Vault-13

SPDR SER TR SPSB

PORTFOLIO SHORT · ETP · CUSIP 78464A474

572 institutional holders +41 vs Q3 2022
191,577,973191.6m shares reported held*
$5.6bnreported value*
64 new 173 added 217 reduced 43 sold out net bought ≈ $451.9m (+14.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($3.4m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $29.37. Options: 1 managers hold calls ($1.0m notional), 0 hold puts (—).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 531Q4 22: 572572Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022531
Q4 2022572

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5mQ3 22 calls: $621.0kQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $1.0mQ4 22 puts: $0Q4 22P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2022$621.0k$00.00
Q4 2022$1.0m$00.00

Biggest buyers

Creative Planning Added +6,179,044+6.2m
OAKWORTH CAPITAL, INC. New +2,108,562+2.1m
BANK OF AMERICA CORP /DE/ Added +2,009,178+2.0m
MORGAN STANLEY Added +1,779,802+1.8m
AMERIPRISE FINANCIAL INC Added +1,219,941+1.2m
COMMONWEALTH EQUITY SERVICES, LLC Added +1,027,822+1.0m
JPMORGAN CHASE & CO Added +817,408+817.4k
Mariner, LLC Added +688,726+688.7k
Signify Wealth New +505,474+505.5k
Cetera Advisor Networks LLC Added +493,167+493.2k

Biggest sellers

Valmark Advisers, Inc. Reduced -1,642,801-1.6m
BOSTON FINANCIAL MANGEMENT LLC Reduced -1,496,963-1.5m
JANE STREET GROUP, LLC Sold out -766,224-766.2k
First Horizon Advisors, Inc. Reduced -637,675-637.7k
WELLS FARGO & COMPANY/MN Reduced -611,184-611.2k
CFS Investment Advisory Services, LLC Reduced -610,079-610.1k
Raymond James Financial Services Advisors, Inc. Reduced -599,977-600.0k
Clark Capital Management Group, Inc. Reduced -589,030-589.0k
Marion Wealth Management Reduced -486,851-486.9k
Members Trust Co Reduced -429,948-429.9k

