Vault-13

FIRST TR EXCHANGE-TRADED FD EMLP

NO AMER ENERGY · ETP · CUSIP 33738D101

303 institutional holders +20 vs Q3 2022
71,818,11871.8m shares reported held*
$1.9bnreported value*
29 new 111 added 101 reduced 20 sold out net sold ≈ $16.1m (-601.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($34.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $26.68. Options: 2 managers hold calls ($1.1m notional), 1 hold puts ($0).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 283Q4 22: 303303Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022283
Q4 2022303

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5mQ3 22 calls: $0Q3 22 puts: $0Q3 22P/C —Q4 22 calls: $1.1mQ4 22 puts: $0Q4 22P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2022$0$0—
Q4 2022$1.1m$00.00

Biggest buyers

MORGAN STANLEY Added +605,251+605.3k
TIEDEMANN ADVISORS, LLC Added +290,246+290.2k
UBS Group AG Added +273,893+273.9k
LPL Financial LLC Added +223,212+223.2k
WELLS FARGO & COMPANY/MN Added +174,328+174.3k
Capital Investment Advisors, LLC Added +133,165+133.2k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +130,055+130.1k
MAGNOLIA CAPITAL ADVISORS LLC New +105,080+105.1k
OSAIC HOLDINGS, INC. Added +98,466+98.5k
ROYAL BANK OF CANADA Added +94,806+94.8k

Biggest sellers

Perella Weinberg Partners Capital Management LP Reduced -1,982,416-2.0m
BANK OF AMERICA CORP /DE/ Reduced -273,829-273.8k
Crumly & Associates Inc. Reduced -240,491-240.5k
WealthPlan Investment Management, LLC Sold out -173,294-173.3k
FDx Advisors, Inc. Reduced -113,316-113.3k
Baird Financial Group, Inc. Reduced -102,550-102.5k
Cresset Asset Management, LLC Reduced -101,673-101.7k
HANCOCK WHITNEY CORP Reduced -94,633-94.6k
Ancora Advisors LLC Reduced -89,618-89.6k
PCG Wealth Advisors, LLC Reduced -79,024-79.0k

