Vault-13

PIMCO ETF TR MINT

ENHAN SHRT MA AC · ETP · CUSIP 72201R833

641 institutional holders -29 vs Q3 2022
57,642,31557.6m shares reported held*
$5.6bnreported value*
39 new 145 added 346 reduced 78 sold out net sold ≈ $1.8bn (-18.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($2.5m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $97.99.

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0250500750Q3 22: 670Q4 22: 641641Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022670
Q4 2022641

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$250k$500k$750k$1mQ3 22 calls: $853.0kQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $0Q4 22 puts: $0Q4 22P/C —
Numbers
QuarterCallsPutsP/C
Q3 2022$853.0k$00.00
Q4 2022$0$0—

Biggest buyers

Waverly Advisors, LLC Added +640,505+640.5k
RENAISSANCE TECHNOLOGIES LLC New +297,700+297.7k
Estate Counselors, LLC Added +278,160+278.2k
WADE G W & INC Added +261,668+261.7k
Cetera Investment Advisers Added +198,693+198.7k
EWG Elevate Inc. New +193,214+193.2k
Cerity Partners LLC New +175,040+175.0k
NewEdge Advisors, LLC Added +146,989+147.0k
Kingfisher Capital LLC New +141,005+141.0k
FLOW TRADERS U.S. LLC Added +139,784+139.8k

Biggest sellers

MORGAN STANLEY Reduced -6,201,542-6.2m
Clark Capital Management Group, Inc. Reduced -2,051,568-2.1m
Johnson Financial Group, LLC Reduced -1,328,108-1.3m
FMR LLC Reduced -1,299,936-1.3m
ASSETMARK, INC Reduced -935,811-935.8k
ENVESTNET ASSET MANAGEMENT INC Reduced -876,374-876.4k
Westside Investment Management, Inc. Reduced -700,979-701.0k
Trek Financial, LLC Reduced -553,160-553.2k
AJ WEALTH STRATEGIES, LLC Reduced -469,396-469.4k
JANE STREET GROUP, LLC Reduced -458,731-458.7k