Biggest calls

Paladin Advisory Group, LLC Added $1.0m34.5k shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.04% of their portfolio CHARLOTTE, NC 10,817,91510.8m $317.8m $317.8m 0.04% Added +2.0m +2,009,178
2 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.10% of their portfolio SAN FRANCISCO, CA 10,581,38210.6m $310.9m $310.9m 0.10% Added +128.6k +128,574
3 MORGAN STANLEY 0.03% of their portfolio NEW YORK, NY 9,188,9719.2m $270.0m $270.0m 0.03% Added +1.8m +1,779,802
4 Creative Planning 0.40% of their portfolio OVERLAND PARK, KS 9,050,5469.1m $265.9m $265.9m 0.40% Added +6.2m +6,179,044
5 STATE STREET CORP 0.01% of their portfolio BOSTON, MA 7,143,0177.1m $209.9m $209.9m 0.01% Added +165.5k +165,527
6 ENVESTNET ASSET MANAGEMENT INC 0.09% of their portfolio Berwyn, PA 5,833,7275.8m $171.4m $171.4m 0.09% Added +63.9k +63,946
7 LPL Financial LLC 0.13% of their portfolio FORT MILL, SC 5,356,3905.4m $157.4m $157.4m 0.13% Added +423.2k +423,207
8 Valmark Advisers, Inc. 3.31% of their portfolio AKRON, OH 4,881,1484.9m $143.4m $143.4m 3.31% Reduced -1.6m -1,642,801
9 UBS Group AG 0.06% of their portfolio ZURICH, V8 4,372,5624.4m $128.5m $128.5m 0.06% Added +102.3k +102,312
10 WELLS FARGO & COMPANY/MN 0.04% of their portfolio SAN FRANCISCO, CA 4,106,1064.1m $120.6m $120.6m 0.04% Reduced -611.2k -611,184
11 Destination Wealth Management 4.54% of their portfolio Walnut Creek, CA 3,887,2943.9m $114.2m $114.2m 4.54% Reduced -362.4k -362,422
12 AMERIPRISE FINANCIAL INC 0.04% of their portfolio MINNEAPOLIS, MN 3,791,1963.8m $111.2m $111.2m 0.04% Added +1.2m +1,219,941
13 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.07% of their portfolio Toronto, A6 3,772,1733.8m $110.8m $110.8m 0.07% Reduced -33.1k -33,075
14 Baird Financial Group, Inc. 0.26% of their portfolio MILWAUKEE, WI 3,323,5413.3m $97.6m $97.6m 0.26% Added +257.9k +257,875
15 GOLDMAN SACHS GROUP INC 0.03% of their portfolio NEW YORK, NY 3,074,3933.1m $90.3m $90.3m 0.03% Reduced -220.0k -220,013
16 ALLSTATE CORP 2.74% of their portfolio NORTHBROOK, IL 3,067,2553.1m $90.1m $90.1m 2.74% Added +312.7k +312,685
17 Advocacy Wealth Management, LLC 11.69% of their portfolio ATLANTA, GA 3,011,2503.0m $88.5m $88.5m 11.69% Added +223.0k +223,027
18 Fisher Asset Management, LLC 0.06% of their portfolio PLANO, TX 2,839,9132.8m $83.4m $83.4m 0.06% Reduced -178.2k -178,194
19 RiverFront Investment Group, LLC 1.19% of their portfolio RICHMOND, VA 2,302,2182.3m $5.2m $5.2m 1.19% Reduced -43.1k -43,140
20 HUNTINGTON NATIONAL BANK 0.70% of their portfolio COLUMBUS, OH 2,294,4992.3m $67.4m $67.4m 0.70% Added +360.7k +360,684
21 Horizon Investments, LLC 1.93% of their portfolio Charlotte, NC 2,286,3162.3m $67.2m $67.2m 1.93% Reduced -24.1k -24,078
22 OAKWORTH CAPITAL, INC. 5.94% of their portfolio BIRMINGHAM, AL 2,108,5622.1m $61.9m $61.9m 5.94% New
23 Litman Gregory Wealth Management LLC 8.51% of their portfolio LARKSPUR, CA 2,074,0232.1m $60.9m $60.9m 8.51% Added +203.5k +203,451
24 TIAA, FSB 0.23% of their portfolio ST. LOUIS, MO 2,021,7742.0m $59.4m $59.4m 0.23% Reduced -12.6k -12,593
