Vault-13

PROSHARES TR SMDV

RUSS 2000 DIVD · ETP · CUSIP 74347B698

129 institutional holders +13 vs Q3 2022
7,758,8017.8m shares reported held*
$476.0mreported value*
17 new 50 added 31 reduced 5 sold out net bought ≈ $33.4m (-1.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $61.36. Options: 2 managers hold calls ($791.5k notional), 1 hold puts ($220.9k).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 116Q4 22: 129129Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022116
Q4 2022129

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600k$800kQ3 22 calls: $471.0kQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $791.5kQ4 22 puts: $220.9kQ4 22P/C 0.28
Numbers
QuarterCallsPutsP/C
Q3 2022$471.0k$00.00
Q4 2022$791.5k$220.9k0.28

Biggest buyers

MORGAN STANLEY Added +127,755+127.8k
Capital Investment Advisors, LLC Added +124,459+124.5k
BANK OF AMERICA CORP /DE/ Added +74,840+74.8k
Raymond James Financial Services Advisors, Inc. Added +73,056+73.1k
WELLS FARGO & COMPANY/MN Added +44,542+44.5k
Intrepid Financial Planning Group LLC New +20,407+20.4k
JPMORGAN CHASE & CO New +18,518+18.5k
Laurel Wealth Advisors, Inc. Added +18,487+18.5k
MML INVESTORS SERVICES, LLC New +16,972+17.0k
LPL Financial LLC Added +14,660+14.7k

Biggest sellers

CFS Investment Advisory Services, LLC Reduced -1,550,827-1.6m
UBS Group AG Reduced -59,130-59.1k
CITADEL ADVISORS LLC Reduced -36,019-36.0k
Insight Advisors, LLC/ PA Reduced -16,764-16.8k
Strid Group, LLC Sold out -13,870-13.9k
Tower Research Capital LLC (TRC) Sold out -8,423-8.4k
RAYMOND JAMES & ASSOCIATES Reduced -6,932-6.9k
WBI INVESTMENTS, LLC Reduced -5,169-5.2k
OLD NATIONAL BANCORP /IN/ Reduced -4,642-4.6k
Western Wealth Management, LLC Reduced -4,178-4.2k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $595.3k9.7k shares
Paladin Advisory Group, LLC Unchanged $196.3k3.2k shares

