SMITH, MOORE & CO.

CLAYTON, MO · CIK 200724 · 13F filing filed 2023-02-13

SEC-registered investment adviser since 2007 · corporation

Assets managed$2.4bn
Staff65 · 50 in investment roles
Main clients (by assets)High net worth individuals 63%, Individuals 29%, Companies 5%
Form ADV · 2026-03-31SEC adviser record

Legal entitySmith, Moore & Co. (US)

$720.3m reported value +9.3% vs Q3 2022

375positions

32.2%in top 10

20 new 182 added 132 reduced 22 sold out vs Q3 2022

Holdings, Q4 2022

The small lines show how much was held over the last 4 quarters (adjusted for stock splits).

#	Security	Ticker	Shares	Value	% of portfolio	Change	Shares change
1	ISHARES TR CORE S&P500 ETF IVV	IVV	91,538	$35.2m4.88%	4.88%	Reduced -1.4k	-1,414 -1.5%
2	VANGUARD INDEX FDS TOTAL STK MKT VTI	VTI	179,911	$34.4m4.78%	4.78%	Added +101	+101 0.1%
3	SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP MDY	MDY	59,155	$26.2m3.64%	3.64%	Added +267	+267 0.5%
4	ISHARES TR MSCI USA MIN VOL USMV	USMV	290,480	$20.9m2.91%	2.91%	Added +17.2k	+17,237 6.3%
5	ISHARES TR CORE S&P MCP ETF IJH	IJH	85,168	$20.6m2.86%	2.86%	Reduced -2.2k	-2,239 -2.6%
6	ISHARES TR CORE S&P SCP ETF IJR	IJR	212,837	$20.1m2.80%	2.80%	Added +6.2k	+6,162 3.0%
7	APPLE INC COM AAPL	AAPL	149,266	$19.4m2.69%	2.69%	Added +1.0k	+1,036 0.7%
8	ISHARES TR S&P 500 VAL ETF IVE	IVE	131,546	$19.1m2.65%	2.65%	Reduced -3.8k	-3,778 -2.8%
9	SPDR S&P 500 ETF TR TR UNIT SPY	SPY	47,487	$18.2m2.52%	2.52%	Added +135	+135 0.3%
10	ISHARES TR SHORT TREAS BD SHV	SHV	164,025	$18.0m2.50%	2.50%	Reduced -3.5k	-3,533 -2.1%
11	PACER FDS TR US CASH COWS 100 COWZ	COWZ	289,171	$13.4m1.86%	1.86%	Added +8.0k	+8,035 2.9%
12	LITMAN GREGORY FDS TR IMGP DBI MANAGED DBMF	DBMF	445,570	$13.0m1.80%	1.80%	Added +2.7k	+2,672 0.6%
13	PROSHARES TR S&P 500 DV ARIST NOBL	NOBL	142,052	$12.8m1.77%	1.77%	Added +28.0k	+27,957 24.5%
14	VANGUARD SPECIALIZED FUNDS DIV APP ETF VIG	VIG	81,399	$12.4m1.72%	1.72%	Added +8.4k	+8,445 11.6%
15	VICTORY PORTFOLIOS II VCSHS US EQ INCM CDC	CDC	186,150	$11.6m1.60%	1.60%	Reduced -433	-433 -0.2%
16	VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT VEA	VEA	264,266	$11.1m1.54%	1.54%	Added +1.3k	+1,326 0.5%
17	VANGUARD INDEX FDS S&P 500 ETF SHS VOO	VOO	31,038	$10.9m1.51%	1.51%	Reduced -415	-415 -1.3%
18	ISHARES TR RUSSELL 2000 ETF IWM	IWM	56,384	$9.8m1.36%	1.36%	Added +3.3k	+3,303 6.2%
19	ISHARES TR 0-3 MNTH TREASRY SGOV	SGOV	90,247	$9.0m1.25%	1.25%	New
20	VANGUARD INDEX FDS MID CAP ETF VO	VO	38,650	$7.9m1.09%	1.09%	Added +988	+988 2.6%
21	ISHARES TR RUS 1000 GRW ETF IWF	IWF	31,868	$6.8m0.95%	0.95%	Added +5.9k	+5,920 22.8%
22	VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF VWO	VWO	157,923	$6.2m0.85%	0.85%	Reduced -2.3k	-2,336 -1.5%
23	ABBVIE INC COM ABBV	ABBV	37,914	$6.1m0.85%	0.85%	Reduced -514	-514 -1.3%
24	PROCTER AND GAMBLE CO COM PG	PG	40,167	$6.1m0.85%	0.85%	Added +5.6k	+5,569 16.1%
25	VANGUARD WHITEHALL FDS INTL DVD ETF VIGI	VIGI	85,751	$6.0m0.83%	0.83%	Added +515	+515 0.6%
26	EXXON MOBIL CORP COM XOM	XOM	47,943	$5.3m0.73%	0.73%	Reduced -2.5k	-2,459 -4.9%
27	MICROSOFT CORP COM MSFT	MSFT	21,506	$5.2m0.72%	0.72%	Added +948	+948 4.6%
