Vault-13

ISHARES TR SUB

SHRT NAT MUN ETF · ETP · CUSIP 464288158

789 institutional holders +71 vs Q3 2022
86,486,79586.5m shares reported held*
$9.1bnreported value*
111 new 319 added 220 reduced 77 sold out net bought ≈ $1.9bn (+18.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($16.7m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $105.23. Options: 1 managers hold calls ($22.5k notional), 0 hold puts (—).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

05001kQ3 22: 718Q4 22: 789789Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022718
Q4 2022789

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10k$20k$30kQ3 22 calls: $22.0kQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $22.5kQ4 22 puts: $0Q4 22P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2022$22.0k$00.00
Q4 2022$22.5k$00.00

Biggest buyers

Bank of New York Mellon Corp Added +4,482,613+4.5m
FRANKLIN RESOURCES INC Added +1,748,639+1.7m
Orgel Wealth Management, LLC Added +1,167,959+1.2m
ENVESTNET ASSET MANAGEMENT INC Added +1,148,773+1.1m
MERCER GLOBAL ADVISORS INC /ADV Added +1,143,218+1.1m
JPMORGAN CHASE & CO Added +848,338+848.3k
MORGAN STANLEY Added +765,652+765.7k
PATHSTONE FAMILY OFFICE, LLC Added +678,386+678.4k
HighTower Advisors, LLC Added +635,383+635.4k
GRIMES & Co WEALTH MANAGEMENT, LLC New +629,345+629.3k

Biggest sellers

BANK OF AMERICA CORP /DE/ Reduced -3,415,505-3.4m
TIAA, FSB Reduced -333,012-333.0k
Lutz Financial Services LLC Reduced -221,393-221.4k
MEEDER ASSET MANAGEMENT INC Reduced -204,232-204.2k
JSF Financial, LLC Sold out -174,682-174.7k
AUA CAPITAL MANAGEMENT, LLC Reduced -121,797-121.8k
Smithfield Trust Co Reduced -86,832-86.8k
Alera Investment Advisors, LLC Reduced -81,739-81.7k
Legacy Financial Advisors, Inc. Sold out -72,657-72.7k
Mariner, LLC Reduced -68,928-68.9k

Biggest calls

Paladin Advisory Group, LLC Unchanged $22.5k216 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: Bank of New York Mellon Corp (4.8%, 2026-04-28)

