Vault-13

SPDR SER TR FLRN

BLOOMBERG INVT · ETP · CUSIP 78468R200

348 institutional holders +9 vs Q3 2022
73,076,17973.1m shares reported held*
$2.2bnreported value*
33 new 108 added 148 reduced 33 sold out net sold ≈ $121.6m (-4.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.5m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $30.40. Options: 1 managers hold calls ($0 notional), 0 hold puts (—).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 339Q4 22: 348348Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022339
Q4 2022348

Biggest buyers

Tradewinds Capital Management, LLC Added +889,123+889.1k
RENAISSANCE TECHNOLOGIES LLC Added +704,786+704.8k
LPL Financial LLC Added +470,318+470.3k
OneDigital Investment Advisors LLC New +403,623+403.6k
CWM, LLC Added +398,801+398.8k
Cetera Advisor Networks LLC Added +361,741+361.7k
BANK OF AMERICA CORP /DE/ Added +308,707+308.7k
ROYAL BANK OF CANADA Added +290,626+290.6k
Iron Horse Wealth Management, LLC Added +281,881+281.9k
NewEdge Advisors, LLC Added +237,235+237.2k

Biggest sellers

Davidson Capital Management Inc. Sold out -1,437,872-1.4m
WELLS FARGO & COMPANY/MN Reduced -1,192,402-1.2m
TIAA, FSB Reduced -836,398-836.4k
Aurora Private Wealth, Inc. Sold out -794,298-794.3k
RFG Advisory, LLC Reduced -735,104-735.1k
Financial Guidance Group, Inc. Sold out -327,764-327.8k
AMERIPRISE FINANCIAL INC Reduced -326,193-326.2k
Valmark Advisers, Inc. Reduced -307,390-307.4k
Cornerstone Management, Inc. Reduced -293,689-293.7k
Alesco Advisors, LLC, An ESL Co Reduced -279,245-279.2k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: FIRST TRUST PORTFOLIOS LP (4.9%, 2026-04-30)

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 AMERIPRISE FINANCIAL INC 0.11% of their portfolio MINNEAPOLIS, MN 10,512,24610.5m $319.4m $319.4m 0.11% Reduced -326.2k -326,193
2 Avantax Planning Partners, Inc. 5.12% of their portfolio DUBUQUE, IA 4,241,7384.2m $128.9m $128.9m 5.12% Reduced -132.3k -132,254
3 WELLS FARGO & COMPANY/MN 0.04% of their portfolio SAN FRANCISCO, CA 3,994,9364.0m $121.4m $121.4m 0.04% Reduced -1.2m -1,192,402
4 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 3,166,4003.2m $96.2m $96.2m 0.01% Added +112.5k +112,510
5 KEYBANK NATIONAL ASSOCIATION/OH 0.38% of their portfolio BROOKLYN, OH 2,524,7172.5m $76.7m $76.7m 0.38% Reduced -263.1k -263,109
6 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 2,216,2942.2m $67.4m $67.4m 0.01% Added +308.7k +308,707
7 ENVESTNET ASSET MANAGEMENT INC 0.03% of their portfolio Berwyn, PA 2,000,6322.0m $60.8m $60.8m 0.03% Added +121.0k +121,012
8 LPL Financial LLC 0.05% of their portfolio FORT MILL, SC 1,996,2072.0m $60.7m $60.7m 0.05% Added +470.3k +470,318
9 UBS Group AG 0.03% of their portfolio ZURICH, V8 1,925,5211.9m $58.5m $58.5m 0.03% Added +74.4k +74,408
