CANTOR FITZGERALD, L. P.

NEW YORK, NY · CIK 1024896 · 13F filing filed 2023-02-14

No investment adviser registration (Form ADV) found for this filer. It may be a parent company whose subsidiaries are the registered advisers, a bank or insurer, or a manager based outside the US.

$4.7bn reported value +1.6% vs Q3 2022

719positions

13.9%in top 10

148 new 190 added 182 reduced 214 sold out vs Q3 2022

Options: 0 call positions (— notional), 2 put positions ($149.0k notional) – listed below, not included above.

This report includes the holdings of 5 other managers that share the investment decisions:

CANTOR FITZGERALD & CO. – reports through this filing
CANTOR FITZGERALD INVESTMENT ADVISORS L.P. – reports through this filing
CANTOR FITZGERALD SECURITIES – reports through this filing
Cantor Fitzgerald Europe – reports through this filing
Smith Group Asset Management, LLC – reports through this filing

Shares in two reports are counted once in each security's totals.

Holdings, Q4 2022

The small lines show how much was held over the last 4 quarters (adjusted for stock splits).

#	Security	Ticker	Shares	Value	% of portfolio	Change	Shares change
1	APPLE INC COM AAPL	AAPL	665,873	$86.5m1.86%	1.86%	Reduced -47.7k	-47,703 -6.7%
2	MICROSOFT CORP COM MSFT	MSFT	331,287	$79.4m1.71%	1.71%	Reduced -642	-642 -0.2%
3	ISHARES TR 3 7 YR TREAS BD IEI	IEI	653,294	$75.1m1.61%	1.61%	Reduced -14.2k	-14,156 -2.1%
4	RUMBLE INC COM CL A RUM	RUM	11,394,000	$67.8m1.46%	1.46%	Added +180.0k	+180,000 1.6%
5	MERCK & CO INC COM MRK	MRK	560,704	$62.2m1.34%	1.34%	Reduced -59.3k	-59,295 -9.6%
6	VANGUARD INDEX FDS S&P 500 ETF SHS VOO	VOO	167,717	$58.9m1.27%	1.27%	Reduced -12.3k	-12,349 -6.9%
7	ISHARES TR CORE S&P500 ETF IVV	IVV	146,658	$56.3m1.21%	1.21%	Reduced -34.9k	-34,928 -19.2%
8	EXXON MOBIL CORP COM XOM	XOM	492,598	$54.3m1.17%	1.17%	Reduced -32.2k	-32,171 -6.1%
9	VANGUARD SCOTTSDALE FDS MTG-BKD SECS ETF VMBS	VMBS	1,187,790	$54.1m1.16%	1.16%	Reduced -13.9k	-13,873 -1.1%
10	JPMORGAN CHASE & CO COM JPM	JPM	400,789	$53.7m1.16%	1.16%	Reduced -2.6k	-2,606 -0.7%
11	CVS HEALTH CORP COM CVS	CVS	556,147	$51.8m1.11%	1.11%	Added +6.6k	+6,587 1.2%
12	GCM GROSVENOR INC COM CL A GCMG	GCMG	6,451,535	$49.1m1.06%	1.06%	Unchanged
13	BROADCOM INC COM AVGO	AVGO	87,404	$48.9m1.05%	1.05%	Added +1.5k	+1,502 1.8%
14	INVESCO QQQ TR UNIT SER 1 QQQ	QQQ	183,426	$48.8m1.05%	1.05%	Added +2.0k	+2,009 1.1%
15	SATELLOGIC INC CLASS A ORD SHS SATL	SATL	13,380,873	$40.8m0.88%	0.88%	Unchanged
