Vault-13

VANGUARD CHARLOTTE FDS BNDX

TOTAL INT BD ETF · ETP · CUSIP 92203J407

752 institutional holders +69 vs Q3 2022
499,960,203500.0m shares reported held*
$23.7bnreported value*
86 new 217 added 325 reduced 56 sold out net bought ≈ $793.0m (+16.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($22.5m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $47.42. Options: 2 managers hold calls ($426.9k notional), 2 hold puts ($66.4k).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

05001kQ3 22: 683Q4 22: 752752Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022683
Q4 2022752

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5mQ3 22 calls: $1.3mQ3 22 puts: $1.2mQ3 22P/C 0.94Q4 22 calls: $426.9kQ4 22 puts: $66.4kQ4 22P/C 0.16
Numbers
QuarterCallsPutsP/C
Q3 2022$1.3m$1.2m0.94
Q4 2022$426.9k$66.4k0.16

Biggest buyers

BANK OF AMERICA CORP /DE/ Added +25,012,927+25.0m
JANE STREET GROUP, LLC Added +2,650,105+2.7m
Cetera Investment Advisers Added +1,818,174+1.8m
MERCER GLOBAL ADVISORS INC /ADV Added +1,090,278+1.1m
Betterment LLC Added +965,915+965.9k
Cetera Advisor Networks LLC Added +894,281+894.3k
VANGUARD GROUP INC Added +848,081+848.1k
Savant Capital, LLC Added +729,238+729.2k
Pure Financial Advisors, LLC Added +463,698+463.7k
RETIREMENT CAPITAL STRATEGIES New +379,309+379.3k

Biggest sellers

JPMORGAN CHASE & CO Reduced -12,622,452-12.6m
Sumitomo Mitsui DS Asset Management Company, Ltd Reduced -930,712-930.7k
Alaska Permanent Capital Management, LLC Sold out -914,882-914.9k
Efficient Advisors, LLC Sold out -657,757-657.8k
CITADEL ADVISORS LLC Reduced -527,774-527.8k
ENVESTNET ASSET MANAGEMENT INC Reduced -464,483-464.5k
BURRUS FINANCIAL SERVICES, INC. Reduced -431,076-431.1k
JANUS HENDERSON GROUP PLC Reduced -402,221-402.2k
UBS Group AG Reduced -360,359-360.4k
Johnson Financial Group, LLC Reduced -343,301-343.3k

