Vault-13

SPDR SER TR SPIB

PORTFOLIO INTRMD · ETP · CUSIP 78464A375

419 institutional holders +25 vs Q3 2022
131,254,264131.3m shares reported held*
$4.2bnreported value*
57 new 143 added 148 reduced 43 sold out net bought ≈ $477.2m (+13.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($6.2m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $31.81. Options: 1 managers hold calls ($241.9k notional), 1 hold puts ($15.9k).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 394Q4 22: 419419Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022394
Q4 2022419

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300kQ3 22 calls: $57.0kQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $241.9kQ4 22 puts: $15.9kQ4 22P/C 0.07
Numbers
QuarterCallsPutsP/C
Q3 2022$57.0k$00.00
Q4 2022$241.9k$15.9k0.07

Biggest buyers

JANE STREET GROUP, LLC Added +5,459,501+5.5m
ENVESTNET ASSET MANAGEMENT INC Added +4,123,702+4.1m
D.A. DAVIDSON & CO. New +4,082,151+4.1m
Financial Engines Advisors L.L.C. Added +2,222,448+2.2m
State of New Jersey Common Pension Fund D New +1,600,000+1.6m
TCV Trust & Wealth Management, Inc. New +877,492+877.5k
Centiva Capital, LP New +600,000+600.0k
Buckingham Capital Management, Inc. Added +543,075+543.1k
WELLS FARGO & COMPANY/MN Added +531,115+531.1k
EASTERN BANK Added +469,365+469.4k

Biggest sellers

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -6,744,409-6.7m
CFS Investment Advisory Services, LLC Reduced -1,989,171-2.0m
RFG Advisory, LLC Reduced -774,534-774.5k
Marion Wealth Management Reduced -623,129-623.1k
STATE OF WISCONSIN INVESTMENT BOARD Sold out -557,090-557.1k
Gradient Investments LLC Reduced -367,475-367.5k
GenTrust, LLC Reduced -345,312-345.3k
BANK OF AMERICA CORP /DE/ Reduced -333,000-333.0k
Creative Planning Reduced -331,100-331.1k
LPL Financial LLC Reduced -200,700-200.7k