16	UNITED RENTALS INC COM URI	URI	113,745	$40.4m0.87%	0.87%	Reduced -842	-842 -0.7%
17	BERKLEY W R CORP COM WRB	WRB	531,803	$38.6m0.83%	0.83%	Reduced -10.5k	-10,532 -1.9%
18	VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT VEA	VEA	899,417	$37.7m0.81%	0.81%	Reduced -106.7k	-106,662 -10.6%
19	UNITEDHEALTH GROUP INC COM UNH	UNH	71,064	$37.7m0.81%	0.81%	Added +940	+940 1.3%
20	ASTRAZENECA PLC SPONSORED ADR SPONSORED ADR		554,370	$37.6m0.81%	0.81%	Added +213.7k	+213,697 62.7%
21	GARTNER INC COM IT	IT	110,605	$37.2m0.80%	0.80%	Reduced -22.8k	-22,768 -17.1%
22	CHEVRON CORP NEW COM CVX	CVX	197,546	$35.5m0.76%	0.76%	Added +1.9k	+1,880 1.0%
23	COSTCO WHSL CORP NEW COM COST	COST	76,670	$35.0m0.75%	0.75%	Reduced -24.5k	-24,517 -24.2%
24	LEARN CW INVESTMENT COR CL A ORD SHS CL A ORD SHS		3,427,000	$34.6m0.74%	0.74%	Unchanged
25	SCHWAB STRATEGIC TR US LRG CAP ETF SCHX	SCHX	761,438	$34.4m0.74%	0.74%	Added +152.5k	+152,464 25.0%
26	GENUINE PARTS CO COM GPC	GPC	195,446	$33.9m0.73%	0.73%	Reduced -35.7k	-35,742 -15.5%
27	CADENCE DESIGN SYSTEM INC COM CDNS	CDNS	199,668	$32.1m0.69%	0.69%	Reduced -4.9k	-4,887 -2.4%
28	SPDR S&P 500 ETF TR TR UNIT SPY	SPY	2,357,152	$31.5m0.68%	0.68%	Added +2.3m	+2,342,207 15672.2%
29	CONOCOPHILLIPS COM COP	COP	263,819	$31.1m0.67%	0.67%	Added +4.4k	+4,380 1.7%
30	INTERNATIONAL BUSINESS MACHS COM IBM	IBM	220,748	$31.1m0.67%	0.67%	Added +4.1k	+4,102 1.9%
31	ALTSHARES TRUST MERGER ARBITRAGE MERGER ARBITRAGE		1,181,452	$30.4m0.65%	0.65%	Reduced -318.7k	-318,699 -21.2%
32	MCKESSON CORP COM MCK	MCK	80,281	$30.1m0.65%	0.65%	Reduced -552	-552 -0.7%
33	SPDR SER TR PORTFOLIO INTRMD SPIB	SPIB	892,822	$28.4m0.61%	0.61%	Reduced -12.8k	-12,789 -1.4%
34	ATMOS ENERGY CORP COM ATO	ATO	249,427	$28.0m0.60%	0.60%	Added +3.2k	+3,155 1.3%
35	RTX CORPORATION COM RTX	RTX	276,287	$27.9m0.60%	0.60%	Added +2.4k	+2,354 0.9%
36	BATTERY FUTURE ACQUISITION C CL A ORD SHS CL A ORD SHS		2,500,000	$25.7m0.55%	0.55%	Reduced -13.4k	-13,420 -0.5%
37	AGILENT TECHNOLOGIES INC COM A	A	170,604	$25.5m0.55%	0.55%	Reduced -1.4k	-1,388 -0.8%
38	ALPHABET INC CAP STK CL A GOOGL	GOOGL	288,146	$25.4m0.55%	0.55%	Added +10.7k	+10,668 3.8%
39	ELLIOTT OPPORTUNITY II CORP SHS CL A SHS CL A		2,500,000	$25.2m0.54%	0.54%	Reduced -422.2k	-422,242 -14.4%
40	HENNESSY CAPITAL INVST CORP CLASS A COM CLASS A COM		2,548,419	$25.2m0.54%	0.54%	Added +736.8k	+736,770 40.7%
41	ENPHYS ACQUISITION CORP CL A ORD SHS NFYS	NFYS	2,500,000	$25.1m0.54%	0.54%	New
42	JOHNSON & JOHNSON COM JNJ	JNJ	141,574	$25.0m0.54%	0.54%	Added +821	+821 0.6%
