Vault-13

SPDR SER TR SDY

S&P DIVID ETF · ETP · CUSIP 78464A763

1,126 institutional holders +95 vs Q3 2022
83,447,72183.4m shares reported held*
$10.4bnreported value*
90 new 421 added 308 reduced 46 sold out net bought ≈ $736.0m (+5.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($56.3m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $125.09. Options: 4 managers hold calls ($13.8m notional), 6 hold puts ($25.3m).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

05001k1.5kQ3 22: 1,031Q4 22: 1,1261,126Q3 22Q4 22
Numbers
QuarterHolders
Q3 20221,031
Q4 20221,126

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10m$20m$30mQ3 22 calls: $9.9mQ3 22 puts: $21.9mQ3 22P/C 2.21Q4 22 calls: $13.8mQ4 22 puts: $25.3mQ4 22P/C 1.84
Numbers
QuarterCallsPutsP/C
Q3 2022$9.9m$21.9m2.21
Q4 2022$13.8m$25.3m1.84

Biggest buyers

J.P. Morgan Private Wealth Advisors LLC Added +1,212,776+1.2m
BANK OF AMERICA CORP /DE/ Added +521,582+521.6k
LPL Financial LLC Added +443,373+443.4k
AMERIPRISE FINANCIAL INC Added +390,949+390.9k
Bank of New York Mellon Corp Added +365,761+365.8k
Mariner, LLC Added +290,837+290.8k
J.Safra Asset Management Corp Added +281,356+281.4k
WELLS FARGO & COMPANY/MN Added +244,782+244.8k
ROYAL BANK OF CANADA Added +203,101+203.1k
UBS Group AG Added +158,313+158.3k

Biggest sellers

Graticule Asia Macro Advisors LLC Sold out -234,100-234.1k
Column Capital Advisors, LLC Reduced -200,700-200.7k
PRW Wealth Management LLC Sold out -96,910-96.9k
Meridian Wealth Advisors, LLC Reduced -95,745-95.7k
HRT FINANCIAL LP Sold out -88,785-88.8k
Freestone Capital Holdings, LLC Reduced -85,784-85.8k
Edgestream Partners, L.P. Sold out -83,971-84.0k
ASSETMARK, INC Reduced -80,487-80.5k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -74,359-74.4k
Chicago Wealth Management, Inc. Reduced -67,771-67.8k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $11.7m93.9k shares
WOLVERINE TRADING, LLC New $1.1m8.7k shares
CITADEL ADVISORS LLC Reduced $925.8k7.4k shares
Cutler Group LLC / CA Reduced $7.0k2.2k shares