10 Valmark Advisers, Inc. 1.31% of their portfolio AKRON, OH 1,873,1121.9m $56.9m $56.9m 1.31% Reduced -307.4k -307,390
11 Tradewinds Capital Management, LLC 22.19% of their portfolio BELLINGHAM, WA 1,568,2071.6m $47.7m $47.7m 22.19% Added +889.1k +889,123
12 Astor Investment Management LLC 14.03% of their portfolio CHICAGO, IL 1,510,1061.5m $45.9m $45.9m 14.03% Reduced -144.3k -144,281
13 OSAIC HOLDINGS, INC. 0.08% of their portfolio SCOTTSDALE, AZ 1,286,8441.3m $39.1m $39.1m 0.08% Added +140.0k +139,990
14 Clearwater Capital Advisors, LLC 4.34% of their portfolio HOFFMAN ESTATES, IL 1,094,7091.1m $33.3m $33.3m 4.34% Reduced -6.0k -5,973
15 Cambridge Investment Research Advisors, Inc. 0.15% of their portfolio FAIRFIELD, IA 976,839976.8k $29.7m $29.7m 0.15% Reduced -2.1k -2,057
16 MFA WEALTH ADVISORS, LLC 10.70% of their portfolio PITTSBURGH, PA 972,227972.2k $29.5m $29.5m 10.70% Reduced -49.9k -49,905
17 AE Wealth Management LLC 0.21% of their portfolio TOPEKA, KS 937,999938.0k $28.5m $28.5m 0.21% Reduced -23.6k -23,609
18 RENAISSANCE TECHNOLOGIES LLC 0.04% of their portfolio NEW YORK, NY 841,800841.8k $25.6m $25.6m 0.04% Added +704.8k +704,786
19 TIAA, FSB 0.10% of their portfolio ST. LOUIS, MO 820,616820.6k $24.9m $24.9m 0.10% Reduced -836.4k -836,398
20 HighTower Advisors, LLC 0.05% of their portfolio CHICAGO, IL 707,967708.0k $21.5m $21.5m 0.05% Added +201.0k +200,975
21 Towercrest Capital Management 4.75% of their portfolio NEWTOWN, PA 706,194706.2k $21.5m $21.5m 4.75% Added +17.6k +17,642
22 Cetera Advisor Networks LLC 0.15% of their portfolio EL SEGUNDO, CA 602,003602.0k $18.3m $18.3m 0.15% Added +361.7k +361,741
23 Alesco Advisors, LLC, An ESL Co 0.68% of their portfolio Pittsford, NY 577,578577.6k $17.6m $17.6m 0.68% Reduced -279.2k -279,245
24 Alliance Wealth Management Group 6.36% of their portfolio FLEMINGTON, NJ 572,193572.2k $17.4m $17.4m 6.36% Added +12.7k +12,744
25 Cedar Mountain Advisors, LLC 5.30% of their portfolio LAKE OSWEGO, OR 555,996556.0k $16.9m $16.9m 5.30% Reduced -6.3k -6,337
26 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 516,711516.7k $15.7m $15.7m 0.00% Added +290.6k +290,626
27 Curbstone Financial Management Corp 3.86% of their portfolio MANCHESTER, NH 508,014508.0k $15.4m $15.4m 3.86% Reduced -3.8k -3,750
28 Iron Horse Wealth Management, LLC 7.40% of their portfolio JOHSTON, IA 451,103451.1k $13.7m $13.7m 7.40% Added +281.9k +281,881
29 Stratos Investment Management, LLC 2.42% of their portfolio BEACHWOOD, OH 445,817445.8k $13.5m $13.5m 2.42% Added +123.0k +122,963
30 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 435,458435.5k $13.2m $13.2m 0.01% Reduced -122.1k -122,135
31 Treasure Coast Financial Planning 9.75% of their portfolio VERO BEACH, FL 430,040430.0k $13.1m $13.1m 9.75% Added +29.9k +29,934
