Vault-13

ISHARES TR IWM

RUSSELL 2000 ETF · ETP · CUSIP 464287655 · ISIN US4642876555

1,990 institutional holders +124 vs Q3 2022
299,885,336299.9m shares reported held*
$52.2bnreported value*
159 new 704 added 738 reduced 109 sold out net sold ≈ $4.1bn (-23.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($64.2m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $174.22. Options: 68 managers hold calls ($26.5bn notional), 94 hold puts ($58.0bn).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

01k2kQ3 22: 1,866Q4 22: 1,9901,990Q3 22Q4 22
Numbers
QuarterHolders
Q3 20221,866
Q4 20221,990

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20bn$40bn$60bnQ3 22 calls: $23.2bnQ3 22 puts: $53.8bnQ3 22P/C 2.32Q4 22 calls: $26.5bnQ4 22 puts: $58.0bnQ4 22P/C 2.19
Numbers
QuarterCallsPutsP/C
Q3 2022$23.2bn$53.8bn2.32
Q4 2022$26.5bn$58.0bn2.19

Biggest buyers

NATIONAL BANK OF CANADA /FI/ Added +2,113,214+2.1m
MILLENNIUM MANAGEMENT LLC Added +1,452,814+1.5m
WOLVERINE TRADING, LLC Added +953,700+953.7k
BANK OF NOVA SCOTIA Added +824,194+824.2k
Tower Research Capital LLC (TRC) Added +814,951+815.0k
CTC LLC New +731,414+731.4k
Balyasny Asset Management L.P. Added +701,709+701.7k
Nantahala Capital Management, LLC Added +615,706+615.7k
FACTORY MUTUAL INSURANCE CO Added +600,749+600.7k
Jefferies Financial Group Inc. New +570,523+570.5k

Biggest sellers

MORGAN STANLEY Reduced -10,021,891-10.0m
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -5,035,880-5.0m
JPMORGAN CHASE & CO Reduced -2,623,037-2.6m
Parallax Volatility Advisers, L.P. Reduced -2,553,145-2.6m
Alaska Permanent Fund Corp Reduced -2,447,069-2.4m
HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND Reduced -2,400,100-2.4m
BNP PARIBAS FINANCIAL MARKETS Reduced -1,709,825-1.7m
BANK OF MONTREAL /CAN/ Reduced -1,415,177-1.4m
ROYAL BANK OF CANADA Reduced -1,297,698-1.3m
BANK OF AMERICA CORP /DE/ Reduced -1,190,066-1.2m

Biggest calls

BARCLAYS PLC First filing $6.1bn34.8m shares
CITADEL ADVISORS LLC Added $4.1bn23.3m shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $2.9bn16.8m shares
CITIGROUP INC Reduced $2.0bn11.7m shares
WELLS FARGO & COMPANY/MN Added $2.0bn11.2m shares
MILLENNIUM MANAGEMENT LLC Reduced $1.5bn8.7m shares
BANK OF AMERICA CORP /DE/ Reduced $1.5bn8.6m shares
WOLVERINE TRADING, LLC Reduced $1.0bn5.9m shares
Belvedere Trading LLC Added $761.3m4.4m shares
Parallax Volatility Advisers, L.P. Reduced $757.1m4.3m shares