28	INVESCO QQQ TR UNIT SER 1 QQQ	QQQ	17,665	$4.7m0.65%	0.65%	Added +4.1k	+4,080 30.0%
29	ISHARES TR MICRO-CAP ETF IWC	IWC	42,468	$4.6m0.64%	0.64%	Added +148	+148 0.3%
30	PROSHARES TR S&P MDCP 400 DIV REGL	REGL	63,983	$4.6m0.64%	0.64%	Added +5.4k	+5,390 9.2%
31	INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT RSP	RSP	31,441	$4.4m0.62%	0.62%	Reduced -70	-70 -0.2%
32	JOHNSON & JOHNSON COM JNJ	JNJ	23,675	$4.2m0.58%	0.58%	Added +103	+103 0.4%
33	ISHARES INC CORE MSCI EMKT IEMG	IEMG	87,150	$4.1m0.57%	0.57%	Added +20.2k	+20,227 30.2%
34	ILLINOIS TOOL WKS INC COM ITW	ITW	17,646	$3.9m0.54%	0.54%	Reduced -5	-5 -0.0%
35	WISDOMTREE TR INTL MIDCAP DV DIM	DIM	61,640	$3.4m0.47%	0.47%	Reduced -3.5k	-3,510 -5.4%
36	WISDOMTREE TR EMG MKTS SMCAP DGS	DGS	75,484	$3.3m0.46%	0.46%	Reduced -4.1k	-4,092 -5.1%
37	WISDOMTREE TR INTL SMCAP DIV DLS	DLS	57,105	$3.3m0.46%	0.46%	Reduced -1.8k	-1,842 -3.1%
38	PFIZER INC COM PFE	PFE	63,254	$3.2m0.45%	0.45%	Reduced -1.2k	-1,210 -1.9%
39	ISHARES TR CORE DIV GRWTH DGRO	DGRO	63,225	$3.2m0.44%	0.44%	Reduced -7.3k	-7,320 -10.4%
40	WALMART INC COM WMT	WMT	22,185	$3.1m0.44%	0.44%	Reduced -13	-13 -0.1%
41	ABBOTT LABS COM ABT	ABT	28,243	$3.1m0.43%	0.43%	Reduced -216	-216 -0.8%
42	PEPSICO INC COM PEP	PEP	17,014	$3.1m0.43%	0.43%	Added +495	+495 3.0%
43	SIMPLIFY EXCHANGE TRADED FUN HEDGED EQUITY HEQT	HEQT	135,184	$3.1m0.42%	0.42%	Added +794	+794 0.6%
44	ISHARES TR RUS 1000 VAL ETF IWD	IWD	19,967	$3.0m0.42%	0.42%	Added +126	+126 0.6%
45	CVS HEALTH CORP COM CVS	CVS	31,795	$3.0m0.41%	0.41%	Added +13	+13 0.0%
46	VANECK ETF TRUST GOLD MINERS ETF GDX	GDX	103,067	$3.0m0.41%	0.41%	Reduced -6.6k	-6,574 -6.0%
47	BLACKROCK SCIENCE & TECHNOLO SHS BEN INT BSTZ	BSTZ	188,185	$2.9m0.41%	0.41%	Added +3.5k	+3,534 1.9%
48	SPDR SER TR DJ REIT ETF RWR	RWR	33,323	$2.9m0.40%	0.40%	Added +1.1k	+1,123 3.5%
49	HOME DEPOT INC COM HD	HD	9,039	$2.9m0.40%	0.40%	Added +60	+60 0.7%
50	AMAZON COM INC COM AMZN	AMZN	33,918	$2.8m0.40%	0.40%	Added +3.6k	+3,600 11.9%
51	ISHARES TR TIPS BD ETF TIP	TIP	26,132	$2.8m0.39%	0.39%	Reduced -3.0k	-3,048 -10.4%
52	CHEVRON CORP NEW COM CVX	CVX	15,328	$2.8m0.38%	0.38%	Added +366	+366 2.5%
53	VANGUARD INDEX FDS GROWTH ETF VUG	VUG	12,478	$2.7m0.37%	0.37%	Added +267	+267 2.2%
54	VANGUARD INDEX FDS SMALL CP ETF VB	VB	14,216	$2.6m0.36%	0.36%	Added +494	+494 3.6%
55	UNITEDHEALTH GROUP INC COM UNH	UNH	4,777	$2.5m0.35%	0.35%	Added +870	+870 22.3%
56	SPDR GOLD TR GOLD SHS GLD	GLD	14,872	$2.5m0.35%	0.35%	Added +55	+55 0.4%
57	VANECK ETF TRUST JUNIOR GOLD MINE GDXJ	GDXJ	69,788	$2.5m0.35%	0.35%	Reduced -222	-222 -0.3%
58	UNION PAC CORP COM UNP	UNP	11,996	$2.5m0.34%	0.34%	Reduced -315	-315 -2.6%
59	CATERPILLAR INC COM CAT	CAT	10,262	$2.5m0.34%	0.34%	Added +3.1k	+3,087 43.0%
60	BERKSHIRE HATHAWAY INC DEL CL B NEW BRK.B	BRK.B	7,927	$2.4m0.34%	0.34%	Added +2.3k	+2,284 40.5%
61	SCHWAB STRATEGIC TR US DIVIDEND EQ SCHD	SCHD	32,235	$2.4m0.34%	0.34%	Added +7.8k	+7,845 32.2%
62	JPMORGAN CHASE & CO COM JPM	JPM	18,079	$2.4m0.34%	0.34%	Added +513	+513 2.9%
63	PROSHARES TR RUSS 2000 DIVD SMDV	SMDV	39,482	$2.4m0.34%	0.34%	Reduced -3.3k	-3,321 -7.8%