Biggest calls

CITADEL ADVISORS LLC New $241.9k7.6k shares

Biggest puts

CITADEL ADVISORS LLC New $15.9k500 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.20% of their portfolio SAN FRANCISCO, CA 19,212,86319.2m $611.5m $611.5m 0.20% Added +171.2k +171,232
2 LPL Financial LLC 0.21% of their portfolio FORT MILL, SC 7,676,4867.7m $244.3m $244.3m 0.21% Reduced -200.7k -200,700
3 Creative Planning 0.35% of their portfolio OVERLAND PARK, KS 7,253,7857.3m $230.9m $230.9m 0.35% Reduced -331.1k -331,100
4 JANE STREET GROUP, LLC 0.41% of their portfolio NEW YORK, NY 6,811,3036.8m $216.8m $216.8m 0.41% Added +5.5m +5,459,501
5 ENVESTNET ASSET MANAGEMENT INC 0.11% of their portfolio Berwyn, PA 6,711,1986.7m $213.6m $213.6m 0.11% Added +4.1m +4,123,702
6 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 2.05% of their portfolio OMAHA, NE 6,413,3366.4m $204.1m $204.1m 2.05% Reduced -196.8k -196,755
7 Charles Schwab Investment Advisory, Inc. 0.31% of their portfolio SAN FRANCISCO, CA 5,802,0785.8m $184.7m $184.7m 0.31% Reduced -53.4k -53,372
8 D.A. DAVIDSON & CO. 1.53% of their portfolio GREAT FALLS, MT 4,082,1514.1m $129.9m $129.9m 1.53% New
9 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 3,659,3293.7m $116.5m $116.5m 0.01% Reduced -333.0k -333,000
10 WELLS FARGO & COMPANY/MN 0.03% of their portfolio SAN FRANCISCO, CA 3,153,3903.2m $100.4m $100.4m 0.03% Added +531.1k +531,115
11 Financial Engines Advisors L.L.C. 0.27% of their portfolio SANTA CLARA, CA 2,939,9832.9m $93.6m $93.6m 0.27% Added +2.2m +2,222,448
12 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 2,068,7422.1m $65.8m $65.8m 0.01% Added +78.7k +78,656
13 EASTERN BANK 3.02% of their portfolio BOSTON, MA 1,777,4101.8m $56.6m $56.6m 3.02% Added +469.4k +469,365
14 HighTower Advisors, LLC 0.12% of their portfolio CHICAGO, IL 1,655,8221.7m $52.7m $52.7m 0.12% Added +177.2k +177,172
15 State of New Jersey Common Pension Fund D 0.19% of their portfolio TRENTON, NJ 1,600,0001.6m $50.9m $50.9m 0.19% New
16 Gradient Investments LLC 1.61% of their portfolio ARDEN HILLS, MN 1,599,6991.6m $50.9m $50.9m 1.61% Reduced -367.5k -367,475
17 Zurich Insurance Group Ltd/FI 0.64% of their portfolio ZURICH, V8 1,402,9031.4m $44.7m $44.7m 0.64% Unchanged
18 Allianz Investment Management U.S. LLC 4.02% of their portfolio Minneapolis, MN 1,387,7221.4m $44.2m $44.2m 4.02% Unchanged
19 MISSION WEALTH MANAGEMENT, LP 2.01% of their portfolio Santa Barbara, CA 1,301,6401.3m $41.4m $41.4m 2.01% Reduced -197.6k -197,644
20 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 1,257,6321.3m $40.0m $40.0m 0.00% Added +60.0k +59,950
21 GenTrust, LLC 3.26% of their portfolio MIAMI, FL 1,147,0831.1m $36.5m $36.5m 3.26% Reduced -345.3k -345,312
22 Buckingham Capital Management, Inc. 5.86% of their portfolio DAYTON, OH 1,056,7701.1m $33.6m $33.6m 5.86% Added +543.1k +543,075
23 CAPITAL ADVISORS INC/OK 0.95% of their portfolio TULSA, OK 1,047,5221.0m $33.3m $33.3m 0.95% Reduced -92.7k -92,687
24 Advisors Capital Management, LLC 0.86% of their portfolio RIDGEWOOD, NJ 995,227995.2k $31.7m $31.7m 0.86% Added +68.9k +68,876