Biggest calls

Belvedere Trading LLC New $1.1m40.6k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.05% of their portfolio NEW YORK, NY 15,500,98515.5m $413.7m $413.7m 0.05% Added +605.3k +605,251
2 TIEDEMANN ADVISORS, LLC 6.96% of their portfolio NEW YORK, NY 5,445,8675.4m $145.4m $145.4m 6.96% Added +290.2k +290,246
3 ROYAL BANK OF CANADA 0.04% of their portfolio TORONTO, A6 5,425,4085.4m $144.8m $144.8m 0.04% Added +94.8k +94,806
4 Capital Investment Advisors, LLC 2.56% of their portfolio ATLANTA, GA 3,173,8833.2m $84.7m $84.7m 2.56% Added +133.2k +133,165
5 Cresset Asset Management, LLC 0.96% of their portfolio Chicago, IL 2,840,9082.8m $75.8m $75.8m 0.96% Reduced -101.7k -101,673
6 Perella Weinberg Partners Capital Management LP 10.41% of their portfolio NEW YORK, NY 2,412,6772.4m $64.4m $64.4m 10.41% Reduced -2.0m -1,982,416
7 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 2,408,7352.4m $64.3m $64.3m 0.02% Added +174.3k +174,328
8 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 2,259,9132.3m $60.3m $60.3m 0.01% Reduced -273.8k -273,829
9 Glenview Trust Co 1.90% of their portfolio Louisville, KY 2,143,2492.1m $57.2m $57.2m 1.90% Reduced -29 -29
10 UBS Group AG 0.03% of their portfolio ZURICH, V8 2,032,9192.0m $54.3m $54.3m 0.03% Added +273.9k +273,893
11 Wealthspire Advisors, LLC 0.93% of their portfolio NEW YORK, NY 1,914,0791.9m $51.1m $51.1m 0.93% Reduced -46.1k -46,138
12 LPL Financial LLC 0.04% of their portfolio FORT MILL, SC 1,748,8421.7m $46.7m $46.7m 0.04% Added +223.2k +223,212
13 Welch & Forbes LLC 0.56% of their portfolio Boston, MA 1,170,5731.2m $31.2m $31.2m 0.56% Added +2.2k +2,228
14 GLENMEDE TRUST CO NA 0.18% of their portfolio PHILADELPHIA, PA 1,167,4941.2m $31.2m $31.2m 0.18% Added +3.3k +3,294
15 ALTFEST L J & CO INC 4.71% of their portfolio NEW YORK, NY 1,064,6791.1m $28.4m $28.4m 4.71% Reduced -35.3k -35,320
16 Lee Financial Co 4.10% of their portfolio Dallas, TX 901,229901.2k $24.1m $24.1m 4.10% Added +8.5k +8,476
17 ARVEST TRUST CO N A 1.49% of their portfolio ROGERS, AR 884,426884.4k $23.6m $23.6m 1.49% Added +12.3k +12,331
18 Mariner, LLC 0.07% of their portfolio Overland Park, KS 858,056858.1k $22.9m $22.9m 0.07% Added +12.8k +12,831
19 FAIRVIEW CAPITAL INVESTMENT MANAGEMENT, LLC 1.52% of their portfolio Greenbrae, CA 834,543834.5k $22.3m $22.3m 1.52% Added +4.1k +4,130
20 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 614,618614.6k $16.4m $16.4m 0.02% Added +58.7k +58,651
21 UMB Bank, n.a. 0.23% of their portfolio Kansas City, MO 544,304544.3k $14.5m $14.5m 0.23% Reduced -6.4k -6,402
22 J.P. Morgan Private Wealth Advisors LLC 0.03% of their portfolio SAN FRANCISCO, CA 509,309509.3k $13.6m $13.6m 0.03% Added +42.4k +42,442
23 AVANTAX ADVISORY SERVICES, INC. 0.18% of their portfolio DALLAS, TX 499,974500.0k $13.3m $13.3m 0.18% Added +14.6k +14,627
24 B. Riley Wealth Advisors, Inc. 0.35% of their portfolio MEMPHIS, TN 470,316470.3k $12.6m $12.6m 0.35% Added +73.1k +73,061
25 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 455,907455.9k $12.2m $12.2m 0.02% Added +36.4k +36,411
26 Intrua Financial, LLC 2.58% of their portfolio Houston, TX 409,545409.5k $11.1m $11.1m 2.58% Reduced -7.5k -7,481
27 Disciplina Capital Management LLC 2.76% of their portfolio NASHVILLE, TN 389,744389.7k $10.4m $10.4m 2.76% Added +7.5k +7,523
28 Barry Investment Advisors, LLC 3.15% of their portfolio NEW BEDFORD, MA 373,363373.4k $10.0m $10.0m 3.15% Added +6.0k +6,046
29 Crumly & Associates Inc. 3.75% of their portfolio SPRINGFIELD, IL 371,971372.0k $9.9m $9.9m 3.75% Reduced -240.5k -240,491
30 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 346,627346.6k $9.3m $9.3m 0.01% Added +39.6k +39,648
31 HighTower Advisors, LLC 0.02% of their portfolio CHICAGO, IL 330,639330.6k $8.8m $8.8m 0.02% Reduced -9.7k -9,743
32 Alpha Omega Group, Inc. 11.95% of their portfolio RESTON, VA 317,234317.2k $8.5m $8.5m 11.95% Reduced -5.6k -5,601
