Vault-13

SPDR S&P 500 ETF TR SPY

TR UNIT · ETP · CUSIP 78462F103 · ISIN US78462F1030

3,311 institutional holders +248 vs Q3 2022
543,452,047543.5m shares reported held*
$206.9bnreported value*
202 new 1,311 added 1,172 reduced 133 sold out net sold ≈ $9.2bn (-22.7m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($511.4m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $380.78. Options: 153 managers hold calls ($189.7bn notional), 338 hold puts ($314.0bn).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

02k4kQ3 22: 3,063Q4 22: 3,3113,311Q3 22Q4 22
Numbers
QuarterHolders
Q3 20223,063
Q4 20223,311

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100bn$200bn$300bn$400bnQ3 22 calls: $196.0bnQ3 22 puts: $326.2bnQ3 22P/C 1.66Q4 22 calls: $189.7bnQ4 22 puts: $314.0bnQ4 22P/C 1.66
Numbers
QuarterCallsPutsP/C
Q3 2022$196.0bn$326.2bn1.66
Q4 2022$189.7bn$314.0bn1.66

Biggest buyers

CIBC WORLD MARKETS CORP Added +6,540,000+6.5m
WELLS FARGO & COMPANY/MN Added +5,178,413+5.2m
BANK OF NOVA SCOTIA Added +4,875,315+4.9m
CLEAR STREET LLC Added +4,399,800+4.4m
CTC LLC New +3,038,663+3.0m
NATIXIS New +2,488,200+2.5m
CANTOR FITZGERALD, L. P. Added +2,342,207+2.3m
NATIONAL BANK OF CANADA /FI/ Added +2,121,751+2.1m
Jefferies Financial Group Inc. New +1,961,347+2.0m
TORONTO DOMINION BANK Added +1,849,044+1.8m

Biggest sellers

BANK OF AMERICA CORP /DE/ Reduced -16,542,946-16.5m
GOLDMAN SACHS GROUP INC Reduced -14,611,534-14.6m
MORGAN STANLEY Reduced -7,292,063-7.3m
HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND Reduced -6,396,300-6.4m
JANE STREET GROUP, LLC Reduced -2,833,400-2.8m
JPMORGAN CHASE & CO Reduced -2,679,475-2.7m
CITIGROUP INC Reduced -2,629,763-2.6m
BNP PARIBAS FINANCIAL MARKETS Reduced -2,497,952-2.5m
HRT FINANCIAL LP Reduced -1,634,787-1.6m
Sanders Capital, LLC Reduced -1,561,324-1.6m

Biggest calls

CITADEL ADVISORS LLC Added $30.6bn80.1m shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $26.4bn69.2m shares
CTC LLC Reduced $22.0bn575.5k shares
Optiver Holding B.V. Reduced $15.2bn39.8m shares
JANE STREET GROUP, LLC Added $14.6bn38.2m shares
BARCLAYS PLC First filing $14.0bn36.7m shares
Belvedere Trading LLC New $12.5bn32.6m shares
IMC-Chicago, LLC Reduced $9.0bn23.4m shares
SIMPLEX TRADING, LLC Added $6.3bn16.4m shares
WOLVERINE TRADING, LLC Reduced $6.2bn16.2m shares

Biggest puts

CTC LLC Reduced $33.4bn872.7k shares
Optiver Holding B.V. Reduced $32.9bn85.9m shares
CITADEL ADVISORS LLC Reduced $32.5bn85.1m shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $25.1bn65.8m shares
BARCLAYS PLC First filing $23.1bn60.4m shares
Belvedere Trading LLC Added $14.7bn38.5m shares
JANE STREET GROUP, LLC Reduced $14.1bn36.9m shares
IMC-Chicago, LLC Reduced $13.8bn36.0m shares
BANK OF AMERICA CORP /DE/ Added $12.0bn31.3m shares
1832 Asset Management L.P. Added $11.1bn29.1m shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q4 2022

