Vault-13

ISHARES TR IVE

S&P 500 VAL ETF · ETP · CUSIP 464287408

1,117 institutional holders +69 vs Q3 2022
117,967,457118.0m shares reported held*
$17.2bnreported value*
95 new 372 added 355 reduced 66 sold out net bought ≈ $369.7m (+2.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($38.3m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $146.03. Options: 7 managers hold calls ($252.2m notional), 3 hold puts ($5.4m).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

05001k1.5kQ3 22: 1,048Q4 22: 1,1171,117Q3 22Q4 22
Numbers
QuarterHolders
Q3 20221,048
Q4 20221,117

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100m$200m$300mQ3 22 calls: $236.2mQ3 22 puts: $3.2mQ3 22P/C 0.01Q4 22 calls: $252.2mQ4 22 puts: $5.4mQ4 22P/C 0.02
Numbers
QuarterCallsPutsP/C
Q3 2022$236.2m$3.2m0.01
Q4 2022$252.2m$5.4m0.02

Biggest buyers

JPMORGAN CHASE & CO Added +1,427,773+1.4m
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC New +684,149+684.1k
TRUIST FINANCIAL CORP Added +455,915+455.9k
UBS Group AG Added +440,953+441.0k
HOHIMER WEALTH MANAGEMENT, LLC New +314,579+314.6k
PINKERTON WEALTH, LLC New +164,578+164.6k
World Investment Advisors Added +145,828+145.8k
Frank, Rimerman Advisors LLC Added +134,620+134.6k
BOK Financial Private Wealth, Inc. Added +130,154+130.2k
COMMONWEALTH EQUITY SERVICES, LLC Added +120,388+120.4k

Biggest sellers

ENVESTNET ASSET MANAGEMENT INC Reduced -1,256,430-1.3m
Windmill Hill Asset Management Ltd Sold out -344,045-344.0k
BANK OF AMERICA CORP /DE/ Reduced -290,364-290.4k
WELLS FARGO & COMPANY/MN Reduced -219,553-219.6k
OSAIC HOLDINGS, INC. Reduced -217,956-218.0k
MUFG Americas Holdings Corp Sold out -137,997-138.0k
GOLDMAN SACHS GROUP INC Reduced -84,349-84.3k
Thrivent Financial for Lutherans Reduced -76,863-76.9k
JANE STREET GROUP, LLC Sold out -71,380-71.4k
Tamar Securities, LLC Sold out -66,026-66.0k

Biggest calls

JANE STREET GROUP, LLC Added $122.5m915.9k shares
Twin Tree Management, LP Reduced $107.2m798.5k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $15.1m104.3k shares
CITADEL ADVISORS LLC Reduced $5.6m38.5k shares
WOLVERINE TRADING, LLC Reduced $1.7m11.8k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares
Cutler Group LLC / CA Reduced $0300 shares

