 0.01% Reduced -8.8k -8,768
16 US BANCORP \DE\ 0.22% of their portfolio MINNEAPOLIS, MN 1,518,2401.5m $126.9m $126.9m 0.22% Added +157.6k +157,641
17 SYNOVUS FINANCIAL CORP 1.39% of their portfolio Columbus, GA 1,456,3181.5m $121.7m $121.7m 1.39% Reduced -16.4k -16,409
18 LPL Financial LLC 0.10% of their portfolio FORT MILL, SC 1,428,2961.4m $119.4m $119.4m 0.10% Added +25.2k +25,188
19 GOLDMAN SACHS GROUP INC 0.03% of their portfolio NEW YORK, NY 1,207,9201.2m $101.0m $101.0m 0.03% Reduced -124.4k -124,363
20 OSAIC HOLDINGS, INC. 0.18% of their portfolio SCOTTSDALE, AZ 1,047,4271.0m $87.6m $87.6m 0.18% Added +30.0k +29,980
21 Polar Asset Management Partners Inc. 1.23% of their portfolio TORONTO, A6 1,027,8001.0m $85.9m $85.9m 1.23% Added +487.3k +487,300
22 TRUIST FINANCIAL CORP 0.15% of their portfolio CHARLOTTE, NC 1,013,6521.0m $84.7m $84.7m 0.15% Added +57.9k +57,944
23 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 827,321827.3k $69.2m $69.2m 0.02% Added +244.2k +244,161
24 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 803,600803.6k $67.2m $67.2m 0.01% Added +349.4k +349,355
25 Zions Bancorporation, N.A. 5.06% of their portfolio SALT LAKE CITY, UT 766,313766.3k $64.1m $64.1m 5.06% Reduced -94.2k -94,222
26 CIBC Private Wealth Group LLC 0.20% of their portfolio ATLANTA, GA 748,027748.0k $61.4m $61.4m 0.20% Reduced -49.9k -49,935
27 Raymond James Financial Services Advisors, Inc. 0.12% of their portfolio ST. PETERSBURG, FL 709,785709.8k $59.4m $59.4m 0.12% Reduced -87.4k -87,354
28 BNP PARIBAS FINANCIAL MARKETS 0.12% of their portfolio PARIS, I0 593,215593.2k $49.6m $49.6m 0.12% Reduced -213.1k -213,086
29 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.07% of their portfolio MILWAUKEE, WI 555,699555.7k $46.5m $46.5m 0.07% Reduced -11.1k -11,103
30 Equitable Holdings, Inc. 0.77% of their portfolio NEW YORK, NY 532,441532.4k $44.5m $44.5m 0.77% Reduced -34.8k -34,800
31 STEPHENS INC /AR/ 0.90% of their portfolio LITTLE ROCK, AR 525,791525.8k $44.0m $44.0m 0.90% Added +4.5k +4,497
32 CANADA PENSION PLAN INVESTMENT BOARD 0.08% of their portfolio TORONTO ONTARIO, A6 523,000523.0k $43.7m $43.7m 0.08% Added +123.0k +123,000
33 CONGRESS ASSET MANAGEMENT CO 0.42% of their portfolio BOSTON, MA 504,580504.6k $42.2m $42.2m 0.42% Added +261.2k +261,158
34 STEPHENS GROUP ASSET MANAGEMENT, LLC 4.61% of their portfolio LITTLE ROCK, AR 483,964484.0k $40.5m $40.5m 4.61% Reduced -146 -146
35 Mariner, LLC 0.13% of their portfolio Overland Park, KS 478,277478.3k $40.0m $40.0m 0.13% Added +27.8k +27,806
36 Rodgers & Associates, LTD 6.49% of their portfolio Lancaster, PA 473,489473.5k $39.6m $39.6m 6.49% Added +5.7k +5,737
37 JOHNSON INVESTMENT COUNSEL INC 0.53% of their portfolio Cincinnati, OH 461,927461.9k $38.6m $38.6m 0.53% Reduced -8.3k -8,341
38 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 421,745421.7k $35.3m $35.3m 0.01% Added +108.9k +108,906
39 Creative Planning 0.05% of their portfolio OVERLAND PARK, KS 412,566412.6k $34.5m $34.5m 0.05% Reduced -377 -377
40 Cullen/Frost Bankers, Inc. 0.61% of their portfolio San Antonio, TX 384,955385.0k $32.2m $32.2m 0.61% Added +114.5k +114,492
41 M&T Bank Corp 0.13% of their portfolio BUFFALO, NY 384,439384.4k $32.1m $32.1m 0.13% Reduced -32.6k -32,552
42 AMG National Trust Bank 1.07% of their portfolio GREENWOOD VILLAGE, CO 354,154354.2k $29.6m $29.6m 1.07% Added +39.5k +39,537
43 RAYMOND JAMES & ASSOCIATES 0.03% of their portfolio ST PETERSBURG, FL 353,161353.2k $29.5m $29.5m 0.03% Added +32.3k +32,308