Biggest puts

CITADEL ADVISORS LLC New $220.9k3.6k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 1,725,5651.7m $105.9m $105.9m 0.01% Added +127.8k +127,755
2 Capital Investment Advisors, LLC 2.73% of their portfolio ATLANTA, GA 1,472,2551.5m $90.4m $90.4m 2.73% Added +124.5k +124,459
3 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 624,433624.4k $38.3m $38.3m 0.01% Added +44.5k +44,542
4 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 377,106377.1k $23.2m $23.2m 0.01% Added +7.8k +7,837
5 UBS Group AG 0.01% of their portfolio ZURICH, V8 376,552376.6k $23.1m $23.1m 0.01% Reduced -59.1k -59,130
6 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 321,171321.2k $19.7m $19.7m 0.00% Added +74.8k +74,840
7 Raymond James Financial Services Advisors, Inc. 0.03% of their portfolio ST. PETERSBURG, FL 231,070231.1k $14.2m $14.2m 0.03% Added +73.1k +73,056
8 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 221,736221.7k $13.6m $13.6m 0.00% Added +4.6k +4,614
9 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 182,682182.7k $11.2m $11.2m 0.01% Added +14.7k +14,660
10 TOTH FINANCIAL ADVISORY CORP 1.66% of their portfolio LEESBURG, VA 166,982167.0k $10.2m $10.2m 1.66% Added +13.6k +13,552
11 Arlington Partners LLC 1.27% of their portfolio BIRMINGHAM, AL 130,273130.3k $8.0m $8.0m 1.27% Reduced -531 -531
12 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 122,773122.8k $7.5m $7.5m 0.02% Added +7.6k +7,592
13 Cetera Investment Advisers 0.07% of their portfolio SCHAUMBURG, IL 122,606122.6k $7.5m $7.5m 0.07% Added +2.4k +2,380
14 Cambridge Investment Research Advisors, Inc. 0.04% of their portfolio FAIRFIELD, IA 113,614113.6k $7.0m $7.0m 0.04% Added +8.7k +8,676
15 Baird Financial Group, Inc. 0.02% of their portfolio MILWAUKEE, WI 112,085112.1k $6.9m $6.9m 0.02% Added +7.2k +7,196
16 Laurel Wealth Advisors, Inc. 0.43% of their portfolio SOLANA BEACH, CA 71,31771.3k $4.4m $4.4m 0.43% Added +18.5k +18,487
17 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 69,16569.2k $4.2m $4.2m 0.00% Reduced -6.9k -6,932
18 ForthRight Wealth Management, LLC 2.05% of their portfolio ALPHARETTA, GA 65,22265.2k $4.0m $4.0m 2.05% Added +1.7k +1,700
19 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 57,56957.6k $3.5m $3.5m 0.01% Added +12.4k +12,375
20 THEORY FINANCIAL LLC 2.26% of their portfolio FORT COLLINS, CO 55,67355.7k $3.4m $3.4m 2.26% First filing
21 Insight Advisors, LLC/ PA 1.10% of their portfolio Newtown, PA 51,21151.2k $3.2m $3.2m 1.10% Reduced -16.8k -16,764
22 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 48,54548.5k $3.0m $3.0m 0.01% Added +8.2k +8,209
23 IFG Advisory, LLC 0.30% of their portfolio ATLANTA, GA 48,50848.5k $3.0m $3.0m 0.30% Reduced -1.4k -1,372
24 INVESTMENT MANAGEMENT OF VIRGINIA LLC 0.53% of their portfolio RICHMOND, VA 44,30344.3k $2.7m $2.7m 0.53% Added +970 +970
25 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 42,66342.7k $2.6m $2.6m 0.00% Added +2.4k +2,359
26 SMITH, MOORE & CO. 0.34% of their portfolio CLAYTON, MO 39,48239.5k $2.4m $2.4m 0.34% Reduced -3.3k -3,321
27 Equitable Holdings, Inc. 0.03% of their portfolio NEW YORK, NY 30,06930.1k $1.8m $1.8m 0.03% Reduced -1.0k -1,034
28 Sigma Planning Corp 0.07% of their portfolio ANN ARBOR, MI 29,77229.8k $1.8m $1.8m 0.07% Added +60 +60
29 Landmark Wealth Management, LLC 1.30% of their portfolio MELVILLE, NY 29,33829.3k $1.8m $1.8m 1.30% Reduced -1.3k -1,259
30 Essex Financial Services, Inc. 0.17% of their portfolio ESSEX, CT 25,81925.8k $1.6m $1.6m 0.17% Added +7.0k +7,050
31 WEDBUSH SECURITIES INC 0.09% of their portfolio PASADENA, CA 25,74125.7k $1.6m $1.6m 0.09% Added +21 +21
32 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 25,57125.6k $1.6m $1.6m 0.00% Added +2.0k +1,971
33 New England Private Wealth Advisors LLC 0.33% of their portfolio WELLESLEY, MA 25,02325.0k $1.5m $1.5m 0.33% Added +159 +159