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Bank of New York Mellon Corp 0.25% of their portfolio NEW YORK, NY 10,515,35010.5m $1.1bn $1.1bn 0.25% Added +4.5m +4,482,613
2 BANK OF AMERICA CORP /DE/ 0.11% of their portfolio CHARLOTTE, NC 8,195,1928.2m $854.5m $854.5m 0.11% Reduced -3.4m -3,415,505
3 ENVESTNET ASSET MANAGEMENT INC 0.33% of their portfolio Berwyn, PA 6,089,3316.1m $634.9m $634.9m 0.33% Added +1.1m +1,148,773
4 MORGAN STANLEY 0.05% of their portfolio NEW YORK, NY 3,901,2783.9m $406.8m $406.8m 0.05% Added +765.7k +765,652
5 MERCER GLOBAL ADVISORS INC /ADV 1.85% of their portfolio DENVER, CO 3,539,7113.5m $369.1m $369.1m 1.85% Added +1.1m +1,143,218
6 SEI INVESTMENTS CO 0.52% of their portfolio OAKS, PA 2,260,5752.3m $235.7m $235.7m 0.52% Added +259.1k +259,120
7 JPMORGAN CHASE & CO 0.03% of their portfolio NEW YORK, NY 2,137,9462.1m $222.9m $222.9m 0.03% Added +848.3k +848,338
8 UBS Group AG 0.10% of their portfolio ZURICH, V8 1,966,3892.0m $205.0m $205.0m 0.10% Added +311.7k +311,704
9 FRANKLIN RESOURCES INC 0.09% of their portfolio San Mateo, CA 1,752,1491.8m $182.7m $182.7m 0.09% Added +1.7m +1,748,639
10 ROYAL BANK OF CANADA 0.05% of their portfolio TORONTO, A6 1,682,1551.7m $175.4m $175.4m 0.05% Added +147.8k +147,829
11 US BANCORP \DE\ 0.25% of their portfolio MINNEAPOLIS, MN 1,355,7491.4m $141.4m $141.4m 0.25% Added +147.3k +147,338
12 Orgel Wealth Management, LLC 4.69% of their portfolio ALTOONA, WI 1,169,9781.2m $122.0m $122.0m 4.69% Added +1.2m +1,167,959
13 CITIGROUP INC 0.16% of their portfolio NEW YORK, NY 1,110,4891.1m $115.8m $115.8m 0.16% Added +164.9k +164,948
14 TIAA, FSB 0.44% of their portfolio ST. LOUIS, MO 1,071,7801.1m $111.8m $111.8m 0.44% Reduced -333.0k -333,012
15 LPL Financial LLC 0.10% of their portfolio FORT MILL, SC 1,069,6691.1m $111.5m $111.5m 0.10% Added +119.1k +119,058
16 Creative Planning 0.17% of their portfolio OVERLAND PARK, KS 1,058,8931.1m $110.4m $110.4m 0.17% Added +604.5k +604,540
17 AMERIPRISE FINANCIAL INC 0.04% of their portfolio MINNEAPOLIS, MN 1,000,8021.0m $104.0m $104.0m 0.04% Added +530.0k +529,954
18 CAPTRUST FINANCIAL ADVISORS 0.50% of their portfolio RALEIGH, NC 960,369960.4k $100.1m $100.1m 0.50% Added +207.4k +207,366
19 Mariner, LLC 0.31% of their portfolio Overland Park, KS 912,652912.7k $95.2m $95.2m 0.31% Reduced -68.9k -68,928
20 HighTower Advisors, LLC 0.22% of their portfolio CHICAGO, IL 911,550911.5k $95.1m $95.1m 0.22% Added +635.4k +635,383
21 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.14% of their portfolio MILWAUKEE, WI 890,668890.7k $92.9m $92.9m 0.14% Added +47.7k +47,734
22 GOLDMAN SACHS GROUP INC 0.02% of their portfolio NEW YORK, NY 781,241781.2k $81.5m $81.5m 0.02% Added +600.4k +600,365
23 WELLS FARGO & COMPANY/MN 0.03% of their portfolio SAN FRANCISCO, CA 762,369762.4k $79.5m $79.5m 0.03% Added +56.5k +56,529
24 BANK OF MONTREAL /CAN/ 0.04% of their portfolio TORONTO, A6 756,757756.8k $78.9m $78.9m 0.04% Added +223.3k +223,268
25 PATHSTONE FAMILY OFFICE, LLC 0.64% of their portfolio ENGLEWOOD, NJ 715,466715.5k $75.5m $75.5m 0.64% Added +678.4k +678,386