25 Allworth Financial LP 0.34% of their portfolio FOLSOM, CA 959,092959.1k $30.5m $30.5m 0.34% Reduced -35.7k -35,720
26 STEPHENS GROUP ASSET MANAGEMENT, LLC 3.45% of their portfolio LITTLE ROCK, AR 953,080953.1k $30.3m $30.3m 3.45% Reduced -24.8k -24,784
27 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.06% of their portfolio BALA CYNWYD, PA 919,044919.0k $29.3m $29.3m 0.06% Reduced -6.7m -6,744,409
28 CANTOR FITZGERALD, L. P. 0.61% of their portfolio NEW YORK, NY 892,822892.8k $28.4m $28.4m 0.61% Reduced -12.8k -12,789
29 TCV Trust & Wealth Management, Inc. 3.17% of their portfolio RICHMOND, VA 877,492877.5k $27.9m $27.9m 3.17% New
30 Occidental Asset Management, LLC 7.56% of their portfolio Burlingame, CA 870,933870.9k $27.7m $27.7m 7.56% Added +96.0k +95,996
31 PARK AVENUE SECURITIES LLC 0.47% of their portfolio NEW YORK, NY 822,770822.8k $26.2m $26.2m 0.47% Reduced -60.2k -60,155
32 Roberts Financial Services LLC 6.31% of their portfolio MARQUETTE, MI 765,181765.2k $24.4m $24.4m 6.31% Added +160.7k +160,691
33 Migdal Insurance & Financial Holdings Ltd. 0.52% of their portfolio Petach Tikva, L3 738,778738.8k $23.5m $23.5m 0.52% Added +96.1k +96,083
34 M&T Bank Corp 0.09% of their portfolio BUFFALO, NY 738,117738.1k $23.5m $23.5m 0.09% Reduced -53.4k -53,397
35 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.30% of their portfolio PLYMOUTH, MN 708,640708.6k $23.1m $23.1m 0.30% Reduced -8.4k -8,379
36 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 674,707674.7k $22.1m $22.1m 0.01% Added +78.6k +78,618
37 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 638,830638.8k $651.3k $651.3k 0.02% Added +141.3k +141,343
38 Centiva Capital, LP 1.59% of their portfolio New York, NY 600,000600.0k $19.1m $19.1m 1.59% New
39 NOTTINGHAM ADVISORS, INC. 2.48% of their portfolio AMHERST, NY 574,602574.6k $18.3m $18.3m 2.48% Reduced -10.8k -10,850
40 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 555,956556.0k $17.7m $17.7m 0.01% Added +215.8k +215,764
41 OSAIC HOLDINGS, INC. 0.04% of their portfolio SCOTTSDALE, AZ 550,867550.9k $17.5m $17.5m 0.04% Reduced -80.2k -80,227
42 UBS Group AG 0.01% of their portfolio ZURICH, V8 548,993549.0k $17.5m $17.5m 0.01% Added +143.7k +143,653
43 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 544,542544.5k $17.3m $17.3m 0.02% Added +178.7k +178,650
44 High Probability Advisors, LLC 4.39% of their portfolio Pittsford, NY 504,268504.3k $16.1m $16.1m 4.39% Reduced -10.5k -10,547
45 CITADEL ADVISORS LLC 0.02% of their portfolio MIAMI, FL 498,241498.2k $15.9m $15.9m 0.02% Added +427.2k +427,185
46 ST GERMAIN D J CO INC 0.97% of their portfolio SPRINGFIELD, MA 493,636493.6k $15.7m $15.7m 0.97% Added +201.6k +201,633
47 Flaharty Asset Management, LLC 2.74% of their portfolio CLEARWATER, FL 460,250460.2k $14.6m $14.6m 2.74% Added +23.1k +23,072
48 Orange Investment Advisors, Inc. 2.20% of their portfolio GOSHEN, NY 457,748457.7k $14.6m $14.6m 2.20% Added +88.5k +88,505
49 Avior Wealth Management, LLC 1.09% of their portfolio OMAHA, NE 455,211455.2k $14.5m $14.5m 1.09% Added +451.2k +451,172