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.11% of their portfolio NEW YORK, NY 10,000,89810.0m $986.6m $986.6m 0.11% Reduced -6.2m -6,201,542
2 UBS Group AG 0.12% of their portfolio ZURICH, V8 2,581,5302.6m $254.7m $254.7m 0.12% Reduced -123.6k -123,633
3 CWM, LLC 1.81% of their portfolio OMAHA, NE 2,489,0892.5m $245.5m $245.5m 1.81% Reduced -216.4k -216,392
4 HB Wealth Management, LLC 3.53% of their portfolio Atlanta, GA 1,964,6562.0m $193.8m $193.8m 3.53% Reduced -71.1k -71,077
5 Allianz Asset Management GmbH 0.43% of their portfolio MUNICH, 2M 1,949,2811.9m $192.3m $192.3m 0.43% Added +6 +6
6 WELLS FARGO & COMPANY/MN 0.06% of their portfolio SAN FRANCISCO, CA 1,900,2111.9m $187.5m $187.5m 0.06% Reduced -15.2k -15,194
7 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 1,747,4251.7m $172.4m $172.4m 0.02% Reduced -100.2k -100,226
8 JANE STREET GROUP, LLC 0.32% of their portfolio NEW YORK, NY 1,708,8261.7m $168.6m $168.6m 0.32% Reduced -458.7k -458,731
9 LPL Financial LLC 0.10% of their portfolio FORT MILL, SC 1,153,8201.2m $113.8m $113.8m 0.10% Added +81.9k +81,913
10 ROYAL BANK OF CANADA 0.03% of their portfolio TORONTO, A6 996,883996.9k $98.3m $98.3m 0.03% Reduced -197.3k -197,291
11 ENVESTNET ASSET MANAGEMENT INC 0.05% of their portfolio Berwyn, PA 954,507954.5k $94.2m $94.2m 0.05% Reduced -876.4k -876,374
12 Johnson Financial Group, LLC 14.13% of their portfolio Denver, CO 836,753836.8k $82.5m $82.5m 14.13% Reduced -1.3m -1,328,108
13 OSAIC HOLDINGS, INC. 0.16% of their portfolio SCOTTSDALE, AZ 793,624793.6k $78.3m $78.3m 0.16% Reduced -314.0k -314,021
14 Waverly Advisors, LLC 4.32% of their portfolio BIRMINGHAM, AL 789,503789.5k $77.9m $77.9m 4.32% Added +640.5k +640,505
15 State of Tennessee, Department of Treasury 0.36% of their portfolio NASHVILLE, TN 778,700778.7k $76.8m $76.8m 0.36% Unchanged
16 KEYBANK NATIONAL ASSOCIATION/OH 0.32% of their portfolio BROOKLYN, OH 668,788668.8k $66.0m $66.0m 0.32% Reduced -21.9k -21,884
17 JFG Wealth Management, LLC 21.14% of their portfolio Denver, CO 659,843659.8k $65.1m $65.1m 21.14% Added +14.5k +14,489
18 Mason Investment Advisory Services, Inc. 6.19% of their portfolio RESTON, VA 617,036617.0k $60.9m $60.9m 6.19% Reduced -67.7k -67,739
19 Mariner, LLC 0.17% of their portfolio Overland Park, KS 542,563542.6k $53.5m $53.5m 0.17% Reduced -88.4k -88,393
20 Virtue Capital Management, LLC 6.99% of their portfolio BRENTWOOD, TN 464,044464.0k $45.8m $45.8m 6.99% Reduced -334.3k -334,314
21 TRUIST FINANCIAL CORP 0.08% of their portfolio CHARLOTTE, NC 460,411460.4k $45.4m $45.4m 0.08% Reduced -196.7k -196,650
22 HighTower Advisors, LLC 0.10% of their portfolio CHICAGO, IL 441,923441.9k $43.6m $43.6m 0.10% Reduced -110.1k -110,134
23 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.01% of their portfolio SAN FRANCISCO, CA 429,778429.8k $42.4m $42.4m 0.01% Reduced -22.7k -22,708
24 Cambridge Investment Research Advisors, Inc. 0.22% of their portfolio FAIRFIELD, IA 426,356426.4k $42.1m $42.1m 0.22% Reduced -5.8k -5,838
