Vault-13

PIMCO ETF TR BOND

ACTIVE BD ETF · ETP · CUSIP 72201R775

369 institutional holders +25 vs Q3 2022
22,237,47822.2m shares reported held*
$2.0bnreported value*
39 new 133 added 133 reduced 29 sold out net bought ≈ $167.6m (+1.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($4.3m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $90.42.

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 344Q4 22: 369369Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022344
Q4 2022369

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300k$400kQ3 22 calls: $0Q3 22 puts: $323.0kQ3 22P/C —Q4 22 calls: $0Q4 22 puts: $0Q4 22P/C —
Numbers
QuarterCallsPutsP/C
Q3 2022$0$323.0k—
Q4 2022$0$0—

Biggest buyers

MORGAN STANLEY Added +969,487+969.5k
Essential Planning, LLC. Added +390,398+390.4k
KWB Wealth New +306,875+306.9k
Ferguson Shapiro LLC New +279,503+279.5k
OneDigital Investment Advisors LLC Added +169,515+169.5k
BANK OF AMERICA CORP /DE/ Added +166,508+166.5k
Orion Porfolio Solutions, LLC Added +158,326+158.3k
Fragasso Financial Advisors Inc Added +126,208+126.2k
RFG Advisory, LLC Added +90,092+90.1k
Blue Chip Partners, LLC New +78,900+78.9k

Biggest sellers

ENVESTNET ASSET MANAGEMENT INC Reduced -206,278-206.3k
CITADEL ADVISORS LLC Reduced -198,849-198.8k
Hamilton Wealth, LLC Reduced -171,664-171.7k
JANE STREET GROUP, LLC Reduced -168,812-168.8k
Rehmann Capital Advisory Group Reduced -154,115-154.1k
STIFEL FINANCIAL CORP Reduced -129,290-129.3k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -101,705-101.7k
Strategic Advisors LLC Sold out -94,108-94.1k
Cardinal Point Wealth Management Partners, LLC Sold out -92,656-92.7k
Occidental Asset Management, LLC Reduced -83,278-83.3k

