Vault-13

ISHARES TR IEI

3 7 YR TREAS BD · ETP · CUSIP 464288661

574 institutional holders +29 vs Q3 2022
89,325,93389.3m shares reported held*
$10.3bnreported value*
74 new 176 added 215 reduced 61 sold out net bought ≈ $57.8m (+261.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($37.4m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $115.41. Options: 4 managers hold calls ($243.2m notional), 7 hold puts ($280.7m).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 545Q4 22: 574574Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022545
Q4 2022574

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100m$200m$300mQ3 22 calls: $156.4mQ3 22 puts: $114.0mQ3 22P/C 0.73Q4 22 calls: $243.2mQ4 22 puts: $280.7mQ4 22P/C 1.15
Numbers
QuarterCallsPutsP/C
Q3 2022$156.4m$114.0m0.73
Q4 2022$243.2m$280.7m1.15

Biggest buyers

FMR LLC Added +3,513,654+3.5m
Charles Schwab Investment Advisory, Inc. Added +1,211,356+1.2m
Mariner, LLC Added +1,022,527+1.0m
JPMORGAN CHASE & CO Added +664,769+664.8k
Lombard Odier Asset Management (USA) Corp Added +600,000+600.0k
Tanglewood Wealth Management, Inc. Added +531,321+531.3k
AMERIPRISE FINANCIAL INC Added +309,192+309.2k
BANK OF AMERICA CORP /DE/ Added +251,688+251.7k
TRAPHAGEN INVESTMENT ADVISORS LLC Added +204,507+204.5k
Cetera Advisor Networks LLC Added +187,677+187.7k

Biggest sellers

PERSONAL CAPITAL ADVISORS CORP Reduced -5,537,084-5.5m
CHARLES SCHWAB INVESTMENT MANAGEMENT INC Reduced -503,803-503.8k
Badgley Phelps Wealth Managers, LLC Reduced -405,576-405.6k
JANE STREET GROUP, LLC Reduced -376,359-376.4k
SYNOVUS FINANCIAL CORP Reduced -332,089-332.1k
Relative Value Partners Group, LLC Reduced -289,462-289.5k
Bank of New York Mellon Corp Reduced -275,401-275.4k
Bank Julius Baer & Co. Ltd, Zurich Reduced -230,591-230.6k
CFS Investment Advisory Services, LLC Sold out -211,189-211.2k
SFMG, LLC Reduced -181,773-181.8k

Biggest calls

CITADEL ADVISORS LLC Added $121.3m1.1m shares
Lombard Odier Asset Management (USA) Corp New $114.9m1.0m shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $6.3m54.7k shares
WOLVERINE TRADING, LLC New $724.0k6.3k shares