Biggest puts

BARCLAYS PLC First filing $10.4bn59.6m shares
CITIGROUP INC Reduced $5.9bn34.0m shares
CITADEL ADVISORS LLC Reduced $5.9bn33.8m shares
MILLENNIUM MANAGEMENT LLC Reduced $5.3bn30.6m shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $5.3bn30.4m shares
BANK OF AMERICA CORP /DE/ Added $3.7bn21.1m shares
Deer Park Road Corp Added $2.8bn16.2m shares
GOLDMAN SACHS GROUP INC Reduced $2.2bn12.6m shares
WELLS FARGO & COMPANY/MN Reduced $2.1bn12.0m shares
CAPSTONE INVESTMENT ADVISORS, LLC Reduced $1.4bn8.1m shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.69% of their portfolio CHARLOTTE, NC 31,266,96831.3m $5.5bn $5.5bn 0.69% Reduced -1.2m -1,190,066
2 GOLDMAN SACHS GROUP INC 1.44% of their portfolio NEW YORK, NY 28,960,53129.0m $5.0bn $5.0bn 1.44% Reduced -913.4k -913,415
3 WELLS FARGO & COMPANY/MN 1.15% of their portfolio SAN FRANCISCO, CA 20,848,50520.8m $3.6bn $3.6bn 1.15% Reduced -629.3k -629,339
4 MORGAN STANLEY 0.26% of their portfolio NEW YORK, NY 13,067,47513.1m $2.3bn $2.3bn 0.26% Reduced -10.0m -10,021,891
5 HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 10.73% of their portfolio TORONTO, A6 12,181,00012.2m $2.1bn $2.1bn 10.73% Reduced -2.4m -2,400,100
6 BlackRock Inc. 0.07% of their portfolio New York, NY 12,084,13512.1m $2.1bn $2.1bn 0.07% Reduced -875.3k -875,283
7 TORONTO DOMINION BANK 1.93% of their portfolio TORONTO, ONTARIO, A6 7,412,7687.4m $1.3bn $1.3bn 1.93% Reduced -343.2k -343,242
8 JONES FINANCIAL COMPANIES LLLP 2.06% of their portfolio DES PERES, MO 6,782,0056.8m $1.2bn $1.2bn 2.06% Added +141.2k +141,241
9 PERSONAL CAPITAL ADVISORS CORP 5.61% of their portfolio Redwood City, CA 6,625,9636.6m $1.2bn $1.2bn 5.61% Added +358.3k +358,325
10 SUSQUEHANNA INTERNATIONAL GROUP, LLP 1.98% of their portfolio BALA CYNWYD, PA 5,797,0495.8m $1.0bn $1.0bn 1.98% Reduced -5.0m -5,035,880
11 CITIGROUP INC 1.38% of their portfolio NEW YORK, NY 5,620,8245.6m $980.0m $980.0m 1.38% Reduced -221.3k -221,307
12 LPL Financial LLC 0.78% of their portfolio FORT MILL, SC 5,207,2525.2m $907.9m $907.9m 0.78% Reduced -107.3k -107,253
13 BARCLAYS PLC 0.77% of their portfolio LONDON, X0 5,087,8855.1m $887.1m $887.1m 0.77% First filing
14 Rafferty Asset Management, LLC 6.10% of their portfolio New York, NY 4,177,4424.2m $728.4m $728.4m 6.10% Added +206.5k +206,537
15 UBS Group AG 0.35% of their portfolio ZURICH, V8 4,153,4574.2m $724.2m $724.2m 0.35% Reduced -677.3k -677,330
16 NORTHERN TRUST CORP 0.14% of their portfolio CHICAGO, IL 3,883,9693.9m $677.2m $677.2m 0.14% Reduced -2.7k -2,697
17 PNC Financial Services Group, Inc. 0.60% of their portfolio Pittsburgh, PA 3,591,6353.6m $626.2m $626.2m 0.60% Reduced -43.4k -43,399
18 BANK OF MONTREAL /CAN/ 0.32% of their portfolio TORONTO, A6 3,573,4163.6m $669.3m $669.3m 0.32% Reduced -1.4m -1,415,177
19 ROYAL BANK OF CANADA 0.18% of their portfolio TORONTO, A6 3,477,9453.5m $606.4m $606.4m 0.18% Reduced -1.3m -1,297,698
20 US BANCORP \DE\ 1.01% of their portfolio MINNEAPOLIS, MN 3,271,3723.3m $570.4m $570.4m 1.01% Added +267.6k +267,638
21 M&T Bank Corp 2.13% of their portfolio BUFFALO, NY 3,033,2463.0m $528.9m $528.9m 2.13% Added +23.8k +23,806
22 ENVESTNET ASSET MANAGEMENT INC 0.27% of their portfolio Berwyn, PA 2,990,8153.0m $521.5m $521.5m 0.27% Added +34.1k +34,099