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 2,207,7092.2m $199.8m $199.8m 0.02% Added +969.5k +969,487
2 CWM, LLC 0.79% of their portfolio OMAHA, NE 1,180,1961.2m $106.8m $106.8m 0.79% Reduced -15.4k -15,396
3 ENVESTNET ASSET MANAGEMENT INC 0.05% of their portfolio Berwyn, PA 1,132,1021.1m $102.4m $102.4m 0.05% Reduced -206.3k -206,278
4 MERCER GLOBAL ADVISORS INC /ADV 0.36% of their portfolio DENVER, CO 805,445805.4k $72.9m $72.9m 0.36% Reduced -38.9k -38,933
5 Orion Porfolio Solutions, LLC 1.32% of their portfolio OMAHA, NE 730,854730.9k $66.1m $66.1m 1.32% Added +158.3k +158,326
6 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 681,589681.6k $61.7m $61.7m 0.01% Added +166.5k +166,508
7 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 583,386583.4k $52.8m $52.8m 0.02% Reduced -65.2k -65,176
8 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 580,462580.5k $52.5m $52.5m 0.02% Reduced -7.4k -7,396
9 Corient Private Wealth LP 0.17% of their portfolio MIAMI, FL 504,063504.1k $45.7m $45.7m 0.17% First filing
10 Essential Planning, LLC. 27.67% of their portfolio PORTSMOUTH, NH 402,960403.0k $36.1m $36.1m 27.67% Added +390.4k +390,398
11 Your Advocates Ltd., LLP 20.07% of their portfolio HOUSTON, TX 383,973384.0k $34.7m $34.7m 20.07% Reduced -44.4k -44,396
12 SCOTIA CAPITAL INC. 0.26% of their portfolio TORONTO, A6 369,536369.5k $33.4m $33.4m 0.26% Reduced -7.4k -7,423
13 Fragasso Financial Advisors Inc 3.64% of their portfolio SEWICKLEY, PA 347,206347.2k $31.4m $31.4m 3.64% Added +126.2k +126,208
14 Raymond James Financial Services Advisors, Inc. 0.06% of their portfolio ST. PETERSBURG, FL 334,700334.7k $30.3m $30.3m 0.06% Added +864 +864
15 UBS Group AG 0.01% of their portfolio ZURICH, V8 331,778331.8k $30.0m $30.0m 0.01% Added +43.9k +43,870
16 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 323,092323.1k $29.2m $29.2m 0.03% Reduced -7.2k -7,207
17 GeoWealth Management, LLC 3.00% of their portfolio CHICAGO, IL 314,114314.1k $28.4m $28.4m 3.00% Added +15.2k +15,192
18 KWB Wealth 5.28% of their portfolio REDLANDS, CA 306,875306.9k $27.8m $27.8m 5.28% New
19 Flaharty Asset Management, LLC 4.89% of their portfolio CLEARWATER, FL 288,956289.0k $26.1m $26.1m 4.89% Reduced -4.7k -4,701
20 Ferguson Shapiro LLC 18.10% of their portfolio DECATUR, GA 279,503279.5k $25.3m $25.3m 18.10% New
21 OSAIC HOLDINGS, INC. 0.05% of their portfolio SCOTTSDALE, AZ 248,238248.2k $22.5m $22.5m 0.05% Reduced -24.6k -24,634
22 Hudson Capital Management LLC 8.79% of their portfolio RAMSEY, NJ 245,546245.5k $22.2m $22.2m 8.79% Added +15.4k +15,445
23 RFG Advisory, LLC 1.14% of their portfolio BIRMINGHAM, AL 240,339240.3k $22.5m $22.5m 1.14% Added +90.1k +90,092
24 Forvis Mazars Wealth Advisors, LLC 0.74% of their portfolio Springfield, MO 233,479233.5k $21.1m $21.1m 0.74% Added +37.3k +37,312
25 OneDigital Investment Advisors LLC 0.60% of their portfolio OVERLAND PARK, KS 229,530229.5k $20.8m $20.8m 0.60% Added +169.5k +169,515
26 3D/L Capital Management, LLC 5.56% of their portfolio Hartford, CT 228,191228.2k $20.6m $20.6m 5.56% Added +20.5k +20,516
27 Cambridge Investment Research Advisors, Inc. 0.11% of their portfolio FAIRFIELD, IA 224,208224.2k $20.3m $20.3m 0.11% Added +3.9k +3,910
28 WCG Wealth Advisors LLC 2.48% of their portfolio LAS VEGAS, NV 199,399199.4k $18.0m $18.0m 2.48% Added +21.0k +21,021
29 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 199,179199.2k $18.0m $18.0m 0.00% Reduced -11.8k -11,776
30 PRUDENT INVESTORS NETWORK, INC. 8.34% of their portfolio LAKE FOREST, CA 195,096195.1k $17.7m $17.7m 8.34% Added +14.1k +14,076
31 HighTower Advisors, LLC 0.04% of their portfolio CHICAGO, IL 191,397191.4k $17.3m $17.3m 0.04% Added +2.3k +2,308
32 COMMONWEALTH EQUITY SERVICES, LLC 0.04% of their portfolio WALTHAM, MA 174,725174.7k $15.8m $15.8m 0.04% Added +29.9k +29,879
33 TOTAL INVESTMENT MANAGEMENT INC 3.78% of their portfolio SCOTTSDALE, AZ 171,403171.4k $15.5m $15.5m 3.78% Added +5.5k +5,452
