Vault-13

SPDR SER TR HYMB

NUVEEN BLOOMBERG · ETP · CUSIP 78464A284

275 institutional holders +36 vs Q3 2022
36,177,79436.2m shares reported held*
$1.7bnreported value*
56 new 100 added 75 reduced 34 sold out net bought ≈ $565.6m (+12.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($51.6m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $48.18. Options: 2 managers hold calls ($305.0k notional), 2 hold puts ($1.7m).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 239Q4 22: 275275Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022239
Q4 2022275

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5m$2mQ3 22 calls: $1.3mQ3 22 puts: $1.5mQ3 22P/C 1.14Q4 22 calls: $305.0kQ4 22 puts: $1.7mQ4 22P/C 5.56
Numbers
QuarterCallsPutsP/C
Q3 2022$1.3m$1.5m1.14
Q4 2022$305.0k$1.7m5.56

Biggest buyers

GOLDMAN SACHS GROUP INC Added +2,322,125+2.3m
SEI INVESTMENTS CO Added +1,875,707+1.9m
BANK OF AMERICA CORP /DE/ Added +1,755,881+1.8m
JANE STREET GROUP, LLC New +1,600,041+1.6m
WELLS FARGO & COMPANY/MN Added +1,015,884+1.0m
Parcion Private Wealth LLC Added +676,851+676.9k
FMR LLC Added +676,421+676.4k
Pallas Capital Advisors LLC Added +337,387+337.4k
SG Americas Securities, LLC New +318,200+318.2k
MORGAN STANLEY Added +293,535+293.5k

Biggest sellers

Pinnacle Wealth Planning Services, Inc. Sold out -600,000-600.0k
Stratos Wealth Partners, LTD. Reduced -500,274-500.3k
Private Ocean, LLC Reduced -350,601-350.6k
Blue Chip Partners, LLC Reduced -180,189-180.2k
CONDOR CAPITAL MANAGEMENT Sold out -170,703-170.7k
Avidian Wealth Enterprises, LLC Reduced -104,032-104.0k
AMERIPRISE FINANCIAL INC Reduced -63,592-63.6k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -60,087-60.1k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -51,596-51.6k
Elequin Capital, LP Sold out -43,619-43.6k

Biggest calls

CITADEL ADVISORS LLC Reduced $303.6k6.2k shares
Paladin Advisory Group, LLC Reduced $1.4k28 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $930.4k19.0k shares
CITADEL ADVISORS LLC Added $763.9k15.6k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FMR LLC 13G · institution +6.5 pts · filed 2026-09-08 12.0% +6.5 pts 16.7m≈ $425.1m 2026-09-08