25 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 1,972,0912.0m $57.9m $57.9m 0.01% Added +817.4k +817,408
26 AE Wealth Management LLC 0.37% of their portfolio TOPEKA, KS 1,737,2261.7m $51.0m $51.0m 0.37% Reduced -252.4k -252,376
27 OSAIC HOLDINGS, INC. 0.10% of their portfolio SCOTTSDALE, AZ 1,667,9321.7m $49.0m $49.0m 0.10% Added +158.7k +158,714
28 TOWNSQUARE CAPITAL LLC 1.16% of their portfolio Lehi, UT 1,598,5801.6m $47.0m $47.0m 1.16% Reduced -327.7k -327,664
29 PNC Financial Services Group, Inc. 0.04% of their portfolio Pittsburgh, PA 1,584,1301.6m $46.5m $46.5m 0.04% Reduced -211.8k -211,757
30 Sunflower Bank, N.A. 10.08% of their portfolio DALLAS, TX 1,576,5601.6m $46.3m $46.3m 10.08% Added +166.1k +166,057
31 RED CEDAR INVESTMENT MANAGEMENT, LLC 7.03% of their portfolio GRAND RAPIDS, MI 1,516,8531.5m $44.6m $44.6m 7.03% Added +456.7k +456,731
32 Mariner Managed Account Solutions, LLC 3.79% of their portfolio Boston, MA 1,409,8251.4m $41.4m $41.4m 3.79% Reduced -41.6k -41,632
33 Rodgers & Associates, LTD 6.59% of their portfolio Lancaster, PA 1,368,0321.4m $40.2m $40.2m 6.59% Reduced -15.4k -15,448
34 MCF Advisors LLC 3.95% of their portfolio LEXINGTON, KY 1,317,2241.3m $38.7m $38.7m 3.95% Added +284.3k +284,280
35 Relative Value Partners Group, LLC 2.57% of their portfolio NORTHBROOK, IL 1,241,4401.2m $36.5m $36.5m 2.57% Reduced -58.1k -58,126
36 Astor Investment Management LLC 10.67% of their portfolio CHICAGO, IL 1,187,6241.2m $34.9m $34.9m 10.67% Reduced -103.7k -103,735
37 SOROS FUND MANAGEMENT LLC 0.58% of their portfolio NEW YORK, NY 1,166,0001.2m $34.3m $34.3m 0.58% Added +53.0k +53,000
38 COMMONWEALTH EQUITY SERVICES, LLC 0.08% of their portfolio WALTHAM, MA 1,117,1311.1m $32.8m $32.8m 0.08% Added +1.0m +1,027,822
39 Buckingham Capital Management, Inc. 5.50% of their portfolio DAYTON, OH 1,076,1931.1m $31.6m $31.6m 5.50% Added +26.1k +26,070
40 RAYMOND JAMES & ASSOCIATES 0.03% of their portfolio ST PETERSBURG, FL 1,061,5351.1m $31.2m $31.2m 0.03% Added +300.6k +300,599
41 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 1,006,8171.0m $410.5k $410.5k 0.01% Added +89.1k +89,062
42 Holt Capital Advisors, L.L.C. dba Holt Capital Partners, L.P. 5.70% of their portfolio FORT WORTH, TX 960,356960.4k $28.2m $28.2m 5.70% Added +89.8k +89,815
43 CGN Advisors LLC 4.87% of their portfolio MANHATTAN, KS 941,242941.2k $27.7m $27.7m 4.87% Added +376.8k +376,822
44 Eagle Ridge Investment Management 3.21% of their portfolio STAMFORD, CT 936,577936.6k $27.5m $27.5m 3.21% Added +17.2k +17,154
45 Cetera Advisor Networks LLC 0.22% of their portfolio EL SEGUNDO, CA 932,940932.9k $27.4m $27.4m 0.22% Added +493.2k +493,167
46 Allspring Global Investments Holdings, LLC 0.04% of their portfolio CHARLOTTE, NC 847,800847.8k $24.9m $24.9m 0.04% Unchanged
47 TRUIST FINANCIAL CORP 0.04% of their portfolio CHARLOTTE, NC 808,370808.4k $23.7m $23.7m 0.04% Added +246.7k +246,684
48 Gemmer Asset Management LLC 3.72% of their portfolio WALNUT CREEK, CA 799,755799.8k $23.5m $23.5m 3.72% Reduced -108.7k -108,748
49 Mariner, LLC 0.07% of their portfolio Overland Park, KS 790,209790.2k $23.2m $23.2m 0.07% Added +688.7k +688,726