34 Parcion Private Wealth LLC 0.17% of their portfolio BELLEVUE, WA 24,89324.9k $1.5m $1.5m 0.17% Reduced -2.5k -2,450
35 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 24,74624.7k $1.5m $1.5m 0.00% Added +7.2k +7,206
36 CFS Investment Advisory Services, LLC 0.34% of their portfolio TOTOWA, NJ 24,61924.6k $1.5m $1.5m 0.34% Reduced -1.6m -1,550,827
37 J.P. Morgan Private Wealth Advisors LLC 0.00% of their portfolio SAN FRANCISCO, CA 22,83322.8k $1.4m $1.4m 0.00% Added +3.9k +3,890
38 BENJAMIN F. EDWARDS & COMPANY, INC. 0.06% of their portfolio ST. LOUIS, MO 21,86321.9k $1.3m $1.3m 0.06% Added +2.0k +1,986
39 Royal Capital Wealth Management, LLC 1.34% of their portfolio CARMEL, IN 20,48520.5k $1.3m $1.3m 1.34% Unchanged
40 Intrepid Financial Planning Group LLC 0.68% of their portfolio CARMEL, IN 20,40720.4k $1.3m $1.3m 0.68% New
41 MACROVIEW INVESTMENT MANAGEMENT LLC 1.99% of their portfolio BETHESDA, MD 18,88118.9k $1.2m $1.2m 1.99% Added +171 +171
42 OPPENHEIMER & CO INC 0.03% of their portfolio NEW YORK, NY 18,83918.8k $1.2m $1.2m 0.03% Reduced -588 -588
43 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 18,51818.5k $1.1m $1.1m 0.00% New
44 Jacobi Capital Management LLC 0.14% of their portfolio PITTSTON, PA 18,47618.5k $1.1m $1.1m 0.14% Added +682 +682
45 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 16,97217.0k $1.0m $1.0m 0.01% New
46 WBI INVESTMENTS, LLC 0.22% of their portfolio RED BANK, NJ 16,95617.0k $1.0m $1.0m 0.22% Reduced -5.2k -5,169
47 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 15,17515.2k $931.3k $931.3k 0.01% Added +6.0k +6,020
48 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 12,46212.5k $764.8k $764.8k 0.00% New
49 Sowell Financial Services LLC 0.05% of their portfolio NORTH LITTLE ROCK, AR 11,65011.7k $715.0k $715.0k 0.05% New
50 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 11,64011.6k $714.3k $714.3k 0.01% Reduced -2.3k -2,287
51 FLAGSHIP HARBOR ADVISORS, LLC 0.07% of their portfolio BOSTON, MA 11,41511.4k $700.5k $700.5k 0.07% Added +90 +90
52 Dana Investment Advisors, Inc. 0.04% of their portfolio BROOKFIELD, WI 11,32911.3k $695.3k $695.3k 0.04% New
53 KRAEMATON INVESTMENT ADVISORS, INC 0.75% of their portfolio BRAINTREE, MA 11,25611.3k $690.8k $690.8k 0.75% Reduced -39 -39
54 WT Wealth Management 0.33% of their portfolio SCOTTSDALE, AZ 11,13811.1k $683.6k $683.6k 0.33% Reduced -52 -52
55 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 11,10111.1k $681.3k $681.3k 0.00% New
56 Harvest Investment Services, LLC 0.71% of their portfolio Oakbrook Terrace, IL 10,76010.8k $660.3k $660.3k 0.71% Added +92 +92
57 Beacon Pointe Advisors, LLC 0.01% of their portfolio NEWPORT BEACH, CA 10,72010.7k $657.9k $657.9k 0.01% Unchanged
58 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 10,31110.3k $633.0k $633.0k 0.02% Reduced -1.2k -1,233
59 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 10,03310.0k $460.9k $460.9k 0.01% Added +661 +661
60 Koshinski Asset Management, Inc. 0.05% of their portfolio DECATUR, IL 9,2499.2k $567.6k $567.6k 0.05% Unchanged
61 Ahrens Investment Partners LLC 0.24% of their portfolio LAFAYETTE, LA 8,4358.4k $517.6k $517.6k 0.24% Reduced -103 -103
62 L.M. KOHN & COMPANY 0.24% of their portfolio CINCINNATI, OH 8,3558.4k $512.8k $512.8k 0.24% Added +378 +378
63 United Asset Strategies, Inc. 0.07% of their portfolio GARDEN CITY, NY 8,2788.3k $508.0k $508.0k 0.07% New
64 Capital Advisors, Ltd. LLC 0.08% of their portfolio SHAKER HEIGHTS, OH 7,5867.6k $466.0k $466.0k 0.08% Unchanged
65 Trilogy Capital Inc. 0.03% of their portfolio IRVINE, CA 7,3687.4k $452.2k $452.2k 0.03% New
66 Geneos Wealth Management Inc. 0.03% of their portfolio ENGLEWOOD, CO 7,2327.2k $443.8k $443.8k 0.03% Unchanged