25 TD Capital Management LLC 5.47% of their portfolio MEMPHIS, TN 424,000424.0k $41.8m $41.8m 5.47% Reduced -19.9k -19,926
26 WADE G W & INC 1.68% of their portfolio Wellesley, MA 416,483416.5k $41.1m $41.1m 1.68% Added +261.7k +261,668
27 SUN LIFE FINANCIAL INC 3.04% of their portfolio Toronto, A6 402,286402.3k $39.7m $39.7m 3.04% Unchanged
28 Brookstone Capital Management 0.80% of their portfolio WHEATON, IL 399,258399.3k $39.5m $39.5m 0.80% Reduced -69.6k -69,576
29 STIFEL FINANCIAL CORP 0.05% of their portfolio ST. LOUIS, MO 371,334371.3k $36.6m $36.6m 0.05% Reduced -180.2k -180,187
30 COLONY GROUP LLC 0.51% of their portfolio Boston, MA 367,667367.7k $36.3m $36.3m 0.51% Added +18.1k +18,125
31 Creative Planning 0.05% of their portfolio OVERLAND PARK, KS 362,525362.5k $35.8m $35.8m 0.05% Reduced -64.0k -64,016
32 Kathmere Capital Management, LLC 5.86% of their portfolio WAYNE, PA 336,214336.2k $33.2m $33.2m 5.86% Added +10.2k +10,201
33 IFP Advisors, Inc 0.84% of their portfolio TAMPA, FL 311,379311.4k $31.6m $31.6m 0.84% Added +15.2k +15,234
34 Avion Wealth 9.32% of their portfolio THE WOODLANDS, TX 302,765302.8k $29.9m $29.9m 9.32% Unchanged
35 Estate Counselors, LLC 4.11% of their portfolio Thiensville, WI 297,990298.0k $29.4m $29.4m 4.11% Added +278.2k +278,160
36 RENAISSANCE TECHNOLOGIES LLC 0.04% of their portfolio NEW YORK, NY 297,700297.7k $29.4m $29.4m 0.04% New
37 BEACON INVESTMENT ADVISORY SERVICES, INC. 1.41% of their portfolio MORRISTOWN, NJ 279,404279.4k $27.6m $27.6m 1.41% Reduced -34.9k -34,939
38 BDO Wealth Advisors, LLC 3.26% of their portfolio JACKSONVILLE, FL 266,150266.1k $26.3m $26.3m 3.26% Reduced -43.1k -43,053
39 Raymond James Financial Services Advisors, Inc. 0.05% of their portfolio ST. PETERSBURG, FL 249,979250.0k $24.7m $24.7m 0.05% Reduced -77.2k -77,155
40 MASON STREET ADVISORS, LLC 6.02% of their portfolio MILWAUKEE, WI 245,500245.5k $24.2m $24.2m 6.02% Unchanged
41 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 240,800240.8k $23.8m $23.8m 0.02% Reduced -60.6k -60,650
42 NewEdge Advisors, LLC 0.05% of their portfolio NEW ORLEANS, LA 239,589239.6k $2.0m $2.0m 0.05% Added +147.0k +146,989
43 Advisor OS, LLC 6.26% of their portfolio CHICAGO, IL 238,794238.8k $23.6m $23.6m 6.26% Reduced -25.8k -25,754
44 STALEY CAPITAL ADVISERS INC 1.40% of their portfolio PITTSBURGH, PA 238,050238.1k $23.5m $23.5m 1.40% Reduced -322.6k -322,612
45 PEAPACK GLADSTONE FINANCIAL CORP 0.46% of their portfolio BEDMINSTER, NJ 235,794235.8k $23.3m $23.3m 0.46% Reduced -93.4k -93,447
46 Destination Wealth Management 0.89% of their portfolio Walnut Creek, CA 227,810227.8k $22.5m $22.5m 0.89% Reduced -8.6k -8,587
47 Cetera Investment Advisers 0.21% of their portfolio SCHAUMBURG, IL 224,810224.8k $22.2m $22.2m 0.21% Added +198.7k +198,693
48 Kestra Advisory Services, LLC 0.19% of their portfolio AUSTIN, TX 214,661214.7k $21.2m $21.2m 0.19% Added +31.5k +31,513
49 HOWLAND CAPITAL MANAGEMENT LLC 1.30% of their portfolio BOSTON, MA 212,782212.8k $21.1m $21.1m 1.30% Reduced -20.6k -20,632