32 Westover Capital Advisors, LLC 5.07% of their portfolio WILMINGTON, DE 421,970422.0k $12.8m $12.8m 5.07% Added +18.6k +18,594
33 Centennial Wealth Advisory LLC 6.89% of their portfolio Traverse City, MI 406,020406.0k $12.3m $12.3m 6.89% Added +4.3k +4,288
34 Glen Eagle Advisors, LLC 3.36% of their portfolio KINGSTON, NJ 404,957405.0k $12.3m $12.3m 3.36% Added +7.1k +7,091
35 OneDigital Investment Advisors LLC 0.36% of their portfolio OVERLAND PARK, KS 403,623403.6k $12.3m $12.3m 0.36% New
36 CWM, LLC 0.09% of their portfolio OMAHA, NE 398,830398.8k $12.1m $12.1m 0.09% Added +398.8k +398,801
37 NewEdge Advisors, LLC 0.31% of their portfolio NEW ORLEANS, LA 394,146394.1k $12.0m $12.0m 0.31% Added +237.2k +237,235
38 Portland Global Advisors LLC 2.15% of their portfolio PORTLAND, ME 384,786384.8k $11.7m $11.7m 2.15% Reduced -3.8k -3,754
39 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 383,128383.1k $11.6m $11.6m 0.02% Added +7.9k +7,944
40 WJ Wealth Management, LLC 6.52% of their portfolio GLENDALE, AZ 369,821369.8k $11.2m $11.2m 6.52% Added +7.7k +7,691
41 Hedeker Wealth, LLC 4.18% of their portfolio Lincolnshire, IL 367,898367.9k $11.2m $11.2m 4.18% Added +162.4k +162,407
42 Mariner, LLC 0.04% of their portfolio Overland Park, KS 365,207365.2k $11.1m $11.1m 0.04% Added +69.3k +69,341
43 Tillar-Wenstrup Advisors, LLC 5.35% of their portfolio CENTERVILLE, OH 364,568364.6k $11.1m $11.1m 5.35% Added +1.0k +1,010
44 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 341,998342.0k $10.4m $10.4m 0.02% Added +2.1k +2,080
45 MBM WEALTH CONSULTANTS, LLC 4.79% of their portfolio CHESTERFIELD, MO 340,730340.7k $10.4m $10.4m 4.79% Reduced -69.9k -69,941
46 ASSETMARK, INC 0.04% of their portfolio CONCORD, CA 334,614334.6k $10.2m $10.2m 0.04% Added +162.6k +162,593
47 Cornerstone Management, Inc. 2.81% of their portfolio DULUTH, GA 328,351328.4k $10.0m $10.0m 2.81% Reduced -293.7k -293,689
48 New York Life Investment Management LLC 0.11% of their portfolio New York, NY 328,331328.3k $10.0m $10.0m 0.11% Reduced -39.9k -39,897
49 SageView Advisory Group, LLC 0.77% of their portfolio Newport Beach, CA 313,042313.0k $9.5m $9.5m 0.77% First filing
50 SimpliFi, Inc. 4.93% of their portfolio SAN DIEGO, CA 310,912310.9k $9.4m $9.4m 4.93% Reduced -63.4k -63,364
51 WESCAP Management Group, Inc. 3.31% of their portfolio Glendale, CA 309,856309.9k $9.4m $9.4m 3.31% Reduced -8.3k -8,325
52 Atria Investments, Inc 0.19% of their portfolio Charlotte, NC 301,085301.1k $9.1m $9.1m 0.19% Added +6.7k +6,725
53 COURIER CAPITAL LLC 1.05% of their portfolio BUFFALO, NY 300,270300.3k $9.1m $9.1m 1.05% Reduced -4.9k -4,917
54 Penobscot Investment Management Company, Inc. 1.56% of their portfolio BOSTON, MA 291,671291.7k $8.9m $8.9m 1.56% Reduced -66.7k -66,747
