Vault-13

ISHARES TR SHY

1 3 YR TREAS BD · ETP · CUSIP 464287457

1,114 institutional holders +66 vs Q3 2022
254,450,042254.5m shares reported held*
$20.7bnreported value*
128 new 411 added 431 reduced 97 sold out net sold ≈ $763.8m (-9.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($84.9m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $81.18. Options: 4 managers hold calls ($27.6m notional), 5 hold puts ($10.7m).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

05001k1.5kQ3 22: 1,048Q4 22: 1,1141,114Q3 22Q4 22
Numbers
QuarterHolders
Q3 20221,048
Q4 20221,114

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10m$20m$30m$40mQ3 22 calls: $34.2mQ3 22 puts: $18.8mQ3 22P/C 0.55Q4 22 calls: $27.6mQ4 22 puts: $10.7mQ4 22P/C 0.39
Numbers
QuarterCallsPutsP/C
Q3 2022$34.2m$18.8m0.55
Q4 2022$27.6m$10.7m0.39

Biggest buyers

BANK OF AMERICA CORP /DE/ Added +3,104,639+3.1m
MORGAN STANLEY Added +2,893,771+2.9m
ROYAL BANK OF CANADA Added +2,147,593+2.1m
UBS Group AG Added +1,824,751+1.8m
BANK OF MONTREAL /CAN/ Added +1,641,694+1.6m
Foundations Investment Advisors, LLC Added +1,350,344+1.4m
LPL Financial LLC Added +1,324,396+1.3m
TRUIST FINANCIAL CORP Added +1,223,057+1.2m
STIFEL FINANCIAL CORP Added +995,128+995.1k
BENJAMIN F. EDWARDS & COMPANY, INC. Added +925,494+925.5k

Biggest sellers

ASSETMARK, INC Reduced -9,815,560-9.8m
RITHOLTZ WEALTH MANAGEMENT Reduced -3,190,714-3.2m
JPMORGAN CHASE & CO Reduced -3,159,357-3.2m
CAPTRUST FINANCIAL ADVISORS Reduced -2,583,343-2.6m
BAILARD, INC. Reduced -1,660,334-1.7m
ALLIANCEBERNSTEIN L.P. Reduced -1,289,587-1.3m
PATHSTONE FAMILY OFFICE, LLC Reduced -1,168,630-1.2m
ENVESTNET ASSET MANAGEMENT INC Reduced -1,145,436-1.1m
GenWealth Group, Inc. Sold out -851,605-851.6k
Horizon Investments, LLC Reduced -848,045-848.0k

Biggest calls

CITADEL ADVISORS LLC Added $14.1m173.3k shares
WOLVERINE TRADING, LLC New $7.1m87.6k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $6.3m78.2k shares
Paladin Advisory Group, LLC Unchanged $54.4k670 shares

Biggest puts

Verition Fund Management LLC New $4.9m60.0k shares
WOLVERINE TRADING, LLC New $2.1m26.0k shares
CITADEL ADVISORS LLC Reduced $1.5m18.4k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $1.3m15.6k shares
DCF Advisers, LLC New $933.5k11.5k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: BlackRock Portfolio Management LLC (4.8%, 2026-01-21)

