Occidental Asset Management, LLC

Burlingame, CA · CIK 1770994 · 13F filing filed 2023-01-24

No investment adviser registration (Form ADV) found for this filer. It may be a parent company whose subsidiaries are the registered advisers, a bank or insurer, or a manager based outside the US.

$366.7m reported value +10.0% vs Q3 2022

206positions

34.6%in top 10

32 new 95 added 51 reduced 6 sold out vs Q3 2022

Holdings, Q4 2022

The small lines show how much was held over the last 4 quarters (adjusted for stock splits).

#	Security	Ticker	Shares	Value	% of portfolio	Change	Shares change
1	SPDR SER TR PORTFOLIO INTRMD SPIB	SPIB	870,933	$27.7m7.56%	7.56%	Added +96.0k	+95,996 12.4%
2	SPDR SER TR PORTFOLIO SHORT SPSB	SPSB	777,506	$22.8m6.23%	6.23%	Added +11.0k	+10,984 1.4%
3	APPLE INC COM AAPL	AAPL	132,372	$17.2m4.69%	4.69%	Added +11.0k	+11,001 9.1%
4	ISHARES TR IBOXX HI YD ETF HYG	HYG	176,185	$13.0m3.54%	3.54%	Added +31.5k	+31,503 21.8%
5	ISHARES TR RUS 1000 GRW ETF IWF	IWF	59,140	$12.7m3.45%	3.45%	Added +93	+93 0.2%
6	ISHARES TR S&P 500 VAL ETF IVE	IVE	64,310	$9.3m2.54%	2.54%	Reduced -484	-484 -0.8%
7	MICROSOFT CORP COM MSFT	MSFT	27,854	$6.7m1.82%	1.82%	Added +1.2k	+1,228 4.6%
8	ISHARES TR RUS MDCP VAL ETF IWS	IWS	60,070	$6.3m1.73%	1.73%	Reduced -285	-285 -0.5%
9	VANGUARD INTL EQUITY INDEX F ALLWRLD EX US VEU	VEU	111,948	$5.6m1.53%	1.53%	Added +39	+39 0.0%
10	VANGUARD BD INDEX FDS SHORT TRM BOND BSV	BSV	73,046	$5.5m1.50%	1.50%	Reduced -24.9k	-24,905 -25.4%
11	SPDR SERIES TRUST PRTFLO S&P500 GW SPYG	SPYG	108,052	$5.5m1.49%	1.49%	Added +7.7k	+7,655 7.6%
12	NVIDIA CORPORATION COM NVDA	NVDA	37,237	$5.4m1.48%	1.48%	Reduced -32	-32 -0.1%
13	ISHARES TR CORE INTL AGGR IAGG	IAGG	112,851	$5.4m1.46%	1.46%	Reduced -21.4k	-21,398 -15.9%
14	ISHARES TR RUS MD CP GR ETF IWP	IWP	61,541	$5.1m1.40%	1.40%	Reduced -366	-366 -0.6%
15	ISHARES TR CORE US AGGBD ET AGG	AGG	51,964	$5.0m1.37%	1.37%	Added +30.2k	+30,215 138.9%
16	SPDR SERIES TRUST PRTFLO S&P500 VL SPYV	SPYV	115,958	$4.5m1.23%	1.23%	Added +4.7k	+4,739 4.3%
17	PIMCO ETF TR ACTIVE BD ETF BOND	BOND	44,519	$4.0m1.10%	1.10%	Reduced -83.3k	-83,278 -65.2%
18	VANGUARD SPECIALIZED FUNDS DIV APP ETF VIG	VIG	25,443	$3.9m1.05%	1.05%	Reduced -159	-159 -0.6%
19	ISHARES TR 0-5 YR TIPS ETF STIP	STIP	38,518	$3.7m1.02%	1.02%	Added +11.5k	+11,517 42.6%