43	TORTOISEECOFIN ACQUISITION C SHS CL A SHS CL A		2,504,271	$24.9m0.54%	0.54%	New
44	CISCO SYS INC COM CSCO	CSCO	516,810	$24.6m0.53%	0.53%	Added +11.3k	+11,262 2.2%
45	CONCORD ACQUISITION CORP II COM CL A CNDA	CNDA	2,470,731	$24.6m0.53%	0.53%	Added +370.0k	+370,000 17.6%
46	SIMON PPTY GROUP INC NEW COM SPG	SPG	203,405	$23.9m0.51%	0.51%	Added +70	+70 0.0%
47	FORTINET INC COM FTNT	FTNT	481,970	$23.6m0.51%	0.51%	Reduced -11.3k	-11,254 -2.3%
48	ULTA BEAUTY INC COM ULTA	ULTA	49,678	$23.3m0.50%	0.50%	Added +8.2k	+8,228 19.9%
49	CLEAN HARBORS INC COM CLH	CLH	201,922	$23.0m0.50%	0.50%	Reduced -14.2k	-14,249 -6.6%
50	AT&T INC COM T	T	1,221,151	$22.5m0.48%	0.48%	Added +461.6k	+461,608 60.8%
51	TRUIST FINL CORP COM TFC	TFC	519,995	$22.4m0.48%	0.48%	Reduced -26.7k	-26,724 -4.9%
52	SHELL PLC SPON ADS SHEL	SHEL	390,777	$22.3m0.48%	0.48%	Added +7.5k	+7,548 2.0%
53	AUTOZONE INC COM AZO	AZO	8,953	$22.1m0.47%	0.47%	Reduced -89	-89 -1.0%
54	EMERSON ELEC CO COM EMR	EMR	226,443	$21.8m0.47%	0.47%	Added +5.2k	+5,244 2.4%
55	WASTE MGMT INC DEL COM WM	WM	135,876	$21.3m0.46%	0.46%	Reduced -420	-420 -0.3%
56	IQVIA HLDGS INC COM IQV	IQV	103,726	$21.3m0.46%	0.46%	Reduced -4.8k	-4,793 -4.4%
57	INFINITE ACQUISITION CORP CL A ORD SHS CL A ORD SHS		2,070,000	$21.2m0.46%	0.46%	Added +1.6m	+1,643,764 385.6%
58	SPDR SER TR BLOOMBERG 1-3 MO BIL	BIL	231,265	$21.2m0.45%	0.45%	New
59	EXPEDITORS INTL WASH INC COM EXPD	EXPD	203,286	$21.1m0.45%	0.45%	Added +2.0k	+2,030 1.0%
60	ISHARES TR CORE S&P MCP ETF IJH	IJH	86,499	$20.9m0.45%	0.45%	Reduced -10.2k	-10,163 -10.5%
61	PERFORMANCE FOOD GROUP CO COM PFGC	PFGC	356,317	$20.8m0.45%	0.45%	New
62	PFIZER INC COM PFE	PFE	398,965	$20.4m0.44%	0.44%	Added +5.2k	+5,169 1.3%
63	KELLANOVA COM K	K	286,293	$20.4m0.44%	0.44%	Added +4.4k	+4,373 1.6%
64	METLIFE INC COM MET	MET	279,730	$20.2m0.44%	0.44%	Added +3.7k	+3,707 1.3%
65	TAPESTRY INC COM TPR	TPR	527,777	$20.1m0.43%	0.43%	Added +5.4k	+5,422 1.0%
66	MARRIOTT INTL INC NEW CL A MAR	MAR	131,155	$19.5m0.42%	0.42%	Added +1.5k	+1,470 1.1%
67	PHILIP MORRIS INTL INC COM PM	PM	192,174	$19.4m0.42%	0.42%	Added +3.9k	+3,926 2.1%
68	EVE MOBILITY ACQUISITION COR CL A ORD SHS CL A ORD SHS		1,874,999	$19.3m0.42%	0.42%	Added +85.1k	+85,071 4.8%
69	CARTESIAN GROWTH CORP II CLASS A ORD RENEF	RENEF	1,875,000	$19.2m0.41%	0.41%	Unchanged
70	DOW INC COM DOW	DOW	379,379	$19.1m0.41%	0.41%	Added +4.8k	+4,804 1.3%
71	PAYCOM SOFTWARE INC COM PAYC	PAYC	60,680	$18.8m0.40%	0.40%	New
72	AFTERNEXT HEALTHTECH ACQUISI SHS CL A SHS CL A		1,875,000	$18.8m0.40%	0.40%	Unchanged