Biggest puts

CITADEL ADVISORS LLC Added $10.4m83.3k shares
Centiva Capital, LP Reduced $7.5m60.0k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $6.6m52.4k shares
WOLVERINE TRADING, LLC New $776.0k6.2k shares
UBS Group AG New $12.5k100 shares
Cutler Group LLC / CA Unchanged $1.0k7.2k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.15% of their portfolio CHARLOTTE, NC 9,732,5139.7m $1.2bn $1.2bn 0.15% Added +521.6k +521,582
2 MORGAN STANLEY 0.08% of their portfolio NEW YORK, NY 5,810,9345.8m $727.0m $727.0m 0.08% Added +105.7k +105,707
3 AMERIPRISE FINANCIAL INC 0.16% of their portfolio MINNEAPOLIS, MN 3,752,8043.8m $469.8m $469.8m 0.16% Added +390.9k +390,949
4 LPL Financial LLC 0.36% of their portfolio FORT MILL, SC 3,359,0193.4m $420.2m $420.2m 0.36% Added +443.4k +443,373
5 J.P. Morgan Private Wealth Advisors LLC 0.86% of their portfolio SAN FRANCISCO, CA 3,073,3663.1m $384.5m $384.5m 0.86% Added +1.2m +1,212,776
6 ROYAL BANK OF CANADA 0.10% of their portfolio TORONTO, A6 2,699,4322.7m $337.7m $337.7m 0.10% Added +203.1k +203,101
7 RAYMOND JAMES & ASSOCIATES 0.30% of their portfolio ST PETERSBURG, FL 2,585,3832.6m $323.5m $323.5m 0.30% Added +57.0k +57,010
8 WELLS FARGO & COMPANY/MN 0.09% of their portfolio SAN FRANCISCO, CA 2,338,4632.3m $292.6m $292.6m 0.09% Added +244.8k +244,782
9 Joel Isaacson & Co., LLC 21.31% of their portfolio NEW YORK, NY 2,213,1072.2m $276.9m $276.9m 21.31% Added +101.3k +101,287
10 UBS Group AG 0.13% of their portfolio ZURICH, V8 2,192,8072.2m $274.3m $274.3m 0.13% Added +158.3k +158,313
11 ENVESTNET ASSET MANAGEMENT INC 0.13% of their portfolio Berwyn, PA 2,068,5242.1m $258.8m $258.8m 0.13% Added +93.5k +93,476
12 Bank of New York Mellon Corp 0.04% of their portfolio NEW YORK, NY 1,495,5991.5m $187.1m $187.1m 0.04% Added +365.8k +365,761
13 Richard Bernstein Advisors LLC 4.12% of their portfolio NEW YORK, NY 1,472,3231.5m $184.2m $184.2m 4.12% Added +37.1k +37,073
14 COMMONWEALTH EQUITY SERVICES, LLC 0.41% of their portfolio WALTHAM, MA 1,377,1011.4m $172.3m $172.3m 0.41% Added +34.7k +34,651
15 Raymond James Financial Services Advisors, Inc. 0.32% of their portfolio ST. PETERSBURG, FL 1,285,3551.3m $160.8m $160.8m 0.32% Added +28.8k +28,815
16 TRUIST FINANCIAL CORP 0.26% of their portfolio CHARLOTTE, NC 1,188,6581.2m $148.7m $148.7m 0.26% Added +45.9k +45,897
17 Janney Montgomery Scott LLC 0.51% of their portfolio PHILADELPHIA, PA 1,053,1581.1m $131.8m $131.8m 0.51% Added +21.9k +21,919
18 OSAIC HOLDINGS, INC. 0.26% of their portfolio SCOTTSDALE, AZ 1,039,2191.0m $130.0m $130.0m 0.26% Added +73.6k +73,569
19 1ST SOURCE BANK 8.20% of their portfolio SOUTH BEND, IN 998,037998.0k $124.9m $124.9m 8.20% Added +33.9k +33,923
20 ASSETMARK, INC 0.50% of their portfolio CONCORD, CA 930,153930.2k $116.4m $116.4m 0.50% Reduced -80.5k -80,487
21 Veritable, L.P. 1.69% of their portfolio Newtown Square, PA 753,837753.8k $94.3m $94.3m 1.69% Reduced -14.6k -14,603
22 HighTower Advisors, LLC 0.20% of their portfolio CHICAGO, IL 698,019698.0k $87.3m $87.3m 0.20% Added +60.8k +60,788
23 Destination Wealth Management 3.38% of their portfolio Walnut Creek, CA 678,854678.9k $84.9m $84.9m 3.38% Reduced -46.2k -46,228