Biggest puts

Lombard Odier Asset Management (USA) Corp Added $229.8m2.0m shares
BOOTHBAY FUND MANAGEMENT, LLC Added $31.6m275.1k shares
K2 PRINCIPAL FUND, L.P. Reduced $5.7m50.0k shares
BANK OF MONTREAL /CAN/ New $4.6m40.0k shares
CITADEL ADVISORS LLC Reduced $4.2m36.4k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $3.7m32.2k shares
WOLVERINE TRADING, LLC New $1.1m9.3k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 JPMORGAN CHASE & CO 0.21% of their portfolio NEW YORK, NY 12,928,90512.9m $1.5bn $1.5bn 0.21% Added +664.8k +664,769
2 BANK OF AMERICA CORP /DE/ 0.08% of their portfolio CHARLOTTE, NC 5,519,6845.5m $634.2m $634.2m 0.08% Added +251.7k +251,688
3 Financial Engines Advisors L.L.C. 1.22% of their portfolio SANTA CLARA, CA 3,700,1923.7m $425.1m $425.1m 1.22% Reduced -103.9k -103,915
4 FMR LLC 0.04% of their portfolio BOSTON, MA 3,513,9653.5m $403.7m $403.7m 0.04% Added +3.5m +3,513,654
5 ENVESTNET ASSET MANAGEMENT INC 0.19% of their portfolio Berwyn, PA 3,240,4483.2m $372.3m $372.3m 0.19% Added +163.3k +163,255
6 Charles Schwab Investment Advisory, Inc. 0.55% of their portfolio SAN FRANCISCO, CA 2,855,7972.9m $328.1m $328.1m 0.55% Added +1.2m +1,211,356
7 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.09% of their portfolio SAN FRANCISCO, CA 2,541,8972.5m $292.0m $292.0m 0.09% Reduced -503.8k -503,803
8 MORGAN STANLEY 0.03% of their portfolio NEW YORK, NY 2,443,6882.4m $280.8m $280.8m 0.03% Reduced -161.1k -161,072
9 AMERIPRISE FINANCIAL INC 0.09% of their portfolio MINNEAPOLIS, MN 2,308,5052.3m $266.1m $266.1m 0.09% Added +309.2k +309,192
10 Creative Planning 0.40% of their portfolio OVERLAND PARK, KS 2,285,6972.3m $262.6m $262.6m 0.40% Reduced -180.2k -180,157
11 TRUIST FINANCIAL CORP 0.41% of their portfolio CHARLOTTE, NC 2,004,5702.0m $230.3m $230.3m 0.41% Added +160.1k +160,110
12 Bank Julius Baer & Co. Ltd, Zurich 1.55% of their portfolio ZURICH, V8 1,969,9032.0m $226.3m $226.3m 1.55% Reduced -230.6k -230,591
13 Janney Montgomery Scott LLC 0.87% of their portfolio PHILADELPHIA, PA 1,950,1892.0m $224.1m $224.1m 0.87% Reduced -89.6k -89,620
14 ASSETMARK, INC 0.95% of their portfolio CONCORD, CA 1,911,3641.9m $219.6m $219.6m 0.95% Reduced -25.9k -25,897
15 WELLS FARGO & COMPANY/MN 0.06% of their portfolio SAN FRANCISCO, CA 1,600,7991.6m $183.9m $183.9m 0.06% Reduced -41.9k -41,900
16 M&T Bank Corp 0.70% of their portfolio BUFFALO, NY 1,521,4021.5m $174.8m $174.8m 0.70% Reduced -31.5k -31,467
17 LPL Financial LLC 0.15% of their portfolio FORT MILL, SC 1,486,3961.5m $170.8m $170.8m 0.15% Added +141.4k +141,407
18 STIFEL FINANCIAL CORP 0.25% of their portfolio ST. LOUIS, MO 1,428,4461.4m $164.1m $164.1m 0.25% Reduced -42.2k -42,233
19 Matson Money. Inc. 6.14% of their portfolio MASON, OH 1,405,6321.4m $161.5m $161.5m 6.14% Added +171 +171
20 Tanglewood Wealth Management, Inc. 24.11% of their portfolio HOUSTON, TX 1,401,1361.4m $161.0m $161.0m 24.11% Added +531.3k +531,321
21 Mariner, LLC 0.46% of their portfolio Overland Park, KS 1,236,8161.2m $142.1m $142.1m 0.46% Added +1.0m +1,022,527
22 RAYMOND JAMES & ASSOCIATES 0.13% of their portfolio ST PETERSBURG, FL 1,230,0611.2m $141.3m $141.3m 0.13% Added +76.0k +75,962