33 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 305,022305.0k $8.1m $8.1m 0.02% Added +98.5k +98,466
34 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 281,399281.4k $7.5m $7.5m 0.00% Reduced -2.2k -2,230
35 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 276,879276.9k $7.4m $7.4m 0.00% Added +22.1k +22,094
36 Jaffetilchin Investment Partners, LLC 0.89% of their portfolio TAMPA, FL 274,441274.4k $7.3m $7.3m 0.89% Reduced -26.4k -26,398
37 PARK NATIONAL CORP /OH/ 0.31% of their portfolio NEWARK, OH 264,769264.8k $7.1m $7.1m 0.31% Added +16.8k +16,802
38 Forefront Analytics, LLC 3.65% of their portfolio WEST CONSHOHOCKEN, PA 256,890256.9k $6.9m $6.9m 3.65% Reduced -8.2k -8,230
39 New England Private Wealth Advisors LLC 1.45% of their portfolio WELLESLEY, MA 255,718255.7k $6.8m $6.8m 1.45% Added +25.6k +25,647
40 Ashton Thomas Private Wealth, LLC 0.66% of their portfolio SCOTTSDALE, AZ 247,895247.9k $6.6m $6.6m 0.66% Added +1.2k +1,244
41 Avidian Wealth Enterprises, LLC 0.43% of their portfolio Houston, TX 245,547245.5k $6.6m $6.6m 0.43% Added +9.6k +9,636
42 MML INVESTORS SERVICES, LLC 0.04% of their portfolio SPRINGFIELD, MA 242,863242.9k $6.5m $6.5m 0.04% Added +15.5k +15,491
43 Beacon Pointe Advisors, LLC 0.12% of their portfolio NEWPORT BEACH, CA 230,329230.3k $6.1m $6.1m 0.12% Added +12.3k +12,280
44 BEACON FINANCIAL GROUP 0.83% of their portfolio DALLAS, TX 228,069228.1k $6.1m $6.1m 0.83% Reduced -3.6k -3,574
45 WEALTHSOURCE PARTNERS, LLC 0.42% of their portfolio SAN LUIS OBISPO, CA 220,550220.6k $5.9m $5.9m 0.42% Reduced -860 -860
46 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 207,066207.1k $5.5m $5.5m 0.01% Reduced -102.5k -102,550
47 FLAGSTAR SECURITIES, INC 1.85% of their portfolio New York, NY 196,992197.0k $5.3m $5.3m 1.85% Reduced -3.2k -3,223
48 FDx Advisors, Inc. 0.20% of their portfolio BERWYN, PA 171,340171.3k $4.6m $4.6m 0.20% Reduced -113.3k -113,316
49 Private Advisory Group LLC 0.97% of their portfolio REDMOND, WA 166,396166.4k $4.4m $4.4m 0.97% Reduced -27.9k -27,944
50 CAPTRUST FINANCIAL ADVISORS 0.02% of their portfolio RALEIGH, NC 161,017161.0k $4.3m $4.3m 0.02% Reduced -767 -767
51 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 152,272152.3k $4.1m $4.1m 0.02% Added +11.8k +11,800
52 FourThought Financial Partners, LLC 0.58% of their portfolio VENICE, FL 149,787149.8k $4.0m $4.0m 0.58% First filing
53 QP WEALTH MANAGEMENT, LLC 6.21% of their portfolio BOCA RATON, FL 149,315149.3k $4.0m $4.0m 6.21% Reduced -8.1k -8,080
54 Private Advisor Group, LLC 0.12% of their portfolio MORRISTOWN, NJ 148,410148.4k $4.0m $4.0m 0.12% Added +21.1k +21,057
55 Cetera Investment Advisers 0.04% of their portfolio SCHAUMBURG, IL 146,094146.1k $3.9m $3.9m 0.04% Reduced -17.3k -17,338
56 APPLETON PARTNERS INC/MA 0.36% of their portfolio BOSTON, MA 142,990143.0k $3.8m $3.8m 0.36% Reduced -6.5k -6,530
57 Arkos Global Advisors 0.97% of their portfolio HOUSTON, TX 141,906141.9k $3.8m $3.8m 0.97% Added +34.6k +34,558
58 GenTrust, LLC 0.33% of their portfolio MIAMI, FL 139,479139.5k $3.7m $3.7m 0.33% Reduced -17.1k -17,092
59 Sandy Spring Bank 0.21% of their portfolio Olney, MD 133,330133.3k $3.6m $3.6m 0.21% Added +1.5k +1,518
60 Pinnacle Wealth Planning Services, Inc. 0.62% of their portfolio MANSFIELD, OH 131,414131.4k $3.5m $3.5m 0.62% Added +16.8k +16,833
61 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 130,055130.1k $3.5m $3.5m 0.01% New
62 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 129,211129.2k $3.4m $3.4m 0.01% Reduced -59.1k -59,140
63 Relative Value Partners Group, LLC 0.22% of their portfolio NORTHBROOK, IL 117,760117.8k $3.1m $3.1m 0.22% Added +374 +374
64 MAGNOLIA CAPITAL ADVISORS LLC 1.86% of their portfolio RIDGELAND, MS 105,080105.1k $2.8m $2.8m 1.86% New
65 Investors Research Corp 0.74% of their portfolio ATLANTA, GA 102,398102.4k $2.7m $2.7m 0.74% Reduced -746 -746
