Vault-13

ISHARES TR IJK

S&P MC 400GR ETF · ETP · CUSIP 464287606

697 institutional holders +50 vs Q3 2022
70,088,44270.1m shares reported held*
$4.8bnreported value*
53 new 202 added 224 reduced 35 sold out net bought ≈ $277.8m (+409.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($4.8m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $68.34. Options: 6 managers hold calls ($116.9m notional), 1 hold puts ($109.3k).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0250500750Q3 22: 647Q4 22: 697697Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022647
Q4 2022697

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50m$100m$150mQ3 22 calls: $102.1mQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $116.9mQ4 22 puts: $109.3kQ4 22P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2022$102.1m$00.00
Q4 2022$116.9m$109.3k0.00

Biggest buyers

TIEDEMANN ADVISORS, LLC Added +680,997+681.0k
FMR LLC Added +634,795+634.8k
BANK OF AMERICA CORP /DE/ Added +614,913+614.9k
Main Management ETF Advisors, LLC Added +462,560+462.6k
Arax Advisory Partners Added +322,424+322.4k
COMMONWEALTH EQUITY SERVICES, LLC Added +320,260+320.3k
Capital Directions Investment Advisors, LLC Added +302,999+303.0k
CAPTRUST FINANCIAL ADVISORS Added +248,824+248.8k
Lido Advisors, LLC Added +185,746+185.7k
AMERIPRISE FINANCIAL INC Added +148,496+148.5k

Biggest sellers

CFS Investment Advisory Services, LLC Sold out -3,743,112-3.7m
World Investment Advisors Reduced -327,706-327.7k
WELLS FARGO & COMPANY/MN Reduced -317,438-317.4k
Clark Capital Management Group, Inc. Sold out -99,481-99.5k
Raymond James Financial Services Advisors, Inc. Reduced -90,132-90.1k
UBS Group AG Reduced -70,624-70.6k
MUFG Americas Holdings Corp Sold out -56,832-56.8k
Bank of New York Mellon Corp Reduced -38,099-38.1k
SMITH SHELLNUT WILSON LLC /ADV Sold out -37,378-37.4k
HUNTINGTON NATIONAL BANK Reduced -37,128-37.1k