Biggest calls

CITADEL ADVISORS LLC Reduced $426.9k9.0k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITADEL ADVISORS LLC New $66.4k1.4k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 JPMORGAN CHASE & CO 1.33% of their portfolio NEW YORK, NY 197,807,790197.8m $9.4bn $9.4bn 1.33% Reduced -12.6m -12,622,452
2 BANK OF AMERICA CORP /DE/ 0.38% of their portfolio CHARLOTTE, NC 63,183,42963.2m $3.0bn $3.0bn 0.38% Added +25.0m +25,012,927
3 ENVESTNET ASSET MANAGEMENT INC 1.20% of their portfolio Berwyn, PA 49,016,18949.0m $2.3bn $2.3bn 1.20% Reduced -464.5k -464,483
4 Betterment LLC 5.63% of their portfolio NEW YORK, NY 34,582,63734.6m $1.6bn $1.6bn 5.63% Added +965.9k +965,915
5 VANGUARD GROUP INC 0.02% of their portfolio Valley Forge, PA 15,522,04715.5m $736.2m $736.2m 0.02% Added +848.1k +848,081
6 JANE STREET GROUP, LLC 1.19% of their portfolio NEW YORK, NY 13,286,75713.3m $630.2m $630.2m 1.19% Added +2.7m +2,650,105
7 OSAIC HOLDINGS, INC. 0.57% of their portfolio SCOTTSDALE, AZ 6,094,8136.1m $283.3m $283.3m 0.57% Reduced -241.0k -240,973
8 MERCER GLOBAL ADVISORS INC /ADV 1.42% of their portfolio DENVER, CO 5,993,0316.0m $284.2m $284.2m 1.42% Added +1.1m +1,090,278
9 LPL Financial LLC 0.23% of their portfolio FORT MILL, SC 5,694,3125.7m $270.1m $270.1m 0.23% Reduced -190.3k -190,337
10 ROYAL BANK OF CANADA 0.08% of their portfolio TORONTO, A6 5,635,2675.6m $267.3m $267.3m 0.08% Added +36.9k +36,870
11 PERSONAL CAPITAL ADVISORS CORP 1.08% of their portfolio Redwood City, CA 4,669,5624.7m $221.5m $221.5m 1.08% Added +121.9k +121,857
12 ASSETMARK, INC 0.93% of their portfolio CONCORD, CA 4,512,7054.5m $214.0m $214.0m 0.93% Reduced -112.7k -112,660
13 GOLDMAN SACHS GROUP INC 0.06% of their portfolio NEW YORK, NY 4,160,5904.2m $197.3m $197.3m 0.06% Added +302.1k +302,059
14 Bank of New York Mellon Corp 0.04% of their portfolio NEW YORK, NY 4,069,1344.1m $193.0m $193.0m 0.04% Added +14.1k +14,068
15 Cambridge Investment Research Advisors, Inc. 0.85% of their portfolio FAIRFIELD, IA 3,436,7993.4m $163.0m $163.0m 0.85% Reduced -160.9k -160,906
16 LINCOLN NATIONAL CORP 3.49% of their portfolio RADNOR, PA 3,256,4913.3m $154.5m $154.5m 3.49% Reduced -12.4k -12,388
17 Sumitomo Mitsui DS Asset Management Company, Ltd 2.44% of their portfolio TOKYO, M0 2,538,8632.5m $120.4m $120.4m 2.44% Reduced -930.7k -930,712
18 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 2,086,3952.1m $99.0m $99.0m 0.01% Reduced -83.5k -83,546
19 Cetera Investment Advisers 0.90% of their portfolio SCHAUMBURG, IL 2,036,4322.0m $96.6m $96.6m 0.90% Added +1.8m +1,818,174
20 Savant Capital, LLC 2.18% of their portfolio ROCKFORD, IL 1,904,5361.9m $89.2m $89.2m 2.18% Added +729.2k +729,238
21 Mirae Asset Global Investments Co., Ltd. 0.20% of their portfolio SEOUL, M5 1,657,6711.7m $78.6m $78.6m 0.20% Reduced -51.3k -51,286
22 Ally Invest Advisors Inc. 9.67% of their portfolio CHARLOTTE, NC 1,625,4741.6m $77.1m $77.1m 9.67% Reduced -9.2k -9,163
23 Symmetry Partners, LLC 3.94% of their portfolio GLASTONBURY, CT 1,403,6451.4m $66.6m $66.6m 3.94% Added +205.8k +205,781
24 Apella Capital, LLC 5.88% of their portfolio WEST HARTFORD, CT 1,359,4701.4m $64.5m $64.5m 5.88% Added +355.5k +355,525