23 Cerity Partners OCIO LLC 4.47% of their portfolio New York, NY 1,210,7291.2m $139.1m $139.1m 4.47% Reduced -92.0k -91,962
24 WestEnd Advisors, LLC 4.21% of their portfolio CHARLOTTE, NC 1,119,8641.1m $128.7m $128.7m 4.21% Reduced -58.9k -58,866
25 UBS Group AG 0.06% of their portfolio ZURICH, V8 1,016,2861.0m $116.8m $116.8m 0.06% Added +33.7k +33,725
26 Lombard Odier Asset Management (USA) Corp 18.62% of their portfolio New York, NY 1,000,0001.0m $114.9m $114.9m 18.62% Added +600.0k +600,000
27 BlackRock Inc. 0.00% of their portfolio New York, NY 725,089725.1k $83.3m $83.3m 0.00% Reduced -98.7k -98,681
28 PNC Financial Services Group, Inc. 0.07% of their portfolio Pittsburgh, PA 668,421668.4k $76.8m $76.8m 0.07% Added +75.1k +75,099
29 CANTOR FITZGERALD, L. P. 1.61% of their portfolio NEW YORK, NY 653,294653.3k $75.1m $75.1m 1.61% Reduced -14.2k -14,156
30 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 605,050605.0k $69.5m $69.5m 0.02% Reduced -113.0k -113,003
31 Bluespring Wealth Management, LLC 8.34% of their portfolio AUSTIN, TX 534,467534.5k $61.4m $61.4m 8.34% Reduced -48.2k -48,203
32 Voya Financial Advisors, Inc. 6.94% of their portfolio WINDSOR, CT 464,038464.0k $53.4m $53.4m 6.94% Reduced -15.9k -15,947
33 KEYBANK NATIONAL ASSOCIATION/OH 0.26% of their portfolio BROOKLYN, OH 453,413453.4k $52.1m $52.1m 0.26% Reduced -14.0k -13,990
34 Fullerton Fund Management Co Ltd. 3.80% of their portfolio SINGAPORE, U0 444,678444.7k $51.1m $51.1m 3.80% Unchanged
35 JANE STREET GROUP, LLC 0.09% of their portfolio NEW YORK, NY 428,699428.7k $49.3m $49.3m 0.09% Reduced -376.4k -376,359
36 Thrivent Financial for Lutherans 0.13% of their portfolio Minneapolis, MN 422,550422.6k $48.7m $48.7m 0.13% Reduced -65.6k -65,596
37 FIFTH THIRD BANCORP 0.23% of their portfolio CINCINNATI, OH 420,356420.4k $48.3m $48.3m 0.23% Added +44.9k +44,882
38 SFMG, LLC 5.30% of their portfolio PLANO, TX 415,581415.6k $47.7m $47.7m 5.30% Reduced -181.8k -181,773
39 VICTORY CAPITAL MANAGEMENT INC 0.05% of their portfolio San Antonio, TX 396,379396.4k $45.5m $45.5m 0.05% Reduced -9.5k -9,459
40 HUNTINGTON NATIONAL BANK 0.45% of their portfolio COLUMBUS, OH 378,235378.2k $43.5m $43.5m 0.45% Added +45.6k +45,568
41 TRAPHAGEN INVESTMENT ADVISORS LLC 6.64% of their portfolio ORADELL, NJ 367,635367.6k $42.2m $42.2m 6.64% Added +204.5k +204,507
42 BUCKINGHAM STRATEGIC WEALTH, LLC 0.75% of their portfolio CLAYTON, MO 360,757360.8k $41.4m $41.4m 0.75% Added +3.9k +3,880
43 HighTower Advisors, LLC 0.08% of their portfolio CHICAGO, IL 321,022321.0k $36.9m $36.9m 0.08% Reduced -6.4k -6,358
44 AE Wealth Management LLC 0.26% of their portfolio TOPEKA, KS 313,800313.8k $36.1m $36.1m 0.26% Added +8.3k +8,277
45 Polaris Wealth Advisory Group, LLC 2.67% of their portfolio SAN RAFAEL, CA 306,504306.5k $35.8m $35.8m 2.67% Added +28.1k +28,128
46 Allworth Financial LP 0.39% of their portfolio FOLSOM, CA 305,483305.5k $35.1m $35.1m 0.39% Added +17.0k +17,024
47 Pacific Sage Partners, LLC 11.22% of their portfolio EDMONDS, WA 294,130294.1k $33.8m $33.8m 11.22% First filing
48 ANCHOR CAPITAL ADVISORS LLC 0.85% of their portfolio Boston, MA 286,769286.8k $32.9m $32.9m 0.85% Reduced -3.8k -3,827