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q4 2022.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 JPMORGAN CHASE & CO 2.95% of their portfolio NEW YORK, NY 54,319,10554.3m $20.8bn $20.8bn 2.95% Reduced -2.7m -2,679,475
2 GOLDMAN SACHS GROUP INC 4.13% of their portfolio NEW YORK, NY 37,799,94137.8m $14.5bn $14.5bn 4.13% Reduced -14.6m -14,611,534
3 BANK OF AMERICA CORP /DE/ 1.58% of their portfolio CHARLOTTE, NC 32,826,75732.8m $12.6bn $12.6bn 1.58% Reduced -16.5m -16,542,946
4 MORGAN STANLEY 1.14% of their portfolio NEW YORK, NY 26,221,39626.2m $10.0bn $10.0bn 1.14% Reduced -7.3m -7,292,063
5 WELLS FARGO & COMPANY/MN 2.96% of their portfolio SAN FRANCISCO, CA 24,476,41524.5m $9.4bn $9.4bn 2.96% Added +5.2m +5,178,413
6 SUSQUEHANNA INTERNATIONAL GROUP, LLP 11.47% of their portfolio BALA CYNWYD, PA 15,296,02115.3m $5.8bn $5.8bn 11.47% Reduced -52.7k -52,726
7 NORTHERN TRUST CORP 1.10% of their portfolio CHICAGO, IL 13,662,09713.7m $5.2bn $5.2bn 1.10% Reduced -33.7k -33,680
8 TD Asset Management Inc 4.66% of their portfolio Toronto, A6 9,871,0149.9m $3.8bn $3.8bn 4.66% Reduced -212.1k -212,075
9 UBS Group AG 1.77% of their portfolio ZURICH, V8 9,654,8139.7m $3.7bn $3.7bn 1.77% Reduced -134.5k -134,516
10 BANK OF MONTREAL /CAN/ 1.44% of their portfolio TORONTO, A6 7,596,8607.6m $3.0bn $3.0bn 1.44% Added +672.8k +672,838
11 JANE STREET GROUP, LLC 5.15% of their portfolio NEW YORK, NY 7,160,8367.2m $2.7bn $2.7bn 5.15% Reduced -2.8m -2,833,400
12 CIBC WORLD MARKETS CORP 16.88% of their portfolio NEW YORK, NY 6,550,0016.6m $2.5bn $2.5bn 16.88% Added +6.5m +6,540,000
13 BARCLAYS PLC 2.14% of their portfolio LONDON, X0 6,479,7286.5m $2.5bn $2.5bn 2.14% First filing
14 LPL Financial LLC 1.96% of their portfolio FORT MILL, SC 5,987,7946.0m $2.3bn $2.3bn 1.96% Added +561.1k +561,142
15 ROYAL BANK OF CANADA 0.69% of their portfolio TORONTO, A6 5,955,1546.0m $2.3bn $2.3bn 0.69% Reduced -848.2k -848,212
16 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 3.30% of their portfolio MILWAUKEE, WI 5,708,1555.7m $2.2bn $2.2bn 3.30% Added +161.8k +161,760
17 US BANCORP \DE\ 3.44% of their portfolio MINNEAPOLIS, MN 5,085,2425.1m $1.9bn $1.9bn 3.44% Added +93.3k +93,340
18 BANK OF NOVA SCOTIA 5.02% of their portfolio TORONTO, A6 5,076,1585.1m $1.9bn $1.9bn 5.02% Added +4.9m +4,875,315
19 J.P. Morgan Private Wealth Advisors LLC 4.32% of their portfolio SAN FRANCISCO, CA 5,063,5475.1m $1.9bn $1.9bn 4.32% Added +608.3k +608,335
20 PNC Financial Services Group, Inc. 1.69% of their portfolio Pittsburgh, PA 4,592,1584.6m $1.8bn $1.8bn 1.69% Added +98.9k +98,902
21 CLEAR STREET LLC 61.10% of their portfolio NEW YORK, NY 4,400,0004.4m $1.7bn $1.7bn 61.10% Added +4.4m +4,399,800
22 FMR LLC 0.16% of their portfolio BOSTON, MA 4,089,2174.1m $1.6bn $1.6bn 0.16% Reduced -64.0k -63,953
23 STATE OF MICHIGAN RETIREMENT SYSTEM 10.34% of their portfolio EAST LANSING, MI 3,881,3903.9m $1.5bn $1.5bn 10.34% Reduced -212.1k -212,100
24 MACKENZIE FINANCIAL CORP 2.42% of their portfolio TORONTO ONTARIO, A6 3,740,9833.7m $1.4bn $1.4bn 2.42% Reduced -63.9k -63,908
25 TRUIST FINANCIAL CORP 2.51% of their portfolio CHARLOTTE, NC 3,728,3403.7m $1.4bn $1.4bn 2.51% Added +227.4k +227,366