25 Sensible Financial Planning & Management, LLC. 15.33% of their portfolio WALTHAM, MA 1,301,3671.3m $61.7m $61.7m 15.33% Reduced -18.3k -18,345
26 Janney Montgomery Scott LLC 0.24% of their portfolio PHILADELPHIA, PA 1,290,9341.3m $61.2m $61.2m 0.24% Added +9.2k +9,203
27 PRUDENTIAL FINANCIAL INC 0.09% of their portfolio NEWARK, NJ 1,119,2041.1m $53.1m $53.1m 0.09% Added +180.4k +180,390
28 SEI INVESTMENTS CO 0.12% of their portfolio OAKS, PA 1,111,6921.1m $52.7m $52.7m 0.12% Added +19.2k +19,160
29 ALLIANCEBERNSTEIN L.P. 0.02% of their portfolio NASHVILLE, TN 1,100,3571.1m $52.2m $52.2m 0.02% Added +135.8k +135,757
30 Cetera Advisor Networks LLC 0.42% of their portfolio EL SEGUNDO, CA 1,085,1771.1m $51.5m $51.5m 0.42% Added +894.3k +894,281
31 1832 Asset Management L.P. 0.10% of their portfolio TORONTO, A6 1,037,8151.0m $49.2m $49.2m 0.10% Reduced -212.9k -212,911
32 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 1,021,3551.0m $48.4m $48.4m 0.02% Reduced -307.6k -307,587
33 Atria Wealth Solutions, Inc. 0.74% of their portfolio NEW YORK, NY 971,754971.8k $46.1m $46.1m 0.74% Reduced -4.3k -4,312
34 MML INVESTORS SERVICES, LLC 0.29% of their portfolio SPRINGFIELD, MA 927,747927.7k $44.0m $44.0m 0.29% Added +16.7k +16,710
35 Hardy Reed LLC 7.25% of their portfolio TUPELO, MS 808,784808.8k $38.4m $38.4m 7.25% Reduced -13.8k -13,832
36 HighTower Advisors, LLC 0.08% of their portfolio CHICAGO, IL 767,992768.0k $36.4m $36.4m 0.08% Added +283.4k +283,429
37 Pure Financial Advisors, LLC 1.87% of their portfolio SAN DIEGO, CA 761,965762.0k $36.1m $36.1m 1.87% Added +463.7k +463,698
38 Partners in Financial Planning 10.05% of their portfolio SALEM, VA 758,530758.5k $36.3m $36.3m 10.05% Reduced -19.3k -19,330
39 Charles Schwab Investment Advisory, Inc. 0.06% of their portfolio SAN FRANCISCO, CA 748,040748.0k $35.5m $35.5m 0.06% Added +38.2k +38,180
40 Kestra Advisory Services, LLC 0.31% of their portfolio AUSTIN, TX 747,300747.3k $35.4m $35.4m 0.31% Added +181.0k +181,046
41 COUNTRY TRUST BANK 1.02% of their portfolio Bloomington, IL 724,994725.0k $34.4m $34.4m 1.02% Reduced -91.9k -91,914
42 Capstone Financial Advisors, Inc. 2.84% of their portfolio DOWNERS GROVE, IL 708,359708.4k $33.6m $33.6m 2.84% Reduced -107.7k -107,679
43 UBS Group AG 0.02% of their portfolio ZURICH, V8 699,140699.1k $33.2m $33.2m 0.02% Reduced -360.4k -360,359
44 Mariner, LLC 0.10% of their portfolio Overland Park, KS 651,492651.5k $30.9m $30.9m 0.10% Reduced -308.7k -308,666
45 COMMONWEALTH EQUITY SERVICES, LLC 0.07% of their portfolio WALTHAM, MA 651,113651.1k $30.9m $30.9m 0.07% Added +98.2k +98,169
46 PrairieView Partners, LLC 4.46% of their portfolio ST. PAUL, MN 636,624636.6k $30.2m $30.2m 4.46% Added +25.8k +25,779
47 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 627,441627.4k $29.9m $29.9m 0.01% Reduced -45.9k -45,883
48 PHILLIPS FINANCIAL MANAGEMENT, LLC 2.91% of their portfolio FORT WAYNE, IN 602,311602.3k $28.6m $28.6m 2.91% Added +33.8k +33,759
49 ECLECTIC ASSOCIATES INC /ADV 13.25% of their portfolio FULLERTON, CA 574,199574.2k $27.2m $27.2m 13.25% Reduced -58.4k -58,388