Biggest puts

CITADEL ADVISORS LLC Added $4.3m29.9k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $797.9k5.5k shares
XR Securities LLC New $217.6k1.5k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 JPMORGAN CHASE & CO 0.44% of their portfolio NEW YORK, NY 21,534,05921.5m $3.1bn $3.1bn 0.44% Added +1.4m +1,427,773
2 MORGAN STANLEY 0.19% of their portfolio NEW YORK, NY 11,678,97111.7m $1.7bn $1.7bn 0.19% Added +17.6k +17,567
3 WELLS FARGO & COMPANY/MN 0.40% of their portfolio SAN FRANCISCO, CA 8,718,8878.7m $1.3bn $1.3bn 0.40% Reduced -219.6k -219,553
4 BANK OF AMERICA CORP /DE/ 0.12% of their portfolio CHARLOTTE, NC 6,752,9666.8m $979.7m $979.7m 0.12% Reduced -290.4k -290,364
5 ENVESTNET ASSET MANAGEMENT INC 0.35% of their portfolio Berwyn, PA 4,616,4384.6m $669.7m $669.7m 0.35% Reduced -1.3m -1,256,430
6 UBS Group AG 0.26% of their portfolio ZURICH, V8 3,758,2203.8m $545.2m $545.2m 0.26% Added +441.0k +440,953
7 GOLDMAN SACHS GROUP INC 0.13% of their portfolio NEW YORK, NY 3,145,8093.1m $456.4m $456.4m 0.13% Reduced -84.3k -84,349
8 STIFEL FINANCIAL CORP 0.54% of their portfolio ST. LOUIS, MO 2,476,2202.5m $359.2m $359.2m 0.54% Reduced -24.2k -24,157
9 AMERIPRISE FINANCIAL INC 0.12% of their portfolio MINNEAPOLIS, MN 2,472,0832.5m $359.7m $359.7m 0.12% Added +3.0k +2,990
10 LPL Financial LLC 0.24% of their portfolio FORT MILL, SC 1,893,5091.9m $274.7m $274.7m 0.24% Added +72.8k +72,770
11 PNC Financial Services Group, Inc. 0.20% of their portfolio Pittsburgh, PA 1,407,9461.4m $204.3m $204.3m 0.20% Added +59.4k +59,388
12 US BANCORP \DE\ 0.34% of their portfolio MINNEAPOLIS, MN 1,324,7701.3m $192.2m $192.2m 0.34% Added +117.2k +117,173
13 M&T Bank Corp 0.73% of their portfolio BUFFALO, NY 1,244,9971.2m $180.6m $180.6m 0.73% Added +85.7k +85,698
14 ROYAL BANK OF CANADA 0.05% of their portfolio TORONTO, A6 1,190,1881.2m $172.7m $172.7m 0.05% Added +51.0k +50,969
15 Mariner, LLC 0.53% of their portfolio Overland Park, KS 1,141,9491.1m $165.7m $165.7m 0.53% Added +26.6k +26,593
16 OSAIC HOLDINGS, INC. 0.33% of their portfolio SCOTTSDALE, AZ 1,126,8211.1m $163.6m $163.6m 0.33% Reduced -218.0k -217,956
17 FMR LLC 0.01% of their portfolio BOSTON, MA 950,519950.5k $137.9m $137.9m 0.01% Reduced -27.9k -27,872
18 HUNTINGTON NATIONAL BANK 1.35% of their portfolio COLUMBUS, OH 892,300892.3k $129.4m $129.4m 1.35% Added +40.4k +40,414
19 Lido Advisors, LLC 2.14% of their portfolio Los Angeles, CA 835,400835.4k $121.2m $121.2m 2.14% Reduced -3.5k -3,541
20 RAYMOND JAMES & ASSOCIATES 0.10% of their portfolio ST PETERSBURG, FL 766,157766.2k $111.1m $111.1m 0.10% Reduced -24.2k -24,195
21 Raymond James Financial Services Advisors, Inc. 0.22% of their portfolio ST. PETERSBURG, FL 759,795759.8k $110.2m $110.2m 0.22% Added +22.2k +22,183
22 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 1.08% of their portfolio OMAHA, NE 741,764741.8k $107.6m $107.6m 1.08% Reduced -37.2k -37,224
23 COMMONWEALTH EQUITY SERVICES, LLC 0.26% of their portfolio WALTHAM, MA 730,986731.0k $106.0m $106.0m 0.26% Added +120.4k +120,388
24 CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 3.69% of their portfolio MINNEAPOLIS, MN 684,149684.1k $99.2m $99.2m 3.69% New
