Vault-13

ISHARES TR MBB

MBS ETF · ETP · CUSIP 464288588

757 institutional holders +70 vs Q3 2022
232,826,721232.8m shares reported held*
$21.6bnreported value*
114 new 314 added 212 reduced 72 sold out net bought ≈ $3.3bn (+36.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($21.1m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $92.73. Options: 3 managers hold calls ($7.0m notional), 3 hold puts ($11.6m).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

05001kQ3 22: 687Q4 22: 757757Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022687
Q4 2022757

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100m$200m$300mQ3 22 calls: $211.3mQ3 22 puts: $54.8mQ3 22P/C 0.26Q4 22 calls: $7.0mQ4 22 puts: $11.6mQ4 22P/C 1.66
Numbers
QuarterCallsPutsP/C
Q3 2022$211.3m$54.8m0.26
Q4 2022$7.0m$11.6m1.66

Biggest buyers

ENVESTNET ASSET MANAGEMENT INC Added +13,675,236+13.7m
BANK OF AMERICA CORP /DE/ Added +5,946,104+5.9m
LPL Financial LLC Added +2,945,924+2.9m
CWM, LLC Added +1,669,965+1.7m
MORGAN STANLEY Added +1,642,304+1.6m
JPMORGAN CHASE & CO Added +1,567,678+1.6m
OSAIC HOLDINGS, INC. Added +1,413,576+1.4m
PARK AVENUE SECURITIES LLC Added +1,154,655+1.2m
Bank of New York Mellon Corp Added +935,565+935.6k
Cetera Investment Advisers Added +804,894+804.9k

Biggest sellers

CHARLES SCHWAB INVESTMENT MANAGEMENT INC Reduced -4,223,392-4.2m
JANE STREET GROUP, LLC Reduced -3,380,155-3.4m
ROYAL BANK OF CANADA Reduced -803,416-803.4k
Mitsubishi UFJ Trust & Banking Corp Reduced -400,780-400.8k
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC Reduced -343,953-344.0k
Connectus Wealth, LLC Reduced -249,759-249.8k
CIBC Asset Management Inc Reduced -239,566-239.6k
CONFLUENCE INVESTMENT MANAGEMENT LLC Sold out -223,459-223.5k
Motley Fool Wealth Management, LLC Reduced -179,242-179.2k
Heartwood Wealth Advisors LLC Sold out -174,039-174.0k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $3.6m39.2k shares
CITADEL ADVISORS LLC Added $3.3m36.0k shares
Cutler Group LLC / CA Reduced $0300 shares