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 GOLDMAN SACHS GROUP INC 0.06% of their portfolio NEW YORK, NY 4,103,8894.1m $201.0m $201.0m 0.06% Added +2.3m +2,322,125
2 SEI INVESTMENTS CO 0.39% of their portfolio OAKS, PA 3,568,9273.6m $174.8m $174.8m 0.39% Added +1.9m +1,875,707
3 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 3,487,2913.5m $170.8m $170.8m 0.02% Added +1.8m +1,755,881
4 FMR LLC 0.02% of their portfolio BOSTON, MA 3,447,0553.4m $168.8m $168.8m 0.02% Added +676.4k +676,421
5 RAYMOND JAMES & ASSOCIATES 0.10% of their portfolio ST PETERSBURG, FL 2,215,4482.2m $108.5m $108.5m 0.10% Added +54.1k +54,059
6 JANE STREET GROUP, LLC 0.15% of their portfolio NEW YORK, NY 1,600,0411.6m $78.4m $78.4m 0.15% New
7 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 1,448,5161.4m $70.9m $70.9m 0.02% Added +1.0m +1,015,884
8 Avantax Planning Partners, Inc. 2.50% of their portfolio DUBUQUE, IA 1,287,5821.3m $63.1m $63.1m 2.50% Added +162.1k +162,095
9 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.28% of their portfolio IRVING, TX 1,036,4591.0m $50.8m $50.8m 0.28% Added +41.5k +41,547
10 ENVESTNET ASSET MANAGEMENT INC 0.03% of their portfolio Berwyn, PA 1,029,5191.0m $50.4m $50.4m 0.03% Reduced -32.7k -32,673
11 Parcion Private Wealth LLC 4.91% of their portfolio BELLEVUE, WA 923,855923.9k $45.2m $45.2m 4.91% Added +676.9k +676,851
12 Private Ocean, LLC 5.57% of their portfolio SAN RAFAEL, CA 915,657915.7k $44.8m $44.8m 5.57% Reduced -350.6k -350,601
13 LPL Financial LLC 0.04% of their portfolio FORT MILL, SC 897,449897.4k $43.9m $43.9m 0.04% Added +183.5k +183,470
14 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 825,569825.6k $40.4m $40.4m 0.00% Added +293.5k +293,535
15 Pallas Capital Advisors LLC 1.63% of their portfolio BRAINTREE, MA 630,897630.9k $16.1m $16.1m 1.63% Added +337.4k +337,387
16 MERCER GLOBAL ADVISORS INC /ADV 0.05% of their portfolio DENVER, CO 381,097381.1k $10.4m $10.4m 0.05% Added +193.8k +193,835
17 SG Americas Securities, LLC 0.23% of their portfolio NEW YORK, NY 318,200318.2k $15.6m $15.6m 0.23% New
18 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 305,888305.9k $15.0m $15.0m 0.00% Added +101.0k +101,037
19 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 296,445296.4k $14.0m $14.0m 0.03% Added +88.4k +88,432
20 HighTower Advisors, LLC 0.03% of their portfolio CHICAGO, IL 286,314286.3k $14.0m $14.0m 0.03% Added +241.0k +241,007
21 Revolve Wealth Partners, LLC 3.74% of their portfolio Hackensack, NJ 266,629266.6k $13.1m $13.1m 3.74% Added +82.3k +82,257
22 1900 WEALTH MANAGEMENT LLC 1.38% of their portfolio SAN ANTONIO, TX 259,982260.0k $12.7m $12.7m 1.38% Reduced -39.9k -39,890
23 UBS Group AG 0.01% of their portfolio ZURICH, V8 253,684253.7k $12.4m $12.4m 0.01% Added +93.6k +93,551
24 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 252,678252.7k $12.4m $12.4m 0.00% Reduced -63.6k -63,592
25 CX Institutional 0.72% of their portfolio AUBURN, IN 242,685242.7k $11.9m $11.9m 0.72% Added +113.7k +113,678
26 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 235,037235.0k $11.5m $11.5m 0.02% Added +8.4k +8,446
27 Capital Asset Advisory Services LLC 0.88% of their portfolio Williamston, MI 225,728225.7k $11.1m $11.1m 0.88% New
28 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 200,207200.2k $9.8m $9.8m 0.01% Added +85.1k +85,116
29 Parkside Investments, LLC 1.87% of their portfolio DEERFIELD, IL 191,239191.2k $9.4m $9.4m 1.87% Reduced -1.8k -1,789
30 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.42% of their portfolio Seattle, WA 182,802182.8k $9.0m $9.0m 0.42% Added +17.3k +17,259
31 Cetera Advisor Networks LLC 0.07% of their portfolio EL SEGUNDO, CA 177,179177.2k $8.7m $8.7m 0.07% Added +156.5k +156,521
32 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.05% of their portfolio PLYMOUTH, MN 153,156153.2k $3.9m $3.9m 0.05% Added +95.4k +95,368