24 MML INVESTORS SERVICES, LLC 0.55% of their portfolio SPRINGFIELD, MA 670,565670.6k $83.9m $83.9m 0.55% Added +19.1k +19,111
25 MAI Capital Management 1.35% of their portfolio INDEPENDENCE, OH 639,448639.4k $80.0m $80.0m 1.35% Added +79.8k +79,781
26 Capital Investment Advisors, LLC 2.28% of their portfolio ATLANTA, GA 602,321602.3k $75.4m $75.4m 2.28% Added +2.7k +2,734
27 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 536,233536.2k $67.1m $67.1m 0.01% Added +76.1k +76,142
28 Cambridge Investment Research Advisors, Inc. 0.33% of their portfolio FAIRFIELD, IA 506,598506.6k $63.4m $63.4m 0.33% Added +70.4k +70,436
29 Creative Planning 0.09% of their portfolio OVERLAND PARK, KS 464,102464.1k $58.1m $58.1m 0.09% Reduced -16.0k -16,047
30 Legacy Financial Group LLC 17.11% of their portfolio DES MOINES, IA 456,578456.6k $57.1m $57.1m 17.11% Added +62.6k +62,586
31 GOLDMAN SACHS GROUP INC 0.02% of their portfolio NEW YORK, NY 456,402456.4k $57.1m $57.1m 0.02% Added +5.0k +5,000
32 PNC Financial Services Group, Inc. 0.05% of their portfolio Pittsburgh, PA 456,216456.2k $57.1m $57.1m 0.05% Reduced -6.3k -6,349
33 Mariner, LLC 0.17% of their portfolio Overland Park, KS 412,943412.9k $51.8m $51.8m 0.17% Added +290.8k +290,837
34 Linscomb Wealth, Inc. 2.62% of their portfolio Houston, TX 411,814411.8k $51.5m $51.5m 2.62% Added +2.2k +2,171
35 Mizuho Bank, Ltd. 7.27% of their portfolio TOKYO, M0 380,000380.0k $47.5m $47.5m 7.27% Unchanged
36 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.26% of their portfolio IRVING, TX 374,961375.0k $46.9m $46.9m 0.26% Added +1.4k +1,372
37 Cetera Advisor Networks LLC 0.37% of their portfolio EL SEGUNDO, CA 369,314369.3k $46.2m $46.2m 0.37% Added +33.3k +33,269
38 Orion Porfolio Solutions, LLC 0.89% of their portfolio OMAHA, NE 357,855357.9k $44.8m $44.8m 0.89% Reduced -4.8k -4,810
39 Elk River Wealth Management LLC 10.80% of their portfolio DENVER, CO 356,660356.7k $44.6m $44.6m 10.80% Added +22.5k +22,454
40 MONETA GROUP INVESTMENT ADVISORS LLC 1.19% of their portfolio ST LOUIS, MO 335,188335.2k $43.4m $43.4m 1.19% Reduced -7.4k -7,440
41 J.Safra Asset Management Corp 7.14% of their portfolio NEW YORK, NY 324,275324.3k $40.6m $40.6m 7.14% Added +281.4k +281,356
42 Bard Financial Services, Inc. 3.06% of their portfolio BRANFORD, CT 288,387288.4k $36.1m $36.1m 3.06% Reduced -965 -965
43 O'Dell Group, LLC 12.04% of their portfolio CINCINNATI, OH 272,191272.2k $34.1m $34.1m 12.04% Added +722 +722
44 MARINO, STRAM & ASSOCIATES LLC 10.40% of their portfolio BRAINTREE, MA 263,775263.8k $33.0m $33.0m 10.40% Added +12.3k +12,276
45 BANK OF MONTREAL /CAN/ 0.02% of their portfolio TORONTO, A6 256,701256.7k $32.3m $32.3m 0.02% Added +33.5k +33,527
46 Clearstead Advisors, LLC 2.51% of their portfolio CLEVELAND, OH 255,848255.8k $32.0m $32.0m 2.51% Added +89.1k +89,101
47 Cetera Investment Advisers 0.28% of their portfolio SCHAUMBURG, IL 241,105241.1k $30.2m $30.2m 0.28% Added +71.9k +71,885
48 Graves Light Lenhart Wealth, Inc. 4.47% of their portfolio HARRISONBURG, VA 232,134232.1k $29.0m $29.0m 4.47% Added +2.2k +2,246