26 Creative Planning 2.07% of their portfolio OVERLAND PARK, KS 3,603,4153.6m $1.4bn $1.4bn 2.07% Reduced -6.2k -6,229
27 AMERIPRISE FINANCIAL INC 0.47% of their portfolio MINNEAPOLIS, MN 3,547,9043.5m $1.4bn $1.4bn 0.47% Added +296.2k +296,241
28 ENVESTNET ASSET MANAGEMENT INC 0.69% of their portfolio Berwyn, PA 3,508,6993.5m $1.3bn $1.3bn 0.69% Reduced -5.9k -5,914
29 Bank of New York Mellon Corp 0.30% of their portfolio NEW YORK, NY 3,424,1103.4m $1.3bn $1.3bn 0.30% Added +148.5k +148,517
30 STATE STREET CORP 0.07% of their portfolio BOSTON, MA 3,047,6983.0m $1.2bn $1.2bn 0.07% Added +479.5k +479,547
31 CTC LLC 35.63% of their portfolio CHICAGO, IL 3,038,6633.0m $1.2bn $1.2bn 35.63% New
32 RAYMOND JAMES & ASSOCIATES 1.01% of their portfolio ST PETERSBURG, FL 2,887,3582.9m $1.1bn $1.1bn 1.01% Added +301.4k +301,361
33 CITIGROUP INC 1.47% of their portfolio NEW YORK, NY 2,738,8062.7m $1.0bn $1.0bn 1.47% Reduced -2.6m -2,629,763
34 Norinchukin Bank, The 22.46% of their portfolio TOKYO, M0 2,725,4922.7m $1.0bn $1.0bn 22.46% Unchanged
35 TORONTO DOMINION BANK 1.53% of their portfolio TORONTO, ONTARIO, A6 2,678,9102.7m $1.0bn $1.0bn 1.53% Added +1.8m +1,849,044
36 National Mutual Insurance Federation of Agricultural Cooperatives 12.27% of their portfolio TOKYO, JAPAN, M0 2,617,8322.6m $1.0bn $1.0bn 12.27% Reduced -1.5m -1,508,000
37 NATIXIS 5.59% of their portfolio PARIS, I0 2,488,2002.5m $951.6m $951.6m 5.59% New
38 NATIONAL BANK OF CANADA /FI/ 2.45% of their portfolio MONTREAL, A8 2,374,2362.4m $907.9m $907.9m 2.45% Added +2.1m +2,121,751
39 CANTOR FITZGERALD, L. P. 0.68% of their portfolio NEW YORK, NY 2,357,1522.4m $31.5m $31.5m 0.68% Added +2.3m +2,342,207
40 HighTower Advisors, LLC 1.83% of their portfolio CHICAGO, IL 2,095,1042.1m $801.3m $801.3m 1.83% Added +168.1k +168,139
41 Jefferies Financial Group Inc. 12.83% of their portfolio NEW YORK, NY 1,961,3472.0m $750.1m $750.1m 12.83% New
42 PRUDENTIAL FINANCIAL INC 1.22% of their portfolio NEWARK, NJ 1,889,3541.9m $722.5m $722.5m 1.22% Added +168.2k +168,238
43 Raymond James Financial Services Advisors, Inc. 1.44% of their portfolio ST. PETERSBURG, FL 1,874,2351.9m $716.8m $716.8m 1.44% Added +18.0k +18,045
44 SUN LIFE FINANCIAL INC 54.51% of their portfolio Toronto, A6 1,862,4581.9m $712.3m $712.3m 54.51% Added +2.3k +2,272
45 COMMONWEALTH EQUITY SERVICES, LLC 1.64% of their portfolio WALTHAM, MA 1,779,8851.8m $680.7m $680.7m 1.64% Added +32.2k +32,231
46 ING GROEP NV 6.83% of their portfolio AMSTERDAM, P7 1,779,4991.8m $680.5m $680.5m 6.83% Added +1.1m +1,090,121
47 Veritable, L.P. 11.95% of their portfolio Newtown Square, PA 1,747,6341.7m $668.3m $668.3m 11.95% Reduced -29.7k -29,653
48 Bank Julius Baer & Co. Ltd, Zurich 4.54% of their portfolio ZURICH, V8 1,736,5151.7m $664.1m $664.1m 4.54% Reduced -821 -821
49 CANADA PENSION PLAN INVESTMENT BOARD 1.15% of their portfolio TORONTO ONTARIO, A6 1,702,5001.7m $651.1m $651.1m 1.15% Reduced -239.0k -239,000
50 NEW YORK LIFE INSURANCE CO 58.73% of their portfolio NEW YORK, NY 1,590,3181.6m $608.2m $608.2m 58.73% Unchanged