55 Ameliora Wealth Management Ltd. 4.73% of their portfolio ZURICH, V8 290,818290.8k $8.8m $8.8m 4.73% Added +11.7k +11,713
56 HARBOR ADVISORY CORP /MA/ 3.55% of their portfolio PORTSMOUTH, NH 285,709285.7k $8.7m $8.7m 3.55% Reduced -42.3k -42,311
57 NewSquare Capital LLC 1.06% of their portfolio NEWTOWN SQUARE, PA 280,169280.2k $8.5m $8.5m 1.06% Reduced -5.1k -5,075
58 Advisory Alpha, LLC 0.60% of their portfolio HOLLAND, MI 278,274278.3k $8.5m $8.5m 0.60% Added +88.2k +88,157
59 Kohmann Bosshard Financial Services, LLC 1.68% of their portfolio FAIRLAWN, OH 277,061277.1k $8.4m $8.4m 1.68% Added +14.0k +14,045
60 DEAN INVESTMENT ASSOCIATES, LLC 1.41% of their portfolio BEAVERCREEK, OH 273,484273.5k $8.3m $8.3m 1.41% Added +3.9k +3,853
61 Terril Brothers, Inc. 4.01% of their portfolio St. Louis, MO 269,095269.1k $8.2m $8.2m 4.01% Reduced -46.0k -45,960
62 Capital Investment Advisors, LLC 0.24% of their portfolio ATLANTA, GA 265,039265.0k $8.1m $8.1m 0.24% Reduced -25.2k -25,161
63 Baird Financial Group, Inc. 0.02% of their portfolio MILWAUKEE, WI 228,194228.2k $6.9m $6.9m 0.02% Added +9.3k +9,296
64 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 223,156223.2k $6.8m $6.8m 0.02% Reduced -15.6k -15,579
65 Atria Wealth Solutions, Inc. 0.11% of their portfolio NEW YORK, NY 220,673220.7k $6.7m $6.7m 0.11% Added +54.0k +53,959
66 WEBSTERROGERS FINANCIAL ADVISORS, LLC 3.24% of their portfolio FLORENCE, SC 220,221220.2k $6.7m $6.7m 3.24% Reduced -109.9k -109,948
67 GeoWealth Management, LLC 0.69% of their portfolio CHICAGO, IL 214,999215.0k $6.5m $6.5m 0.69% Reduced -1.5k -1,487
68 Richard W. Paul & Associates, LLC 3.21% of their portfolio NOVI, MI 209,582209.6k $6.4m $6.4m 3.21% First filing
69 APPLETON PARTNERS INC/MA 0.59% of their portfolio BOSTON, MA 206,096206.1k $6.3m $6.3m 0.59% Reduced -8.7k -8,724
70 Prospera Financial Services Inc 0.31% of their portfolio Dallas, TX 204,349204.3k $6.2m $6.2m 0.31% Reduced -3.8k -3,795
71 ST GERMAIN D J CO INC 0.37% of their portfolio SPRINGFIELD, MA 198,045198.0k $6.0m $6.0m 0.37% Reduced -161.3k -161,271
72 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 195,190195.2k $5.9m $5.9m 0.01% Reduced -31.3k -31,297
73 Providence First Trust Co 3.48% of their portfolio SCOTTSDALE, AZ 195,015195.0k $5.9m $5.9m 3.48% Unchanged
74 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 194,456194.5k $5.9m $5.9m 0.00% Reduced -252.3k -252,257
75 Steward Partners Investment Advisory, LLC 0.10% of their portfolio STAMFORD, CT 190,789190.8k $5.8m $5.8m 0.10% Added +518 +518
76 Powers Advisory Group, LLC 4.23% of their portfolio Highland, IL 188,948188.9k $5.7m $5.7m 4.23% Added +1.6k +1,556
77 Private Advisor Group, LLC 0.16% of their portfolio MORRISTOWN, NJ 179,396179.4k $5.5m $5.5m 0.16% Reduced -3.5k -3,511