25 MAI Capital Management 1.53% of their portfolio INDEPENDENCE, OH 623,929623.9k $90.5m $90.5m 1.53% Added +88.8k +88,791
26 LVZ, Inc. 13.02% of their portfolio Holland, MI 575,155575.2k $83.4m $83.4m 13.02% Reduced -5.7k -5,747
27 CWM, LLC 0.61% of their portfolio OMAHA, NE 574,091574.1k $83.3m $83.3m 0.61% Reduced -11.3k -11,293
28 TRUIST FINANCIAL CORP 0.14% of their portfolio CHARLOTTE, NC 560,231560.2k $81.3m $81.3m 0.14% Added +455.9k +455,915
29 Betterment LLC 0.25% of their portfolio NEW YORK, NY 507,786507.8k $73.7m $73.7m 0.25% Reduced -24.8k -24,774
30 HighTower Advisors, LLC 0.16% of their portfolio CHICAGO, IL 495,505495.5k $71.9m $71.9m 0.16% Added +14.4k +14,448
31 Financial Engines Advisors L.L.C. 0.18% of their portfolio SANTA CLARA, CA 439,141439.1k $63.7m $63.7m 0.18% Reduced -64.2k -64,194
32 Composition Wealth, LLC 2.16% of their portfolio LOS ANGELES, CA 433,500433.5k $62.9m $62.9m 2.16% Reduced -675 -675
33 J.P. Morgan Private Wealth Advisors LLC 0.14% of their portfolio SAN FRANCISCO, CA 431,955432.0k $62.7m $62.7m 0.14% Added +22.7k +22,747
34 HOME FEDERAL BANK OF TENNESSEE 23.23% of their portfolio KNOXVILLE, TN 421,198421.2k $61.1m $61.1m 23.23% Reduced -4.9k -4,913
35 Valmark Advisers, Inc. 1.35% of their portfolio AKRON, OH 403,827403.8k $58.6m $58.6m 1.35% Reduced -4.8k -4,781
36 Allianz Asset Management GmbH 0.12% of their portfolio MUNICH, 2M 382,675382.7k $55.5m $55.5m 0.12% Unchanged
37 Strategic Wealth Partners Group, LLC 11.52% of their portfolio DEERFIELD, IL 374,163374.2k $54.3m $54.3m 11.52% Added +18.9k +18,887
38 Baird Financial Group, Inc. 0.14% of their portfolio MILWAUKEE, WI 356,170356.2k $51.7m $51.7m 0.14% Added +37.1k +37,056
39 Cambridge Investment Research Advisors, Inc. 0.27% of their portfolio FAIRFIELD, IA 354,472354.5k $51.4m $51.4m 0.27% Added +67.0k +67,002
40 Equitable Holdings, Inc. 0.89% of their portfolio NEW YORK, NY 350,874350.9k $50.9m $50.9m 0.89% Reduced -41.5k -41,527
41 FIFTH THIRD BANCORP 0.24% of their portfolio CINCINNATI, OH 350,516350.5k $50.8m $50.8m 0.24% Reduced -65.8k -65,750
42 FIRST HAWAIIAN BANK 1.82% of their portfolio HONOLULU, HI 347,998348.0k $50.5m $50.5m 1.82% Added +4.7k +4,697
43 Cetera Advisors LLC 0.91% of their portfolio DENVER, CO 344,390344.4k $50.0m $50.0m 0.91% Reduced -18.1k -18,056
44 BARCLAYS PLC 0.04% of their portfolio LONDON, X0 343,226343.2k $49.8m $49.8m 0.04% First filing
45 PHILLIPS FINANCIAL MANAGEMENT, LLC 5.00% of their portfolio FORT WAYNE, IN 338,735338.7k $49.1m $49.1m 5.00% Reduced -17.1k -17,142
46 Probity Advisors, Inc. 10.64% of their portfolio DALLAS, TX 323,805323.8k $47.0m $47.0m 10.64% Added +1.7k +1,727
47 AMARILLO NATIONAL BANK 10.86% of their portfolio AMARILLO, TX 322,947322.9k $46.8m $46.8m 10.86% Reduced -10.1k -10,112
48 Kestra Advisory Services, LLC 0.41% of their portfolio AUSTIN, TX 317,877317.9k $46.1m $46.1m 0.41% Added +86.0k +85,986
49 HOHIMER WEALTH MANAGEMENT, LLC 14.56% of their portfolio SEATTLE, WA 314,579314.6k $45.6m $45.6m 14.56% New
50 COURIER CAPITAL LLC 5.19% of their portfolio BUFFALO, NY 310,740310.7k $45.1m $45.1m 5.19% Added +661 +661