64	VANGUARD INDEX FDS VALUE ETF VTV	VTV	17,224	$2.4m0.34%	0.34%	Added +102	+102 0.6%
65	VERIZON COMMUNICATIONS INC COM VZ	VZ	59,210	$2.3m0.32%	0.32%	Reduced -3.2k	-3,179 -5.1%
66	SCHWAB STRATEGIC TR US REIT ETF SCHH	SCHH	120,806	$2.3m0.32%	0.32%	Reduced -4.1k	-4,100 -3.3%
67	EMERSON ELEC CO COM EMR	EMR	23,845	$2.3m0.32%	0.32%	Reduced -1.1k	-1,123 -4.5%
68	BRISTOL-MYERS SQUIBB CO COM BMY	BMY	31,704	$2.3m0.32%	0.32%	Reduced -556	-556 -1.7%
69	COCA COLA CO COM KO	KO	35,085	$2.2m0.31%	0.31%	Reduced -479	-479 -1.4%
70	MERCK & CO INC COM MRK	MRK	20,102	$2.2m0.31%	0.31%	Added +729	+729 3.8%
71	DISNEY WALT CO COM DIS	DIS	25,276	$2.2m0.30%	0.30%	Reduced -707	-707 -2.7%
72	ISHARES SILVER TR ISHARES SLV	SLV	94,186	$2.1m0.29%	0.29%	Reduced -21.5k	-21,487 -18.6%
73	SCHWAB STRATEGIC TR US BRD MKT ETF SCHB	SCHB	46,147	$2.1m0.29%	0.29%	Added +1.2k	+1,185 2.6%
74	AT&T INC COM T	T	111,474	$2.1m0.28%	0.28%	Reduced -4.3k	-4,318 -3.7%
75	ELEVANCE HEALTH INC COM ELV	ELV	3,912	$2.0m0.28%	0.28%	Added +2	+2 0.1%
76	VISA INC COM CL A V	V	9,610	$2.0m0.28%	0.28%	Added +427	+427 4.7%
77	ISHARES TR RUS 1000 ETF IWB	IWB	9,377	$2.0m0.27%	0.27%	Added +301	+301 3.3%
78	ELI LILLY & CO COM LLY	LLY	5,393	$2.0m0.27%	0.27%	Added +58	+58 1.1%
79	SPDR SER TR BLOOMBERG 1-3 MO BIL	BIL	21,255	$1.9m0.27%	0.27%	New
80	ALPHABET INC CAP STK CL A GOOGL	GOOGL	20,982	$1.9m0.26%	0.26%	Added +162	+162 0.8%
81	DUKE ENERGY CORP NEW COM NEW DUK	DUK	17,640	$1.8m0.25%	0.25%	Added +428	+428 2.5%
82	HONEYWELL INTL INC COM COM		8,222	$1.8m0.24%	0.24%	Added +98	+98 1.2%
83	INVESCO EXCHANGE TRADED FD T S&P SMCP VLU MNT XSVM	XSVM	37,689	$1.7m0.24%	0.24%	Added +1.1k	+1,113 3.0%
84	ISHARES TR CORE US AGGBD ET AGG	AGG	17,732	$1.7m0.24%	0.24%	Added +1.3k	+1,295 7.9%
85	RTX CORPORATION COM RTX	RTX	15,685	$1.6m0.22%	0.22%	Added +128	+128 0.8%
86	MASTERCARD INCORPORATED CL A MA	MA	4,519	$1.6m0.22%	0.22%	Added +65	+65 1.5%
87	MCDONALDS CORP COM MCD	MCD	5,944	$1.6m0.22%	0.22%	Added +165	+165 2.9%
88	FIRST TR EXCHANGE-TRADED FD DORSEY WRT 5 ETF FV	FV	32,964	$1.5m0.21%	0.21%	Added +2.1k	+2,124 6.9%
89	ISHARES TR MSCI EMG MKT ETF EEM	EEM	39,833	$1.5m0.21%	0.21%	Reduced -7.1k	-7,106 -15.1%
90	VANGUARD MALVERN FDS STRM INFPROIDX VTIP	VTIP	32,316	$1.5m0.21%	0.21%	Reduced -5.6k	-5,574 -14.7%
91	SOUTHERN CO COM SO	SO	20,761	$1.5m0.21%	0.21%	Reduced -206	-206 -1.0%
92	HERSHEY CO COM HSY	HSY	6,352	$1.5m0.20%	0.20%	Reduced -290	-290 -4.4%
93	SELECT SECTOR SPDR TR ENERGY XLE	XLE	16,708	$1.5m0.20%	0.20%	Added +3.1k	+3,064 22.5%
94	NEXTERA ENERGY INC COM NEE	NEE	17,298	$1.4m0.20%	0.20%	Reduced -426	-426 -2.4%
95	VANECK ETF TRUST MORNINGSTAR ESG MORNINGSTAR ESG		65,393	$1.4m0.20%	0.20%	Added +41.1k	+41,052 168.7%
96	KIMBERLY-CLARK CORP COM KMB	KMB	10,496	$1.4m0.20%	0.20%	Reduced -181	-181 -1.7%
97	ISHARES TR CORE MSCI INTL IDEV	IDEV	25,361	$1.4m0.20%	0.20%	Reduced -11.4k	-11,394 -31.0%
98	TESLA INC COM TSLA	TSLA	11,235	$1.4m0.19%	0.19%	Reduced -705	-705 -5.9%
99	AMGEN INC COM AMGN	AMGN	5,249	$1.4m0.19%	0.19%	Reduced -854	-854 -14.0%
100	VANGUARD SCOTTSDALE FDS INT-TERM CORP VCIT	VCIT	17,761	$1.4m0.19%	0.19%	Added +275	+275 1.6%

