Vault-13

SPDR INDEX SHS FDS SPDW

PORTFOLIO DEVLPD · ETP · CUSIP 78463X889

690 institutional holders +68 vs Q3 2022
341,014,947341.0m shares reported held*
$10.0bnreported value*
72 new 269 added 232 reduced 36 sold out net bought ≈ $862.0m (+30.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($12.8m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $29.43. Options: 3 managers hold calls ($2.0m notional), 1 hold puts ($32.7k).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0250500750Q3 22: 622Q4 22: 690690Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022622
Q4 2022690

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5m$2mQ3 22 calls: $1.6mQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $2.0mQ4 22 puts: $32.7kQ4 22P/C 0.02
Numbers
QuarterCallsPutsP/C
Q3 2022$1.6m$00.00
Q4 2022$2.0m$32.7k0.02

Biggest buyers

Financial Engines Advisors L.L.C. Added +9,495,519+9.5m
Allworth Financial LP Added +8,288,561+8.3m
Creative Planning Added +3,604,620+3.6m
LPL Financial LLC Added +2,065,576+2.1m
Horizon Investments, LLC Added +1,660,219+1.7m
GREAT LAKES ADVISORS, LLC Added +1,309,943+1.3m
Clearwater Capital Advisors, LLC New +1,157,780+1.2m
JPMORGAN CHASE & CO New +1,068,551+1.1m
CWM, LLC Added +844,112+844.1k
AMERIPRISE FINANCIAL INC Added +833,571+833.6k

Biggest sellers

Aptus Capital Advisors, LLC Reduced -3,641,548-3.6m
RFG Advisory, LLC Reduced -1,512,495-1.5m
JANE STREET GROUP, LLC Reduced -1,206,031-1.2m
Mariner Managed Account Solutions, LLC Reduced -1,196,117-1.2m
Tennessee Valley Asset Management Partners Reduced -810,636-810.6k
MEEDER ASSET MANAGEMENT INC Reduced -749,339-749.3k
Schorn Wealth LLC Reduced -363,614-363.6k
First Horizon Advisors, Inc. Reduced -360,065-360.1k
PATHSTONE FAMILY OFFICE, LLC Reduced -354,004-354.0k
Concord Wealth Partners Reduced -353,242-353.2k

Biggest calls

Paladin Advisory Group, LLC Added $1.5m51.9k shares
CITADEL ADVISORS LLC Reduced $409.7k13.8k shares
Cutler Group LLC / CA New $0100 shares