51 Salomon & Ludwin, LLC 5.66% of their portfolio RICHMOND, VA 307,631307.6k $44.6m $44.6m 5.66% Reduced -948 -948
52 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.07% of their portfolio MILWAUKEE, WI 306,500306.5k $44.5m $44.5m 0.07% Added +58.5k +58,480
53 Strategic Point Investment Advisors, LLC 10.61% of their portfolio PROVIDENCE, RI 304,020304.0k $44.1m $44.1m 10.61% Added +34.0k +33,998
54 McKinley Carter Wealth Services, Inc. 3.64% of their portfolio WHEELING, WV 295,818295.8k $42.9m $42.9m 3.64% Reduced -3.2k -3,199
55 Smith Anglin Financial, LLC 8.10% of their portfolio DALLAS, TX 295,669295.7k $42.9m $42.9m 8.10% Added +27.6k +27,558
56 BANK OF MONTREAL /CAN/ 0.02% of their portfolio TORONTO, A6 292,514292.5k $42.5m $42.5m 0.02% Added +16.4k +16,426
57 Rehmann Capital Advisory Group 4.16% of their portfolio LANSING, MI 280,059280.1k $40.6m $40.6m 4.16% Reduced -8.5k -8,537
58 Halpern Financial, Inc. 14.61% of their portfolio ASHBURN, VA 274,700274.7k $39.9m $39.9m 14.61% Added +2.1k +2,121
59 KEYBANK NATIONAL ASSOCIATION/OH 0.19% of their portfolio BROOKLYN, OH 269,964270.0k $39.2m $39.2m 0.19% Reduced -6.5k -6,488
60 Frank, Rimerman Advisors LLC 12.20% of their portfolio Palo Alto, CA 269,955270.0k $39.2m $39.2m 12.20% Added +134.6k +134,620
61 Relative Value Partners Group, LLC 2.67% of their portfolio NORTHBROOK, IL 261,719261.7k $38.0m $38.0m 2.67% Added +18.8k +18,822
62 1834 INVESTMENT ADVISORS CO 5.19% of their portfolio Milwaukee, WI 250,608250.6k $36.4m $36.4m 5.19% Added +1.0k +1,018
63 Praetorian Wealth Management, Inc. 9.32% of their portfolio CARMEL, CA 247,262247.3k $25.9m $25.9m 9.32% Added +2.7k +2,651
64 Koss-Olinger Consulting, LLC 5.10% of their portfolio GAINESVILLE, FL 244,363244.4k $35.5m $35.5m 5.10% Reduced -28.7k -28,707
65 LPWM LLC 19.66% of their portfolio MINNEAPOLIS, MN 242,937242.9k $36.5m $36.5m 19.66% Reduced -1.4k -1,370
66 Polaris Wealth Advisory Group, LLC 2.71% of their portfolio SAN RAFAEL, CA 239,453239.5k $36.4m $36.4m 2.71% Added +43.8k +43,757
67 Texas Capital Bank Wealth Management Services Inc 4.07% of their portfolio Dallas, TX 230,532230.5k $33.4m $33.4m 4.07% Reduced -17.8k -17,774
68 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.19% of their portfolio IRVING, TX 229,819229.8k $33.3m $33.3m 0.19% Reduced -19.6k -19,559
69 BANCO BILBAO VIZCAYA ARGENTARIA, S.A. 0.49% of their portfolio Madrid, U3 228,775228.8k $33.2m $33.2m 0.49% Added +18.1k +18,111
70 Baker Avenue Asset Management, LP 1.81% of their portfolio SAN FRANCISCO, CA 208,106208.1k $30.2m $30.2m 1.81% Added +26.7k +26,749
71 Berkshire Money Management, Inc. 4.68% of their portfolio DALTON, MA 203,824203.8k $29.6m $29.6m 4.68% Added +24.3k +24,323
72 EVOKE WEALTH, LLC 1.06% of their portfolio Los Angeles, CA 202,125202.1k $29.3m $29.3m 1.06% Added +1.2k +1,200
73 Per Stirling Capital Management, LLC. 5.20% of their portfolio AUSTIN, TX 196,833196.8k $28.6m $28.6m 5.20% First filing
74 Cetera Advisor Networks LLC 0.22% of their portfolio EL SEGUNDO, CA 191,358191.4k $27.8m $27.8m 0.22% Added +102.0k +101,977