49 OSAIC HOLDINGS, INC. 0.07% of their portfolio SCOTTSDALE, AZ 280,112280.1k $32.2m $32.2m 0.07% Reduced -8.4k -8,427
50 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.05% of their portfolio MILWAUKEE, WI 277,422277.4k $31.9m $31.9m 0.05% Added +62.2k +62,206
51 Madison Asset Management, LLC 0.48% of their portfolio MADISON, WI 264,142264.1k $30.3m $30.3m 0.48% Added +20.8k +20,751
52 Connectus Wealth, LLC 0.69% of their portfolio CINCINNATI, OH 255,095255.1k $29.4m $29.4m 0.69% Added +20.7k +20,747
53 EVERGREEN CAPITAL MANAGEMENT LLC 1.34% of their portfolio Bellevue, WA 248,860248.9k $28.6m $28.6m 1.34% Added +3.9k +3,870
54 PROFFITT & GOODSON INC 5.85% of their portfolio KNOXVILLE, TN 238,875238.9k $27.4m $27.4m 5.85% Reduced -26.7k -26,738
55 Trilogy Capital Inc. 1.82% of their portfolio IRVINE, CA 223,699223.7k $25.7m $25.7m 1.82% Added +329 +329
56 New York Life Investment Management LLC 0.29% of their portfolio New York, NY 217,853217.9k $25.0m $25.0m 0.29% Reduced -52.1k -52,122
57 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.13% of their portfolio IRVING, TX 208,475208.5k $24.0m $24.0m 0.13% Reduced -1.6k -1,558
58 Cetera Advisor Networks LLC 0.19% of their portfolio EL SEGUNDO, CA 205,653205.7k $23.6m $23.6m 0.19% Added +187.7k +187,677
59 One Day In July LLC 4.78% of their portfolio BURLINGTON, VT 202,091202.1k $23.2m $23.2m 4.78% Added +768 +768
60 PICTET ASSET MANAGEMENT SA 0.03% of their portfolio GENEVA 73, V8 181,060181.1k $20.8m $20.8m 0.03% Reduced -44.7k -44,745
61 Klaas Financial Asset Advisors, LLC 5.13% of their portfolio LOVES PARK, IL 179,744179.7k $20.7m $20.7m 5.13% Added +38.8k +38,840
62 Allianz Asset Management GmbH 0.05% of their portfolio MUNICH, 2M 178,400178.4k $20.5m $20.5m 0.05% Added +58.6k +58,600
63 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 175,910175.9k $20.2m $20.2m 0.01% Added +172.6k +172,550
64 COMMONWEALTH EQUITY SERVICES, LLC 0.05% of their portfolio WALTHAM, MA 172,183172.2k $19.8m $19.8m 0.05% Added +103.7k +103,701
65 Haverford Trust Co 0.24% of their portfolio Radnor, PA 171,971172.0k $19.8m $19.8m 0.24% Added +3.7k +3,676
66 Raymond James Financial Services Advisors, Inc. 0.04% of their portfolio ST. PETERSBURG, FL 171,150171.2k $19.7m $19.7m 0.04% Added +105.3k +105,263
67 Donoghue Forlines LLC 6.75% of their portfolio Boston, MA 166,080166.1k $19.1m $19.1m 6.75% Reduced -13.5k -13,463
68 Raub Brock Capital Management LP 3.89% of their portfolio LARKSPUR, CA 165,705165.7k $19.0m $19.0m 3.89% New
69 Atria Wealth Solutions, Inc. 0.30% of their portfolio NEW YORK, NY 163,810163.8k $18.8m $18.8m 0.30% Added +13.4k +13,362
70 MATHER GROUP, LLC. 0.35% of their portfolio CHICAGO, IL 160,127160.1k $18.4m $18.4m 0.35% Reduced -51.8k -51,820
71 Parkside Advisors LLC 6.29% of their portfolio BERKELEY, CA 156,470156.5k $18.0m $18.0m 6.29% Reduced -20.7k -20,709
72 Juniper Hill Capital Management LP 5.57% of their portfolio Menlo Park, CA 153,297153.3k $17.6m $17.6m 5.57% Unchanged
73 High Probability Advisors, LLC 4.80% of their portfolio Pittsford, NY 152,481152.5k $17.5m $17.5m 4.80% Reduced -2.9k -2,914
74 Highview Capital Management LLC/DE/ 10.62% of their portfolio BUFFALO GROVE, IL 151,810151.8k $17.4m $17.4m 10.62% New