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.18% of their portfolio NEW YORK, NY 20,028,07420.0m $1.6bn $1.6bn 0.18% Added +2.9m +2,893,771
2 BANK OF AMERICA CORP /DE/ 0.18% of their portfolio CHARLOTTE, NC 18,035,07518.0m $1.5bn $1.5bn 0.18% Added +3.1m +3,104,639
3 JPMORGAN CHASE & CO 0.18% of their portfolio NEW YORK, NY 15,255,69215.3m $1.2bn $1.2bn 0.18% Reduced -3.2m -3,159,357
4 BlackRock Inc. 0.02% of their portfolio New York, NY 9,019,4969.0m $732.1m $732.1m 0.02% Reduced -361.9k -361,874
5 AMERIPRISE FINANCIAL INC 0.22% of their portfolio MINNEAPOLIS, MN 8,097,2108.1m $654.1m $654.1m 0.22% Added +446.2k +446,198
6 UBS Group AG 0.31% of their portfolio ZURICH, V8 8,080,1708.1m $655.9m $655.9m 0.31% Added +1.8m +1,824,751
7 ENVESTNET ASSET MANAGEMENT INC 0.33% of their portfolio Berwyn, PA 7,897,5137.9m $641.0m $641.0m 0.33% Reduced -1.1m -1,145,436
8 Balentine LLC 22.27% of their portfolio ATLANTA, GA 7,857,0017.9m $637.8m $637.8m 22.27% Reduced -640.0k -640,024
9 US BANCORP \DE\ 0.91% of their portfolio MINNEAPOLIS, MN 6,344,8616.3m $515.0m $515.0m 0.91% Added +911.8k +911,820
10 WELLS FARGO & COMPANY/MN 0.16% of their portfolio SAN FRANCISCO, CA 6,121,7376.1m $496.9m $496.9m 0.16% Added +617.2k +617,247
11 BANK OF MONTREAL /CAN/ 0.20% of their portfolio TORONTO, A6 5,312,2865.3m $432.5m $432.5m 0.20% Added +1.6m +1,641,694
12 TRUIST FINANCIAL CORP 0.74% of their portfolio CHARLOTTE, NC 5,203,7215.2m $422.4m $422.4m 0.74% Added +1.2m +1,223,057
13 LPL Financial LLC 0.35% of their portfolio FORT MILL, SC 5,000,2045.0m $405.9m $405.9m 0.35% Added +1.3m +1,324,396
14 ROYAL BANK OF CANADA 0.12% of their portfolio TORONTO, A6 4,923,8854.9m $399.7m $399.7m 0.12% Added +2.1m +2,147,593
15 Bank of New York Mellon Corp 0.08% of their portfolio NEW YORK, NY 4,533,6524.5m $368.0m $368.0m 0.08% Added +497.5k +497,535
16 PINEBRIDGE INVESTMENTS, L.P. 4.04% of their portfolio NEW YORK, NY 4,113,0004.1m $333.9m $333.9m 4.04% Added +200.0k +200,000
17 CAPTRUST FINANCIAL ADVISORS 1.61% of their portfolio RALEIGH, NC 3,934,4733.9m $319.4m $319.4m 1.61% Reduced -2.6m -2,583,343
18 Raymond James Financial Services Advisors, Inc. 0.53% of their portfolio ST. PETERSBURG, FL 3,262,3903.3m $264.8m $264.8m 0.53% Added +379.1k +379,072
19 STIFEL FINANCIAL CORP 0.38% of their portfolio ST. LOUIS, MO 3,105,2843.1m $252.1m $252.1m 0.38% Added +995.1k +995,128
20 ALLIANCEBERNSTEIN L.P. 0.10% of their portfolio NASHVILLE, TN 2,715,1832.7m $220.4m $220.4m 0.10% Reduced -1.3m -1,289,587
21 RAYMOND JAMES & ASSOCIATES 0.20% of their portfolio ST PETERSBURG, FL 2,665,4912.7m $216.4m $216.4m 0.20% Added +154.9k +154,911
22 ASSETMARK, INC 0.87% of their portfolio CONCORD, CA 2,478,3552.5m $201.2m $201.2m 0.87% Reduced -9.8m -9,815,560
23 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.06% of their portfolio SAN FRANCISCO, CA 2,320,4642.3m $188.4m $188.4m 0.06% Reduced -62.4k -62,441
24 OSAIC HOLDINGS, INC. 0.31% of their portfolio SCOTTSDALE, AZ 1,870,4851.9m $151.8m $151.8m 0.31% Reduced -316.5k -316,451
25 GOLDMAN SACHS GROUP INC 0.04% of their portfolio NEW YORK, NY 1,865,2541.9m $151.4m $151.4m 0.04% Added +283.7k +283,714