49 BROWN ADVISORY INC 0.05% of their portfolio BALTIMORE, MD 231,491231.5k $29.0m $29.0m 0.05% Added +26.8k +26,759
50 Kestra Advisory Services, LLC 0.26% of their portfolio AUSTIN, TX 230,122230.1k $28.8m $28.8m 0.26% Reduced -13.9k -13,934
51 TD PRIVATE CLIENT WEALTH LLC 1.36% of their portfolio NEW YORK, NY 229,839229.8k $28.8m $28.8m 1.36% Reduced -15.5k -15,548
52 3EDGE Asset Management, LP 2.20% of their portfolio Naples, FL 225,874225.9k $28.3m $28.3m 2.20% Reduced -5.5k -5,530
53 Klingman & Associates, LLC 2.48% of their portfolio New York, NY 225,563225.6k $28.2m $28.2m 2.48% Added +2.9k +2,887
54 SCOTIA CAPITAL INC. 0.21% of their portfolio TORONTO, A6 217,853217.9k $27.3m $27.3m 0.21% Reduced -5.8k -5,754
55 STIFEL FINANCIAL CORP 0.04% of their portfolio ST. LOUIS, MO 212,707212.7k $26.6m $26.6m 0.04% Added +44.2k +44,191
56 UMB Bank, n.a. 0.41% of their portfolio Kansas City, MO 207,753207.8k $26.0m $26.0m 0.41% Added +18.6k +18,566
57 Wolff Financial Management LLC 9.38% of their portfolio KALAMAZOO, MI 202,745202.7k $25.4m $25.4m 9.38% Added +2.4k +2,386
58 Baird Financial Group, Inc. 0.07% of their portfolio MILWAUKEE, WI 199,065199.1k $24.9m $24.9m 0.07% Added +14.0k +14,009
59 HUNTINGTON NATIONAL BANK 0.25% of their portfolio COLUMBUS, OH 189,055189.1k $23.7m $23.7m 0.25% Reduced -5.5k -5,483
60 ProVise Management Group, LLC 2.38% of their portfolio CLEARWATER, FL 187,537187.5k $23.5m $23.5m 2.38% Added +377 +377
61 One Capital Management, LLC 1.18% of their portfolio WESTLAKE VILLAGE, CA 177,330177.3k $22.2m $22.2m 1.18% Added +27.0k +27,045
62 Private Advisor Group, LLC 0.04% of their portfolio MORRISTOWN, NJ 171,598171.6k $1.4m $1.4m 0.04% Reduced -22.5k -22,522
63 Capital Advisors, Ltd. LLC 3.73% of their portfolio SHAKER HEIGHTS, OH 171,495171.5k $21.5m $21.5m 3.73% Added +1.2k +1,225
64 PRUDENTIAL PLC 0.27% of their portfolio LONDON, X0 169,140169.1k $21.2m $21.2m 0.27% Added +32.2k +32,200
65 Jackson, Grant Investment Advisers, Inc. 9.65% of their portfolio STAMFORD, CT 159,585159.6k $20.0m $20.0m 9.65% Added +2.1k +2,128
66 BOKF, NA 0.36% of their portfolio TULSA, OK 157,843157.8k $19.7m $19.7m 0.36% Reduced -632 -632
67 Roble, Belko & Company, Inc 4.19% of their portfolio SEWICKLEY, PA 157,383157.4k $19.7m $19.7m 4.19% Added +896 +896
68 Madison Asset Management, LLC 0.30% of their portfolio MADISON, WI 153,650153.7k $19.2m $19.2m 0.30% Added +34.2k +34,193
69 Hyperion Partners, LLC 17.91% of their portfolio BERWYN, PA 149,882149.9k $18.8m $18.8m 17.91% First filing
70 Flaharty Asset Management, LLC 3.38% of their portfolio CLEARWATER, FL 144,192144.2k $18.0m $18.0m 3.38% Added +8.8k +8,802
71 Capital Analysts, LLC 1.08% of their portfolio FORT WASHINGTON, PA 141,662141.7k $17.7m $17.7m 1.08% Reduced -781 -781
72 Wealthspire Advisors, LLC 0.32% of their portfolio NEW YORK, NY 140,359140.4k $17.6m $17.6m 0.32% Reduced -2.3k -2,328
73 Smart Money Group LLC 8.83% of their portfolio EASTLAND, TX 135,235135.2k $16.9m $16.9m 8.83% Added +15.4k +15,388
74 IHT Wealth Management, LLC 1.05% of their portfolio Chicago, IL 134,115134.1k $16.8m $16.8m 1.05% Added +3.7k +3,709