26 Merriman Wealth Management, LLC 3.48% of their portfolio SEATTLE, WA 650,876650.9k $67.9m $67.9m 3.48% Added +553.2k +553,151
27 GRIMES & Co WEALTH MANAGEMENT, LLC 2.77% of their portfolio WESTBOROUGH, MA 629,345629.3k $65.6m $65.6m 2.77% New
28 Sand Hill Global Advisors, LLC 3.51% of their portfolio Palo Alto, CA 597,028597.0k $62.3m $62.3m 3.51% Added +204.7k +204,687
29 Avantax Planning Partners, Inc. 2.44% of their portfolio DUBUQUE, IA 590,128590.1k $61.5m $61.5m 2.44% Reduced -2.9k -2,869
30 Ellevest, Inc. 4.97% of their portfolio NEW YORK, NY 566,381566.4k $59.1m $59.1m 4.97% Added +11.3k +11,341
31 OSAIC HOLDINGS, INC. 0.12% of their portfolio SCOTTSDALE, AZ 563,761563.8k $58.8m $58.8m 0.12% Added +88.1k +88,056
32 Heritage Investment Group, Inc. 17.74% of their portfolio POMPANO BEACH, FL 536,675536.7k $56.0m $56.0m 17.74% Added +493.6k +493,614
33 One Capital Management, LLC 2.62% of their portfolio WESTLAKE VILLAGE, CA 471,655471.7k $49.2m $49.2m 2.62% Added +3.4k +3,446
34 Allworth Financial LP 0.50% of their portfolio FOLSOM, CA 429,997430.0k $44.8m $44.8m 0.50% Added +117.9k +117,898
35 Cetera Investment Advisers 0.40% of their portfolio SCHAUMBURG, IL 410,787410.8k $42.8m $42.8m 0.40% Added +158.5k +158,463
36 Beacon Pointe Advisors, LLC 0.76% of their portfolio NEWPORT BEACH, CA 373,886373.9k $39.0m $39.0m 0.76% Added +15.2k +15,163
37 ANGELES WEALTH MANAGEMENT, LLC 6.64% of their portfolio SANTA MONICA, CA 363,970364.0k $38.0m $38.0m 6.64% Added +16.8k +16,810
38 Windham Capital Management, LLC 13.08% of their portfolio BOSTON, MA 326,499326.5k $34.0m $34.0m 13.08% Reduced -42.1k -42,097
39 BAILARD, INC. 1.28% of their portfolio Foster City, CA 322,528322.5k $33.6m $33.6m 1.28% Added +13.8k +13,824
40 RAYMOND JAMES & ASSOCIATES 0.03% of their portfolio ST PETERSBURG, FL 319,655319.7k $33.3m $33.3m 0.03% Reduced -61.7k -61,732
41 CIBC Private Wealth Group LLC 0.10% of their portfolio ATLANTA, GA 300,786300.8k $31.4m $31.4m 0.10% New
42 Column Capital Advisors, LLC 5.09% of their portfolio INDIANAPOLIS, IN 294,042294.0k $30.7m $30.7m 5.09% Added +147.4k +147,400
43 Raub Brock Capital Management LP 6.10% of their portfolio LARKSPUR, CA 286,185286.2k $29.8m $29.8m 6.10% Added +855 +855
44 PARTNERS CAPITAL INVESTMENT GROUP, LLP 1.42% of their portfolio BOSTON, MA 282,643282.6k $29.5m $29.5m 1.42% Added +201.8k +201,780
45 MML INVESTORS SERVICES, LLC 0.19% of their portfolio SPRINGFIELD, MA 275,527275.5k $28.7m $28.7m 0.19% Added +49.0k +49,021
46 COMMONWEALTH EQUITY SERVICES, LLC 0.07% of their portfolio WALTHAM, MA 268,837268.8k $28.0m $28.0m 0.07% Added +27.9k +27,929
47 CAHABA WEALTH MANAGEMENT, INC. 3.40% of their portfolio Atlanta, GA 262,990263.0k $27.4m $27.4m 3.40% Added +18.5k +18,468
48 Willow Creek Wealth Management Inc. 4.54% of their portfolio Sebastopol, CA 261,991262.0k $27.3m $27.3m 4.54% New
49 SHEETS SMITH WEALTH MANAGEMENT 4.26% of their portfolio WINSTON-SALEM, NC 261,277261.3k $27.2m $27.2m 4.26% Added +346 +346