Biggest puts

CITADEL ADVISORS LLC Added $9.9m106.3k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $1.7m18.4k shares
Cutler Group LLC / CA Added $1.0k2.3k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.84% of their portfolio CHARLOTTE, NC 72,203,91072.2m $6.7bn $6.7bn 0.84% Added +5.9m +5,946,104
2 ENVESTNET ASSET MANAGEMENT INC 1.19% of their portfolio Berwyn, PA 24,748,63524.7m $2.3bn $2.3bn 1.19% Added +13.7m +13,675,236
3 JPMORGAN CHASE & CO 0.30% of their portfolio NEW YORK, NY 22,720,72622.7m $2.1bn $2.1bn 0.30% Added +1.6m +1,567,678
4 AMERIPRISE FINANCIAL INC 0.33% of their portfolio MINNEAPOLIS, MN 10,323,63110.3m $957.6m $957.6m 0.33% Added +391.8k +391,759
5 MORGAN STANLEY 0.08% of their portfolio NEW YORK, NY 7,170,9687.2m $665.1m $665.1m 0.08% Added +1.6m +1,642,304
6 LPL Financial LLC 0.51% of their portfolio FORT MILL, SC 6,361,6236.4m $590.0m $590.0m 0.51% Added +2.9m +2,945,924
7 Charles Schwab Investment Advisory, Inc. 0.70% of their portfolio SAN FRANCISCO, CA 4,508,8634.5m $418.2m $418.2m 0.70% Added +460.6k +460,611
8 TRUIST FINANCIAL CORP 0.53% of their portfolio CHARLOTTE, NC 3,249,6103.2m $301.4m $301.4m 0.53% Added +32.1k +32,113
9 Richard Bernstein Advisors LLC 5.52% of their portfolio NEW YORK, NY 2,662,2832.7m $246.9m $246.9m 5.52% Reduced -153.9k -153,870
10 STIFEL FINANCIAL CORP 0.36% of their portfolio ST. LOUIS, MO 2,621,5852.6m $243.2m $243.2m 0.36% Added +64.3k +64,285
11 Allworth Financial LP 2.36% of their portfolio FOLSOM, CA 2,292,0532.3m $212.6m $212.6m 2.36% Added +63.4k +63,411
12 TIAA, FSB 0.84% of their portfolio ST. LOUIS, MO 2,283,3302.3m $212.6m $212.6m 0.84% Reduced -42.2k -42,215
13 ROYAL BANK OF CANADA 0.06% of their portfolio TORONTO, A6 2,251,2352.3m $208.8m $208.8m 0.06% Reduced -803.4k -803,416
14 OSAIC HOLDINGS, INC. 0.41% of their portfolio SCOTTSDALE, AZ 2,195,7192.2m $203.7m $203.7m 0.41% Added +1.4m +1,413,576
15 BlackRock Inc. 0.01% of their portfolio New York, NY 2,190,5752.2m $203.2m $203.2m 0.01% Added +694.6k +694,627
16 CWM, LLC 1.48% of their portfolio OMAHA, NE 2,166,8192.2m $201.0m $201.0m 1.48% Added +1.7m +1,669,965
17 State of Tennessee, Department of Treasury 0.94% of their portfolio NASHVILLE, TN 2,166,7002.2m $201.0m $201.0m 0.94% Added +274.6k +274,593
18 WELLS FARGO & COMPANY/MN 0.06% of their portfolio SAN FRANCISCO, CA 2,042,6772.0m $189.5m $189.5m 0.06% Reduced -149.1k -149,110
19 UNITED CAPITAL FINANCIAL ADVISORS, LLC 1.06% of their portfolio IRVING, TX 2,034,0632.0m $188.7m $188.7m 1.06% Reduced -153.1k -153,072
20 Bank of New York Mellon Corp 0.04% of their portfolio NEW YORK, NY 1,798,5151.8m $166.8m $166.8m 0.04% Added +935.6k +935,565
21 UBS Group AG 0.07% of their portfolio ZURICH, V8 1,546,7771.5m $143.5m $143.5m 0.07% Added +330.1k +330,052
22 PFS INVESTMENTS INC. 2.61% of their portfolio DULUTH, GA 1,505,5431.5m $139.6m $139.6m 2.61% Added +502.9k +502,927
23 Money Design Co.,Ltd. 4.76% of their portfolio TOKYO, M0 1,504,9601.5m $139.6m $139.6m 4.76% Added +113.8k +113,770
24 Bridgewater Associates, LP 0.76% of their portfolio Westport, CT 1,492,0001.5m $138.4m $138.4m 0.76% Added +185.0k +185,000