50 MML INVESTORS SERVICES, LLC 0.14% of their portfolio SPRINGFIELD, MA 212,635212.6k $21.0m $21.0m 0.14% Reduced -39.9k -39,887
51 FLOW TRADERS U.S. LLC 1.05% of their portfolio NEW YORK, NY 212,309212.3k $20.9m $20.9m 1.05% Added +139.8k +139,784
52 Janney Montgomery Scott LLC 0.08% of their portfolio PHILADELPHIA, PA 211,824211.8k $20.9m $20.9m 0.08% Added +36.3k +36,261
53 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.03% of their portfolio MILWAUKEE, WI 200,717200.7k $19.8m $19.8m 0.03% Reduced -27.7k -27,717
54 EWG Elevate Inc. 9.60% of their portfolio ROSEVILLE, CA 193,214193.2k $19.1m $19.1m 9.60% New
55 WHITTIER TRUST CO 0.37% of their portfolio SOUTH PASADENA, CA 192,327192.3k $19.0m $19.0m 0.37% Reduced -59.2k -59,196
56 MONTAG A & ASSOCIATES INC 1.27% of their portfolio ATLANTA, GA 192,006192.0k $19.0m $19.0m 1.27% Reduced -230.2k -230,209
57 PRW Wealth Management LLC 8.04% of their portfolio QUINCY, MA 189,728189.7k $18.7m $18.7m 8.04% Reduced -36.9k -36,893
58 Drake & Associates, LLC 9.81% of their portfolio WAUKESHA, WI 188,107188.1k $18.6m $18.6m 9.81% Reduced -1.2k -1,184
59 Forvis Mazars Wealth Advisors, LLC 0.61% of their portfolio Springfield, MO 175,902175.9k $17.4m $17.4m 0.61% Added +9.5k +9,538
60 Cerity Partners LLC 0.11% of their portfolio NEW YORK, NY 175,040175.0k $17.3m $17.3m 0.11% New
61 Atria Wealth Solutions, Inc. 0.28% of their portfolio NEW YORK, NY 173,853173.9k $17.2m $17.2m 0.28% Added +100.2k +100,237
62 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 0.64% of their portfolio NORFOLK, VA 170,879170.9k $16.9m $16.9m 0.64% Added +18.9k +18,881
63 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 168,362168.4k $16.6m $16.6m 0.00% Reduced -41.1k -41,109
64 COMMONWEALTH EQUITY SERVICES, LLC 0.04% of their portfolio WALTHAM, MA 162,910162.9k $16.1m $16.1m 0.04% Reduced -17.4k -17,400
65 Westside Investment Management, Inc. 0.21% of their portfolio SANTA MONICA, CA 160,701160.7k $15.9m $15.9m 0.21% Reduced -701.0k -700,979
66 CITIGROUP INC 0.02% of their portfolio NEW YORK, NY 159,413159.4k $15.7m $15.7m 0.02% Reduced -39.4k -39,398
67 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.09% of their portfolio IRVING, TX 159,274159.3k $15.7m $15.7m 0.09% Reduced -43.3k -43,280
68 MERCER GLOBAL ADVISORS INC /ADV 0.07% of their portfolio DENVER, CO 151,809151.8k $15.0m $15.0m 0.07% Added +61.8k +61,758
69 CoreCap Advisors, LLC 1.04% of their portfolio SOUTHFIELD, MI 147,145147.1k $14.5m $14.5m 1.04% Added +14.9k +14,910
70 Sequoia Financial Advisors, LLC 0.35% of their portfolio Akron, OH 144,053144.1k $14.2m $14.2m 0.35% Reduced -14.6k -14,594
71 Fiduciary Trust Co 0.27% of their portfolio Boston, MA 142,795142.8k $14.1m $14.1m 0.27% Reduced -1.5k -1,477
72 Kingfisher Capital LLC 3.70% of their portfolio CHARLOTTE, NC 141,005141.0k $13.9m $13.9m 3.70% New
73 KWMG, LLC 1.90% of their portfolio OVERLAND PARK, KS 135,756135.8k $13.4m $13.4m 1.90% Added +83 +83
74 SVB WEALTH LLC 0.18% of their portfolio BOSTON, MA 135,211135.2k $13.3m $13.3m 0.18% Added +53.7k +53,680