Biggest puts

CITADEL ADVISORS LLC New $32.7k1.1k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Creative Planning 2.37% of their portfolio OVERLAND PARK, KS 53,015,51153.0m $1.6bn $1.6bn 2.37% Added +3.6m +3,604,620
2 Financial Engines Advisors L.L.C. 4.08% of their portfolio SANTA CLARA, CA 48,073,12248.1m $1.4bn $1.4bn 4.08% Added +9.5m +9,495,519
3 Allworth Financial LP 7.11% of their portfolio FOLSOM, CA 21,617,64421.6m $641.8m $641.8m 7.11% Added +8.3m +8,288,561
4 LPL Financial LLC 0.37% of their portfolio FORT MILL, SC 14,676,61214.7m $435.7m $435.7m 0.37% Added +2.1m +2,065,576
5 Auto-Owners Insurance Co 12.11% of their portfolio LANSING, MI 11,175,00011.2m $331.8m $331.8m 12.11% First filing
6 TIAA, FSB 1.19% of their portfolio ST. LOUIS, MO 10,184,74510.2m $302.4m $302.4m 1.19% Reduced -325.1k -325,104
7 PATHSTONE FAMILY OFFICE, LLC 1.71% of their portfolio ENGLEWOOD, NJ 6,830,8006.8m $202.9m $202.9m 1.71% Reduced -354.0k -354,004
8 Stadion Money Management, LLC 16.38% of their portfolio WATKINSVILLE, GA 6,604,8166.6m $196.1m $196.1m 16.38% Reduced -202.9k -202,898
9 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 6,487,8496.5m $192.6m $192.6m 0.02% Reduced -229.8k -229,786
10 ENVESTNET ASSET MANAGEMENT INC 0.08% of their portfolio Berwyn, PA 5,324,8275.3m $158.1m $158.1m 0.08% Added +702.4k +702,362
11 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 5.61% of their portfolio LOS ANGELES, CA 5,252,8895.3m $156.0m $156.0m 5.61% Reduced -198.3k -198,279
12 STATE STREET CORP 0.01% of their portfolio BOSTON, MA 4,652,7604.7m $138.1m $138.1m 0.01% Added +260.2k +260,191
13 TOWNSQUARE CAPITAL LLC 2.79% of their portfolio Lehi, UT 3,793,1403.8m $112.6m $112.6m 2.79% Added +121.0k +120,997
14 Horizon Investments, LLC 3.15% of their portfolio Charlotte, NC 3,699,4883.7m $109.8m $109.8m 3.15% Added +1.7m +1,660,219
15 ASSETMARK, INC 0.45% of their portfolio CONCORD, CA 3,495,0353.5m $103.8m $103.8m 0.45% Reduced -105.6k -105,639
16 UBS Group AG 0.05% of their portfolio ZURICH, V8 3,394,4963.4m $100.8m $100.8m 0.05% Added +102.4k +102,355
17 OSAIC HOLDINGS, INC. 0.18% of their portfolio SCOTTSDALE, AZ 3,059,3383.1m $90.8m $90.8m 0.18% Reduced -79.0k -78,955
18 AMERIPRISE FINANCIAL INC 0.03% of their portfolio MINNEAPOLIS, MN 2,733,4582.7m $81.1m $81.1m 0.03% Added +833.6k +833,571
19 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 0.81% of their portfolio OMAHA, NE 2,720,3352.7m $80.8m $80.8m 0.81% Reduced -89.4k -89,422
20 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 2,472,1902.5m $73.4m $73.4m 0.01% Added +662.2k +662,222
21 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 2.72% of their portfolio NORFOLK, VA 2,414,2562.4m $71.7m $71.7m 2.72% Added +239.4k +239,445
22 PFS INVESTMENTS INC. 1.32% of their portfolio DULUTH, GA 2,377,7212.4m $70.6m $70.6m 1.32% Added +815.5k +815,498
23 Gradient Investments LLC 2.14% of their portfolio ARDEN HILLS, MN 2,282,1482.3m $67.8m $67.8m 2.14% Reduced -2.5k -2,519
24 Trilogy Capital Inc. 4.78% of their portfolio IRVINE, CA 2,269,0192.3m $67.4m $67.4m 4.78% Added +578.9k +578,924