44 AE Wealth Management LLC 0.21% of their portfolio TOPEKA, KS 348,121348.1k $29.1m $29.1m 0.21% Reduced -9.9k -9,931
45 Johnson Financial Group, Inc. 2.25% of their portfolio RACINE, WI 340,234340.2k $28.4m $28.4m 2.25% Added +254.8k +254,793
46 WADE G W & INC 1.09% of their portfolio Wellesley, MA 317,782317.8k $26.6m $26.6m 1.09% Added +41.2k +41,165
47 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 0.25% of their portfolio OMAHA, NE 296,395296.4k $24.8m $24.8m 0.25% Reduced -64.0k -63,958
48 Orion Porfolio Solutions, LLC 0.47% of their portfolio OMAHA, NE 280,606280.6k $23.5m $23.5m 0.47% Added +4.9k +4,927
49 RTD Financial Advisors, Inc. 3.79% of their portfolio Philadelphia, PA 278,376278.4k $23.3m $23.3m 3.79% Added +7.9k +7,887
50 HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 0.12% of their portfolio TORONTO, A6 277,000277.0k $23.2m $23.2m 0.12% Added +177.0k +177,000
51 HighTower Advisors, LLC 0.05% of their portfolio CHICAGO, IL 275,065275.1k $23.0m $23.0m 0.05% Added +37.1k +37,064
52 Cedar Mountain Advisors, LLC 7.12% of their portfolio LAKE OSWEGO, OR 271,403271.4k $22.7m $22.7m 7.12% Reduced -2.9k -2,860
53 Accredited Investors Inc. 1.87% of their portfolio EDINA, MN 264,734264.7k $22.1m $22.1m 1.87% Reduced -14.7k -14,660
54 FIFTH THIRD BANCORP 0.10% of their portfolio CINCINNATI, OH 259,701259.7k $21.7m $21.7m 0.10% Added +778 +778
55 Krilogy Financial LLC 2.05% of their portfolio ST. LOUIS, MO 258,081258.1k $21.6m $21.6m 2.05% Reduced -22.4k -22,418
56 Truepoint, Inc. 0.78% of their portfolio CINCINNATI, OH 256,637256.6k $21.5m $21.5m 0.78% Reduced -28.1k -28,146
57 Forvis Mazars Wealth Advisors, LLC 0.73% of their portfolio Springfield, MO 249,712249.7k $20.9m $20.9m 0.73% Reduced -1.9k -1,919
58 Bishop & Co Investment Management, LLC 9.56% of their portfolio Erie, PA 235,414235.4k $19.7m $19.7m 9.56% Added +5.1k +5,142
59 Kestra Advisory Services, LLC 0.17% of their portfolio AUSTIN, TX 234,786234.8k $19.6m $19.6m 0.17% Reduced -6.4k -6,388
60 Integrated Investment Consultants, LLC 6.50% of their portfolio BLOOMFIELD HILLS, MI 230,447230.4k $19.3m $19.3m 6.50% Reduced -57 -57
61 HANTZ FINANCIAL SERVICES, INC. 0.58% of their portfolio SOUTHFIELD, MI 228,513228.5k $19.1m $19.1m 0.58% Added +25.4k +25,368
62 One Capital Management, LLC 1.01% of their portfolio WESTLAKE VILLAGE, CA 226,805226.8k $19.0m $19.0m 1.01% Added +16.9k +16,938
63 KEYBANK NATIONAL ASSOCIATION/OH 0.09% of their portfolio BROOKLYN, OH 220,213220.2k $18.4m $18.4m 0.09% Reduced -59.4k -59,395
64 MML INVESTORS SERVICES, LLC 0.12% of their portfolio SPRINGFIELD, MA 217,994218.0k $18.2m $18.2m 0.12% Added +14.3k +14,299
65 Avantax Planning Partners, Inc. 0.72% of their portfolio DUBUQUE, IA 215,716215.7k $18.0m $18.0m 0.72% Added +32.1k +32,136
66 J.P. Morgan Private Wealth Advisors LLC 0.04% of their portfolio SAN FRANCISCO, CA 210,956211.0k $17.6m $17.6m 0.04% Reduced -7.3k -7,313
67 HSBC HOLDINGS PLC 0.02% of their portfolio LONDON, X0 203,233203.2k $17.0m $17.0m 0.02% Reduced -930 -930
68 Tolleson Wealth Management, Inc. 4.60% of their portfolio DALLAS, TX 203,065203.1k $17.0m $17.0m 4.60% Reduced -71.4k -71,351
69 KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC 0.05% of their portfolio LOS ANGELES, CA 199,235199.2k $16.7m $16.7m 0.05% Added +16.8k +16,789
70 Badgley Phelps Wealth Managers, LLC 0.66% of their portfolio SEATTLE, WA 195,802195.8k $16.4m $16.4m 0.66% Added +572 +572
71 Baird Financial Group, Inc. 0.04% of their portfolio MILWAUKEE, WI 183,745183.7k $15.4m $15.4m 0.04% Reduced -10.1k -10,096