26 Capital Wealth Planning, LLC 2.02% of their portfolio NAPLES, FL 1,700,3271.7m $138.0m $138.0m 2.02% Reduced -600.3k -600,347
27 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.21% of their portfolio MILWAUKEE, WI 1,692,8381.7m $137.4m $137.4m 0.21% Added +446.6k +446,585
28 HighTower Advisors, LLC 0.31% of their portfolio CHICAGO, IL 1,687,4971.7m $137.0m $137.0m 0.31% Reduced -238.7k -238,654
29 TRUE Private Wealth Advisors 19.79% of their portfolio Salem, OR 1,583,5211.6m $128.5m $128.5m 19.79% Reduced -335.7k -335,692
30 Foundations Investment Advisors, LLC 4.45% of their portfolio PHOENIX, AZ 1,376,5251.4m $111.7m $111.7m 4.45% Added +1.4m +1,350,344
31 RITHOLTZ WEALTH MANAGEMENT 6.22% of their portfolio NEW YORK, NY 1,373,2471.4m $111.5m $111.5m 6.22% Reduced -3.2m -3,190,714
32 Members Trust Co 3.41% of their portfolio TAMPA, FL 1,344,5201.3m $109.1m $109.1m 3.41% Reduced -317.0k -317,014
33 HSBC HOLDINGS PLC 0.14% of their portfolio LONDON, X0 1,344,4591.3m $109.1m $109.1m 0.14% Added +833.2k +833,184
34 Matson Money. Inc. 4.14% of their portfolio MASON, OH 1,340,9161.3m $108.8m $108.8m 4.14% Reduced -24.7k -24,675
35 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 1.06% of their portfolio OMAHA, NE 1,301,1291.3m $105.6m $105.6m 1.06% Reduced -152.3k -152,318
36 Cambridge Investment Research Advisors, Inc. 0.53% of their portfolio FAIRFIELD, IA 1,259,4581.3m $102.2m $102.2m 0.53% Added +19.6k +19,606
37 STEPHENS INC /AR/ 2.07% of their portfolio LITTLE ROCK, AR 1,247,6451.2m $101.3m $101.3m 2.07% Added +110.9k +110,863
38 Juniper Hill Capital Management LP 31.67% of their portfolio Menlo Park, CA 1,234,0601.2m $100.2m $100.2m 31.67% Reduced -215.0k -215,020
39 Perella Weinberg Partners Capital Management LP 14.75% of their portfolio NEW YORK, NY 1,124,8961.1m $91.3m $91.3m 14.75% Reduced -122.7k -122,711
40 Brookstone Capital Management 1.83% of their portfolio WHEATON, IL 1,106,5741.1m $90.2m $90.2m 1.83% Reduced -150.6k -150,581
41 PNC Financial Services Group, Inc. 0.09% of their portfolio Pittsburgh, PA 1,093,6921.1m $88.8m $88.8m 0.09% Reduced -326.5k -326,546
42 Edgehill Endowment Partners, LLC 17.40% of their portfolio HAMDEN, CT 984,874984.9k $79.9m $79.9m 17.40% Added +7.2k +7,186
43 MERCER GLOBAL ADVISORS INC /ADV 0.39% of their portfolio DENVER, CO 957,755957.8k $77.7m $77.7m 0.39% Added +252.3k +252,282
44 FIFTH THIRD BANCORP 0.37% of their portfolio CINCINNATI, OH 943,349943.3k $76.6m $76.6m 0.37% Added +188.7k +188,736
45 COMMONWEALTH EQUITY SERVICES, LLC 0.18% of their portfolio WALTHAM, MA 941,579941.6k $76.4m $76.4m 0.18% Added +184.4k +184,408
46 BENJAMIN F. EDWARDS & COMPANY, INC. 3.40% of their portfolio ST. LOUIS, MO 933,698933.7k $75.8m $75.8m 3.40% Added +925.5k +925,494
47 Smithfield Trust Co 5.07% of their portfolio PITTSBURGH, PA 929,082929.1k $75.4m $75.4m 5.07% Added +588.2k +588,200
48 GM Advisory Group, LLC 6.96% of their portfolio MELVILLE, NY 803,771803.8k $65.2m $65.2m 6.96% Added +5.2k +5,204
49 CITIGROUP INC 0.09% of their portfolio NEW YORK, NY 778,975779.0k $63.2m $63.2m 0.09% Added +109.9k +109,899