20	UNITEDHEALTH GROUP INC COM UNH	UNH	6,354	$3.4m0.92%	0.92%	Added +332	+332 5.5%
21	ISHARES TR PFD AND INCM SEC PFF	PFF	110,148	$3.4m0.92%	0.92%	Reduced -1.1k	-1,100 -1.0%
22	HOME DEPOT INC COM HD	HD	10,428	$3.3m0.90%	0.90%	Added +609	+609 6.2%
23	ISHARES TR CORE S&P SCP ETF IJR	IJR	34,399	$3.3m0.89%	0.89%	Reduced -1.0k	-1,027 -2.9%
24	VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF VWO	VWO	78,866	$3.1m0.84%	0.84%	Added +2.3k	+2,269 3.0%
25	META PLATFORMS INC CL A META	META	24,519	$3.0m0.80%	0.80%	Added +2.0k	+2,044 9.1%
26	SPDR INDEX SHS FDS PORTFOLIO DEVLPD SPDW	SPDW	98,748	$2.9m0.80%	0.80%	Added +5.7k	+5,721 6.2%
27	ISHARES TR MBS ETF MBB	MBB	30,879	$2.9m0.78%	0.78%	Reduced -576	-576 -1.8%
28	RELIANCE INC COM RS	RS	14,065	$2.8m0.78%	0.78%	Reduced -321	-321 -2.2%
29	CENCORA INC COM COR	COR	17,121	$2.8m0.77%	0.77%	Reduced -564	-564 -3.2%
30	SELECT SECTOR SPDR TR SBI HEALTHCARE XLV	XLV	20,783	$2.8m0.77%	0.77%	Added +257	+257 1.2%
31	QUEST DIAGNOSTICS INC COM DGX	DGX	17,805	$2.8m0.76%	0.76%	Added +442	+442 2.5%
32	MORGAN STANLEY COM NEW MS	MS	31,041	$2.6m0.72%	0.72%	Added +560	+560 1.8%
33	FIRST TR EXCHANGE-TRADED FD NO AMER ENERGY EMLP	EMLP	98,462	$2.6m0.72%	0.72%	Added +510	+510 0.5%
34	AGILENT TECHNOLOGIES INC COM A	A	16,942	$2.5m0.69%	0.69%	Added +307	+307 1.9%
35	CUMMINS INC COM CMI	CMI	10,302	$2.5m0.68%	0.68%	Added +225	+225 2.2%
36	SPDR S&P 500 ETF TR TR UNIT SPY	SPY	6,474	$2.5m0.68%	0.68%	Reduced -89	-89 -1.4%
37	WALMART INC COM WMT	WMT	17,212	$2.4m0.67%	0.67%	Added +56	+56 0.3%
38	MARSH & MCLENNAN COS INC COM MRSH	MRSH	14,671	$2.4m0.66%	0.66%	Added +132	+132 0.9%
39	HUBBELL INC COM HUBB	HUBB	10,101	$2.4m0.65%	0.65%	Reduced -102	-102 -1.0%
40	VISA INC COM CL A V	V	11,195	$2.3m0.63%	0.63%	Added +465	+465 4.3%
41	EMERSON ELEC CO COM EMR	EMR	24,182	$2.3m0.63%	0.63%	Added +483	+483 2.0%
42	MOSAIC CO NEW COM MOS	MOS	52,200	$2.3m0.62%	0.62%	Reduced -717	-717 -1.4%
43	SPDR SER TR S&P DIVID ETF SDY	SDY	18,250	$2.3m0.62%	0.62%	Reduced -152	-152 -0.8%
44	CLEARWAY ENERGY INC CL C CWEN	CWEN	71,073	$2.3m0.62%	0.62%	Added +256	+256 0.4%
45	SPDR INDEX SHS FDS PORTFOLIO EMG MK SPEM	SPEM	67,920	$2.2m0.61%	0.61%	Reduced -5.5k	-5,495 -7.5%
46	QUALCOMM INC COM QCOM	QCOM	20,036	$2.2m0.60%	0.60%	Added +3.0k	+3,003 17.6%
47	PUBLIC SVC ENTERPRISE GRP IN COM PEG	PEG	35,462	$2.2m0.59%	0.59%	Added +903	+903 2.6%