25 Advisory Alpha, LLC 4.57% of their portfolio HOLLAND, MI 2,176,3022.2m $64.6m $64.6m 4.57% Reduced -65.1k -65,121
26 Savant Capital, LLC 1.43% of their portfolio ROCKFORD, IL 2,073,2412.1m $58.8m $58.8m 1.43% Added +746.9k +746,880
27 Mariner Managed Account Solutions, LLC 5.28% of their portfolio Boston, MA 1,942,3421.9m $57.7m $57.7m 5.28% Reduced -1.2m -1,196,117
28 GREAT LAKES ADVISORS, LLC 0.40% of their portfolio CHICAGO, IL 1,829,0291.8m $7.0m $7.0m 0.40% Added +1.3m +1,309,943
29 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.75% of their portfolio PLYMOUTH, MN 1,807,0221.8m $58.2m $58.2m 0.75% Added +763 +763
30 Private Advisor Group, LLC 0.16% of their portfolio MORRISTOWN, NJ 1,656,9401.7m $5.4m $5.4m 0.16% Reduced -7.0k -7,022
31 CWM, LLC 0.36% of their portfolio OMAHA, NE 1,629,6901.6m $48.4m $48.4m 0.36% Added +844.1k +844,112
32 McNamara Financial Services, Inc. 12.20% of their portfolio MARSHFIELD, MA 1,550,0591.6m $46.0m $46.0m 12.20% Added +18.6k +18,642
33 Mariner, LLC 0.15% of their portfolio Overland Park, KS 1,535,5081.5m $45.6m $45.6m 0.15% Reduced -16.6k -16,625
34 Global Strategic Investment Solutions, LLC 3.01% of their portfolio Scottsdale, AZ 1,527,8711.5m $45.4m $45.4m 3.01% Reduced -143.2k -143,151
35 PARK AVENUE SECURITIES LLC 0.80% of their portfolio NEW YORK, NY 1,519,4931.5m $45.1m $45.1m 0.80% Added +19.1k +19,142
36 First Ascent Asset Management, LLC 6.54% of their portfolio DENVER, CO 1,440,2571.4m $42.8m $42.8m 6.54% Added +35.0k +35,040
37 MML INVESTORS SERVICES, LLC 0.27% of their portfolio SPRINGFIELD, MA 1,368,7621.4m $40.6m $40.6m 0.27% Added +587.3k +587,292
38 WALLER FINANCIAL PLANNING GROUP, INC 11.65% of their portfolio COLUMBUS, OH 1,352,2911.4m $40.1m $40.1m 11.65% Added +11.4k +11,375
39 Peterson Wealth Advisors, LLC 12.00% of their portfolio Orem, UT 1,339,3051.3m $39.8m $39.8m 12.00% Added +64.9k +64,863
40 IAG Wealth Partners, LLC 10.59% of their portfolio WAUKESHA, WI 1,210,1701.2m $35.9m $35.9m 10.59% Reduced -35.6k -35,621
41 Raymond James Financial Services Advisors, Inc. 0.07% of their portfolio ST. PETERSBURG, FL 1,206,9881.2m $35.8m $35.8m 0.07% Added +245.4k +245,443
42 TRUEFG, LLC 16.71% of their portfolio CEDAR PARK, TX 1,181,5211.2m $35.1m $35.1m 16.71% Added +47.3k +47,269
43 Clearwater Capital Advisors, LLC 4.48% of their portfolio HOFFMAN ESTATES, IL 1,157,7801.2m $34.4m $34.4m 4.48% New
44 Equitable Holdings, Inc. 0.60% of their portfolio NEW YORK, NY 1,152,2131.2m $34.2m $34.2m 0.60% Added +646.6k +646,631
45 Financial Advisory Group 7.24% of their portfolio HOUSTON, TX 1,149,0121.1m $34.1m $34.1m 7.24% Added +2.7k +2,732
46 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,068,5511.1m $31.7m $31.7m 0.00% New
47 KWB Wealth 5.76% of their portfolio REDLANDS, CA 1,020,4141.0m $30.3m $30.3m 5.76% Reduced -250.1k -250,117
48 Callan Capital, LLC 3.68% of their portfolio LA JOLLA, CA 1,004,3871.0m $29.8m $29.8m 3.68% Added +474.1k +474,137
49 COMMONWEALTH EQUITY SERVICES, LLC 0.07% of their portfolio WALTHAM, MA 976,145976.1k $29.0m $29.0m 0.07% Added +42.3k +42,300
50 Capital Asset Advisory Services LLC 2.29% of their portfolio Williamston, MI 962,606962.6k $28.7m $28.7m 2.29% Added +565.4k +565,374