Biggest calls

JPMORGAN CHASE & CO Added $53.2m500.0k shares
JANE STREET GROUP, LLC Reduced $49.5m425.1k shares
IMC-Chicago, LLC Added $10.9m83.3k shares
Maven Securities LTD Added $3.0m22.8k shares
CITADEL ADVISORS LLC Reduced $286.9k4.2k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITADEL ADVISORS LLC New $109.3k1.6k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 WELLS FARGO & COMPANY/MN 0.19% of their portfolio SAN FRANCISCO, CA 8,874,7828.9m $606.1m $606.1m 0.19% Reduced -317.4k -317,438
2 MORGAN STANLEY 0.05% of their portfolio NEW YORK, NY 6,785,4366.8m $463.4m $463.4m 0.05% Added +87.1k +87,100
3 BANK OF AMERICA CORP /DE/ 0.03% of their portfolio CHARLOTTE, NC 3,871,2323.9m $264.4m $264.4m 0.03% Added +614.9k +614,913
4 FMR LLC 0.02% of their portfolio BOSTON, MA 3,608,4353.6m $246.5m $246.5m 0.02% Added +634.8k +634,795
5 GOLDMAN SACHS GROUP INC 0.06% of their portfolio NEW YORK, NY 3,117,8823.1m $213.0m $213.0m 0.06% Reduced -25.6k -25,570
6 PNC Financial Services Group, Inc. 0.14% of their portfolio Pittsburgh, PA 2,109,1642.1m $144.1m $144.1m 0.14% Reduced -26.0k -26,014
7 UBS Group AG 0.06% of their portfolio ZURICH, V8 1,840,4801.8m $125.7m $125.7m 0.06% Reduced -70.6k -70,624
8 Financial Engines Advisors L.L.C. 0.34% of their portfolio SANTA CLARA, CA 1,752,4761.8m $119.7m $119.7m 0.34% Reduced -28.7k -28,697
9 ENVESTNET ASSET MANAGEMENT INC 0.06% of their portfolio Berwyn, PA 1,596,8841.6m $109.1m $109.1m 0.06% Reduced -4.7k -4,738
10 Main Management ETF Advisors, LLC 9.66% of their portfolio SAN FRANCISCO, CA 1,515,1151.5m $103.5m $103.5m 9.66% Added +462.6k +462,560
11 RAYMOND JAMES & ASSOCIATES 0.08% of their portfolio ST PETERSBURG, FL 1,222,9971.2m $83.5m $83.5m 0.08% Reduced -6.2k -6,229
12 CAPTRUST FINANCIAL ADVISORS 0.39% of their portfolio RALEIGH, NC 1,139,9271.1m $77.9m $77.9m 0.39% Added +248.8k +248,824
13 AMERIPRISE FINANCIAL INC 0.03% of their portfolio MINNEAPOLIS, MN 1,105,3321.1m $75.6m $75.6m 0.03% Added +148.5k +148,496
14 TIEDEMANN ADVISORS, LLC 3.37% of their portfolio NEW YORK, NY 1,028,9931.0m $70.3m $70.3m 3.37% Added +681.0k +680,997
15 Wilmington Savings Fund Society, FSB 3.04% of their portfolio WILMINGTON, DE 978,852978.9k $66.9m $66.9m 3.04% Added +69.6k +69,563
16 D.A. DAVIDSON & CO. 0.74% of their portfolio GREAT FALLS, MT 919,002919.0k $62.8m $62.8m 0.74% Added +27.9k +27,909
17 COMMONWEALTH EQUITY SERVICES, LLC 0.14% of their portfolio WALTHAM, MA 850,234850.2k $58.1m $58.1m 0.14% Added +320.3k +320,260
18 LPL Financial LLC 0.05% of their portfolio FORT MILL, SC 832,994833.0k $56.9m $56.9m 0.05% Added +14.9k +14,921
19 NORTHERN TRUST CORP 0.01% of their portfolio CHICAGO, IL 823,536823.5k $56.2m $56.2m 0.01% Reduced -6.8k -6,760
20 MAI Capital Management 0.90% of their portfolio INDEPENDENCE, OH 780,329780.3k $53.3m $53.3m 0.90% Added +38.6k +38,570
21 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 747,541747.5k $51.1m $51.1m 0.01% Reduced -38.1k -38,099
22 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.08% of their portfolio MILWAUKEE, WI 740,205740.2k $50.6m $50.6m 0.08% Added +25.1k +25,129