50 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.05% of their portfolio BALA CYNWYD, PA 568,963569.0k $27.0m $27.0m 0.05% Reduced -204.3k -204,313
51 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.02% of their portfolio Toronto, A6 563,981564.0k $26.7m $26.7m 0.02% Added +21.6k +21,612
52 PDS Planning, Inc 4.10% of their portfolio DUBLIN, OH 541,358541.4k $25.7m $25.7m 4.10% Added +5.3k +5,330
53 CX Institutional 1.53% of their portfolio AUBURN, IN 529,629529.6k $25.1m $25.1m 1.53% Added +37.1k +37,121
54 Valmark Advisers, Inc. 0.58% of their portfolio AKRON, OH 527,542527.5k $25.0m $25.0m 0.58% Reduced -121.4k -121,419
55 Marotta Asset Management 5.96% of their portfolio CHARLOTTESVILLE, VA 522,156522.2k $24.8m $24.8m 5.96% Added +25.6k +25,553
56 Cranbrook Wealth Management, LLC 6.61% of their portfolio Bloomfield Hills, MI 511,755511.8k $24.3m $24.3m 6.61% Reduced -7.5k -7,542
57 Raymond James Financial Services Advisors, Inc. 0.05% of their portfolio ST. PETERSBURG, FL 499,856499.9k $23.7m $23.7m 0.05% Reduced -47.2k -47,242
58 CITIGROUP INC 0.03% of their portfolio NEW YORK, NY 493,730493.7k $23.4m $23.4m 0.03% Reduced -60.4k -60,438
59 CreativeOne Wealth, LLC 1.23% of their portfolio OVERLAND PARK, KS 470,853470.9k $22.3m $22.3m 1.23% Added +17.7k +17,676
60 Brookstone Capital Management 0.46% of their portfolio WHEATON, IL 470,495470.5k $22.7m $22.7m 0.46% Reduced -32.6k -32,623
61 STIFEL FINANCIAL CORP 0.03% of their portfolio ST. LOUIS, MO 468,050468.1k $22.2m $22.2m 0.03% Reduced -9.2k -9,189
62 Avion Wealth 6.92% of their portfolio THE WOODLANDS, TX 465,900465.9k $22.2m $22.2m 6.92% Unchanged
63 MilWealth Group LLC 8.87% of their portfolio MILWAUKEE, WI 456,031456.0k $21.6m $21.6m 8.87% Reduced -7.7k -7,685
64 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 454,656454.7k $21.6m $21.6m 0.00% Added +2.2k +2,243
65 Orion Portfolio Solutions, LLC 0.75% of their portfolio Omaha, NE 451,846451.8k $21.4m $21.4m 0.75% Reduced -8.4k -8,413
66 BANK OF MONTREAL /CAN/ 0.01% of their portfolio TORONTO, A6 439,481439.5k $21.1m $21.1m 0.01% Reduced -143.2k -143,226
67 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 431,431431.4k $20.5m $20.5m 0.02% Added +81.9k +81,880
68 Dynamic Advisor Solutions LLC 1.33% of their portfolio PHOENIX, AZ 412,123412.1k $19.5m $19.5m 1.33% Reduced -25.7k -25,706
69 First Ascent Asset Management, LLC 2.94% of their portfolio DENVER, CO 405,316405.3k $19.2m $19.2m 2.94% Added +8.8k +8,844
70 Bridgeworth, LLC 3.06% of their portfolio BIRMINGHAM, AL 404,848404.8k $19.2m $19.2m 3.06% Added +80.4k +80,440
71 JANUS HENDERSON GROUP PLC 0.01% of their portfolio LONDON, X0 402,245402.2k $19.1m $19.1m 0.01% Reduced -402.2k -402,221
72 Human Investing LLC 4.79% of their portfolio LAKE OSWEGO, OR 397,392397.4k $18.8m $18.8m 4.79% Reduced -88.3k -88,299
73 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 0.19% of their portfolio OMAHA, NE 396,597396.6k $18.8m $18.8m 0.19% Reduced -49.6k -49,644
74 Northwest & Ethical Investments L.P. 0.64% of their portfolio TORONTO, A6 390,150390.1k $18.5m $18.5m 0.64% Reduced -21.5k -21,500
75 HT Partners LLC 6.00% of their portfolio CENTERBROOK, CT 384,987385.0k $18.3m $18.3m 6.00% Added +331.8k +331,790