66 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 102,001102.0k $2.7m $2.7m 0.00% Added +41.9k +41,852
67 Wela Strategies, Inc. 1.51% of their portfolio ATLANTA, GA 100,438100.4k $2.7m $2.7m 1.51% Added +7.5k +7,477
68 Occidental Asset Management, LLC 0.72% of their portfolio Burlingame, CA 98,46298.5k $2.6m $2.6m 0.72% Added +510 +510
69 DAYMARK WEALTH PARTNERS, LLC 0.46% of their portfolio CINCINNATI, OH 98,33598.3k $2.6m $2.6m 0.46% First filing
70 Concorde Asset Management, LLC 2.30% of their portfolio ANN ARBOR, MI 96,65396.7k $2.6m $2.6m 2.30% Added +52.6k +52,644
71 Chicago Partners Investment Group LLC 0.16% of their portfolio CHICAGO, IL 96,49096.5k $2.6m $2.6m 0.16% Added +4.4k +4,352
72 Savant Capital, LLC 0.06% of their portfolio ROCKFORD, IL 94,08294.1k $2.5m $2.5m 0.06% Reduced -6.0k -6,028
73 D.A. DAVIDSON & CO. 0.03% of their portfolio GREAT FALLS, MT 92,06792.1k $2.5m $2.5m 0.03% Added +17.1k +17,149
74 Prospera Financial Services Inc 0.12% of their portfolio Dallas, TX 91,66891.7k $2.4m $2.4m 0.12% Added +1.1k +1,070
75 Atria Wealth Solutions, Inc. 0.04% of their portfolio NEW YORK, NY 84,76384.8k $2.3m $2.3m 0.04% Added +5.2k +5,209
76 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 84,55284.6k $2.3m $2.3m 0.00% Added +73.7k +73,685
77 BENJAMIN F. EDWARDS & COMPANY, INC. 0.10% of their portfolio ST. LOUIS, MO 83,83383.8k $2.2m $2.2m 0.10% Reduced -228 -228
78 ArchPoint Investors 1.01% of their portfolio CORAL GABLES, FL 80,00080.0k $2.1m $2.1m 1.01% Unchanged
79 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 79,72779.7k $2.1m $2.1m 0.01% Reduced -38 -38
80 MATHER GROUP, LLC. 0.04% of their portfolio CHICAGO, IL 79,67779.7k $2.1m $2.1m 0.04% Added +6.8k +6,798
81 Keebeck Wealth Management 0.37% of their portfolio Chicago, IL 79,04579.0k $2.1m $2.1m 0.37% Unchanged
82 PCG Wealth Advisors, LLC 1.32% of their portfolio OVERLAND PARK, KS 78,40878.4k $2.1m $2.1m 1.32% Reduced -79.0k -79,024
83 OLD MISSION CAPITAL LLC 0.09% of their portfolio CHICAGO, IL 78,19778.2k $2.1m $2.1m 0.09% New
84 Fernwood Investment Management, LLC 0.83% of their portfolio QUINCY, MA 75,47075.5k $2.0m $2.0m 0.83% Reduced -600 -600
85 Glass Jacobson Investment Advisors llc 0.95% of their portfolio OWINGS MILLS, MD 72,17672.2k $1.9m $1.9m 0.95% First filing
86 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 71,61871.6k $1.9m $1.9m 0.00% New
87 Snowden Capital Advisors LLC 0.08% of their portfolio New York, NY 71,43671.4k $1.9m $1.9m 0.08% Reduced -1.5k -1,451
88 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 69,36369.4k $1.9m $1.9m 0.00% Reduced -57.4k -57,382
89 HANCOCK WHITNEY CORP 0.07% of their portfolio GULFPORT, MS 66,59166.6k $1.8m $1.8m 0.07% Reduced -94.6k -94,633
90 Orion Portfolio Solutions, LLC 0.06% of their portfolio Omaha, NE 65,38165.4k $1.7m $1.7m 0.06% Added +18.2k +18,250
91 Kovack Advisors, Inc. 0.26% of their portfolio FT. LAUDERDALE, FL 65,35465.4k $1.7m $1.7m 0.26% Added +8 +8
92 Sigma Planning Corp 0.06% of their portfolio ANN ARBOR, MI 63,97364.0k $1.7m $1.7m 0.06% Reduced -47.7k -47,749
93 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 63,29163.3k $1.7m $1.7m 0.00% Added +20.7k +20,682
94 Integrated Advisors Network LLC 0.11% of their portfolio DALLAS, TX 63,17663.2k $1.7m $1.7m 0.11% Added +366 +366
95 Kingsview Wealth Management, LLC 0.07% of their portfolio GRANTS PASS, OR 61,97762.0k $1.7m $1.7m 0.07% Added +2.2k +2,156
96 WealthCare Investment Partners, LLC 1.12% of their portfolio PORTSMOUTH, RI 61,71361.7k $1.6m $1.6m 1.12% Added +29.7k +29,734
97 Beck Bode, LLC 0.35% of their portfolio DEDHAM, MA 58,94858.9k $1.6m $1.6m 0.35% New
98 Greytown Advisors Inc. 0.83% of their portfolio MIAMI, FL 57,29757.3k $1.5m $1.5m 0.83% Added +13.3k +13,297
99 TECTONIC ADVISORS LLC 0.24% of their portfolio FRISCO, TX 57,20057.2k $1.5m $1.5m 0.24% Unchanged
100 Walker Asset Management, LLC 1.24% of their portfolio SPRINGFIELD, MO 53,68653.7k $1.4m $1.4m 1.24% Added +15 +15