75 Arbor Investment Advisors, LLC 2.64% of their portfolio WINSTON SALEM, NC 130,767130.8k $12.9m $12.9m 2.64% Reduced -15.5k -15,473
76 Krilogy Financial LLC 1.17% of their portfolio ST. LOUIS, MO 124,347124.3k $12.3m $12.3m 1.17% Added +43.4k +43,350
77 EVERGREEN CAPITAL MANAGEMENT LLC 0.56% of their portfolio Bellevue, WA 120,657120.7k $11.9m $11.9m 0.56% Reduced -12.3k -12,345
78 Procyon Advisors, LLC 2.03% of their portfolio SHELTON, CT 112,188112.2k $11.1m $11.1m 2.03% Reduced -789 -789
79 D.A. DAVIDSON & CO. 0.13% of their portfolio GREAT FALLS, MT 110,630110.6k $10.9m $10.9m 0.13% Reduced -18.9k -18,900
80 Values First Advisors, Inc. 6.96% of their portfolio JOHNSON CITY, TN 101,115101.1k $10.0m $10.0m 6.96% Reduced -124 -124
81 Leelyn Smith, LLC 2.64% of their portfolio GENEVA, IL 100,398100.4k $9.9m $9.9m 2.64% Added +35.2k +35,241
82 LINCOLN NATIONAL CORP 0.22% of their portfolio RADNOR, PA 100,378100.4k $9.9m $9.9m 0.22% Reduced -26.1k -26,074
83 PATHSTONE FAMILY OFFICE, LLC 0.01% of their portfolio ENGLEWOOD, NJ 99,04099.0k $1.5m $1.5m 0.01% Unchanged
84 CENTAURUS FINANCIAL, INC. 0.91% of their portfolio ANAHEIM, CA 98,45198.5k $9.7m $9.7m 0.91% Reduced -126.3k -126,320
85 OPPENHEIMER & CO INC 0.22% of their portfolio NEW YORK, NY 98,21798.2k $9.7m $9.7m 0.22% Reduced -48.3k -48,264
86 Lowe Wealth Advisors, LLC 5.35% of their portfolio COLUMBIA, MD 98,16498.2k $9.7m $9.7m 5.35% Reduced -1.9k -1,881
87 One Capital Management, LLC 0.51% of their portfolio WESTLAKE VILLAGE, CA 96,57296.6k $9.5m $9.5m 0.51% Added +93.2k +93,157
88 MAGNOLIA CAPITAL ADVISORS LLC 6.07% of their portfolio RIDGELAND, MS 92,57492.6k $9.1m $9.1m 6.07% New
89 BROWN ADVISORY INC 0.02% of their portfolio BALTIMORE, MD 92,45192.5k $9.1m $9.1m 0.02% Added +87.3k +87,334
90 Royal Fund Management, LLC 1.47% of their portfolio Lady Lake, FL 90,77290.8k $9.0m $9.0m 1.47% Added +6.1k +6,085
91 Peak Asset Management, LLC 2.30% of their portfolio LOUISVILLE, CO 89,37789.4k $8.8m $8.8m 2.30% Reduced -4.4k -4,432
92 Corient Private Wealth LP 0.03% of their portfolio MIAMI, FL 88,79088.8k $8.8m $8.8m 0.03% First filing
93 Compass Financial Group, Inc. 5.70% of their portfolio DEERFIELD BEACH, FL 88,58988.6k $8.7m $8.7m 5.70% Reduced -2.4k -2,385
94 Mangham Associates,LLC 12.40% of their portfolio CHARLOTTESVILLE, VA 86,53086.5k $8.5m $8.5m 12.40% Reduced -210.5k -210,492
95 YHB Investment Advisors, Inc. 0.91% of their portfolio West Hartford, CT 86,12886.1k $8.5m $8.5m 0.91% Reduced -20.5k -20,549
96 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 85,05285.1k $8.4m $8.4m 0.00% Added +28.2k +28,202
97 ANCHOR CAPITAL ADVISORS LLC 0.21% of their portfolio Boston, MA 84,00484.0k $8.3m $8.3m 0.21% Added +40.2k +40,240
98 MinichMacGregor Wealth Management, LLC 2.96% of their portfolio Saratoga Springs, NY 83,17383.2k $8.2m $8.2m 2.96% Reduced -1.1k -1,093
99 Essex Financial Services, Inc. 0.86% of their portfolio ESSEX, CT 82,23782.2k $8.1m $8.1m 0.86% Added +49.7k +49,712
100 Stratos Investment Management, LLC 1.45% of their portfolio BEACHWOOD, OH 82,23182.2k $8.1m $8.1m 1.45% Reduced -1.7k -1,654