51 AlphaStar Capital Management, LLC 2.91% of their portfolio CORNELIUS, NC 962,161962.2k $28.6m $28.6m 2.91% Added +211.2k +211,170
52 Gateway Wealth Partners, LLC 4.85% of their portfolio APPLETON, WI 949,959950.0k $28.2m $28.2m 4.85% First filing
53 Brookstone Capital Management 0.59% of their portfolio WHEATON, IL 948,242948.2k $29.2m $29.2m 0.59% Reduced -113.8k -113,750
54 Boston Standard Wealth Management, LLC 8.32% of their portfolio WINCHESTER, MA 944,220944.2k $28.0m $28.0m 8.32% Added +33.5k +33,514
55 IFP Advisors, Inc 0.61% of their portfolio TAMPA, FL 943,645943.6k $22.9m $22.9m 0.61% Added +36.2k +36,170
56 N.E.W. Advisory Services LLC 4.21% of their portfolio DE PERE, WI 906,625906.6k $26.9m $26.9m 4.21% Added +114.2k +114,219
57 Cambridge Investment Research Advisors, Inc. 0.14% of their portfolio FAIRFIELD, IA 878,671878.7k $26.1m $26.1m 0.14% Added +56.6k +56,621
58 Ballentine Partners, LLC 0.77% of their portfolio Waltham, MA 874,749874.7k $26.0m $26.0m 0.77% Added +281.1k +281,104
59 Stratos Wealth Partners, LTD. 0.64% of their portfolio BEACHWOOD, OH 851,604851.6k $25.3m $25.3m 0.64% Added +173.3k +173,275
60 US BANCORP \DE\ 0.04% of their portfolio MINNEAPOLIS, MN 834,432834.4k $24.8m $24.8m 0.04% Added +140.9k +140,946
61 RESTON WEALTH MANAGEMENT LLC 13.51% of their portfolio Reston, VA 823,703823.7k $24.5m $24.5m 13.51% Added +58.3k +58,285
62 Financial Strategies Group, Inc. 10.15% of their portfolio OKEMOS, MI 823,140823.1k $24.4m $24.4m 10.15% Reduced -54.3k -54,334
63 Meeder Advisory Services, Inc. 3.02% of their portfolio DUBLIN, OH 804,537804.5k $23.9m $23.9m 3.02% First filing
64 Edmonds Duncan Registered Investment Advisors, LLC 7.46% of their portfolio LAWRENCE, KS 770,790770.8k $22.9m $22.9m 7.46% Reduced -1.8k -1,792
65 Rinkey Investments 13.64% of their portfolio San Diego, CA 767,772767.8k $22.8m $22.8m 13.64% Added +8.9k +8,939
66 Bristlecone Advisors, LLC 2.77% of their portfolio BELLEVUE, WA 762,110762.1k $22.6m $22.6m 2.77% Added +6.7k +6,690
67 JNBA Financial Advisors 2.73% of their portfolio BLOOMINGTON, MN 661,835661.8k $19.6m $19.6m 2.73% Reduced -30.4k -30,417
68 Wealthcare Advisory Partners LLC 0.94% of their portfolio WEST CHESTER, PA 661,334661.3k $19.6m $19.6m 0.94% Added +125.6k +125,643
69 Brio Consultants, LLC 3.91% of their portfolio SAN FRANCISCO, CA 661,222661.2k $19.6m $19.6m 3.91% Added +40.7k +40,719
70 Fairfield University 16.23% of their portfolio FAIRFIELD, CT 657,781657.8k $19.5m $19.5m 16.23% Added +7.5k +7,471
71 HighTower Advisors, LLC 0.04% of their portfolio CHICAGO, IL 646,646646.6k $19.2m $19.2m 0.04% Added +48.0k +47,957
72 Goodman Financial Corp 5.97% of their portfolio HOUSTON, TX 637,268637.3k $18.9m $18.9m 5.97% Added +10.7k +10,734
73 IHT Wealth Management, LLC 1.17% of their portfolio Chicago, IL 628,803628.8k $18.7m $18.7m 1.17% Reduced -8.1k -8,122
74 SigFig Wealth Management, LLC 1.03% of their portfolio SAN FRANCISCO, CA 624,597624.6k $20.7m $20.7m 1.03% Reduced -43.6k -43,610
75 AE Wealth Management LLC 0.13% of their portfolio TOPEKA, KS 615,041615.0k $18.3m $18.3m 0.13% Added +194.6k +194,581