50 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 788,027788.0k $23.2m $23.2m 0.01% Reduced -36.8k -36,765
51 Occidental Asset Management, LLC 6.23% of their portfolio Burlingame, CA 777,506777.5k $22.8m $22.8m 6.23% Added +11.0k +10,984
52 StrategIQ Financial Group, LLC 2.63% of their portfolio MERRILLVILLE, IN 771,594771.6k $22.7m $22.7m 2.63% Reduced -14.6k -14,624
53 PFS INVESTMENTS INC. 0.42% of their portfolio DULUTH, GA 761,183761.2k $22.4m $22.4m 0.42% Added +212.4k +212,411
54 Cedar Mountain Advisors, LLC 6.92% of their portfolio LAKE OSWEGO, OR 751,050751.0k $22.1m $22.1m 6.92% Reduced -70.7k -70,685
55 CREATIVE FINANCIAL DESIGNS INC /ADV 3.25% of their portfolio KOKOMO, IN 748,995749.0k $22.0m $22.0m 3.25% Added +22.5k +22,454
56 Raymond James Financial Services Advisors, Inc. 0.04% of their portfolio ST. PETERSBURG, FL 726,407726.4k $21.3m $21.3m 0.04% Reduced -600.0k -599,977
57 Manning & Napier Group, LLC 0.26% of their portfolio Fairport, NY 719,411719.4k $21.1m $21.1m 0.26% Reduced -52.9k -52,874
58 Walker Financial Services, Inc. 20.88% of their portfolio BOWLING GREEN, KY 683,647683.6k $20.3m $20.3m 20.88% Added +43.5k +43,546
59 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 0.19% of their portfolio OMAHA, NE 644,451644.5k $18.9m $18.9m 0.19% Reduced -25.2k -25,181
60 US BANCORP \DE\ 0.03% of their portfolio MINNEAPOLIS, MN 617,052617.1k $18.1m $18.1m 0.03% Reduced -6.2k -6,188
61 Trilogy Capital Inc. 1.29% of their portfolio IRVINE, CA 616,847616.8k $18.1m $18.1m 1.29% Added +93.7k +93,725
62 PECAUT & CO. 8.60% of their portfolio SIOUX CITY, IA 616,555616.6k $18.1m $18.1m 8.60% Added +80.9k +80,936
63 Smithfield Trust Co 1.18% of their portfolio PITTSBURGH, PA 599,294599.3k $17.6m $17.6m 1.18% Added +281.4k +281,417
64 Strategic Wealth Partners, Ltd. 3.24% of their portfolio INDEPENDENCE, OH 594,478594.5k $17.5m $17.5m 3.24% Added +24.5k +24,521
65 Willow Creek Wealth Management Inc. 2.89% of their portfolio Sebastopol, CA 593,007593.0k $17.4m $17.4m 2.89% Reduced -44.0k -44,043
66 Coulter & Justus Financial Services, LLC 11.37% of their portfolio KNOXVILLE, TN 569,554569.6k $16.7m $16.7m 11.37% Reduced -267.0k -267,026
67 DAVENPORT & Co LLC 0.14% of their portfolio RICHMOND, VA 565,124565.1k $16.6m $16.6m 0.14% Reduced -10.1k -10,095
68 Hirtle & Co., LLC 0.97% of their portfolio WEST CONSHOHOCKEN, PA 540,035540.0k $15.9m $15.9m 0.97% Reduced -103.3k -103,334
69 Flagstone Financial Management 9.60% of their portfolio LINCOLN, NE 536,776536.8k $15.8m $15.8m 9.60% First filing
70 Meiji Yasuda Life Insurance Co 0.34% of their portfolio TOKYO, M0 530,500530.5k $15.6m $15.6m 0.34% Unchanged
71 Money Design Co.,Ltd. 0.51% of their portfolio TOKYO, M0 507,322507.3k $14.9m $14.9m 0.51% Added +28.4k +28,354
72 Signify Wealth 13.00% of their portfolio SAINT LOUIS, MO 505,474505.5k $14.9m $14.9m 13.00% New
73 IRON Financial LLC 8.39% of their portfolio NORTHBROOK, IL 497,405497.4k $14.6m $14.6m 8.39% Reduced -60.4k -60,378
74 Pinnacle Financial Partners Inc 0.42% of their portfolio Nashville, TN 492,699492.7k $14.5m $14.5m 0.42% Reduced -18.2k -18,227