51 Balyasny Asset Management L.P. 2.13% of their portfolio Chicago, IL 1,579,9461.6m $604.2m $604.2m 2.13% Reduced -216.9k -216,941
52 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.38% of their portfolio Toronto, A6 1,568,8301.6m $600.0m $600.0m 0.38% Added +12.6k +12,626
53 HRT FINANCIAL LP 8.49% of their portfolio NEW YORK, NY 1,523,4651.5m $582.6m $582.6m 8.49% Reduced -1.6m -1,634,787
54 HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 2.93% of their portfolio TORONTO, A6 1,515,4141.5m $579.5m $579.5m 2.93% Reduced -6.4m -6,396,300
55 STIFEL FINANCIAL CORP 0.87% of their portfolio ST. LOUIS, MO 1,515,4071.5m $579.5m $579.5m 0.87% Added +60.2k +60,231
56 Lido Advisors, LLC 10.04% of their portfolio Los Angeles, CA 1,484,7521.5m $567.8m $567.8m 10.04% Added +77.9k +77,856
57 NISSAY ASSET MANAGEMENT CORP /JAPAN 5.42% of their portfolio Tokyo, M0 1,483,4831.5m $567.3m $567.3m 5.42% Added +715.5k +715,516
58 BlackRock Inc. 0.02% of their portfolio New York, NY 1,417,7011.4m $542.2m $542.2m 0.02% Reduced -209.4k -209,437
59 Sanders Capital, LLC 1.41% of their portfolio West Palm Beach, FL 1,411,1761.4m $539.7m $539.7m 1.41% Reduced -1.6m -1,561,324
60 OSAIC HOLDINGS, INC. 0.88% of their portfolio SCOTTSDALE, AZ 1,385,8351.4m $434.7m $434.7m 0.88% Added +69.4k +69,439
61 Bridgewater Associates, LP 2.87% of their portfolio Westport, CT 1,373,9941.4m $525.5m $525.5m 2.87% Reduced -89.3k -89,318
62 CAXTON ASSOCIATES LP 37.57% of their portfolio NEW YORK, NY 1,356,3921.4m $518.7m $518.7m 37.57% New
63 Parallax Volatility Advisers, L.P. 12.82% of their portfolio San Francisco, CA 1,295,2361.3m $495.3m $495.3m 12.82% Added +331.3k +331,319
64 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.16% of their portfolio SAN FRANCISCO, CA 1,272,2981.3m $486.6m $486.6m 0.16% Reduced -359.7k -359,724
65 COMMON FUND FOR NONPROFIT ORGANIZATIONS 87.91% of their portfolio NORWALK, CT 1,271,9861.3m $486.4m $486.4m 87.91% Reduced -243.9k -243,905
66 WOLVERINE TRADING, LLC 8.29% of their portfolio CHICAGO, IL 1,270,0831.3m $485.7m $485.7m 8.29% Added +1.2m +1,248,199
67 MIZUHO SECURITIES USA LLC 45.19% of their portfolio NEW YORK, NY 1,264,5751.3m $483.6m $483.6m 45.19% Added +866.9k +866,929
68 Mariner, LLC 1.55% of their portfolio Overland Park, KS 1,263,8751.3m $483.3m $483.3m 1.55% Added +341.3k +341,262
69 ALLIANCEBERNSTEIN L.P. 0.20% of their portfolio NASHVILLE, TN 1,186,3081.2m $453.7m $453.7m 0.20% Reduced -12.3k -12,264
70 Trust Asset Management LLC 55.96% of their portfolio HOUSTON, TX 1,175,7611.2m $449.6m $449.6m 55.96% Added +46.0k +46,000
71 Swan Global Investments, LLC 33.67% of their portfolio DURANGO, CO 1,170,0281.2m $466.6m $466.6m 33.67% Added +51.1k +51,088
72 MILLENNIUM MANAGEMENT LLC 0.49% of their portfolio NEW YORK, NY 1,153,5741.2m $441.2m $441.2m 0.49% Added +626.3k +626,293
73 Members Trust Co 13.19% of their portfolio TAMPA, FL 1,102,9791.1m $421.8m $421.8m 13.19% Added +7.8k +7,781
74 BESSEMER GROUP INC 1.02% of their portfolio WOODBRIDGE, NJ 1,093,9251.1m $418.4m $418.4m 1.02% Added +901.5k +901,526
75 Analyst IMS Investment Management Services Ltd. 33.64% of their portfolio Tel-aviv, L3 1,022,3441.0m $392.0m $392.0m 33.64% Added +4.5k +4,497