25 PARK AVENUE SECURITIES LLC 2.31% of their portfolio NEW YORK, NY 1,403,8981.4m $130.2m $130.2m 2.31% Added +1.2m +1,154,655
26 Blue Trust, Inc. 2.06% of their portfolio BRENTWOOD, TN 1,255,7751.3m $115.0m $115.0m 2.06% Reduced -45.8k -45,800
27 Janney Montgomery Scott LLC 0.44% of their portfolio PHILADELPHIA, PA 1,205,6571.2m $111.8m $111.8m 0.44% Added +783.6k +783,576
28 HANCOCK WHITNEY CORP 3.88% of their portfolio GULFPORT, MS 1,085,0401.1m $100.6m $100.6m 3.88% Reduced -44.1k -44,143
29 MML INVESTORS SERVICES, LLC 0.60% of their portfolio SPRINGFIELD, MA 977,527977.5k $90.7m $90.7m 0.60% Added +699.0k +698,986
30 Horizon Investments, LLC 2.41% of their portfolio Charlotte, NC 908,745908.7k $84.1m $84.1m 2.41% Added +624.1k +624,119
31 Asset Management One Co., Ltd. 0.40% of their portfolio TOKYO, M0 872,785872.8k $81.5m $81.5m 0.40% Reduced -4.7k -4,663
32 Cetera Investment Advisers 0.75% of their portfolio SCHAUMBURG, IL 871,065871.1k $80.8m $80.8m 0.75% Added +804.9k +804,894
33 Connectus Wealth, LLC 1.75% of their portfolio CINCINNATI, OH 796,915796.9k $74.0m $74.0m 1.75% Reduced -249.8k -249,759
34 ASSETMARK, INC 0.30% of their portfolio CONCORD, CA 743,519743.5k $69.0m $69.0m 0.30% Reduced -87.0k -86,999
35 RAYMOND JAMES & ASSOCIATES 0.05% of their portfolio ST PETERSBURG, FL 631,943631.9k $58.6m $58.6m 0.05% Added +19.0k +18,966
36 Haverford Trust Co 0.69% of their portfolio Radnor, PA 605,085605.1k $56.1m $56.1m 0.69% Reduced -18.6k -18,558
37 EVOKE WEALTH, LLC 2.01% of their portfolio Los Angeles, CA 598,214598.2k $55.5m $55.5m 2.01% Added +597.0k +596,978
38 RiverFront Investment Group, LLC 0.85% of their portfolio RICHMOND, VA 593,307593.3k $3.7m $3.7m 0.85% Reduced -31.3k -31,277
39 Sensible Financial Planning & Management, LLC. 13.60% of their portfolio WALTHAM, MA 590,310590.3k $54.8m $54.8m 13.60% Reduced -13.6k -13,591
40 Fisher Asset Management, LLC 0.04% of their portfolio PLANO, TX 565,093565.1k $52.4m $52.4m 0.04% Added +25.7k +25,725
41 Municipal Employees' Retirement System of Michigan 0.80% of their portfolio LANSING, MI 535,595535.6k $49.7m $49.7m 0.80% Unchanged
42 ALLIANCEBERNSTEIN L.P. 0.02% of their portfolio NASHVILLE, TN 524,478524.5k $48.6m $48.6m 0.02% Reduced -23.4k -23,427
43 Avidian Wealth Enterprises, LLC 3.04% of their portfolio Houston, TX 502,572502.6k $46.6m $46.6m 3.04% Reduced -12.6k -12,610
44 Korea Investment CORP 0.15% of their portfolio SEOUL, M5 500,000500.0k $46.4m $46.4m 0.15% Unchanged
45 JANE STREET GROUP, LLC 0.08% of their portfolio NEW YORK, NY 458,934458.9k $42.6m $42.6m 0.08% Reduced -3.4m -3,380,155
46 COMMONWEALTH EQUITY SERVICES, LLC 0.10% of their portfolio WALTHAM, MA 442,989443.0k $41.1m $41.1m 0.10% Added +214.5k +214,474
47 Cetera Advisor Networks LLC 0.33% of their portfolio EL SEGUNDO, CA 441,986442.0k $41.0m $41.0m 0.33% Added +350.5k +350,494
48 Capital Investment Advisors, LLC 1.21% of their portfolio ATLANTA, GA 430,824430.8k $40.0m $40.0m 1.21% Reduced -38.8k -38,836
49 Mirae Asset Global Investments Co., Ltd. 0.10% of their portfolio SEOUL, M5 430,474430.5k $40.0m $40.0m 0.10% Added +38.5k +38,546