50 Ensign Peak Advisors, Inc 0.14% of their portfolio SALT LAKE CITY, UT 775,000775.0k $62.9m $62.9m 0.14% Reduced -200.0k -200,000
51 BARCLAYS PLC 0.05% of their portfolio LONDON, X0 770,873770.9k $62.6m $62.6m 0.05% First filing
52 TD PRIVATE CLIENT WEALTH LLC 2.94% of their portfolio NEW YORK, NY 767,211767.2k $62.3m $62.3m 2.94% Reduced -230.1k -230,126
53 MML INVESTORS SERVICES, LLC 0.41% of their portfolio SPRINGFIELD, MA 766,202766.2k $62.2m $62.2m 0.41% Reduced -127.4k -127,399
54 Hilton Capital Management, LLC 7.86% of their portfolio Garden City, NY 735,197735.2k $59.7m $59.7m 7.86% Unchanged
55 PATHSTONE FAMILY OFFICE, LLC 0.48% of their portfolio ENGLEWOOD, NJ 694,008694.0k $56.3m $56.3m 0.48% Reduced -1.2m -1,168,630
56 WADE G W & INC 2.28% of their portfolio Wellesley, MA 686,098686.1k $55.7m $55.7m 2.28% Added +162.7k +162,729
57 Intelligence Driven Advisers, LLC 9.70% of their portfolio CARLSBAD, CA 648,898648.9k $52.9m $52.9m 9.70% New
58 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.29% of their portfolio IRVING, TX 641,946641.9k $52.1m $52.1m 0.29% Added +174.4k +174,396
59 Bienville Capital Management, LLC 19.40% of their portfolio New York, NY 640,539640.5k $52.0m $52.0m 19.40% Reduced -54.1k -54,110
60 ELEMENT POINTE ADVISORS, LLC 18.53% of their portfolio MIAMI, FL 639,532639.5k $51.9m $51.9m 18.53% New
61 Bleakley Financial Group, LLC 1.85% of their portfolio PARSIPPANY, NJ 638,901638.9k $51.9m $51.9m 1.85% First filing
62 EVERGREEN CAPITAL MANAGEMENT LLC 2.43% of their portfolio Bellevue, WA 636,437636.4k $51.7m $51.7m 2.43% Reduced -340.1k -340,092
63 Cetera Advisor Networks LLC 0.40% of their portfolio EL SEGUNDO, CA 615,030615.0k $49.9m $49.9m 0.40% Added +129.5k +129,492
64 SMI Advisory Services, LLC 14.80% of their portfolio COLUMBUS, IN 562,306562.3k $45.7m $45.7m 14.80% Unchanged
65 Fiduciary Group, LLC 5.95% of their portfolio SAVANNAH, GA 549,873549.9k $44.6m $44.6m 5.95% Added +154.0k +154,011
66 EAGLE GLOBAL ADVISORS LLC 3.00% of their portfolio Houston, TX 535,886535.9k $43.5m $43.5m 3.00% Added +500.8k +500,827
67 Banco Santander, S.A. 0.63% of their portfolio Madrid, U3 526,492526.5k $42.7m $42.7m 0.63% Reduced -18.5k -18,465
68 CONFLUENCE INVESTMENT MANAGEMENT LLC 0.63% of their portfolio ST. LOUIS, MO 523,551523.6k $42.5m $42.5m 0.63% New
69 SYNOVUS FINANCIAL CORP 0.47% of their portfolio Columbus, GA 511,794511.8k $41.5m $41.5m 0.47% Added +435.5k +435,548
70 Strategic Equity Management 15.34% of their portfolio TUCSON, AZ 492,545492.5k $40.0m $40.0m 15.34% New
71 Pinnacle Financial Partners Inc 1.13% of their portfolio Nashville, TN 481,546481.5k $39.1m $39.1m 1.13% Added +46.4k +46,400
72 Lido Advisors, LLC 0.68% of their portfolio Los Angeles, CA 475,805475.8k $38.6m $38.6m 0.68% Added +186.6k +186,625
73 Sanctuary Wealth Management, L.L.C. 44.00% of their portfolio POCATELLO, ID 464,805464.8k $37.7m $37.7m 44.00% Added +14.9k +14,865
74 INSIGHT 2811, INC. 22.99% of their portfolio CHICAGO, IL 458,619458.6k $37.2m $37.2m 22.99% Reduced -92.3k -92,268
75 HRT FINANCIAL LP 0.54% of their portfolio NEW YORK, NY 453,194453.2k $36.8m $36.8m 0.54% Reduced -315.7k -315,723