23 Main Management LLC 5.51% of their portfolio SAN FRANCISCO, CA 699,990700.0k $47.8m $47.8m 5.51% Added +144.9k +144,902
24 BOKF, NA 0.87% of their portfolio TULSA, OK 690,047690.0k $47.1m $47.1m 0.87% Added +60.3k +60,297
25 TRUIST FINANCIAL CORP 0.08% of their portfolio CHARLOTTE, NC 651,409651.4k $44.5m $44.5m 0.08% Added +16.4k +16,372
26 KEYBANK NATIONAL ASSOCIATION/OH 0.22% of their portfolio BROOKLYN, OH 645,221645.2k $44.1m $44.1m 0.22% Reduced -2.9k -2,855
27 BANK OF MONTREAL /CAN/ 0.02% of their portfolio TORONTO, A6 618,036618.0k $42.2m $42.2m 0.02% Reduced -22.4k -22,354
28 HighTower Advisors, LLC 0.09% of their portfolio CHICAGO, IL 572,238572.2k $39.1m $39.1m 0.09% Reduced -23.6k -23,561
29 Willis Johnson & Associates, Inc. 4.70% of their portfolio Houston, TX 526,773526.8k $36.0m $36.0m 4.70% Added +25.7k +25,680
30 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 518,783518.8k $35.4m $35.4m 0.01% Added +23.7k +23,693
31 REGIONS FINANCIAL CORP 0.32% of their portfolio BIRMINGHAM, AL 502,591502.6k $34.3m $34.3m 0.32% Added +9.6k +9,556
32 Raymond James Financial Services Advisors, Inc. 0.07% of their portfolio ST. PETERSBURG, FL 497,196497.2k $34.0m $34.0m 0.07% Reduced -90.1k -90,132
33 Tanglewood Wealth Management, Inc. 4.83% of their portfolio HOUSTON, TX 472,286472.3k $32.3m $32.3m 4.83% Reduced -13.3k -13,328
34 Joel Isaacson & Co., LLC 2.33% of their portfolio NEW YORK, NY 443,166443.2k $30.3m $30.3m 2.33% Added +14.8k +14,820
35 J.P. Morgan Private Wealth Advisors LLC 0.07% of their portfolio SAN FRANCISCO, CA 441,135441.1k $30.1m $30.1m 0.07% Reduced -10.6k -10,614
36 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 406,811406.8k $27.8m $27.8m 0.00% Added +7.5k +7,512
37 Lido Advisors, LLC 0.46% of their portfolio Los Angeles, CA 383,624383.6k $26.2m $26.2m 0.46% Added +185.7k +185,746
38 OSAIC HOLDINGS, INC. 0.05% of their portfolio SCOTTSDALE, AZ 350,915350.9k $24.0m $24.0m 0.05% Added +29.7k +29,673
39 Cassaday & Co Wealth Management LLC 1.10% of their portfolio MCLEAN, VA 348,301348.3k $23.8m $23.8m 1.10% First filing
40 1834 INVESTMENT ADVISORS CO 3.38% of their portfolio Milwaukee, WI 346,991347.0k $23.7m $23.7m 3.38% Reduced -10.3k -10,301
41 Arax Advisory Partners 3.05% of their portfolio NEW YORK, NY 323,173323.2k $22.1m $22.1m 3.05% Added +322.4k +322,424
42 Salomon & Ludwin, LLC 2.71% of their portfolio RICHMOND, VA 313,619313.6k $21.4m $21.4m 2.71% Reduced -1.3k -1,348
43 Capital Directions Investment Advisors, LLC 7.72% of their portfolio ATLANTA, GA 302,999303.0k $20.7m $20.7m 7.72% Added +303.0k +302,999
44 REFRAME WEALTH, LLC 7.95% of their portfolio FAIRFAX, VA 302,999303.0k $20.7m $20.7m 7.95% First filing
45 Steward Partners Investment Advisory, LLC 0.35% of their portfolio STAMFORD, CT 301,494301.5k $20.6m $20.6m 0.35% Added +22.5k +22,484
46 STIFEL FINANCIAL CORP 0.03% of their portfolio ST. LOUIS, MO 269,797269.8k $18.4m $18.4m 0.03% Added +53.2k +53,201
47 Capital Advisors, Ltd. LLC 2.77% of their portfolio SHAKER HEIGHTS, OH 233,651233.7k $16.0m $16.0m 2.77% Added +2 +2