33 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 152,940152.9k $7.5m $7.5m 0.00% Added +112.8k +112,769
34 CONFLUENCE INVESTMENT MANAGEMENT LLC 0.10% of their portfolio ST. LOUIS, MO 142,451142.5k $7.0m $7.0m 0.10% Added +67.8k +67,795
35 Beacon Pointe Advisors, LLC 0.13% of their portfolio NEWPORT BEACH, CA 135,478135.5k $6.6m $6.6m 0.13% Added +117.0k +116,959
36 M&T Bank Corp 0.02% of their portfolio BUFFALO, NY 117,750117.8k $5.8m $5.8m 0.02% Added +60.0k +60,000
37 RIVERSEDGE ADVISORS, LLC 1.75% of their portfolio Wilmington, DE 110,587110.6k $5.4m $5.4m 1.75% Added +27.6k +27,573
38 Avidian Wealth Enterprises, LLC 0.35% of their portfolio Houston, TX 109,925109.9k $5.4m $5.4m 0.35% Reduced -104.0k -104,032
39 RENAISSANCE TECHNOLOGIES LLC 0.01% of their portfolio NEW YORK, NY 106,600106.6k $5.2m $5.2m 0.01% New
40 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 0.19% of their portfolio LOS ANGELES, CA 105,246105.2k $5.2m $5.2m 0.19% New
41 Thrive Wealth Management, LLC 1.46% of their portfolio AUDUBON, PA 103,930103.9k $5.1m $5.1m 1.46% Added +52.2k +52,163
42 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 102,333102.3k $5.0m $5.0m 0.01% Added +49.6k +49,620
43 CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 0.18% of their portfolio MINNEAPOLIS, MN 100,243100.2k $4.9m $4.9m 0.18% New
44 High Net Worth Advisory Group LLC 1.86% of their portfolio NAPLES, FL 97,79097.8k $4.8m $4.8m 1.86% Added +89.6k +89,645
45 Syntegra Private Wealth Group, LLC 0.94% of their portfolio Chesterfield, MO 95,95496.0k $4.7m $4.7m 0.94% First filing
46 Sargent Bickham Lagudis LLC 0.38% of their portfolio Boulder, CO 94,87094.9k $4.6m $4.6m 0.38% Added +5.3k +5,269
47 Integrated Wealth Concepts LLC 0.12% of their portfolio WALTHAM, MA 91,18591.2k $4.5m $4.5m 0.12% Added +22.4k +22,419
48 Running Point Capital Advisors, LLC 2.65% of their portfolio EL SEGUNDO, CA 88,18788.2k $4.3m $4.3m 2.65% Added +21.6k +21,620
49 Erickson Financial Group, LLC 4.20% of their portfolio ALLENTOWN, PA 79,34179.3k $3.9m $3.9m 4.20% Added +8.8k +8,807
50 IFP Advisors, Inc 0.11% of their portfolio TAMPA, FL 73,92473.9k $4.2m $4.2m 0.11% Added +4.9k +4,931
51 Dubuque Bank & Trust Co 0.47% of their portfolio Dubuque, IA 73,57573.6k $3.6m $3.6m 0.47% Added +26.6k +26,600
52 BENJAMIN F. EDWARDS & COMPANY, INC. 0.16% of their portfolio ST. LOUIS, MO 73,41873.4k $3.6m $3.6m 0.16% Added +39.9k +39,855
53 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 72,17772.2k $3.5m $3.5m 0.01% Added +38.4k +38,408
54 Collaborative Wealth Managment Inc. 2.21% of their portfolio LAKE MARY, FL 68,57068.6k $3.4m $3.4m 2.21% Added +1.9k +1,877
55 CAPE COD FIVE CENTS SAVINGS BANK 0.37% of their portfolio HYANNIS, MA 67,67067.7k $3.3m $3.3m 0.37% Reduced -13.2k -13,198
56 WCG Wealth Advisors LLC 0.45% of their portfolio LAS VEGAS, NV 67,31567.3k $3.3m $3.3m 0.45% Added +8.2k +8,157
57 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 64,58964.6k $3.2m $3.2m 0.02% Added +14.1k +14,056
58 Wedmont Private Capital 0.45% of their portfolio WEST CHESTER, PA 60,72360.7k $3.0m $3.0m 0.45% Added +37.9k +37,879
59 Bragg Financial Advisors, Inc 0.18% of their portfolio CHARLOTTE, NC 60,13660.1k $2.9m $2.9m 0.18% Added +9.1k +9,100
60 McAdam, LLC 0.35% of their portfolio Philadelphia, PA 59,85459.9k $3.6m $3.6m 0.35% Added +14.0k +13,998
61 RFG Advisory, LLC 0.08% of their portfolio BIRMINGHAM, AL 59,52859.5k $1.5m $1.5m 0.08% Reduced -25.2k -25,236
62 James J. Burns & Company, LLC 1.14% of their portfolio MELVILLE, NY 56,94256.9k $2.8m $2.8m 1.14% Added +13.6k +13,643
63 Jordan Park Group LLC 0.22% of their portfolio SAN FRANCISCO, CA 56,74156.7k $2.8m $2.8m 0.22% New
64 CAPITAL INSIGHT PARTNERS, LLC 0.72% of their portfolio SCOTTSDALE, AZ 56,54956.5k $2.8m $2.8m 0.72% New
65 Thrivent Financial for Lutherans 0.01% of their portfolio Minneapolis, MN 56,51956.5k $2.8m $2.8m 0.01% Added +2.4k +2,436
66 Orcam Financial Group 4.24% of their portfolio ENCINITAS, CA 56,31656.3k $2.8m $2.8m 4.24% Reduced -12.8k -12,756