73	PORTAGE FINTECH ACQUISITN CO CLASS A ORD SHS PFTA	PFTA	1,868,399	$18.7m0.40%	0.40%	Added +218.8k	+218,847 13.3%
74	ARCH CAP GROUP LTD ORD ACGL	ACGL	298,446	$18.7m0.40%	0.40%	Reduced -4.5k	-4,539 -1.5%
75	SMUCKER J M CO COM NEW SJM	SJM	118,181	$18.7m0.40%	0.40%	Added +702	+702 0.6%
76	BRISTOL-MYERS SQUIBB CO COM BMY	BMY	259,197	$18.6m0.40%	0.40%	Added +4.7k	+4,712 1.9%
77	HP INC COM HPQ	HPQ	693,433	$18.6m0.40%	0.40%	Reduced -16.8k	-16,812 -2.4%
78	MEDTRONIC PLC SHS MDT	MDT	239,441	$18.6m0.40%	0.40%	Added +55.1k	+55,064 29.9%
79	DAYFORCE INC COM DAY	DAY	285,088	$18.3m0.39%	0.39%	Unchanged
80	AHREN ACQUISITION CORP CLASS A ORD SHS CLASS A ORD SHS		1,775,595	$18.2m0.39%	0.39%	Added +1.1m	+1,108,970 166.4%
81	WELLS FARGO CO NEW COM WFC	WFC	431,584	$17.8m0.38%	0.38%	Added +6.6k	+6,561 1.5%
82	AMETEK INC COM AME	AME	124,580	$17.4m0.37%	0.37%	New
83	KROGER CO COM KR	KR	389,968	$17.4m0.37%	0.37%	Unchanged
84	PARKER-HANNIFIN CORP COM PH	PH	59,108	$17.2m0.37%	0.37%	Reduced -4.6k	-4,627 -7.3%
85	KLA CORP COM NEW KLAC	KLAC	45,518	$17.2m0.37%	0.37%	Reduced -2.3k	-2,253 -4.7%
86	PROSHARES TR ULTRAPRO QQQ TQQQ	TQQQ	968,708	$16.8m0.36%	0.36%	Added +696.7k	+696,739 256.2%
87	EMCOR GROUP INC COM EME	EME	112,771	$16.7m0.36%	0.36%	Reduced -4.8k	-4,830 -4.1%
88	PPL CORP COM PPL	PPL	571,294	$16.7m0.36%	0.36%	Added +12.6k	+12,560 2.2%
89	TARGET GLOBAL ACQUISI I CORP CLASS A ORD SHS TGAAF	TGAAF	1,611,724	$16.5m0.35%	0.35%	Added +1.6m	+1,561,724 3123.4%
90	US BANCORP DEL COM NEW USB	USB	375,276	$16.4m0.35%	0.35%	Reduced -24.6k	-24,617 -6.2%
91	MONDELEZ INTL INC CL A MDLZ	MDLZ	243,686	$16.2m0.35%	0.35%	Added +5.5k	+5,493 2.3%
92	REGIONS FINANCIAL CORP NEW COM RF	RF	751,474	$16.2m0.35%	0.35%	Reduced -97	-97 -0.0%
93	CHUBB LIMITED COM CB	CB	73,326	$16.2m0.35%	0.35%	Reduced -35	-35 -0.1%
94	HEALTHCARE AI ACQUISITION CO CLASS A ORD SHS HAIAF	HAIAF	1,570,560	$16.1m0.35%	0.35%	Added +526.0k	+526,011 50.4%
95	AMERIPRISE FINL INC COM AMP	AMP	50,222	$15.6m0.34%	0.34%	Reduced -10.0k	-9,984 -16.6%
96	VANGUARD SCOTTSDALE FDS INT-TERM CORP VCIT	VCIT	201,681	$15.6m0.34%	0.34%	Reduced -2.2k	-2,190 -1.1%
97	UTA ACQUISITION CORPORATION CLASS A ORD SHS CLASS A ORD SHS		1,528,422	$15.6m0.34%	0.34%	New
98	KEYCORP COM KEY	KEY	878,490	$15.3m0.33%	0.33%	Reduced -63.6k	-63,623 -6.8%
99	VERIZON COMMUNICATIONS INC COM VZ	VZ	383,463	$15.1m0.32%	0.32%	Reduced -2.1k	-2,149 -0.6%
100	SDCL EDGE ACQUISITION CORP CL A ORD SHS CL A ORD SHS		1,499,643	$15.1m0.32%	0.32%	New