48 SPC Financial, Inc. 1.74% of their portfolio ROCKVILLE, MD 215,590215.6k $14.7m $14.7m 1.74% Reduced -8.5k -8,528
49 COURIER CAPITAL LLC 1.68% of their portfolio BUFFALO, NY 213,896213.9k $14.6m $14.6m 1.68% Added +3.1k +3,087
50 FIRST MERCHANTS CORP 1.24% of their portfolio Muncie, IN 198,049198.0k $13.5m $13.5m 1.24% Reduced -13.5k -13,453
51 JMAC ENTERPRISES LLC 3.64% of their portfolio NEWTOWN, PA 193,667193.7k $13.2m $13.2m 3.64% Reduced -3.6k -3,551
52 Cetera Advisor Networks LLC 0.10% of their portfolio EL SEGUNDO, CA 186,077186.1k $12.7m $12.7m 0.10% Reduced -21.7k -21,672
53 Mariner, LLC 0.04% of their portfolio Overland Park, KS 178,100178.1k $12.2m $12.2m 0.04% Added +28.7k +28,690
54 FIFTH THIRD BANCORP 0.06% of their portfolio CINCINNATI, OH 174,735174.7k $11.9m $11.9m 0.06% Added +1.3k +1,286
55 INSPIRION WEALTH ADVISORS, LLC 2.53% of their portfolio LIBERTYVILLE, IL 174,717174.7k $11.9m $11.9m 2.53% Added +33.6k +33,591
56 Creative Planning 0.02% of their portfolio OVERLAND PARK, KS 174,603174.6k $11.9m $11.9m 0.02% Reduced -4.8k -4,792
57 DUFF & PHELPS INVESTMENT MANAGEMENT CO 0.14% of their portfolio CHICAGO, IL 172,780172.8k $11.8m $11.8m 0.14% Unchanged
58 Hudson Capital Management LLC 4.64% of their portfolio RAMSEY, NJ 171,612171.6k $11.7m $11.7m 4.64% Added +7.7k +7,721
59 JSF Financial, LLC 4.35% of their portfolio LOS ANGELES, CA 170,223170.2k $11.6m $11.6m 4.35% Added +5.9k +5,871
60 Texas Yale Capital Corp. 0.63% of their portfolio ST. PETERSBURG, FL 161,889161.9k $11.1m $11.1m 0.63% Reduced -691 -691
61 Laurel Wealth Advisors, Inc. 1.09% of their portfolio SOLANA BEACH, CA 161,301161.3k $11.0m $11.0m 1.09% Reduced -2.2k -2,204
62 Baird Financial Group, Inc. 0.03% of their portfolio MILWAUKEE, WI 160,306160.3k $10.9m $10.9m 0.03% Added +356 +356
63 GHP Investment Advisors, Inc. 0.72% of their portfolio Denver, CO 155,691155.7k $10.6m $10.6m 0.72% Added +3.6k +3,613
64 Ifrah Financial Services, Inc. 3.48% of their portfolio Little Rock, AR 154,997155.0k $10.6m $10.6m 3.48% Reduced -4.9k -4,888
65 Blue Edge Capital, LLC 2.40% of their portfolio RICHMOND, VA 154,157154.2k $10.5m $10.5m 2.40% Added +6.8k +6,775
66 JONES FINANCIAL COMPANIES LLLP 0.02% of their portfolio DES PERES, MO 151,116151.1k $10.3m $10.3m 0.02% Reduced -7.0k -6,997
67 Kestra Advisory Services, LLC 0.08% of their portfolio AUSTIN, TX 137,352137.4k $9.4m $9.4m 0.08% Reduced -32.6k -32,582
68 Sterling Financial Planning, Inc. 5.56% of their portfolio SPARTA, NJ 136,466136.5k $9.3m $9.3m 5.56% Added +2.5k +2,530
69 US BANCORP \DE\ 0.02% of their portfolio MINNEAPOLIS, MN 134,144134.1k $9.2m $9.2m 0.02% Added +58.8k +58,820
70 HUNTINGTON NATIONAL BANK 0.09% of their portfolio COLUMBUS, OH 121,384121.4k $8.3m $8.3m 0.09% Reduced -37.1k -37,128
71 Cetera Investment Advisers 0.07% of their portfolio SCHAUMBURG, IL 113,265113.3k $7.7m $7.7m 0.07% Added +49.7k +49,683
72 HSBC HOLDINGS PLC 0.01% of their portfolio LONDON, X0 112,443112.4k $7.7m $7.7m 0.01% Reduced -236 -236
73 ETFIDEA, LLC 3.47% of their portfolio SYRACUSE, NY 110,020110.0k $7.5m $7.5m 3.47% Added +891 +891