48	JPMORGAN CHASE & CO COM JPM	JPM	16,052	$2.2m0.59%	0.59%	Added +1.4k	+1,390 9.5%
49	HP INC COM HPQ	HPQ	79,448	$2.1m0.58%	0.58%	Added +6.3k	+6,300 8.6%
50	CONSTELLATION BRANDS INC CL A STZ	STZ	9,139	$2.1m0.58%	0.58%	Added +320	+320 3.6%
51	AVNET INC COM AVT	AVT	50,661	$2.1m0.57%	0.57%	Added +2.0k	+2,030 4.2%
52	VERIZON COMMUNICATIONS INC COM VZ	VZ	53,441	$2.1m0.57%	0.57%	Added +2.1k	+2,106 4.1%
53	KNIGHT-SWIFT TRANSN HLDGS IN CL A KNX	KNX	38,382	$2.0m0.55%	0.55%	Added +293	+293 0.8%
54	ISHARES TR SP SMCP600VL ETF IJS	IJS	21,686	$2.0m0.54%	0.54%	Reduced -289	-289 -1.3%
55	TARGET CORP COM TGT	TGT	13,180	$2.0m0.54%	0.54%	Added +524	+524 4.1%
56	ARCHER DANIELS MIDLAND CO COM ADM	ADM	20,552	$1.9m0.52%	0.52%	Added +1.0k	+1,021 5.2%
57	BERKSHIRE HATHAWAY INC DEL CL A BRK.A	BRK.A	4	$1.9m0.51%	0.51%	Unchanged
58	NETAPP INC COM NTAP	NTAP	31,142	$1.9m0.51%	0.51%	Added +1.4k	+1,396 4.7%
59	PFIZER INC COM PFE	PFE	36,061	$1.8m0.50%	0.50%	Added +2.4k	+2,371 7.0%
60	ISHARES TR NATIONAL MUN ETF MUB	MUB	17,444	$1.8m0.50%	0.50%	Reduced -3.1k	-3,067 -14.9%
61	BROADRIDGE FINL SOLUTIONS IN COM BR	BR	13,720	$1.8m0.50%	0.50%	Added +788	+788 6.1%
62	AMAZON COM INC COM AMZN	AMZN	21,513	$1.8m0.49%	0.49%	Added +8.7k	+8,740 68.4%
63	NIKE INC CL B NKE	NKE	15,078	$1.8m0.48%	0.48%	Added +861	+861 6.1%
64	APPLIED MATLS INC COM AMAT	AMAT	17,302	$1.7m0.46%	0.46%	Added +877	+877 5.3%
65	FIRST AMERN FINL CORP COM FAF	FAF	32,155	$1.7m0.46%	0.46%	Added +2.8k	+2,796 9.5%
66	ISHARES TR RUS 2000 GRW ETF IWO	IWO	7,794	$1.7m0.46%	0.46%	Added +37	+37 0.5%
67	PRICE T ROWE GROUP INC COM TROW	TROW	15,305	$1.7m0.46%	0.46%	Added +1.4k	+1,401 10.1%
68	DOW INC COM DOW	DOW	32,392	$1.6m0.45%	0.45%	Added +24.4k	+24,418 306.2%
69	SPDR SER TR BLOOMBERG HIGH Y JNK	JNK	16,888	$1.5m0.41%	0.41%	Reduced -348	-348 -2.0%
70	SOUTHERN COPPER CORP COM SCCO	SCCO	24,503	$1.5m0.40%	0.40%	Added +3.2k	+3,172 14.9%
71	WISDOMTREE TR US QTLY DIV GRT DGRW	DGRW	23,924	$1.4m0.39%	0.39%	Added +28	+28 0.1%
72	ISHARES TR RUSSELL 2000 ETF IWM	IWM	8,231	$1.4m0.39%	0.39%	Reduced -859	-859 -9.4%
73	SPDR SER TR BBG CONV SEC ETF CWB	CWB	22,238	$1.4m0.39%	0.39%	Reduced -448	-448 -2.0%
74	WILLIAMS COS INC COM WMB	WMB	42,779	$1.4m0.38%	0.38%	Added +7.6k	+7,551 21.4%
75	ALPHABET INC CAP STK CL C GOOG	GOOG	15,764	$1.4m0.38%	0.38%	Added +7.4k	+7,370 87.8%