75 COMERICA BANK 0.21% of their portfolio DALLAS, TX 180,786180.8k $27.6m $27.6m 0.21% Added +41.7k +41,677
76 GREENLEAF TRUST 0.33% of their portfolio KALAMAZOO, MI 180,275180.3k $26.2m $26.2m 0.33% Added +6.2k +6,242
77 QUEST INVESTMENT MANAGEMENT LLC 3.17% of their portfolio LAKE OSWEGO, OR 179,915179.9k $26.1m $26.1m 3.17% Unchanged
78 Ameritas Investment Partners, Inc. 1.09% of their portfolio LINCOLN, NE 178,814178.8k $27.2m $27.2m 1.09% Reduced -17.1k -17,078
79 REGIONS FINANCIAL CORP 0.24% of their portfolio BIRMINGHAM, AL 177,095177.1k $25.7m $25.7m 0.24% Reduced -8.6k -8,550
80 Cetera Investment Advisers 0.23% of their portfolio SCHAUMBURG, IL 173,103173.1k $25.1m $25.1m 0.23% Added +75.5k +75,471
81 Thrivent Financial for Lutherans 0.06% of their portfolio Minneapolis, MN 168,886168.9k $24.5m $24.5m 0.06% Reduced -76.9k -76,863
82 TD Waterhouse Canada Inc. 0.32% of their portfolio TORONTO, A6 166,154166.2k $29.1m $29.1m 0.32% Reduced -11.5k -11,473
83 FINANCIAL LIFE ADVISORS 11.10% of their portfolio SAN ANTONIO, TX 165,776165.8k $24.0m $24.0m 11.10% Added +15.3k +15,282
84 Janney Montgomery Scott LLC 0.09% of their portfolio PHILADELPHIA, PA 164,850164.8k $23.9m $23.9m 0.09% Added +547 +547
85 PINKERTON WEALTH, LLC 5.17% of their portfolio COEUR D ALENE, ID 164,578164.6k $23.9m $23.9m 5.17% New
86 CAPTRUST FINANCIAL ADVISORS 0.12% of their portfolio RALEIGH, NC 163,376163.4k $23.7m $23.7m 0.12% Reduced -4.5k -4,458
87 Cullen/Frost Bankers, Inc. 0.44% of their portfolio San Antonio, TX 158,334158.3k $23.0m $23.0m 0.44% Added +93.0k +92,972
88 Transform Wealth, LLC 2.56% of their portfolio GREENWOOD VILLAGE, CO 157,363157.4k $22.8m $22.8m 2.56% Reduced -3.2k -3,167
89 North Star Investment Management Corp. 1.99% of their portfolio CHICAGO, IL 154,699154.7k $22.4m $22.4m 1.99% Added +3.7k +3,677
90 CONDOR CAPITAL MANAGEMENT 2.76% of their portfolio MARTINSVILLE, NJ 152,522152.5k $22.1m $22.1m 2.76% Added +2.7k +2,662
91 World Investment Advisors 4.99% of their portfolio LINCROFT, NJ 149,950149.9k $21.8m $21.8m 4.99% Added +145.8k +145,828
92 JONES FINANCIAL COMPANIES LLLP 0.04% of their portfolio DES PERES, MO 147,961148.0k $21.5m $21.5m 0.04% Reduced -4.7k -4,715
93 Powell Investment Advisors, LLC 12.09% of their portfolio MIAMI, FL 143,642143.6k $20.8m $20.8m 12.09% Reduced -86 -86
94 Avitas Wealth Management LLC 4.36% of their portfolio LOS ANGELES, CA 142,341142.3k $20.6m $20.6m 4.36% Reduced -1.0k -1,046
95 ENCOMPASS WEALTH ADVISORS, LLC 7.44% of their portfolio PORTLAND, OR 140,625140.6k $20.4m $20.4m 7.44% Reduced -2.9k -2,859
96 BOK Financial Private Wealth, Inc. 1.69% of their portfolio DENVER, CO 140,252140.3k $20.3m $20.3m 1.69% Added +130.2k +130,154
97 DROMS STRAUSS ADVISORS INC /MO/ /ADV 9.01% of their portfolio ST. LOUIS, MO 135,318135.3k $19.6m $19.6m 9.01% Added +2.4k +2,423
98 SMITH, MOORE & CO. 2.65% of their portfolio CLAYTON, MO 131,546131.5k $19.1m $19.1m 2.65% Reduced -3.8k -3,778
99 Independent Solutions Wealth Management, LLC 5.79% of their portfolio Williamsville, NY 130,934130.9k $19.0m $19.0m 5.79% Reduced -3.3k -3,315
100 DDFG, Inc 7.79% of their portfolio THOUSAND OAKS, CA 129,707129.7k $18.8m $18.8m 7.79% First filing