Sold out since Q3 2022

Security	Ticker	Shares held before	Value then
PACER FDS TR ALTL	ALTL	95,796	$3.4m95.8k shares
SENIOR CONNECT ACQUISITN COR		315,762	$3.1m315.8k shares
ISHARES TR IEFA	IEFA	32,574	$1.7m32.6k shares
CLIMATE REAL IMPACT SLUTINS		66,341	$654.0k66.3k shares
OAKTREE SPECIALTY LENDING CO		96,110	$577.0k96.1k shares
MOSAIC CO NEW MOS	MOS	10,129	$490.0k10.1k shares
SKYWORKS SOLUTIONS INC SWKS	SWKS	2,646	$226.0k2.6k shares
VANGUARD SCOTTSDALE FDS VCSH	VCSH	2,931	$218.0k2.9k shares
ISHARES TR LQD	LQD	2,084	$214.0k2.1k shares
MIRATI THERAPEUTICS INC MRTX	MRTX	3,000	$210.0k3.0k shares
ROSECLIFF ACQUISITION CORP I		20,000	$197.0k20.0k shares
JOFF FINTECH ACQUISITION COR		18,000	$177.0k18.0k shares
JIYA ACQUISITION CORP		16,500	$165.0k16.5k shares
IGNYTE ACQUISITION CORP		14,880	$149.0k14.9k shares
BROADSCALE ACQUISITION CORP		15,000	$148.0k15.0k shares
WARNER BROS DISCOVERY INC WBD	WBD	12,250	$141.0k12.2k shares
OMEGA ALPHA SPAC		13,250	$132.0k13.2k shares
LEFTERIS ACQUISITION CORP		13,000	$130.0k13.0k shares
GROUP NINE ACQUISITION CORP		12,300	$122.0k12.3k shares
EMPOWERMENT & INCLUSION CAPI		10,000	$99.0k10.0k shares
LUMEN TECHNOLOGIES INC LUMN	LUMN	13,378	$97.0k13.4k shares
LIFECORE BIOMEDICAL INC LFCR	LFCR	10,500	$93.0k10.5k shares