23 JPMORGAN CHASE & CO 0.07% of their portfolio NEW YORK, NY 2,712,6802.7m $473.0m $473.0m 0.07% Reduced -2.6m -2,623,037
24 FMR LLC 0.04% of their portfolio BOSTON, MA 2,486,7022.5m $433.6m $433.6m 0.04% Reduced -236.1k -236,068
25 CITADEL ADVISORS LLC 0.46% of their portfolio MIAMI, FL 2,286,0452.3m $398.6m $398.6m 0.46% Reduced -389.3k -389,338
26 Bank of New York Mellon Corp 0.09% of their portfolio NEW YORK, NY 2,234,2042.2m $389.6m $389.6m 0.09% Added +12.0k +12,023
27 NATIONAL BANK OF CANADA /FI/ 1.00% of their portfolio MONTREAL, A8 2,119,6532.1m $369.6m $369.6m 1.00% Added +2.1m +2,113,214
28 CANADA PENSION PLAN INVESTMENT BOARD 0.57% of their portfolio TORONTO ONTARIO, A6 1,853,0001.9m $323.1m $323.1m 0.57% Unchanged
29 Balyasny Asset Management L.P. 1.13% of their portfolio Chicago, IL 1,834,1121.8m $319.8m $319.8m 1.13% Added +701.7k +701,709
30 MILLENNIUM MANAGEMENT LLC 0.36% of their portfolio NEW YORK, NY 1,832,1001.8m $319.4m $319.4m 0.36% Added +1.5m +1,452,814
31 Millburn Ridgefield LLC /DE/ 12.14% of their portfolio New York, NY 1,819,7221.8m $317.3m $317.3m 12.14% Added +177.5k +177,496
32 Catalyst Capital Advisors LLC 10.32% of their portfolio San Juan, PR 1,819,7221.8m $317.3m $317.3m 10.32% Added +177.5k +177,496
33 JANE STREET GROUP, LLC 0.52% of their portfolio NEW YORK, NY 1,585,3251.6m $276.4m $276.4m 0.52% Added +139.9k +139,942
34 WELLINGTON MANAGEMENT GROUP LLP 0.05% of their portfolio Boston, MA 1,570,7201.6m $273.9m $273.9m 0.05% Added +78.5k +78,513
35 J.P. Morgan Private Wealth Advisors LLC 0.59% of their portfolio SAN FRANCISCO, CA 1,524,3931.5m $265.8m $265.8m 0.59% Reduced -5.4k -5,412
36 FACTORY MUTUAL INSURANCE CO 3.82% of their portfolio WALTHAM, MA 1,450,1901.5m $252.9m $252.9m 3.82% Added +600.7k +600,749
37 AMERIPRISE FINANCIAL INC 0.08% of their portfolio MINNEAPOLIS, MN 1,293,9621.3m $228.9m $228.9m 0.08% Reduced -51.5k -51,519
38 TRUIST FINANCIAL CORP 0.37% of their portfolio CHARLOTTE, NC 1,206,9061.2m $210.4m $210.4m 0.37% Added +433 +433
39 SYNOVUS FINANCIAL CORP 2.16% of their portfolio Columbus, GA 1,085,2061.1m $189.2m $189.2m 2.16% Added +3.9k +3,938
40 Ensign Peak Advisors, Inc 0.40% of their portfolio SALT LAKE CITY, UT 1,025,1641.0m $178.7m $178.7m 0.40% Unchanged
41 Baird Financial Group, Inc. 0.47% of their portfolio MILWAUKEE, WI 1,018,4601.0m $177.6m $177.6m 0.47% Added +7.5k +7,530
42 AMG National Trust Bank 6.09% of their portfolio GREENWOOD VILLAGE, CO 964,811964.8k $168.2m $168.2m 6.09% Reduced -18.0k -18,030
43 WOLVERINE TRADING, LLC 2.85% of their portfolio CHICAGO, IL 958,590958.6k $167.1m $167.1m 2.85% Added +953.7k +953,700
44 CREDIT SUISSE AG/ 0.18% of their portfolio ZURICH, V8 950,619950.6k $165.7m $165.7m 0.18% Reduced -218.9k -218,884
45 RAYMOND JAMES & ASSOCIATES 0.15% of their portfolio ST PETERSBURG, FL 937,199937.2k $163.4m $163.4m 0.15% Added +74.2k +74,166
46 BANK OF NOVA SCOTIA 0.42% of their portfolio TORONTO, A6 922,610922.6k $160.9m $160.9m 0.42% Added +824.2k +824,194
47 AVANTAX ADVISORY SERVICES, INC. 2.13% of their portfolio DALLAS, TX 917,014917.0k $159.9m $159.9m 2.13% Reduced -413.1k -413,119