76 Schneider Downs Wealth Management Advisors, LP 3.96% of their portfolio Pittsburgh, PA 608,796608.8k $18.1m $18.1m 3.96% Added +329.0k +328,961
77 Pure Financial Advisors, LLC 0.93% of their portfolio SAN DIEGO, CA 605,865605.9k $18.0m $18.0m 0.93% Added +25.6k +25,639
78 PROFFITT & GOODSON INC 3.78% of their portfolio KNOXVILLE, TN 597,947597.9k $17.8m $17.8m 3.78% Added +38.4k +38,409
79 Plante Moran Financial Advisors, LLC 2.51% of their portfolio SOUTHFIELD, MI 581,783581.8k $17.3m $17.3m 2.51% Added +115.7k +115,731
80 LAKE STREET ADVISORS GROUP, LLC 1.14% of their portfolio PORTSMOUTH, NH 580,558580.6k $17.2m $17.2m 1.14% Added +4.2k +4,150
81 Moran Wealth Management, LLC 0.65% of their portfolio NAPLES, FL 578,654578.7k $17.2m $17.2m 0.65% First filing
82 ProVise Management Group, LLC 1.72% of their portfolio CLEARWATER, FL 573,856573.9k $17.0m $17.0m 1.72% Added +87.3k +87,332
83 ARQ WEALTH ADVISORS, LLC 11.10% of their portfolio SCOTTSDALE, AZ 572,390572.4k $17.0m $17.0m 11.10% Added +27.1k +27,080
84 Cetera Advisor Networks LLC 0.13% of their portfolio EL SEGUNDO, CA 559,505559.5k $16.6m $16.6m 0.13% Added +347.1k +347,072
85 AIRE ADVISORS, LLC 4.83% of their portfolio BEVERLY HILLS, CA 530,885530.9k $15.8m $15.8m 4.83% Added +25.8k +25,817
86 Cerity Partners OCIO LLC 0.50% of their portfolio New York, NY 521,725521.7k $15.5m $15.5m 0.50% Added +156.4k +156,359
87 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 517,225517.2k $15.4m $15.4m 0.00% Added +94.3k +94,329
88 GM Advisory Group, LLC 1.57% of their portfolio MELVILLE, NY 495,694495.7k $14.7m $14.7m 1.57% Reduced -168.7k -168,706
89 Bridgeworth, LLC 2.24% of their portfolio BIRMINGHAM, AL 474,989475.0k $14.1m $14.1m 2.24% Added +373.1k +373,140
90 Treasure Coast Financial Planning 10.45% of their portfolio VERO BEACH, FL 471,606471.6k $14.0m $14.0m 10.45% Reduced -12.4k -12,412
91 Global Retirement Partners, LLC 0.96% of their portfolio San Rafael, CA 470,304470.3k $14.0m $14.0m 0.96% Added +287.0k +287,010
92 ERn Financial, LLC 3.16% of their portfolio MIDDLETON, WI 467,185467.2k $13.9m $13.9m 3.16% Added +135.8k +135,804
93 Integrated Wealth Concepts LLC 0.38% of their portfolio WALTHAM, MA 466,367466.4k $13.8m $13.8m 0.38% Reduced -14.2k -14,170
94 Flagstone Financial Management 8.30% of their portfolio LINCOLN, NE 458,907458.9k $13.6m $13.6m 8.30% First filing
95 ST GERMAIN D J CO INC 0.83% of their portfolio SPRINGFIELD, MA 457,057457.1k $13.6m $13.6m 0.83% Reduced -21.3k -21,294
96 OneDigital Investment Advisors LLC 0.39% of their portfolio OVERLAND PARK, KS 453,694453.7k $13.5m $13.5m 0.39% Added +413.5k +413,501
97 DEBUSSY CAPITAL MANAGEMENT LP 3.45% of their portfolio CHICAGO, IL 449,169449.2k $13.9m $13.9m 3.45% Reduced -25.9k -25,949
98 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 410,802410.8k $12.2m $12.2m 0.00% Reduced -142.1k -142,054
99 Valmark Advisers, Inc. 0.28% of their portfolio AKRON, OH 405,853405.9k $12.0m $12.0m 0.28% Added +141.2k +141,235
100 Aspire Private Capital, LLC 4.31% of their portfolio Cornelius, NC 404,389404.4k $12.0m $12.0m 4.31% Added +6.3k +6,294