34 John W. Brooker & Co., CPAs 10.05% of their portfolio OAKLAND, CA 169,857169.9k $15.4m $15.4m 10.05% Reduced -24.2k -24,154
35 Quantitative Advantage, LLC 2.32% of their portfolio MINNETONKA, MN 166,530166.5k $15.1m $15.1m 2.32% Reduced -12.3k -12,263
36 Goldstein Advisors, LLC 3.30% of their portfolio Madison, WI 150,564150.6k $13.6m $13.6m 3.30% First filing
37 Krilogy Financial LLC 1.29% of their portfolio ST. LOUIS, MO 149,781149.8k $13.6m $13.6m 1.29% Reduced -7.5k -7,536
38 Cardinal Point Capital Management ULC 4.59% of their portfolio TORONTO, A6 146,449146.4k $13.3m $13.3m 4.59% First filing
39 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 144,709144.7k $13.1m $13.1m 0.01% Added +38.8k +38,812
40 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 139,606139.6k $12.6m $12.6m 0.02% Reduced -129.3k -129,290
41 Cetera Advisor Networks LLC 0.09% of their portfolio EL SEGUNDO, CA 129,009129.0k $11.7m $11.7m 0.09% Added +16.5k +16,519
42 Wealthcare Advisory Partners LLC 0.51% of their portfolio WEST CHESTER, PA 118,702118.7k $10.7m $10.7m 0.51% Added +45.2k +45,204
43 D'Orazio & Associates, Inc. 2.48% of their portfolio VIENNA, VA 115,882115.9k $10.5m $10.5m 2.48% Added +18.7k +18,695
44 Treasure Coast Financial Planning 7.73% of their portfolio VERO BEACH, FL 114,479114.5k $10.4m $10.4m 7.73% Reduced -7.8k -7,779
45 JANE STREET GROUP, LLC 0.02% of their portfolio NEW YORK, NY 105,715105.7k $9.6m $9.6m 0.02% Reduced -168.8k -168,812
46 B. Riley Wealth Advisors, Inc. 0.27% of their portfolio MEMPHIS, TN 104,646104.6k $9.5m $9.5m 0.27% Reduced -14.0k -14,012
47 Regis Management CO LLC 2.17% of their portfolio MENLO PARK, CA 103,966104.0k $9.4m $9.4m 2.17% Reduced -72.8k -72,831
48 GM Advisory Group, LLC 0.99% of their portfolio MELVILLE, NY 102,183102.2k $9.2m $9.2m 0.99% Added +66.1k +66,055
49 VALLEY NATIONAL ADVISERS INC 1.68% of their portfolio BETHLEHEM, PA 100,843100.8k $9.4m $9.4m 1.68% Added +69.8k +69,777
50 VICUS CAPITAL 0.99% of their portfolio STATE COLLEGE, PA 96,49396.5k $8.7m $8.7m 0.99% Reduced -1.7k -1,738
51 CAPTRUST FINANCIAL ADVISORS 0.04% of their portfolio RALEIGH, NC 96,10096.1k $8.7m $8.7m 0.04% Added +29.3k +29,270
52 M Holdings Securities, Inc. 0.89% of their portfolio PORTLAND, OR 93,67493.7k $8.5m $8.5m 0.89% Reduced -3.9k -3,885
53 KWMG, LLC 1.19% of their portfolio OVERLAND PARK, KS 92,40092.4k $8.4m $8.4m 1.19% Added +4.9k +4,897
54 Lee Financial Group Hawaii, Inc. 7.84% of their portfolio HONOLULU, HI 88,05388.1k $8.0m $8.0m 7.84% Reduced -2.3k -2,318
55 Denver PWM, LLC 3.60% of their portfolio DENVER, CO 83,82883.8k $7.6m $7.6m 3.60% Added +73.5k +73,542
56 Sowell Financial Services LLC 0.47% of their portfolio NORTH LITTLE ROCK, AR 79,32179.3k $7.2m $7.2m 0.47% Added +39.4k +39,423
57 Blue Chip Partners, LLC 0.89% of their portfolio FARMINGTON HILLS, MI 78,90078.9k $7.1m $7.1m 0.89% New
58 Parallel Advisors, LLC 0.30% of their portfolio SAN FRANCISCO, CA 75,69075.7k $6.8m $6.8m 0.30% Added +6.5k +6,517
59 Advus Financial Partners, LLC 2.98% of their portfolio WINTER PARK, FL 75,54375.5k $6.8m $6.8m 2.98% Added +72.0k +71,982
60 Norway Savings Bank 3.45% of their portfolio NORWAY, ME 74,92174.9k $6.8m $6.8m 3.45% Reduced -4.8k -4,833
61 Destination Wealth Management 0.26% of their portfolio Walnut Creek, CA 73,12673.1k $6.6m $6.6m 0.26% Reduced -1.4k -1,358
62 Leisure Capital Management 3.33% of their portfolio COSTA MESA, CA 71,26371.3k $6.4m $6.4m 3.33% Added +60.7k +60,656
63 CreativeOne Wealth, LLC 0.34% of their portfolio OVERLAND PARK, KS 68,61568.6k $6.2m $6.2m 0.34% Reduced -5.3k -5,290
64 EP Wealth Advisors, LLC 0.11% of their portfolio TORRANCE, CA 68,38068.4k $6.2m $6.2m 0.11% Added +41.4k +41,396
65 Wagner Wealth Management, LLC 3.81% of their portfolio GREENVILLE, SC 68,08468.1k $6.2m $6.2m 3.81% Added +332 +332
66 Bleakley Financial Group, LLC 0.21% of their portfolio PARSIPPANY, NJ 66,26866.3k $6.0m $6.0m 0.21% First filing