67 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 7,1807.2k $440.6k $440.6k 0.01% Added +1.0k +1,036
68 Round Rock Advisors LLC 0.18% of their portfolio WILTON, CT 7,1007.1k $435.7k $435.7k 0.18% Unchanged
69 BLAIR WILLIAM & CO/IL 0.00% of their portfolio CHICAGO, IL 6,8716.9k $421.7k $421.7k 0.00% Reduced -138 -138
70 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.05% of their portfolio CEDAR RAPIDS, IA 6,8526.9k $420.5k $420.5k 0.05% Added +569 +569
71 Dynamic Advisor Solutions LLC 0.03% of their portfolio PHOENIX, AZ 6,8516.9k $420.4k $420.4k 0.03% Added +530 +530
72 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 6,6036.6k $405.2k $405.2k 0.01% Added +846 +846
73 Total Clarity Wealth Management, Inc. 0.20% of their portfolio ST. CHARLES, IL 6,4276.4k $394.4k $394.4k 0.20% Added +23 +23
74 Acorn Wealth Advisors, LLC 0.29% of their portfolio Grand Blanc, MI 6,1926.2k $380.0k $380.0k 0.29% Added +242 +242
75 Prospera Financial Services Inc 0.02% of their portfolio Dallas, TX 6,0016.0k $368.3k $368.3k 0.02% Added +1.1k +1,081
76 Realta Investment Advisors 0.09% of their portfolio WILMINGTON, DE 5,7915.8k $355.4k $355.4k 0.09% Added +4 +4
77 GOODWIN DANIEL L 0.18% of their portfolio Oak Brook, IL 5,7505.8k $352.9k $352.9k 0.18% Unchanged
78 Scissortail Wealth Management, LLC 0.21% of their portfolio TULSA, OK 5,6155.6k $363.0k $363.0k 0.21% New
79 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 5,4405.4k $334.0k $334.0k 0.00% Added +1.2k +1,235
80 tru Independence LLC 0.11% of their portfolio PORTLAND, OR 5,4215.4k $332.7k $332.7k 0.11% Reduced -190 -190
81 OLD NATIONAL BANCORP /IN/ 0.01% of their portfolio EVANSVILLE, IN 5,2545.3k $322.0k $322.0k 0.01% Reduced -4.6k -4,642
82 Atlas Brown,Inc. 0.15% of their portfolio LOUISVILLE, KY 4,9955.0k $306.5k $306.5k 0.15% Reduced -196 -196
83 Lion Street Advisors, LLC 0.16% of their portfolio Austin, TX 4,8984.9k $314.1k $314.1k 0.16% Reduced -13 -13
84 GREAT VALLEY ADVISOR GROUP, INC. 0.02% of their portfolio WILMINGTON, DE 4,8334.8k $296.6k $296.6k 0.02% Reduced -575 -575
85 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 4,7524.8k $292.0k $292.0k 0.00% Reduced -927 -927
86 Key Client Fiduciary Advisors, LLC 0.20% of their portfolio Fairfield, NJ 4,7454.7k $291.2k $291.2k 0.20% Added +145 +145
87 HEADINVEST, LLC 0.06% of their portfolio Portland, ME 4,4694.5k $274.3k $274.3k 0.06% Unchanged
88 Benedetti & Gucer, Inc. 0.20% of their portfolio ATLANTA, GA 4,3574.4k $267.0k $267.0k 0.20% Reduced -39 -39
89 Kingsview Wealth Management, LLC 0.01% of their portfolio GRANTS PASS, OR 4,3104.3k $264.5k $264.5k 0.01% Reduced -66 -66
90 HOWE & RUSLING INC 0.03% of their portfolio ROCHESTER, NY 4,2684.3k $261.9k $261.9k 0.03% Reduced -634 -634
91 Western Wealth Management, LLC 0.03% of their portfolio GOLDEN, CO 4,2614.3k $261.5k $261.5k 0.03% Reduced -4.2k -4,178
92 KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio AUSTIN, TX 3,9934.0k $245.0k $245.0k 0.01% New
93 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.01% of their portfolio Seattle, WA 3,9323.9k $241.3k $241.3k 0.01% Unchanged
94 IHT Wealth Management, LLC 0.02% of their portfolio Chicago, IL 3,9183.9k $240.4k $240.4k 0.02% Added +314 +314
95 Legacy Trust 0.07% of their portfolio GRAND RAPIDS, MI 3,8803.9k $238.1k $238.1k 0.07% First filing
96 Jackson, Grant Investment Advisers, Inc. 0.11% of their portfolio STAMFORD, CT 3,8513.9k $236.3k $236.3k 0.11% Added +5 +5
97 RAYMOND JAMES TRUST CO. OF NH 2.06% of their portfolio PORTSMOUTH, NH 3,7293.7k $229.0k $229.0k 2.06% Unchanged
98 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 3,4063.4k $209.0k $209.0k 0.00% Reduced -36.0k -36,019
99 EMFO, LLC 0.21% of their portfolio WESTON, FL 3,4003.4k $208.7k $208.7k 0.21% Unchanged
100 Belpointe Asset Management LLC 0.01% of their portfolio RENO, NV 3,0903.1k $189.6k $189.6k 0.01% Unchanged