75 MARSHALL WACE, LLP 0.04% of their portfolio LONDON, X0 148,300148.3k $17.0m $17.0m 0.04% New
76 Orion Portfolio Solutions, LLC 0.59% of their portfolio Omaha, NE 146,657146.7k $16.8m $16.8m 0.59% Reduced -6.4k -6,362
77 OGOREK ANTHONY JOSEPH /NY/ /ADV 7.29% of their portfolio WILLIAMSVILLE, NY 145,813145.8k $16.8m $16.8m 7.29% Reduced -9.2k -9,249
78 WEALTHCARE CAPITAL MANAGEMENT LLC 2.05% of their portfolio RICHMOND, VA 139,159139.2k $16.0m $16.0m 2.05% Reduced -121.9k -121,863
79 Orange Investment Advisors, Inc. 2.42% of their portfolio GOSHEN, NY 139,099139.1k $16.0m $16.0m 2.42% Reduced -7.5k -7,488
80 Banco Santander, S.A. 0.23% of their portfolio Madrid, U3 136,572136.6k $15.7m $15.7m 0.23% Added +78.4k +78,382
81 TD PRIVATE CLIENT WEALTH LLC 0.71% of their portfolio NEW YORK, NY 131,647131.6k $15.1m $15.1m 0.71% Reduced -10.7k -10,696
82 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 131,426131.4k $15.1m $15.1m 0.00% Reduced -275.4k -275,401
83 Capital Investment Advisory Services, LLC 1.77% of their portfolio RALEIGH, NC 129,793129.8k $14.9m $14.9m 1.77% Added +17.3k +17,329
84 Eley Financial Management, Inc 7.99% of their portfolio SOUTH BURLINGTON, VT 129,042129.0k $14.8m $14.8m 7.99% First filing
85 INNEALTA CAPITAL, LLC 6.69% of their portfolio AUSTIN, TX 125,390125.4k $14.4m $14.4m 6.69% New
86 HSBC HOLDINGS PLC 0.02% of their portfolio LONDON, X0 125,340125.3k $14.4m $14.4m 0.02% Reduced -97 -97
87 MILLENNIUM MANAGEMENT LLC 0.02% of their portfolio NEW YORK, NY 124,151124.2k $14.3m $14.3m 0.02% Reduced -6.3k -6,269
88 FIRST FINANCIAL BANK - TRUST DIVISION 1.53% of their portfolio HAMILTON, OH 123,349123.3k $14.2m $14.2m 1.53% Added +7.7k +7,676
89 US BANCORP \DE\ 0.02% of their portfolio MINNEAPOLIS, MN 119,880119.9k $13.8m $13.8m 0.02% Added +14.8k +14,811
90 Willis Johnson & Associates, Inc. 1.80% of their portfolio Houston, TX 119,787119.8k $13.8m $13.8m 1.80% Added +211 +211
91 Beacon Bank & Trust 4.20% of their portfolio Boston, MA 119,636119.6k $13.7m $13.7m 4.20% Reduced -15.9k -15,864
92 FFT WEALTH MANAGEMENT LLC 1.75% of their portfolio PHILADELPHIA, PA 118,685118.7k $13.6m $13.6m 1.75% Reduced -1.6k -1,604
93 Kestra Advisory Services, LLC 0.12% of their portfolio AUSTIN, TX 118,008118.0k $13.6m $13.6m 0.12% Added +42.5k +42,464
94 Rain Capital Management, LLC 9.85% of their portfolio LAKE OSWEGO, OR 114,237114.2k $13.1m $13.1m 9.85% New
95 1832 Asset Management L.P. 0.03% of their portfolio TORONTO, A6 113,189113.2k $13.0m $13.0m 0.03% Reduced -12.9k -12,863
96 PFS INVESTMENTS INC. 0.24% of their portfolio DULUTH, GA 113,100113.1k $13.0m $13.0m 0.24% Added +13.5k +13,532
97 PERSONAL CAPITAL ADVISORS CORP 0.06% of their portfolio Redwood City, CA 112,494112.5k $12.9m $12.9m 0.06% Reduced -5.5m -5,537,084
98 Keel Point, LLC 1.99% of their portfolio HUNTSVILLE, AL 110,246110.2k $12.7m $12.7m 1.99% Reduced -24.7k -24,693
99 Blue Edge Capital, LLC 2.81% of their portfolio RICHMOND, VA 107,254107.3k $12.3m $12.3m 2.81% Added +6.5k +6,548
100 AXXCESS WEALTH MANAGEMENT, LLC 1.01% of their portfolio CARLSBAD, CA 106,676106.7k $12.3m $12.3m 1.01% Reduced -3.3k -3,322