76 WELLINGTON MANAGEMENT GROUP LLP 0.08% of their portfolio Boston, MA 1,016,4711.0m $388.7m $388.7m 0.08% Added +301.0k +300,964
77 Hirtle & Co., LLC 23.81% of their portfolio WEST CONSHOHOCKEN, PA 1,016,0961.0m $388.6m $388.6m 23.81% Added +110.8k +110,762
78 GLENMEDE TRUST CO NA 2.23% of their portfolio PHILADELPHIA, PA 995,450995.5k $380.7m $380.7m 2.23% Added +49.1k +49,117
79 PATHSTONE FAMILY OFFICE, LLC 2.65% of their portfolio ENGLEWOOD, NJ 975,382975.4k $313.9m $313.9m 2.65% Added +65.5k +65,526
80 BBR PARTNERS, LLC 40.85% of their portfolio NEW YORK, NY 949,968950.0k $363.3m $363.3m 40.85% Added +56.5k +56,550
81 CREDIT SUISSE AG/ 0.38% of their portfolio ZURICH, V8 926,370926.4k $354.3m $354.3m 0.38% Reduced -839.7k -839,682
82 D. E. Shaw & Co., Inc. 0.60% of their portfolio New York, NY 920,843920.8k $352.2m $352.2m 0.60% Reduced -30.1k -30,135
83 Echo Street Capital Management LLC 3.40% of their portfolio New York, NY 919,108919.1k $351.5m $351.5m 3.40% Added +47.7k +47,673
84 Thrivent Financial for Lutherans 0.88% of their portfolio Minneapolis, MN 888,970889.0k $340.0m $340.0m 0.88% Reduced -62.7k -62,742
85 WHITE MOUNTAINS INSURANCE GROUP LTD 66.45% of their portfolio Hanover, NH 872,946872.9k $333.8m $333.8m 66.45% Added +742.9k +742,946
86 Valeo Financial Advisors, LLC 17.98% of their portfolio CARMEL, IN 871,641871.6k $327.8m $327.8m 17.98% Added +13.2k +13,217
87 Cerity Partners LLC 3.64% of their portfolio NEW YORK, NY 848,168848.2k $562.8m $562.8m 3.64% Reduced -622.2k -622,177
88 HSBC HOLDINGS PLC 0.39% of their portfolio LONDON, X0 834,464834.5k $317.3m $317.3m 0.39% Added +430.9k +430,947
89 M&T Bank Corp 1.22% of their portfolio BUFFALO, NY 795,257795.3k $304.2m $304.2m 1.22% Added +25.0k +25,022
90 Meiji Yasuda Life Insurance Co 6.51% of their portfolio TOKYO, M0 792,291792.3k $303.0m $303.0m 6.51% Unchanged
91 MEITAV INVESTMENT HOUSE LTD 5.21% of their portfolio BENE-BERAQ, L3 789,853789.9k $303.7m $303.7m 5.21% Reduced -37.9k -37,927
92 BNP PARIBAS FINANCIAL MARKETS 0.74% of their portfolio PARIS, I0 776,123776.1k $296.8m $296.8m 0.74% Reduced -2.5m -2,497,952
93 CHURCHILL MANAGEMENT Corp 7.14% of their portfolio Los Angeles, CA 771,644771.6k $295.1m $295.1m 7.14% Added +142.5k +142,539
94 Itau Unibanco Holding S.A. 11.97% of their portfolio SAO PAULO, D5 768,377768.4k $293.9m $293.9m 11.97% Reduced -33.2k -33,157
95 FIFTH THIRD BANCORP 1.40% of their portfolio CINCINNATI, OH 759,433759.4k $290.4m $290.4m 1.40% Reduced -24.2k -24,226
96 Cohen Klingenstein LLC 14.60% of their portfolio NEW YORK, NY 758,838758.8k $290.2m $290.2m 14.60% Reduced -11.7k -11,691
97 Corient Private Wealth LP 1.04% of their portfolio MIAMI, FL 751,818751.8k $287.5m $287.5m 1.04% First filing
98 Greenfield FTC, Inc. 90.40% of their portfolio Reno, NV 746,041746.0k $285.3m $285.3m 90.40% Added +3.2k +3,227
99 Walleye Trading LLC 7.15% of their portfolio NEW YORK, NY 740,576740.6k $283.2m $283.2m 7.15% Added +463.0k +463,015
100 DAIDO LIFE INSURANCE CO 26.33% of their portfolio TOKYO, M0 732,660732.7k $280.2m $280.2m 26.33% Reduced -138.2k -138,223