50 STIFEL FINANCIAL CORP 0.04% of their portfolio ST. LOUIS, MO 258,072258.1k $26.9m $26.9m 0.04% Reduced -10.8k -10,750
51 Apella Capital, LLC 2.35% of their portfolio WEST HARTFORD, CT 247,304247.3k $25.8m $25.8m 2.35% Added +98.4k +98,442
52 Manhattan West Asset Management, LLC 13.05% of their portfolio Los Angeles, CA 245,167245.2k $25.6m $25.6m 13.05% Added +58.6k +58,577
53 Crestwood Advisors Group, LLC 0.86% of their portfolio BOSTON, MA 241,497241.5k $25.2m $25.2m 0.86% Added +9.4k +9,435
54 LAKE STREET ADVISORS GROUP, LLC 1.58% of their portfolio PORTSMOUTH, NH 229,997230.0k $24.0m $24.0m 1.58% Added +156.2k +156,219
55 COMERICA BANK 0.19% of their portfolio DALLAS, TX 229,765229.8k $24.1m $24.1m 0.19% Added +44.0k +44,026
56 RITHOLTZ WEALTH MANAGEMENT 1.29% of their portfolio NEW YORK, NY 221,979222.0k $23.1m $23.1m 1.29% Reduced -18.2k -18,188
57 BUCKINGHAM STRATEGIC WEALTH, LLC 0.42% of their portfolio CLAYTON, MO 219,507219.5k $22.9m $22.9m 0.42% Reduced -38.6k -38,599
58 PARK AVENUE SECURITIES LLC 0.40% of their portfolio NEW YORK, NY 216,435216.4k $22.6m $22.6m 0.40% Added +21.4k +21,398
59 Salomon & Ludwin, LLC 2.86% of their portfolio RICHMOND, VA 216,247216.2k $22.5m $22.5m 2.86% New
60 Meeder Advisory Services, Inc. 2.72% of their portfolio DUBLIN, OH 206,374206.4k $21.5m $21.5m 2.72% First filing
61 NISA INVESTMENT ADVISORS, LLC 0.17% of their portfolio ST. LOUIS, MO 206,100206.1k $21.5m $21.5m 0.17% New
62 RENAISSANCE TECHNOLOGIES LLC 0.03% of their portfolio NEW YORK, NY 201,500201.5k $21.0m $21.0m 0.03% New
63 DGS Capital Management, LLC 13.44% of their portfolio JERSEY CITY, NJ 197,076197.1k $20.5m $20.5m 13.44% Reduced -4.0k -4,042
64 Horiko Capital Management LLC 17.23% of their portfolio NEW YORK, NY 194,961195.0k $20.3m $20.3m 17.23% Added +48.3k +48,261
65 Cardinal Strategic Wealth Guidance 9.77% of their portfolio LOUISVILLE, KY 194,942194.9k $20.3m $20.3m 9.77% New
66 PNC Financial Services Group, Inc. 0.02% of their portfolio Pittsburgh, PA 192,052192.1k $20.0m $20.0m 0.02% Added +12.2k +12,198
67 NewEdge Advisors, LLC 0.48% of their portfolio NEW ORLEANS, LA 191,416191.4k $18.3m $18.3m 0.48% Added +33.4k +33,428
68 MBL Wealth, LLC 3.72% of their portfolio CHARLOTTE, NC 186,237186.2k $19.4m $19.4m 3.72% Reduced -2.5k -2,500
69 Lutz Financial Services LLC 2.26% of their portfolio OMAHA, NE 176,504176.5k $18.4m $18.4m 2.26% Reduced -221.4k -221,393
70 STEEL GROVE CAPITAL ADVISORS, LLC 2.59% of their portfolio MEMPHIS, TN 174,600174.6k $18.2m $18.2m 2.59% New
71 Kestra Advisory Services, LLC 0.16% of their portfolio AUSTIN, TX 169,961170.0k $17.7m $17.7m 0.16% Added +131.5k +131,534
72 Raymond James Financial Services Advisors, Inc. 0.04% of their portfolio ST. PETERSBURG, FL 167,150167.2k $17.4m $17.4m 0.04% Added +23.3k +23,268
73 Meridian Wealth Partners, LLC 3.86% of their portfolio EXTON, PA 159,895159.9k $16.7m $16.7m 3.86% Reduced -1.6k -1,560
74 Modera Wealth Management, LLC 0.67% of their portfolio WESTWOOD, NJ 158,147158.1k $16.5m $16.5m 0.67% Added +29.9k +29,935
75 Financial Council, LLC 10.21% of their portfolio TOWSON, MD 156,358156.4k $16.3m $16.3m 10.21% New