50 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.02% of their portfolio MILWAUKEE, WI 405,856405.9k $12.9m $12.9m 0.02% Added +262.8k +262,754
51 WRAPMANAGER INC 3.96% of their portfolio MILL VALLEY, CA 387,322387.3k $12.3m $12.3m 3.96% Reduced -97.2k -97,224
52 Kistler-Tiffany Companies, LLC 2.35% of their portfolio BERWYN, PA 359,406359.4k $11.4m $11.4m 2.35% New
53 Flagstone Financial Management 6.85% of their portfolio LINCOLN, NE 353,554353.6k $11.3m $11.3m 6.85% First filing
54 Capital Analysts, LLC 0.66% of their portfolio FORT WASHINGTON, PA 341,308341.3k $10.9m $10.9m 0.66% Added +23.9k +23,896
55 Astoria Portfolio Advisors LLC. 5.19% of their portfolio NEW YORK, NY 339,534339.5k $11.1m $11.1m 5.19% Added +107.7k +107,674
56 CABOT WEALTH MANAGEMENT INC 1.82% of their portfolio BEVERLY, MA 338,903338.9k $10.8m $10.8m 1.82% Added +49.8k +49,754
57 DUFF & PHELPS INVESTMENT MANAGEMENT CO 0.13% of their portfolio CHICAGO, IL 338,055338.1k $10.8m $10.8m 0.13% Added +2.7k +2,710
58 Cetera Investment Advisers 0.10% of their portfolio SCHAUMBURG, IL 336,806336.8k $10.7m $10.7m 0.10% Added +92.7k +92,685
59 BANK HAPOALIM BM 1.28% of their portfolio TEL AVIV, L3 322,000322.0k $10.2m $10.2m 1.28% Unchanged
60 INTEGRATED CAPITAL MANAGEMENT, INC. 9.39% of their portfolio JESSUP, PA 319,627319.6k $10.2m $10.2m 9.39% Reduced -397 -397
61 TRUEFG, LLC 4.82% of their portfolio CEDAR PARK, TX 317,850317.9k $10.1m $10.1m 4.82% Reduced -5.7k -5,674
62 CGN Advisors LLC 1.72% of their portfolio MANHATTAN, KS 307,584307.6k $9.8m $9.8m 1.72% Added +58.7k +58,676
63 Adams Wealth Management 3.43% of their portfolio LOGAN, UT 305,411305.4k $9.7m $9.7m 3.43% Added +50.0k +50,026
64 AE Wealth Management LLC 0.07% of their portfolio TOPEKA, KS 291,042291.0k $9.3m $9.3m 0.07% Reduced -23.7k -23,747
65 First Trust Bank, Ltd. 33.52% of their portfolio NASSAU, C5 286,000286.0k $9.1m $9.1m 33.52% New
66 StrategIQ Financial Group, LLC 1.00% of their portfolio MERRILLVILLE, IN 270,924270.9k $8.6m $8.6m 1.00% Added +82.0k +81,974
67 Amtrust Financial Services, Inc. 4.12% of their portfolio New York, NY 270,400270.4k $8.6m $8.6m 4.12% Unchanged
68 Orion Portfolio Solutions, LLC 0.30% of their portfolio Omaha, NE 268,204268.2k $8.5m $8.5m 0.30% Reduced -12.3k -12,300
69 CONFLUENCE INVESTMENT MANAGEMENT LLC 0.12% of their portfolio ST. LOUIS, MO 260,604260.6k $8.3m $8.3m 0.12% New
70 Gerber Kawasaki Wealth & Investment Management 0.73% of their portfolio SANTA MONICA, CA 258,971259.0k $8.2m $8.2m 0.73% New
71 Ameraudi Asset Management, Inc. 3.53% of their portfolio New York, NY 257,777257.8k $8.2m $8.2m 3.53% Added +240.9k +240,924
72 PROFFITT & GOODSON INC 1.71% of their portfolio KNOXVILLE, TN 251,988252.0k $8.0m $8.0m 1.71% Added +14.2k +14,169
73 FDx Advisors, Inc. 0.35% of their portfolio BERWYN, PA 250,245250.2k $8.0m $8.0m 0.35% Reduced -8.1k -8,058
74 INTEGRAL INVESTMENT ADVISORS, INC. 6.16% of their portfolio TURLOCK, CA 249,721249.7k $7.9m $7.9m 6.16% Reduced -3.9k -3,894