72 Private Advisor Group, LLC 0.08% of their portfolio MORRISTOWN, NJ 182,295182.3k $2.6m $2.6m 0.08% Added +8.5k +8,473
73 Cambridge Investment Research Advisors, Inc. 0.08% of their portfolio FAIRFIELD, IA 173,847173.8k $14.5m $14.5m 0.08% Reduced -167.9k -167,925
74 First International Bank & Trust 4.81% of their portfolio WATFORD CITY, ND 168,772168.8k $14.1m $14.1m 4.81% Added +2.6k +2,619
75 PATHSTONE FAMILY OFFICE, LLC 0.12% of their portfolio ENGLEWOOD, NJ 167,652167.7k $14.0m $14.0m 0.12% Added +108.3k +108,312
76 Financial Engines Advisors L.L.C. 0.04% of their portfolio SANTA CLARA, CA 161,986162.0k $13.5m $13.5m 0.04% Added +102.0k +102,037
77 Falcon Wealth Planning 3.86% of their portfolio Ontario, CA 160,983161.0k $13.5m $13.5m 3.86% Added +15.2k +15,224
78 GenWealth Group, Inc. 4.29% of their portfolio Maplewood, NJ 157,030157.0k $13.1m $13.1m 4.29% New
79 Cetera Advisors LLC 0.24% of their portfolio DENVER, CO 155,173155.2k $13.0m $13.0m 0.24% Reduced -19.1k -19,060
80 Bartlett & Co. LLC 0.26% of their portfolio CINCINNATI, OH 153,923153.9k $12.9m $12.9m 0.26% Reduced -3.6k -3,641
81 BARTLETT & CO. WEALTH MANAGEMENT LLC 0.26% of their portfolio CINCINNATI, OH 153,923153.9k $12.9m $12.9m 0.26% Reduced -3.6k -3,641
82 LBJ Family Wealth Advisors, Ltd. 9.60% of their portfolio AUSTIN, TX 153,800153.8k $12.9m $12.9m 9.60% Reduced -33.9k -33,891
83 NewEdge Advisors, LLC 0.28% of their portfolio NEW ORLEANS, LA 145,213145.2k $10.6m $10.6m 0.28% Added +32.3k +32,325
84 CW Advisors, LLC 0.30% of their portfolio BOSTON, MA 141,767141.8k $11.9m $11.9m 0.30% Added +121.2k +121,232
85 COMERICA BANK 0.10% of their portfolio DALLAS, TX 138,794138.8k $12.3m $12.3m 0.10% Added +1.8k +1,752
86 BANK OF MONTREAL /CAN/ 0.01% of their portfolio TORONTO, A6 137,804137.8k $12.4m $12.4m 0.01% Reduced -2.4k -2,396
87 BOKF, NA 0.21% of their portfolio TULSA, OK 137,677137.7k $11.5m $11.5m 0.21% Reduced -882 -882
88 Avior Wealth Management, LLC 0.86% of their portfolio OMAHA, NE 136,568136.6k $11.4m $11.4m 0.86% Reduced -13.7k -13,725
89 FSA Wealth Management LLC 6.60% of their portfolio Needham, MA 135,664135.7k $11.3m $11.3m 6.60% Added +18.0k +17,979
90 B. Riley Wealth Advisors, Inc. 0.31% of their portfolio MEMPHIS, TN 132,537132.5k $11.1m $11.1m 0.31% Added +1.2k +1,167
91 First Citizens Asset Management, Inc. 6.17% of their portfolio RALEIGH, NC 131,577131.6k $11.0m $11.0m 6.17% Added +109 +109
92 JMG Financial Group, Ltd. 0.60% of their portfolio DOWNERS GROVE, IL 129,970130.0k $10.9m $10.9m 0.60% Reduced -387 -387
93 PRUDENTIAL FINANCIAL INC 0.02% of their portfolio NEWARK, NJ 126,367126.4k $10.6m $10.6m 0.02% Reduced -13.9k -13,950
94 UMB Bank, n.a. 0.17% of their portfolio Kansas City, MO 125,094125.1k $10.5m $10.5m 0.17% Reduced -6.9k -6,862
95 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 123,515123.5k $10.3m $10.3m 0.00% Added +10.8k +10,820
96 FARMERS & MERCHANTS INVESTMENTS INC 0.41% of their portfolio LINCOLN, NE 119,591119.6k $10.0m $10.0m 0.41% Reduced -790 -790
97 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 119,459119.5k $10.0m $10.0m 0.01% Reduced -4.1k -4,120
98 Steward Partners Investment Advisory, LLC 0.17% of their portfolio STAMFORD, CT 118,430118.4k $9.9m $9.9m 0.17% Reduced -3.9k -3,856
99 MAI Capital Management 0.16% of their portfolio INDEPENDENCE, OH 115,493115.5k $9.7m $9.7m 0.16% Added +52.2k +52,232
100 Waverly Advisors, LLC 0.52% of their portfolio BIRMINGHAM, AL 112,997113.0k $9.4m $9.4m 0.52% Added +83.1k +83,063