74 Broadview Financial Management, LLC 6.74% of their portfolio WAUWATOSA, WI 109,868109.9k $7.5m $7.5m 6.74% Reduced -2.1k -2,067
75 SOA Wealth Advisors, LLC. 1.99% of their portfolio NEW YORK, NY 108,537108.5k $7.4m $7.4m 1.99% Added +12.7k +12,682
76 FIRST HAWAIIAN BANK 0.25% of their portfolio HONOLULU, HI 103,611103.6k $7.1m $7.1m 0.25% Reduced -661 -661
77 Cresset Asset Management, LLC 0.08% of their portfolio Chicago, IL 100,024100.0k $6.2m $6.2m 0.08% Reduced -234 -234
78 9258 Wealth Management, LLC 1.47% of their portfolio BLUE ASH, OH 99,64499.6k $6.8m $6.8m 1.47% Added +85.0k +84,967
79 GREAT LAKES ADVISORS, LLC 0.36% of their portfolio CHICAGO, IL 93,14693.1k $6.4m $6.4m 0.36% Reduced -1.7k -1,702
80 M&T Bank Corp 0.03% of their portfolio BUFFALO, NY 92,36492.4k $6.3m $6.3m 0.03% Added +521 +521
81 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 92,19092.2k $760.0k $760.0k 0.02% Reduced -2.3k -2,277
82 Cullen/Frost Bankers, Inc. 0.12% of their portfolio San Antonio, TX 91,26191.3k $6.2m $6.2m 0.12% Added +7.4k +7,401
83 Mill Creek Capital Advisors, LLC 0.25% of their portfolio Conshohocken, PA 87,59287.6k $6.0m $6.0m 0.25% First filing
84 First Personal Financial Services 1.61% of their portfolio CHARLOTTE, NC 87,15087.2k $6.0m $6.0m 1.61% Reduced -1.5k -1,471
85 Equitable Holdings, Inc. 0.10% of their portfolio NEW YORK, NY 84,76284.8k $5.8m $5.8m 0.10% Reduced -3.6k -3,574
86 COLDSTREAM CAPITAL MANAGEMENT INC 0.21% of their portfolio BELLEVUE, WA 84,55884.6k $5.8m $5.8m 0.21% First filing
87 JNBA Financial Advisors 0.80% of their portfolio BLOOMINGTON, MN 84,27184.3k $5.8m $5.8m 0.80% Reduced -939 -939
88 Centerpoint Advisors, LLC 2.69% of their portfolio NEEDHAM, MA 84,08184.1k $5.7m $5.7m 2.69% Reduced -5.0k -4,956
89 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 83,65583.7k $5.7m $5.7m 0.03% Added +5.1k +5,062
90 DDFG, Inc 2.36% of their portfolio THOUSAND OAKS, CA 83,57283.6k $5.7m $5.7m 2.36% First filing
91 Mechanics Bank Trust Department 0.98% of their portfolio Walnut Creek, CA 82,87182.9k $5.7m $5.7m 0.98% Added +346 +346
92 CONGRESS ASSET MANAGEMENT CO 0.06% of their portfolio BOSTON, MA 82,35182.4k $5.6m $5.6m 0.06% Added +75.8k +75,798
93 Goelzer Investment Management, Inc. 0.48% of their portfolio CARMEL, IN 82,26182.3k $5.6m $5.6m 0.48% Reduced -2.1k -2,095
94 HANCOCK WHITNEY CORP 0.21% of their portfolio GULFPORT, MS 80,79580.8k $5.5m $5.5m 0.21% Added +41.3k +41,265
95 BESSEMER GROUP INC 0.01% of their portfolio WOODBRIDGE, NJ 78,96579.0k $5.4m $5.4m 0.01% Added +78.3k +78,345
96 GREENLEAF TRUST 0.07% of their portfolio KALAMAZOO, MI 76,37976.4k $5.2m $5.2m 0.07% Added +2.0k +1,988
97 Associated Banc-Corp 0.21% of their portfolio Green Bay, WI 74,19374.2k $5.1m $5.1m 0.21% Added +5.4k +5,428
98 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 71,66071.7k $4.9m $4.9m 0.02% Reduced -3.2k -3,232
99 AE Wealth Management LLC 0.03% of their portfolio TOPEKA, KS 69,26869.3k $4.7m $4.7m 0.03% Added +39.7k +39,690
100 First Citizens Financial Corp 4.03% of their portfolio MASON CITY, IA 68,32668.3k $4.7m $4.7m 4.03% Added +488 +488