76	SPDR SER TR S&P 400 MDCP VAL MDYV	MDYV	21,175	$1.4m0.37%	0.37%	Added +1.0k	+1,025 5.1%
77	REVVITY INC COM RVTY	RVTY	9,656	$1.4m0.37%	0.37%	Added +1.1k	+1,064 12.4%
78	BERKSHIRE HATHAWAY INC DEL CL B NEW BRK.B	BRK.B	4,354	$1.3m0.37%	0.37%	Reduced -55	-55 -1.2%
79	MERCK & CO INC COM MRK	MRK	11,930	$1.3m0.36%	0.36%	Added +34	+34 0.3%
80	KULICKE & SOFFA INDS INC COM KLIC	KLIC	29,889	$1.3m0.36%	0.36%	Added +1.7k	+1,678 6.0%
81	ILLINOIS TOOL WKS INC COM ITW	ITW	5,930	$1.3m0.36%	0.36%	Added +590	+590 11.1%
82	SPDR SER TR S&P 400 MDCP GRW MDYG	MDYG	19,902	$1.3m0.35%	0.35%	Added +1.0k	+1,020 5.4%
83	ISHARES TR IBOXX INV CP ETF LQD	LQD	12,262	$1.3m0.35%	0.35%	Added +3.3k	+3,345 37.5%
84	EAST WEST BANCORP INC COM EWBC	EWBC	19,415	$1.3m0.35%	0.35%	Added +3.3k	+3,310 20.6%
85	ELECTRONIC ARTS INC COM EA	EA	10,253	$1.3m0.34%	0.34%	Added +1.1k	+1,056 11.5%
86	PIMCO ETF TR ENHAN SHRT MA AC MINT	MINT	12,520	$1.2m0.34%	0.34%	Reduced -11.6k	-11,581 -48.0%
87	NEXTERA ENERGY INC COM NEE	NEE	14,315	$1.2m0.33%	0.33%	Added +2.4k	+2,362 19.8%
88	CHURCH & DWIGHT CO INC COM CHD	CHD	14,507	$1.2m0.32%	0.32%	Unchanged
89	ISHARES TR RUS MID CAP ETF IWR	IWR	17,280	$1.2m0.32%	0.32%	Unchanged
90	ISHARES TR SELECT DIVID ETF DVY	DVY	9,395	$1.1m0.31%	0.31%	Unchanged
91	FORD MTR CO COM F	F	96,878	$1.1m0.31%	0.31%	New
92	VANGUARD CHARLOTTE FDS TOTAL INT BD ETF BNDX	BNDX	23,667	$1.1m0.31%	0.31%	New
93	INTERNATIONAL PAPER CO COM IP	IP	32,259	$1.1m0.30%	0.30%	New
94	AGCO CORP COM AGCO	AGCO	7,985	$1.1m0.30%	0.30%	Added +1.7k	+1,737 27.8%
95	SELECT SECTOR SPDR TR FINANCIAL XLF	XLF	32,273	$1.1m0.30%	0.30%	New
96	CROWN CASTLE INC COM CCI	CCI	7,971	$1.1m0.29%	0.29%	New
97	ISHARES TR 1 3 YR TREAS BD SHY	SHY	13,318	$1.1m0.29%	0.29%	Added +1.5k	+1,490 12.6%
98	CISCO SYS INC COM CSCO	CSCO	22,102	$1.1m0.29%	0.29%	Added +668	+668 3.1%
99	ISHARES TR CORE DIV GRWTH DGRO	DGRO	21,045	$1.1m0.29%	0.29%	Unchanged
100	INVESCO QQQ TR UNIT SER 1 QQQ	QQQ	3,886	$1.0m0.28%	0.28%	Reduced -2.2k	-2,250 -36.7%

Sold out since Q3 2022

Security	Ticker	Shares held before	Value then
3M CO MMM	MMM	11,136	$1.2m11.1k shares
COMCAST CORP NEW CMCSA	CMCSA	36,459	$1.1m36.5k shares
VANECK ETF TRUST HYD	HYD	8,560	$427.0k8.6k shares
ISHARES TR USRT	USRT	6,064	$288.0k6.1k shares
SPOTIFY TECHNOLOGY S A SPOT	SPOT	2,319	$200.0k2.3k shares
CHECKPOINT THERAPEUTICS INC CKPT	CKPT	26,400	$27.0k26.4k shares