67 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 66,11066.1k $6.0m $6.0m 0.00% Reduced -1.2k -1,233
68 Ameritas Advisory Services, LLC 0.28% of their portfolio Lincoln, NE 66,05966.1k $6.0m $6.0m 0.28% Added +128 +128
69 NewEdge Advisors, LLC 0.15% of their portfolio NEW ORLEANS, LA 65,79865.8k $5.6m $5.6m 0.15% Added +19.5k +19,507
70 Pacifica Partners Inc. 4.01% of their portfolio SURREY, Z4 64,78764.8k $5.9m $5.9m 4.01% Added +1.8k +1,827
71 Intelligence Driven Advisers, LLC 1.00% of their portfolio CARLSBAD, CA 59,28959.3k $5.5m $5.5m 1.00% Added +46.3k +46,304
72 Aviance Capital Partners, LLC 1.24% of their portfolio NAPLES, FL 58,95159.0k $5.3m $5.3m 1.24% Reduced -2.4k -2,389
73 Roger Wittlin Investment Advisory, LLC 5.22% of their portfolio San Francisco, CA 57,84157.8k $5.2m $5.2m 5.22% Added +44.5k +44,497
74 HARVEST GROUP WEALTH MANAGEMENT, LLC 3.40% of their portfolio WALTHAM, MA 57,23057.2k $5.2m $5.2m 3.40% Reduced -166 -166
75 Global Retirement Partners, LLC 0.34% of their portfolio San Rafael, CA 55,20255.2k $5.0m $5.0m 0.34% Added +2.0k +2,047
76 Visionary Wealth Advisors 0.44% of their portfolio O'FALLON, IL 52,97453.0k $4.8m $4.8m 0.44% Added +8.9k +8,880
77 Csenge Advisory Group 0.37% of their portfolio CLEARWATER, FL 52,96253.0k $4.8m $4.8m 0.37% Added +62 +62
78 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.54% of their portfolio CEDAR RAPIDS, IA 52,90252.9k $4.8m $4.8m 0.54% Added +91 +91
79 BerganKDV Wealth Management, LLC 0.52% of their portfolio BLOOMINGTON, MN 52,85252.9k $4.8m $4.8m 0.52% Added +4.8k +4,837
80 GOULD ASSET MANAGEMENT LLC /CA/ 1.42% of their portfolio CLAREMONT, CA 52,18452.2k $4.7m $4.7m 1.42% Reduced -21.8k -21,807
81 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 50,78250.8k $4.6m $4.6m 0.00% Reduced -8.2k -8,220
82 FOUNDERS FINANCIAL SECURITIES LLC 0.72% of their portfolio TOWSON, MD 50,39450.4k $4.6m $4.6m 0.72% Added +15.1k +15,106
83 Landmark Wealth Management, LLC 3.29% of their portfolio MELVILLE, NY 50,33650.3k $4.6m $4.6m 3.29% Reduced -5.3k -5,286
84 SAGE RHINO CAPITAL LLC 1.44% of their portfolio MENLO PARK, CA 50,09250.1k $4.5m $4.5m 1.44% New
85 ARBOR TRUST WEALTH ADVISORS, LLC 3.03% of their portfolio ANN ARBOR, MI 48,43148.4k $4.4m $4.4m 3.03% Added +5.7k +5,724
86 Horizon Investments, LLC 0.12% of their portfolio Charlotte, NC 47,74747.7k $4.3m $4.3m 0.12% Added +15.4k +15,374
87 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 46,89946.9k $4.2m $4.2m 0.00% Reduced -198.8k -198,849
88 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 46,79546.8k $4.2m $4.2m 0.01% Reduced -101.7k -101,705
89 FSM Wealth Advisors, LLC 2.96% of their portfolio CLEVELAND, OH 45,98546.0k $4.2m $4.2m 2.96% Added +6.5k +6,457
90 RENAISSANCE TECHNOLOGIES LLC 0.01% of their portfolio NEW YORK, NY 45,50045.5k $4.1m $4.1m 0.01% New
91 CarsonAllaria Wealth Management, Ltd. 3.60% of their portfolio GLEN CARBON, IL 45,45345.5k $4.1m $4.1m 3.60% Reduced -111 -111
92 Occidental Asset Management, LLC 1.10% of their portfolio Burlingame, CA 44,51944.5k $4.0m $4.0m 1.10% Reduced -83.3k -83,278
93 MorganRosel Wealth Management, LLC 1.82% of their portfolio HIGHLANDS RANCH, CO 43,68443.7k $4.0m $4.0m 1.82% Added +36.4k +36,383
94 MONETA GROUP INVESTMENT ADVISORS LLC 0.11% of their portfolio ST LOUIS, MO 43,29443.3k $4.1m $4.1m 0.11% Added +36.5k +36,462
95 Elwood & Goetz Wealth Advisory Group, LLC 1.17% of their portfolio ATHENS, GA 42,45742.5k $3.8m $3.8m 1.17% Added +1.6k +1,611
96 Advisory Services & Investments, LLC 3.76% of their portfolio BEND, OR 41,73241.7k $3.8m $3.8m 3.76% Added +23.8k +23,835
97 CFO4Life, L.P. 0.79% of their portfolio Coppell, TX 40,96641.0k $3.7m $3.7m 0.79% First filing
98 CFO4Life Group, LLC 0.79% of their portfolio COPPELL, TX 40,96641.0k $3.7m $3.7m 0.79% New
99 Geneos Wealth Management Inc. 0.22% of their portfolio ENGLEWOOD, CO 39,96440.0k $3.6m $3.6m 0.22% Added +2.1k +2,069
100 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 39,05039.0k $421.2k $421.2k 0.01% Added +5.0k +5,023