76 Brio Consultants, LLC 3.24% of their portfolio SAN FRANCISCO, CA 155,941155.9k $16.3m $16.3m 3.24% Added +8.6k +8,551
77 Estate Counselors, LLC 2.23% of their portfolio Thiensville, WI 153,220153.2k $16.0m $16.0m 2.23% New
78 CITIZENS FINANCIAL GROUP INC/RI 0.61% of their portfolio PROVIDENCE, RI 150,034150.0k $15.6m $15.6m 0.61% Added +123.8k +123,838
79 Eagle Ridge Investment Management 1.77% of their portfolio STAMFORD, CT 145,629145.6k $15.2m $15.2m 1.77% Added +1.8k +1,809
80 Cresset Asset Management, LLC 0.19% of their portfolio Chicago, IL 141,996142.0k $14.7m $14.7m 0.19% Added +129.7k +129,662
81 TD Capital Management LLC 1.90% of their portfolio MEMPHIS, TN 139,062139.1k $14.5m $14.5m 1.90% Added +5.6k +5,566
82 Cetera Advisor Networks LLC 0.12% of their portfolio EL SEGUNDO, CA 138,457138.5k $14.4m $14.4m 0.12% Added +76.9k +76,948
83 Advus Financial Partners, LLC 6.20% of their portfolio WINTER PARK, FL 136,555136.6k $14.2m $14.2m 6.20% Added +132.3k +132,346
84 West Financial Advisors, LLC 3.92% of their portfolio DES MOINES, IA 134,535134.5k $14.0m $14.0m 3.92% Reduced -11.9k -11,878
85 RMR Wealth Builders 3.16% of their portfolio Montclair, NJ 133,726133.7k $13.9m $13.9m 3.16% Reduced -2.9k -2,893
86 COLONY GROUP LLC 0.19% of their portfolio Boston, MA 131,845131.8k $13.7m $13.7m 0.19% Reduced -40.1k -40,150
87 M&T Bank Corp 0.05% of their portfolio BUFFALO, NY 121,525121.5k $12.7m $12.7m 0.05% Added +12.5k +12,498
88 Rockwood Wealth Management, LLC 2.95% of their portfolio New Hope, PA 121,360121.4k $12.7m $12.7m 2.95% Added +74.1k +74,086
89 1900 WEALTH MANAGEMENT LLC 1.36% of their portfolio SAN ANTONIO, TX 120,363120.4k $12.6m $12.6m 1.36% Added +26.9k +26,918
90 ZEKE CAPITAL ADVISORS, LLC 0.81% of their portfolio BERWYN, PA 118,983119.0k $12.4m $12.4m 0.81% Reduced -29.8k -29,822
91 BlackRock Inc. 0.00% of their portfolio New York, NY 113,730113.7k $11.9m $11.9m 0.00% Added +37.3k +37,310
92 Steward Partners Investment Advisory, LLC 0.20% of their portfolio STAMFORD, CT 113,158113.2k $11.8m $11.8m 0.20% Added +35.8k +35,788
93 Wilmington Savings Fund Society, FSB 0.53% of their portfolio WILMINGTON, DE 112,596112.6k $11.7m $11.7m 0.53% Added +92.2k +92,250
94 Orion Portfolio Solutions, LLC 0.41% of their portfolio Omaha, NE 111,271111.3k $11.6m $11.6m 0.41% Added +14.8k +14,844
95 Integrated Advisors Network LLC 0.74% of their portfolio DALLAS, TX 109,449109.4k $11.4m $11.4m 0.74% Reduced -16.1k -16,067
96 CGN Advisors LLC 2.01% of their portfolio MANHATTAN, KS 109,442109.4k $11.4m $11.4m 2.01% Added +71.5k +71,516
97 Bridgewater Advisors Inc. 2.73% of their portfolio NEW YORK, NY 108,364108.4k $11.3m $11.3m 2.73% Added +471 +471
98 ARKANSAS FINANCIAL GROUP, INC. 2.45% of their portfolio LITTLE ROCK, AR 107,317107.3k $11.2m $11.2m 2.45% New
99 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 106,527106.5k $11.1m $11.1m 0.02% Added +22.1k +22,097
100 BRANDYWINE OAK PRIVATE WEALTH LLC 1.36% of their portfolio Kennett Square, PA 104,918104.9k $10.9m $10.9m 1.36% Added +42.3k +42,327