48 Tower Research Capital LLC (TRC) 6.41% of their portfolio NEW YORK, NY 888,016888.0k $154.8m $154.8m 6.41% Added +815.0k +814,951
49 KEYBANK NATIONAL ASSOCIATION/OH 0.74% of their portfolio BROOKLYN, OH 859,982860.0k $149.9m $149.9m 0.74% Reduced -7.6k -7,594
50 FIFTH THIRD BANCORP 0.69% of their portfolio CINCINNATI, OH 825,424825.4k $143.9m $143.9m 0.69% Reduced -6.1k -6,131
51 Mariner, LLC 0.44% of their portfolio Overland Park, KS 779,036779.0k $135.8m $135.8m 0.44% Reduced -2.7k -2,735
52 TIAA, FSB 0.52% of their portfolio ST. LOUIS, MO 761,983762.0k $132.9m $132.9m 0.52% Reduced -34.6k -34,553
53 CTC LLC 3.91% of their portfolio CHICAGO, IL 731,414731.4k $127.5m $127.5m 3.91% New
54 LBMC INVESTMENT ADVISORS, LLC 13.44% of their portfolio BRENTWOOD, TN 730,463730.5k $127.4m $127.4m 13.44% Reduced -8.4k -8,411
55 OSAIC HOLDINGS, INC. 0.26% of their portfolio SCOTTSDALE, AZ 724,084724.1k $126.3m $126.3m 0.26% Reduced -3.0k -3,002
56 Veritable, L.P. 2.25% of their portfolio Newtown Square, PA 721,547721.5k $125.8m $125.8m 2.25% Reduced -25.6k -25,593
57 BROWN ADVISORY INC 0.23% of their portfolio BALTIMORE, MD 715,181715.2k $124.7m $124.7m 0.23% Added +43.7k +43,655
58 HSBC HOLDINGS PLC 0.15% of their portfolio LONDON, X0 709,202709.2k $123.5m $123.5m 0.15% Added +319.9k +319,914
59 FRANKLIN RESOURCES INC 0.06% of their portfolio San Mateo, CA 695,289695.3k $121.2m $121.2m 0.06% Reduced -17.7k -17,668
60 Nantahala Capital Management, LLC 10.89% of their portfolio NEW CANAAN, CT 691,076691.1k $120.5m $120.5m 10.89% Added +615.7k +615,706
61 BROADWOOD CAPITAL INC 10.06% of their portfolio New York, NY 690,000690.0k $120.3m $120.3m 10.06% Unchanged
62 BNP PARIBAS FINANCIAL MARKETS 0.29% of their portfolio PARIS, I0 666,342666.3k $116.2m $116.2m 0.29% Reduced -1.7m -1,709,825
63 ALLIANCEBERNSTEIN L.P. 0.05% of their portfolio NASHVILLE, TN 631,011631.0k $110.0m $110.0m 0.05% Added +182.3k +182,340
64 Alberta Investment Management Corp 0.96% of their portfolio EDMONTON, A0 620,100620.1k $108.1m $108.1m 0.96% Reduced -30.5k -30,500
65 Optiver Holding B.V. 6.52% of their portfolio AMSTERDAM, P7 614,991615.0k $107.6m $107.6m 6.52% Added +377.7k +377,667
66 Sand Hill Global Advisors, LLC 5.78% of their portfolio Palo Alto, CA 587,350587.4k $102.4m $102.4m 5.78% Added +7.2k +7,183
67 Creative Planning 0.15% of their portfolio OVERLAND PARK, KS 584,238584.2k $101.9m $101.9m 0.15% Reduced -34.5k -34,459
68 Raymond James Financial Services Advisors, Inc. 0.20% of their portfolio ST. PETERSBURG, FL 579,057579.1k $101.0m $101.0m 0.20% Reduced -1.8k -1,759
69 Jefferies Financial Group Inc. 1.70% of their portfolio NEW YORK, NY 570,523570.5k $99.5m $99.5m 1.70% New
70 PRELUDE CAPITAL MANAGEMENT, LLC 6.09% of their portfolio NEW YORK, NY 565,417565.4k $98.6m $98.6m 6.09% Added +63.6k +63,636
71 CIBC Private Wealth Group LLC 0.22% of their portfolio ATLANTA, GA 565,094565.1k $67.2m $67.2m 0.22% Reduced -5.2k -5,218
72 COMMERCE BANK 0.78% of their portfolio KANSAS CITY, MO 551,799551.8k $96.2m $96.2m 0.78% Reduced -9.0k -8,988
73 STIFEL FINANCIAL CORP 0.14% of their portfolio ST. LOUIS, MO 539,996540.0k $94.2m $94.2m 0.14% Added +106.9k +106,913
74 COMMONWEALTH EQUITY SERVICES, LLC 0.22% of their portfolio WALTHAM, MA 535,899535.9k $93.4m $93.4m 0.22% Reduced -12.3k -12,333