78 WORLD EQUITY GROUP, INC. 1.25% of their portfolio SCHAUMBURG, IL 172,788172.8k $5.3m $5.3m 1.25% Reduced -2.8k -2,780
79 Chesley Taft & Associates LLC 0.36% of their portfolio CHICAGO, IL 171,046171.0k $5.2m $5.2m 0.36% Reduced -5.7k -5,713
80 WOODMONT INVESTMENT COUNSEL LLC 0.58% of their portfolio NASHVILLE, TN 169,135169.1k $5.1m $5.1m 0.58% Reduced -5.0k -5,002
81 CEERA INVESTMENTS, LLC 3.24% of their portfolio BELLAIRE, TX 168,795168.8k $5.1m $5.1m 3.24% Reduced -59.2k -59,200
82 Merit Financial Group, LLC 0.17% of their portfolio ALPHARETTA, GA 153,802153.8k $4.7m $4.7m 0.17% Reduced -4.7k -4,658
83 PARSONS CAPITAL MANAGEMENT INC/RI 0.39% of their portfolio PROVIDENCE, RI 153,527153.5k $4.7m $4.7m 0.39% Reduced -8.4k -8,376
84 Kestra Advisory Services, LLC 0.04% of their portfolio AUSTIN, TX 150,128150.1k $4.6m $4.6m 0.04% Added +38.0k +38,021
85 CENTRAL TRUST Co 0.14% of their portfolio JEFFERSON CITY, MO 146,813146.8k $4.5m $4.5m 0.14% Added +127.6k +127,633
86 Cetera Investment Advisers 0.04% of their portfolio SCHAUMBURG, IL 142,832142.8k $4.3m $4.3m 0.04% Added +11.7k +11,729
87 Old Port Advisors 1.59% of their portfolio PORTLAND, ME 139,186139.2k $4.2m $4.2m 1.59% Reduced -14.6k -14,643
88 Hilltop Holdings Inc. 0.54% of their portfolio DALLAS, TX 136,339136.3k $4.1m $4.1m 0.54% Reduced -13.6k -13,553
89 DDFG, Inc 1.71% of their portfolio THOUSAND OAKS, CA 136,096136.1k $4.1m $4.1m 1.71% First filing
90 Addison Advisors LLC 2.47% of their portfolio MIDDLEBURY, VT 136,020136.0k $4.1m $4.1m 2.47% Added +3.7k +3,667
91 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 135,876135.9k $4.1m $4.1m 0.00% Reduced -10.5k -10,508
92 CALTON & ASSOCIATES, INC. 1.53% of their portfolio Tampa, FL 130,201130.2k $4.0m $4.0m 1.53% Reduced -58 -58
93 Wela Strategies, Inc. 2.22% of their portfolio ATLANTA, GA 130,197130.2k $4.0m $4.0m 2.22% Reduced -7.7k -7,692
94 Outlook Wealth Advisors, LLC 1.85% of their portfolio SHENANDOAH, TX 128,271128.3k $3.9m $3.9m 1.85% Reduced -3.6k -3,579
95 PICTET ASSET MANAGEMENT SA 0.01% of their portfolio GENEVA 73, V8 128,005128.0k $3.9m $3.9m 0.01% Reduced -214.4k -214,390
96 SCOTIA CAPITAL INC. 0.03% of their portfolio TORONTO, A6 126,227126.2k $3.8m $3.8m 0.03% Reduced -21.4k -21,370
97 Elevated Capital Advisors, LLC 1.46% of their portfolio SANDY, UT 125,619125.6k $3.8m $3.8m 1.46% Reduced -5.0k -5,023
98 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 123,032123.0k $3.7m $3.7m 0.02% Added +29.0k +29,025
99 Financial Architects, Inc 0.60% of their portfolio MARLTON, NJ 118,747118.7k $3.6m $3.6m 0.60% Added +51.1k +51,086
100 Bank of New Hampshire 1.09% of their portfolio LACONIA, NH 118,534118.5k $3.6m $3.6m 1.09% Reduced -3.1k -3,067