50 ROCKLAND TRUST CO 2.50% of their portfolio HANOVER, MA 423,521423.5k $39.3m $39.3m 2.50% Added +21.5k +21,545
51 ST GERMAIN D J CO INC 2.30% of their portfolio SPRINGFIELD, MA 403,620403.6k $37.4m $37.4m 2.30% Reduced -84.8k -84,798
52 WEALTHSOURCE PARTNERS, LLC 2.59% of their portfolio SAN LUIS OBISPO, CA 394,478394.5k $36.6m $36.6m 2.59% Added +317.0k +316,969
53 CONNING INC. 1.17% of their portfolio HARTFORD, CT 387,672387.7k $36.0m $36.0m 1.17% Unchanged
54 Chiron Investment Management, LLC 8.42% of their portfolio NEW YORK, NY 386,888386.9k $35.9m $35.9m 8.42% New
55 CreativeOne Wealth, LLC 1.95% of their portfolio OVERLAND PARK, KS 381,790381.8k $35.4m $35.4m 1.95% Added +204.3k +204,306
56 Kestra Advisory Services, LLC 0.29% of their portfolio AUSTIN, TX 353,007353.0k $32.7m $32.7m 0.29% Added +253.1k +253,064
57 Thrivent Financial for Lutherans 0.09% of their portfolio Minneapolis, MN 352,779352.8k $32.9m $32.9m 0.09% Added +186.5k +186,466
58 OneDigital Investment Advisors LLC 0.94% of their portfolio OVERLAND PARK, KS 350,936350.9k $32.5m $32.5m 0.94% Added +297.3k +297,344
59 Mitsubishi UFJ Trust & Banking Corp 0.08% of their portfolio TOKYO, M0 349,492349.5k $32.4m $32.4m 0.08% Reduced -400.8k -400,780
60 HRT FINANCIAL LP 0.47% of their portfolio NEW YORK, NY 344,790344.8k $32.0m $32.0m 0.47% Reduced -98.3k -98,346
61 SEI INVESTMENTS CO 0.07% of their portfolio OAKS, PA 339,052339.1k $31.4m $31.4m 0.07% Added +13.3k +13,318
62 Zurich Insurance Group Ltd/FI 0.45% of their portfolio ZURICH, V8 338,060338.1k $31.3m $31.3m 0.45% Unchanged
63 PNC Financial Services Group, Inc. 0.03% of their portfolio Pittsburgh, PA 331,051331.1k $30.7m $30.7m 0.03% Reduced -45.0k -44,991
64 Raymond James Financial Services Advisors, Inc. 0.06% of their portfolio ST. PETERSBURG, FL 325,932325.9k $30.2m $30.2m 0.06% Added +44.9k +44,910
65 JB Capital LLC 2.88% of their portfolio WETHERSFIELD, CT 317,627317.6k $29.5m $29.5m 2.88% Added +288.3k +288,319
66 SUMITOMO MITSUI FINANCIAL GROUP, INC. 1.11% of their portfolio TOKYO, M0 315,804315.8k $29.3m $29.3m 1.11% Reduced -3.0k -2,998
67 AE Wealth Management LLC 0.21% of their portfolio TOPEKA, KS 309,348309.3k $28.7m $28.7m 0.21% Added +243.2k +243,178
68 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.38% of their portfolio PLYMOUTH, MN 307,936307.9k $29.4m $29.4m 0.38% Added +23.1k +23,055
69 Cresset Asset Management, LLC 0.36% of their portfolio Chicago, IL 307,561307.6k $28.5m $28.5m 0.36% Added +297.0k +296,971
70 BARCLAYS PLC 0.02% of their portfolio LONDON, X0 300,000300.0k $27.8m $27.8m 0.02% First filing
71 PATHSTONE FAMILY OFFICE, LLC 0.23% of their portfolio ENGLEWOOD, NJ 288,634288.6k $26.8m $26.8m 0.23% Added +3.9k +3,934
72 FRANKLIN RESOURCES INC 0.01% of their portfolio San Mateo, CA 286,512286.5k $26.6m $26.6m 0.01% Added +62.5k +62,517
73 KEYBANK NATIONAL ASSOCIATION/OH 0.13% of their portfolio BROOKLYN, OH 283,118283.1k $26.3m $26.3m 0.13% Reduced -33.6k -33,572
74 BNP PARIBAS FINANCIAL MARKETS 0.07% of their portfolio PARIS, I0 280,960281.0k $26.1m $26.1m 0.07% Added +278.4k +278,422