75 Janney Montgomery Scott LLC 0.03% of their portfolio PHILADELPHIA, PA 241,760241.8k $7.7m $7.7m 0.03% Added +124.7k +124,720
76 RNC CAPITAL MANAGEMENT LLC 0.40% of their portfolio LOS ANGELES, CA 224,615224.6k $7.1m $7.1m 0.40% Not comparable
77 Stewardship Advisors, LLC 2.84% of their portfolio MOUNT JOY, PA 221,579221.6k $7.1m $7.1m 2.84% Reduced -32.0k -32,014
78 BANK HAPOALIM BM 0.84% of their portfolio TEL AVIV, L3 212,869212.9k $6.8m $6.8m 0.84% Added +771 +771
79 OLD MISSION CAPITAL LLC 0.29% of their portfolio CHICAGO, IL 210,246210.2k $6.7m $6.7m 0.29% Reduced -28.5k -28,522
80 Cornerstone Management, Inc. 1.85% of their portfolio DULUTH, GA 206,517206.5k $6.6m $6.6m 1.85% Added +3.5k +3,500
81 Manning & Napier Group, LLC 0.08% of their portfolio Fairport, NY 204,460204.5k $6.5m $6.5m 0.08% Reduced -2.7k -2,719
82 RENAISSANCE TECHNOLOGIES LLC 0.01% of their portfolio NEW YORK, NY 204,080204.1k $6.5m $6.5m 0.01% New
83 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.31% of their portfolio Seattle, WA 203,705203.7k $6.5m $6.5m 0.31% Reduced -52.5k -52,484
84 Leicht Financial Planning & Wealth Management, Inc. 4.34% of their portfolio PARSIPPANY, NJ 203,493203.5k $6.5m $6.5m 4.34% Added +879 +879
85 Shilanski & Associates, Inc. 2.81% of their portfolio ANCHORAGE, AK 201,994202.0k $6.4m $6.4m 2.81% New
86 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 198,635198.6k $6.3m $6.3m 0.01% Added +4.0k +3,980
87 Towercrest Capital Management 1.36% of their portfolio NEWTOWN, PA 193,069193.1k $6.1m $6.1m 1.36% Added +12.5k +12,472
88 APPLETON PARTNERS INC/MA 0.58% of their portfolio BOSTON, MA 192,917192.9k $6.1m $6.1m 0.58% Added +3.9k +3,904
89 Wayfinding Financial, LLC 5.15% of their portfolio LYNNWOOD, WA 181,202181.2k $6.4m $6.4m 5.15% Added +171.1k +171,064
90 Dynamic Advisor Solutions LLC 0.39% of their portfolio PHOENIX, AZ 178,322178.3k $5.7m $5.7m 0.39% New
91 Relative Value Partners Group, LLC 0.40% of their portfolio NORTHBROOK, IL 176,916176.9k $5.6m $5.6m 0.40% Added +23.8k +23,814
92 Vectors Research Management, LLC 1.44% of their portfolio New York, NY 174,298174.3k $5.5m $5.5m 1.44% Reduced -136.1k -136,108
93 HNP Capital LLC 1.54% of their portfolio ROCHESTER, NY 172,656172.7k $5.5m $5.5m 1.54% Reduced -136.8k -136,776
94 Focused Wealth Management, Inc 1.10% of their portfolio Newburgh, NY 170,484170.5k $5.4m $5.4m 1.10% Added +150.1k +150,060
95 Vestmark Advisory Solutions, Inc. 0.26% of their portfolio Wakefield, MA 169,222169.2k $5.4m $5.4m 0.26% Added +5.0k +4,961
96 Probity Advisors, Inc. 1.21% of their portfolio DALLAS, TX 167,358167.4k $5.3m $5.3m 1.21% Reduced -1.3k -1,302
97 Bartlett & Co. LLC 0.11% of their portfolio CINCINNATI, OH 167,319167.3k $5.3m $5.3m 0.11% Added +166.8k +166,845
98 BARTLETT & CO. WEALTH MANAGEMENT LLC 0.11% of their portfolio CINCINNATI, OH 167,319167.3k $5.3m $5.3m 0.11% Added +166.8k +166,845
99 Cerity Partners OCIO LLC 0.17% of their portfolio New York, NY 167,184167.2k $5.3m $5.3m 0.17% Reduced -48.2k -48,206
100 ALPS ADVISORS INC 0.05% of their portfolio Denver, CO 161,915161.9k $5.2m $5.2m 0.05% Added +250 +250