76 Cetera Advisors LLC 0.33% of their portfolio DENVER, CO 384,475384.5k $18.2m $18.2m 0.33% Added +331.1k +331,150
77 RETIREMENT CAPITAL STRATEGIES 8.83% of their portfolio SAN JOSE, CA 379,309379.3k $18.0m $18.0m 8.83% New
78 WALLER FINANCIAL PLANNING GROUP, INC 5.22% of their portfolio COLUMBUS, OH 379,039379.0k $18.0m $18.0m 5.22% Reduced -46.4k -46,364
79 Rappaport Reiches Capital Management, LLC 8.64% of their portfolio SKOKIE`, IL 368,799368.8k $17.5m $17.5m 8.64% Reduced -8.9k -8,868
80 Silver Oak Advisory Group, Inc. 12.21% of their portfolio PORTLAND, OR 365,034365.0k $17.3m $17.3m 12.21% Added +10.4k +10,400
81 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.03% of their portfolio MILWAUKEE, WI 357,064357.1k $16.9m $16.9m 0.03% Reduced -58.1k -58,078
82 Refined Wealth Management 14.56% of their portfolio SALT LAKE CITY, UT 350,712350.7k $16.6m $16.6m 14.56% Added +8.2k +8,231
83 Alaska Wealth Advisors, LLC 2.95% of their portfolio ANCHORAGE, AK 346,816346.8k $16.4m $16.4m 2.95% Added +6.0k +5,978
84 Hanson & Doremus Investment Management 3.45% of their portfolio BURLINGTON, VT 338,069338.1k $16.0m $16.0m 3.45% Added +20.7k +20,689
85 First Horizon Advisors, Inc. 0.57% of their portfolio MEMPHIS, TN 326,949326.9k $15.5m $15.5m 0.57% Reduced -8.8k -8,847
86 Atria Investments, Inc 0.32% of their portfolio Charlotte, NC 325,040325.0k $15.4m $15.4m 0.32% Reduced -40.6k -40,570
87 Bay Harbor Wealth Management, LLC 6.79% of their portfolio Hunt Valley, MD 319,466319.5k $15.2m $15.2m 6.79% Reduced -3.3k -3,266
88 LWMG, LLC 5.41% of their portfolio LAKE ELMO, MN 317,867317.9k $15.1m $15.1m 5.41% First filing
89 Evolution Advisers, Inc. 11.63% of their portfolio RICHMOND, VA 315,100315.1k $14.9m $14.9m 11.63% Added +11.2k +11,191
90 SCHRODER INVESTMENT MANAGEMENT GROUP 0.02% of their portfolio London, X0 301,717301.7k $14.3m $14.3m 0.02% Reduced -48.6k -48,610
91 B. Riley Wealth Advisors, Inc. 0.39% of their portfolio MEMPHIS, TN 292,325292.3k $13.9m $13.9m 0.39% Reduced -5.3k -5,309
92 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.08% of their portfolio IRVING, TX 291,313291.3k $13.8m $13.8m 0.08% Reduced -10.6k -10,585
93 True Link Financial Advisors, LLC 1.85% of their portfolio SAN FRANCISCO, CA 287,460287.5k $13.6m $13.6m 1.85% Added +16.8k +16,780
94 Wiser Wealth Management, Inc 6.02% of their portfolio MARIETTA, GA 274,563274.6k $13.0m $13.0m 6.02% Added +5.6k +5,633
95 Total Wealth Planning, LLC 3.19% of their portfolio CINCINNATI, OH 271,208271.2k $12.9m $12.9m 3.19% Reduced -2.4k -2,421
96 Full Sail Capital, LLC 1.19% of their portfolio OKLAHOMA CITY, OK 264,982265.0k $12.6m $12.6m 1.19% Added +15.8k +15,815
97 AE Wealth Management LLC 0.09% of their portfolio TOPEKA, KS 263,804263.8k $12.5m $12.5m 0.09% Reduced -16.0k -16,044
98 Venturi Wealth Management, LLC 1.09% of their portfolio AUSTIN, TX 260,822260.8k $12.4m $12.4m 1.09% New
99 Aspen Wealth Management LLC 7.27% of their portfolio FORT WORTH, TX 256,945256.9k $12.2m $12.2m 7.27% Added +53.0k +52,958
100 Avior Wealth Management, LLC 0.90% of their portfolio OMAHA, NE 252,397252.4k $12.0m $12.0m 0.90% Added +9.6k +9,634