67 Private Advisor Group, LLC 0.08% of their portfolio MORRISTOWN, NJ 54,40354.4k $2.7m $2.7m 0.08% Added +1.8k +1,812
68 CGN Advisors LLC 0.47% of their portfolio MANHATTAN, KS 54,32554.3k $2.7m $2.7m 0.47% Added +15.7k +15,720
69 Blue Chip Partners, LLC 0.32% of their portfolio FARMINGTON HILLS, MI 51,73751.7k $2.5m $2.5m 0.32% Reduced -180.2k -180,189
70 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 51,21751.2k $2.5m $2.5m 0.01% Reduced -51.6k -51,596
71 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 51,19551.2k $2.5m $2.5m 0.00% Reduced -4.8k -4,806
72 GYL Financial Synergies, LLC 0.53% of their portfolio West Hartford, CT 49,53749.5k $2.4m $2.4m 0.53% Added +38.2k +38,219
73 Performance Wealth Partners, LLC 0.14% of their portfolio HINSDALE, IL 48,48048.5k $2.4m $2.4m 0.14% Reduced -4.1k -4,115
74 HSBC HOLDINGS PLC 0.00% of their portfolio LONDON, X0 48,13548.1k $2.4m $2.4m 0.00% Added +36.8k +36,818
75 Perigon Wealth Management, LLC 0.07% of their portfolio SAN FRANCISCO, CA 46,71046.7k $2.3m $2.3m 0.07% Added +37.2k +37,179
76 WealthShield Partners, LLC 0.43% of their portfolio CARY, NC 46,03146.0k $2.3m $2.3m 0.43% Added +39.5k +39,550
77 OLD MISSION CAPITAL LLC 0.09% of their portfolio CHICAGO, IL 43,74743.7k $2.1m $2.1m 0.09% New
78 Roberts Financial Services LLC 0.55% of their portfolio MARQUETTE, MI 43,24743.2k $2.1m $2.1m 0.55% Added +5.9k +5,887
79 DRAVO BAY LLC 1.73% of their portfolio REHOBOTH BEACH, DE 43,15843.2k $2.1m $2.1m 1.73% Added +30.1k +30,077
80 Melone Private Wealth, LLC 1.73% of their portfolio AUBURN HILLS, MI 41,69641.7k $2.0m $2.0m 1.73% Reduced -2.0k -2,023
81 Mariner, LLC 0.01% of their portfolio Overland Park, KS 41,41441.4k $2.0m $2.0m 0.01% Reduced -33.5k -33,500
82 Atria Investments, Inc 0.04% of their portfolio Charlotte, NC 40,51340.5k $2.0m $2.0m 0.04% New
83 Equitable Holdings, Inc. 0.03% of their portfolio NEW YORK, NY 39,63139.6k $1.9m $1.9m 0.03% Added +25.8k +25,757
84 MBL Wealth, LLC 0.36% of their portfolio CHARLOTTE, NC 37,94237.9k $1.9m $1.9m 0.36% Added +5.4k +5,372
85 Tortoise Investment Management, LLC 0.32% of their portfolio WHITE PLAINS, NY 37,73037.7k $1.8m $1.8m 0.32% Reduced -16.4k -16,390
86 KWMG, LLC 0.25% of their portfolio OVERLAND PARK, KS 35,34535.3k $1.7m $1.7m 0.25% Added +4.2k +4,230
87 Executive Wealth Management, LLC 0.21% of their portfolio BRIGHTON, MI 34,49634.5k $1.7m $1.7m 0.21% Added +32.8k +32,827
88 Veery Capital, LLC 0.93% of their portfolio Wilmington, DE 32,14332.1k $1.6m $1.6m 0.93% Reduced -4.5k -4,493
89 Affiance Financial, LLC 0.63% of their portfolio ST. LOUIS PARK, MN 31,74831.7k $1.6m $1.6m 0.63% New
90 Tennessee Valley Asset Management Partners 0.53% of their portfolio KNOXVILLE, TN 31,23831.2k $1.5m $1.5m 0.53% Added +3.7k +3,717
91 SevenBridge Financial Group, LLC 0.43% of their portfolio HARRISBURG, PA 30,16530.2k $1.5m $1.5m 0.43% New
92 Meeder Advisory Services, Inc. 0.09% of their portfolio DUBLIN, OH 29,66829.7k $726.4k $726.4k 0.09% First filing
93 MATHER GROUP, LLC. 0.03% of their portfolio CHICAGO, IL 29,14429.1k $1.4m $1.4m 0.03% Reduced -8.5k -8,493
94 Sebold Capital Management, Inc. 1.17% of their portfolio LISLE, IL 29,03129.0k $1.4m $1.4m 1.17% First filing
95 AFT, FORSYTH & COMPANY, INC. 1.21% of their portfolio JUPITER, FL 28,87528.9k $1.4m $1.4m 1.21% Unchanged
96 Stratos Wealth Partners, LTD. 0.03% of their portfolio BEACHWOOD, OH 27,18827.2k $1.3m $1.3m 0.03% Reduced -500.3k -500,274
97 COLONY GROUP LLC 0.02% of their portfolio Boston, MA 27,09727.1k $1.3m $1.3m 0.02% Added +1.9k +1,937
98 USAdvisors Wealth Management, LLC 0.37% of their portfolio EDEN PRAIRIE, MN 26,82126.8k $757.0k $757.0k 0.37% Added +29 +29
99 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 25,76025.8k $1.3m $1.3m 0.01% Added +11.9k +11,906
100 Beta Wealth Group, Inc. 0.83% of their portfolio SAN DIEGO, CA 25,37025.4k $1.2m $1.2m 0.83% Reduced -1.8k -1,837