75 Composition Wealth, LLC 0.85% of their portfolio LOS ANGELES, CA 268,373268.4k $24.9m $24.9m 0.85% Reduced -34.2k -34,248
76 Wealthcare Advisory Partners LLC 1.19% of their portfolio WEST CHESTER, PA 268,075268.1k $24.9m $24.9m 1.19% Added +66 +66
77 Willis Johnson & Associates, Inc. 3.22% of their portfolio Houston, TX 266,112266.1k $24.7m $24.7m 3.22% Added +8.4k +8,423
78 Atria Wealth Solutions, Inc. 0.38% of their portfolio NEW YORK, NY 257,868257.9k $23.9m $23.9m 0.38% Added +153.4k +153,383
79 Allspring Global Investments Holdings, LLC 0.04% of their portfolio CHARLOTTE, NC 257,059257.1k $23.8m $23.8m 0.04% New
80 US BANCORP \DE\ 0.04% of their portfolio MINNEAPOLIS, MN 250,173250.2k $23.2m $23.2m 0.04% Added +55.9k +55,886
81 Betterment LLC 0.08% of their portfolio NEW YORK, NY 245,665245.7k $22.8m $22.8m 0.08% Added +113.0k +112,954
82 CIBC Asset Management Inc 0.09% of their portfolio TORONTO, Z4 240,345240.3k $22.3m $22.3m 0.09% Reduced -239.6k -239,566
83 Cetera Advisors LLC 0.39% of their portfolio DENVER, CO 233,073233.1k $21.6m $21.6m 0.39% Added +223.7k +223,690
84 STATE OF MICHIGAN RETIREMENT SYSTEM 0.15% of their portfolio EAST LANSING, MI 225,800225.8k $20.9m $20.9m 0.15% Unchanged
85 Integrated Wealth Concepts LLC 0.57% of their portfolio WALTHAM, MA 225,254225.3k $20.9m $20.9m 0.57% Added +6.3k +6,350
86 Insight Wealth Strategies, LLC 4.02% of their portfolio SAN RAMON, CA 224,048224.0k $20.8m $20.8m 4.02% Added +1.4k +1,445
87 Galvin, Gaustad & Stein, LLC 2.06% of their portfolio Scottsdale, AZ 221,098221.1k $20.5m $20.5m 2.06% Added +8.1k +8,082
88 CI INVESTMENTS INC. 0.10% of their portfolio TORONTO, Z4 219,383219.4k $20.3m $20.3m 0.10% Unchanged
89 FMR LLC 0.00% of their portfolio BOSTON, MA 219,295219.3k $20.3m $20.3m 0.00% Added +10.3k +10,291
90 RKL Wealth Management LLC 2.72% of their portfolio LANCASTER, PA 219,129219.1k $20.3m $20.3m 2.72% Added +18.3k +18,265
91 Strategic Wealth Partners, Ltd. 3.65% of their portfolio INDEPENDENCE, OH 211,558211.6k $19.6m $19.6m 3.65% Added +118.8k +118,796
92 Avalon Investment & Advisory 0.54% of their portfolio HOUSTON, TX 206,103206.1k $19.1m $19.1m 0.54% Reduced -5.1k -5,083
93 LAZARD ASSET MANAGEMENT LLC 0.03% of their portfolio NEW YORK, NY 200,114200.1k $18.6m $18.6m 0.03% Reduced -18.7k -18,714
94 Horst & Graben Wealth Management LLC 4.83% of their portfolio PORTLAND, OR 199,005199.0k $18.5m $18.5m 4.83% Added +115.1k +115,077
95 BerganKDV Wealth Management, LLC 1.97% of their portfolio BLOOMINGTON, MN 196,101196.1k $18.2m $18.2m 1.97% Reduced -78.6k -78,558
96 Atria Investments, Inc 0.37% of their portfolio Charlotte, NC 196,087196.1k $18.2m $18.2m 0.37% Added +111.9k +111,883
97 MATHER GROUP, LLC. 0.35% of their portfolio CHICAGO, IL 195,183195.2k $18.1m $18.1m 0.35% Added +2.6k +2,567
98 Brookstone Capital Management 0.37% of their portfolio WHEATON, IL 194,911194.9k $18.5m $18.5m 0.37% Added +45.6k +45,595
99 JACOBSON & SCHMITT ADVISORS, LLC 5.57% of their portfolio MIDDLETON, WI 190,371190.4k $17.4m $17.4m 5.57% Unchanged
100 Eagle Ridge Investment Management 2.05% of their portfolio STAMFORD, CT 189,104189.1k $17.5m $17.5m 2.05% Reduced -4.6k -4,603