75 Destiny Wealth Partners, LLC 3.13% of their portfolio TAVARES, FL 491,607491.6k $14.4m $14.4m 3.13% Reduced -16.2k -16,242
76 TPG Financial Advisors, LLC 8.36% of their portfolio PORTLAND, OR 469,033469.0k $13.8m $13.8m 8.36% Reduced -20.5k -20,455
77 Windham Capital Management, LLC 5.28% of their portfolio BOSTON, MA 467,637467.6k $13.7m $13.7m 5.28% Reduced -7.6k -7,584
78 First Horizon Advisors, Inc. 0.48% of their portfolio MEMPHIS, TN 443,798443.8k $13.0m $13.0m 0.48% Reduced -637.7k -637,675
79 Systelligence, LLC 3.37% of their portfolio BLOOMINGTON, MN 440,395440.4k $12.9m $12.9m 3.37% New
80 Whitcomb & Hess, Inc. 4.93% of their portfolio ASHLAND, OH 420,412420.4k $12.4m $12.4m 4.93% Added +11.7k +11,736
81 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.57% of their portfolio Seattle, WA 408,431408.4k $12.0m $12.0m 0.57% Reduced -172.9k -172,943
82 Concord Wealth Partners 3.58% of their portfolio ABINGDON, VA 405,272405.3k $11.9m $11.9m 3.58% New
83 Janney Montgomery Scott LLC 0.04% of their portfolio PHILADELPHIA, PA 391,738391.7k $11.5m $11.5m 0.04% Added +16.1k +16,057
84 CONNING INC. 0.37% of their portfolio HARTFORD, CT 390,000390.0k $11.5m $11.5m 0.37% Reduced -255.4k -255,375
85 M Holdings Securities, Inc. 1.20% of their portfolio PORTLAND, OR 386,654386.7k $11.4m $11.4m 1.20% Reduced -26.8k -26,781
86 WT Wealth Management 5.44% of their portfolio SCOTTSDALE, AZ 380,745380.7k $11.2m $11.2m 5.44% New
87 Cornerstone Management, Inc. 3.08% of their portfolio DULUTH, GA 372,106372.1k $10.9m $10.9m 3.08% Reduced -188.3k -188,324
88 Kingsview Wealth Management, LLC 0.47% of their portfolio GRANTS PASS, OR 365,398365.4k $10.7m $10.7m 0.47% Added +6.3k +6,342
89 IHT Wealth Management, LLC 0.66% of their portfolio Chicago, IL 355,485355.5k $10.4m $10.4m 0.66% Added +264.0k +264,007
90 Concord Asset Management, LLC/VA 7.04% of their portfolio ABINGDON, VA 354,750354.8k $10.4m $10.4m 7.04% New
91 Kestra Advisory Services, LLC 0.09% of their portfolio AUSTIN, TX 350,801350.8k $10.3m $10.3m 0.09% Added +103.8k +103,765
92 ARKANSAS FINANCIAL GROUP, INC. 2.19% of their portfolio LITTLE ROCK, AR 340,524340.5k $10.0m $10.0m 2.19% Added +276.4k +276,439
93 Connectus Wealth, LLC 0.23% of their portfolio CINCINNATI, OH 332,875332.9k $9.8m $9.8m 0.23% New
94 BLB&B Advisors, LLC 0.76% of their portfolio MONTGOMERYVILLE, PA 332,705332.7k $9.8m $9.8m 0.76% Reduced -31.0k -30,968
95 CAPITAL WEALTH MANAGEMENT, LLC 6.61% of their portfolio W. WARWICK, RI 332,547332.5k $9.8m $9.8m 6.61% Reduced -1.4k -1,402
96 Great Point Wealth Advisors, LLC 3.27% of their portfolio BOSTON, MA 332,218332.2k $9.8m $9.8m 3.27% Added +18.8k +18,756
97 FAIRVIEW CAPITAL INVESTMENT MANAGEMENT, LLC 0.66% of their portfolio Greenbrae, CA 328,871328.9k $9.7m $9.7m 0.66% Added +58.2k +58,200
98 Cerity Partners LLC 0.06% of their portfolio NEW YORK, NY 324,554324.6k $9.5m $9.5m 0.06% Reduced -5.2k -5,167
99 Strategic Point Investment Advisors, LLC 2.29% of their portfolio PROVIDENCE, RI 323,755323.8k $9.5m $9.5m 2.29% New
100 Clear Creek Financial Management, LLC 2.02% of their portfolio SILVERDALE, WA 313,558313.6k $9.2m $9.2m 2.02% Added +213.6k +213,581