75 Steward Partners Investment Advisory, LLC 0.28% of their portfolio STAMFORD, CT 131,715131.7k $16.5m $16.5m 0.28% Added +6.6k +6,571
76 FINANCIAL COUNSELORS INC 0.36% of their portfolio Overland Park, KS 129,886129.9k $16.2m $16.2m 0.36% Reduced -4.9k -4,867
77 HB Wealth Management, LLC 0.29% of their portfolio Atlanta, GA 129,008129.0k $16.1m $16.1m 0.29% Added +664 +664
78 Atria Wealth Solutions, Inc. 0.25% of their portfolio NEW YORK, NY 126,784126.8k $15.9m $15.9m 0.25% Added +1.7k +1,729
79 CRA Financial Services, LLC 5.04% of their portfolio NORTHFIELD, NJ 123,165123.2k $15.4m $15.4m 5.04% Added +269 +269
80 FRANKLIN RESOURCES INC 0.01% of their portfolio San Mateo, CA 118,560118.6k $14.8m $14.8m 0.01% Added +971 +971
81 Cerity Partners LLC 0.10% of their portfolio NEW YORK, NY 117,761117.8k $14.7m $14.7m 0.10% Added +104.0k +103,968
82 NewEdge Advisors, LLC 0.31% of their portfolio NEW ORLEANS, LA 117,262117.3k $11.9m $11.9m 0.31% Reduced -2.4k -2,374
83 Hubbell Strickland Wealth Management, LLC 8.65% of their portfolio NEW ORLEANS, LA 113,583113.6k $14.2m $14.2m 8.65% Added +2.7k +2,739
84 Polaris Wealth Advisory Group, LLC 1.09% of their portfolio SAN RAFAEL, CA 112,755112.8k $14.6m $14.6m 1.09% Added +56.6k +56,618
85 Holt Capital Advisors, L.L.C. dba Holt Capital Partners, L.P. 2.85% of their portfolio FORT WORTH, TX 112,695112.7k $14.1m $14.1m 2.85% Added +57.3k +57,265
86 Equitable Holdings, Inc. 0.24% of their portfolio NEW YORK, NY 111,601111.6k $14.0m $14.0m 0.24% Added +48.9k +48,880
87 WHITTIER TRUST CO 0.26% of their portfolio SOUTH PASADENA, CA 108,005108.0k $13.5m $13.5m 0.26% Added +19.9k +19,856
88 Associated Banc-Corp 0.56% of their portfolio Green Bay, WI 107,745107.7k $13.5m $13.5m 0.56% Added +1.2k +1,170
89 EisnerAmper Wealth Management Corporate Benefits, LLC 6.83% of their portfolio ISELIN, NJ 106,875106.9k $13.4m $13.4m 6.83% Added +534 +534
90 1832 Asset Management L.P. 0.03% of their portfolio TORONTO, A6 106,264106.3k $13.3m $13.3m 0.03% Added +6.8k +6,820
91 MERCER GLOBAL ADVISORS INC /ADV 0.07% of their portfolio DENVER, CO 105,079105.1k $13.1m $13.1m 0.07% Added +7.1k +7,083
92 WESBANCO BANK INC 0.58% of their portfolio WHEELING, WV 103,334103.3k $12.9m $12.9m 0.58% Added +1.9k +1,936
93 US BANCORP \DE\ 0.02% of their portfolio MINNEAPOLIS, MN 102,484102.5k $12.8m $12.8m 0.02% Added +11.5k +11,486
94 Kistler-Tiffany Companies, LLC 2.63% of their portfolio BERWYN, PA 102,304102.3k $12.8m $12.8m 2.63% Reduced -745 -745
95 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 102,205102.2k $12.8m $12.8m 0.00% Reduced -5.3k -5,254
96 CAPTRUST FINANCIAL ADVISORS 0.06% of their portfolio RALEIGH, NC 101,424101.4k $12.7m $12.7m 0.06% Added +8.5k +8,457
97 KCM INVESTMENT ADVISORS LLC 0.53% of their portfolio GREENBRAE, CA 98,85098.8k $12.4m $12.4m 0.53% Reduced -492 -492
98 NBT BANK, N.A. 1.80% of their portfolio NORWICH, NY 98,53998.5k $12.3m $12.3m 1.80% Reduced -3.7k -3,687
99 SYNOVUS FINANCIAL CORP 0.14% of their portfolio Columbus, GA 98,23398.2k $12.3m $12.3m 0.14% Added +286 +286
100 CX Institutional 0.75% of their portfolio AUBURN, IN 98,08598.1k $12.3m $12.3m 0.75% Reduced -17.0k -17,046