Sold out since Q3 2022

Security	Ticker	Shares held before	Value then
DXC TECHNOLOGY CO DXC	DXC	1,252,164	$30.7m1.3m shares
POSHMARK INC POSH	POSH	1,446,334	$22.7m1.4m shares
BRITISH AMERN TOB PLC BTI	BTI	608,884	$21.6m608.9k shares
HUDSON EXECUTIVE INVES III		2,173,941	$21.4m2.2m shares
NORTHERN STAR INVEST CORP II		1,589,023	$15.6m1.6m shares
NORTHERN STAR INVEST CORP IV		1,585,000	$15.6m1.6m shares
STONEBRIDGE ACQUISITION CORP APAC	APAC	1,500,000	$15.2m1.5m shares
OWENS CORNING NEW OC	OC	190,050	$14.9m190.1k shares
ROSS ACQUISITION CORP II		1,355,236	$13.4m1.4m shares
AUTONATION INC AN	AN	130,907	$13.3m130.9k shares
ENVISTA HOLDINGS CORPORATION NVST	NVST	354,484	$11.6m354.5k shares
THERMO FISHER SCIENTIFIC INC TMO	TMO	22,863	$11.6m22.9k shares
REVOLUTION HEALTHCAR AQ CORP		1,141,760	$11.2m1.1m shares
KKR ACQUISITION HOLDING I CO		1,070,794	$10.5m1.1m shares
ALBERTSONS COS INC ACI	ACI	403,640	$10.0m403.6k shares
FORTRESS VALUE ACQUISI CORP		955,797	$9.4m955.8k shares
TCW SPECIAL PURPOSE ACQU COR		895,371	$8.8m895.4k shares
CREDIT ACCEP CORP MICH CACC	CACC	18,958	$8.3m19.0k shares
SCHNEIDER NATIONAL INC SNDR	SNDR	409,000	$8.3m409.0k shares
IRIS ACQUISITION CORP		832,706	$8.2m832.7k shares
PILGRIMS PRIDE CORP PPC	PPC	344,713	$7.9m344.7k shares
LONGVIEW ACQUISITION CORP II LGV	LGV	725,000	$7.1m725.0k shares
ACCELERATE ACQUISITION CORP		661,988	$6.5m662.0k shares
ZOOMINFO TECHNOLOGIES INC GTM	GTM	155,620	$6.5m155.6k shares
GX ACQUISITION CORP II		572,345	$5.6m572.3k shares

Options (notional value)

Underlying	Ticker	Type	Shares controlled	Notional	Change
PURECYCLE TECHNOLOGIES INC PCT · Put	PCT	Put	326,200	$146.0k326.2k shares	Added
UNITY BIOTECHNOLOGY INC UNBX · Put	UNBX	Put	144,500	$3.0k144.5k shares	New

Stakes above 5%

Companies where this manager has reported owning more than 5% of a class of shares, on Schedule 13D (may seek influence) or 13G (passive): its latest filing for each, from 19 Dec 2024 on.

Company	Ticker	Stake	Change	Schedule	Last filed
BGC GROUP INC BGC · 13D · filed 2025-10-06	BGC	23.4%≈ $1.2bn	-0.1 pts	13D	2025-10-06
NEWMARK GROUP INC NMRK · 13D · filed 2025-10-06	NMRK	22.3%≈ $665.2m	-0.1 pts	13D	2025-10-06
XBP GLOBAL HOLDINGS INC 13D · filed 2026-09-22		7.2%	+0.4 pts	13D	2026-09-22