75 Starboard Value LP 1.74% of their portfolio New York, NY 519,380519.4k $90.6m $90.6m 1.74% Added +200.0k +200,000
76 HRT FINANCIAL LP 1.31% of their portfolio NEW YORK, NY 515,188515.2k $89.8m $89.8m 1.31% Reduced -900.4k -900,408
77 HighTower Advisors, LLC 0.21% of their portfolio CHICAGO, IL 514,888514.9k $89.8m $89.8m 0.21% Added +42.1k +42,143
78 KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC 0.28% of their portfolio LOS ANGELES, CA 511,770511.8k $89.3m $89.3m 0.28% Added +339.1k +339,059
79 Cerity Partners LLC 0.58% of their portfolio NEW YORK, NY 508,541508.5k $89.4m $89.4m 0.58% Added +262.5k +262,536
80 GLENMEDE TRUST CO NA 0.52% of their portfolio PHILADELPHIA, PA 503,769503.8k $87.8m $87.8m 0.52% Added +40.4k +40,436
81 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.13% of their portfolio MILWAUKEE, WI 488,046488.0k $85.1m $85.1m 0.13% Added +126.5k +126,488
82 AE Wealth Management LLC 0.61% of their portfolio TOPEKA, KS 482,068482.1k $84.1m $84.1m 0.61% Added +22.0k +22,019
83 Main Management ETF Advisors, LLC 7.48% of their portfolio SAN FRANCISCO, CA 459,900459.9k $80.2m $80.2m 7.48% Added +171.5k +171,495
84 GENDELL JEFFREY L 6.82% of their portfolio Greenwich, CT 440,846440.8k $76.9m $76.9m 6.82% New
85 MAI Capital Management 1.13% of their portfolio INDEPENDENCE, OH 384,353384.4k $67.0m $67.0m 1.13% Added +2.9k +2,855
86 CITIZENS FINANCIAL GROUP INC/RI 2.53% of their portfolio PROVIDENCE, RI 371,207371.2k $64.7m $64.7m 2.53% Reduced -3.0k -3,049
87 BANCO BILBAO VIZCAYA ARGENTARIA, S.A. 0.94% of their portfolio Madrid, U3 369,113369.1k $64.3m $64.3m 0.94% Added +294.1k +294,145
88 HALBERT HARGROVE GLOBAL ADVISORS, LLC 4.58% of their portfolio LONG BEACH, CA 364,463364.5k $63.5m $63.5m 4.58% Added +8.2k +8,243
89 Modera Wealth Management, LLC 2.53% of their portfolio WESTWOOD, NJ 357,240357.2k $62.3m $62.3m 2.53% Added +9.5k +9,492
90 WASHINGTON TRUST Co 2.87% of their portfolio WESTERLY, RI 352,837352.8k $61.5m $61.5m 2.87% Reduced -3.9k -3,931
91 Alaska Permanent Fund Corp 0.98% of their portfolio JUNEAU, AK 344,877344.9k $60.1m $60.1m 0.98% Reduced -2.4m -2,447,069
92 BRITISH COLUMBIA INVESTMENT MANAGEMENT Corp 0.65% of their portfolio VICTORIA, A1 341,755341.8k $59.6m $59.6m 0.65% Added +115.2k +115,200
93 Artemis Wealth Advisors, LLC 8.95% of their portfolio Port Washington, NY 338,000338.0k $58.9m $58.9m 8.95% New
94 ARVEST TRUST CO N A 3.70% of their portfolio ROGERS, AR 336,990337.0k $58.8m $58.8m 3.70% Reduced -1.5k -1,515
95 WHITTIER TRUST CO 1.11% of their portfolio SOUTH PASADENA, CA 326,963327.0k $57.0m $57.0m 1.11% Added +1.1k +1,084
96 REGIONS FINANCIAL CORP 0.50% of their portfolio BIRMINGHAM, AL 314,932314.9k $54.9m $54.9m 0.50% Reduced -6.5k -6,502
97 Cresset Asset Management, LLC 0.55% of their portfolio Chicago, IL 297,253297.3k $43.8m $43.8m 0.55% Added +203.0k +203,019
98 GUGGENHEIM CAPITAL LLC 0.44% of their portfolio CHICAGO, IL 284,504284.5k $49.6m $49.6m 0.44% Added +11.4k +11,372
99 Janney Montgomery Scott LLC 0.19% of their portfolio PHILADELPHIA, PA 281,065281.1k $49.0m $49.0m 0.19% Added +18.0k +17,953
100 CAPTRUST FINANCIAL ADVISORS 0.25% of their portfolio RALEIGH, NC 280,902280.9k $49.0m $49.0m 0.25% Added +8.7k +8,717