76 Private Advisor Group, LLC 0.39% of their portfolio MORRISTOWN, NJ 442,781442.8k $13.2m $13.2m 0.39% Added +20.4k +20,378
77 NEIRG Wealth Management, LLC 6.56% of their portfolio NORTH ANDOVER, MA 430,353430.4k $34.9m $34.9m 6.56% Added +27.8k +27,824
78 Edge Wealth Management LLC 8.08% of their portfolio NEW YORK, NY 427,769427.8k $34.7m $34.7m 8.08% Reduced -24.6k -24,585
79 BANCO BILBAO VIZCAYA ARGENTARIA, S.A. 0.50% of their portfolio Madrid, U3 424,598424.6k $34.4m $34.4m 0.50% Reduced -1.0k -1,044
80 M&T Bank Corp 0.14% of their portfolio BUFFALO, NY 418,601418.6k $34.0m $34.0m 0.14% Reduced -2.9k -2,880
81 StoneX Group Inc. 3.90% of their portfolio NEW YORK, NY 405,057405.1k $32.9m $32.9m 3.90% Added +43.3k +43,349
82 Cetera Investment Advisers 0.30% of their portfolio SCHAUMBURG, IL 398,003398.0k $32.3m $32.3m 0.30% Added +107.8k +107,843
83 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.02% of their portfolio Toronto, A6 396,354396.4k $32.2m $32.2m 0.02% Added +376.5k +376,477
84 Vigilare Wealth Management 18.12% of their portfolio SCOTTSDALE, AZ 382,684382.7k $31.1m $31.1m 18.12% Added +376.7k +376,673
85 SMITH CHAS P & ASSOCIATES PA CPAS 2.19% of their portfolio LAKELAND, FL 380,612380.6k $30.9m $30.9m 2.19% New
86 ZACKS INVESTMENT MANAGEMENT 0.42% of their portfolio Chicago, IL 374,896374.9k $30.4m $30.4m 0.42% Reduced -59.8k -59,815
87 KEYBANK NATIONAL ASSOCIATION/OH 0.15% of their portfolio BROOKLYN, OH 374,794374.8k $30.4m $30.4m 0.15% Reduced -154.0k -154,002
88 Innova Wealth Partners 26.58% of their portfolio NEWTOWN, PA 371,853371.9k $30.2m $30.2m 26.58% Reduced -248.3k -248,274
89 Connectus Wealth, LLC 0.71% of their portfolio CINCINNATI, OH 370,960371.0k $30.2m $30.2m 0.71% Added +22.9k +22,899
90 AXXCESS WEALTH MANAGEMENT, LLC 2.45% of their portfolio CARLSBAD, CA 366,511366.5k $29.7m $29.7m 2.45% Added +78.1k +78,116
91 CREDIT SUISSE AG/ 0.03% of their portfolio ZURICH, V8 350,191350.2k $28.4m $28.4m 0.03% Added +129.4k +129,444
92 SCHRODER INVESTMENT MANAGEMENT GROUP 0.04% of their portfolio London, X0 346,447346.4k $28.1m $28.1m 0.04% Reduced -360.2k -360,193
93 Kestra Advisory Services, LLC 0.24% of their portfolio AUSTIN, TX 332,764332.8k $27.0m $27.0m 0.24% Added +71.7k +71,708
94 Mount Lucas Management LP 8.74% of their portfolio Newtown, PA 328,801328.8k $26.7m $26.7m 8.74% Reduced -662.6k -662,588
95 Family Manage LLC 6.44% of their portfolio NEW YORK, NY 325,134325.1k $26.4m $26.4m 6.44% Added +324.3k +324,277
96 ANCHOR CAPITAL ADVISORS LLC 0.67% of their portfolio Boston, MA 320,332320.3k $26.0m $26.0m 0.67% Added +235.2k +235,237
97 CreativeOne Wealth, LLC 1.37% of their portfolio OVERLAND PARK, KS 307,429307.4k $25.0m $25.0m 1.37% Reduced -44.7k -44,724
98 Lee Financial Co 4.24% of their portfolio Dallas, TX 306,494306.5k $24.9m $24.9m 4.24% Reduced -12.1k -12,101
99 FLPUTNAM INVESTMENT MANAGEMENT CO 0.89% of their portfolio PORTLAND, ME 302,706302.7k $24.6m $24.6m 0.89% Added +199.7k +199,661
100 Cassaday & Co Wealth Management LLC 1.12% of their portfolio MCLEAN, VA 299,230299.2k $24.3m $24.3m 1.12% First filing