Vault-13

SPDR SER TR RWR

DJ REIT ETF · ETP · CUSIP 78464A607

257 institutional holders +11 vs Q3 2022
12,959,15913.0m shares reported held*
$1.1bnreported value*
29 new 65 added 74 reduced 22 sold out net sold ≈ $14.1m (-148.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($877.5k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $87.21. Options: 4 managers hold calls ($8.1m notional), 3 hold puts ($674.0k).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 246Q4 22: 257257Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022246
Q4 2022257

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10m$20m$30m$40mQ3 22 calls: $32.5mQ3 22 puts: $455.0kQ3 22P/C 0.01Q4 22 calls: $8.1mQ4 22 puts: $674.0kQ4 22P/C 0.08
Numbers
QuarterCallsPutsP/C
Q3 2022$32.5m$455.0k0.01
Q4 2022$8.1m$674.0k0.08

Biggest buyers

NORTHERN TRUST CORP Added +356,380+356.4k
GOLDMAN SACHS GROUP INC Added +149,581+149.6k
NATIXIS New +75,936+75.9k
CHARLES SCHWAB INVESTMENT MANAGEMENT INC Added +70,504+70.5k
RAYMOND JAMES & ASSOCIATES Added +24,247+24.2k
Cullen/Frost Bankers, Inc. Added +21,724+21.7k
Cerity Partners LLC New +18,229+18.2k
BANK OF MONTREAL /CAN/ Added +16,812+16.8k
CX Institutional Added +15,415+15.4k
Cambridge Investment Research Advisors, Inc. Added +15,357+15.4k

Biggest sellers

MORGAN STANLEY Reduced -262,150-262.1k
BANK OF AMERICA CORP /DE/ Reduced -231,909-231.9k
Tower Research Capital LLC (TRC) Reduced -63,575-63.6k
WELLS FARGO & COMPANY/MN Reduced -40,109-40.1k
Qube Research & Technologies Ltd Reduced -36,805-36.8k
CITADEL ADVISORS LLC Sold out -31,210-31.2k
JANE STREET GROUP, LLC Sold out -30,465-30.5k
DB Wealth Management Group, LLC Sold out -27,852-27.9k
HRT FINANCIAL LP Sold out -23,426-23.4k
Janney Montgomery Scott LLC Reduced -22,725-22.7k

Biggest calls

JANE STREET GROUP, LLC Added $5.3m116.5k shares
JPMORGAN CHASE & CO New $2.8m62.3k shares
CITADEL ADVISORS LLC New $34.9k400 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $427.0k4.9k shares
CITADEL ADVISORS LLC New $191.7k2.2k shares
OLD MISSION CAPITAL LLC New $55.2k149.2k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 NORTHERN TRUST CORP 0.05% of their portfolio CHICAGO, IL 2,907,5192.9m $253.4m $253.4m 0.05% Added +356.4k +356,380
2 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.04% of their portfolio SAN FRANCISCO, CA 1,476,0821.5m $128.6m $128.6m 0.04% Added +70.5k +70,504
3 ENVESTNET ASSET MANAGEMENT INC 0.05% of their portfolio Berwyn, PA 1,053,9171.1m $91.8m $91.8m 0.05% Added +9.8k +9,803
4 WELLS FARGO & COMPANY/MN 0.03% of their portfolio SAN FRANCISCO, CA 1,001,3911.0m $87.3m $87.3m 0.03% Reduced -40.1k -40,109
5 PNC Financial Services Group, Inc. 0.06% of their portfolio Pittsburgh, PA 774,245774.2k $67.5m $67.5m 0.06% Reduced -14.7k -14,741
6 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.08% of their portfolio MILWAUKEE, WI 572,620572.6k $49.9m $49.9m 0.08% Added +493 +493
7 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 482,782482.8k $42.1m $42.1m 0.01% Reduced -231.9k -231,909
8 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 458,820458.8k $40.0m $40.0m 0.01% Added +149.6k +149,581
9 TRUIST FINANCIAL CORP 0.06% of their portfolio CHARLOTTE, NC 422,688422.7k $36.8m $36.8m 0.06% Reduced -5.4k -5,363
10 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 420,268420.3k $36.6m $36.6m 0.00% Reduced -262.1k -262,150
11 MILLENNIUM MANAGEMENT LLC 0.03% of their portfolio NEW YORK, NY 336,157336.2k $29.3m $29.3m 0.03% Reduced -3.8k -3,785
12 NISA INVESTMENT ADVISORS, LLC 0.17% of their portfolio ST. LOUIS, MO 254,196254.2k $22.2m $22.2m 0.17% Added +12.3k +12,267
13 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 173,837173.8k $15.1m $15.1m 0.00% Reduced -18.6k -18,558
14 BANK OF MONTREAL /CAN/ 0.01% of their portfolio TORONTO, A6 138,021138.0k $12.1m $12.1m 0.01% Added +16.8k +16,812
15 PATTON FUND MANAGEMENT, INC. 3.46% of their portfolio New York, NY 135,725135.7k $11.8m $11.8m 3.46% Reduced -2.8k -2,804
16 Creative Planning 0.02% of their portfolio OVERLAND PARK, KS 123,437123.4k $10.8m $10.8m 0.02% Reduced -21.2k -21,240
17 CX Institutional 0.60% of their portfolio AUBURN, IN 112,663112.7k $9.8m $9.8m 0.60% Added +15.4k +15,415
18 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 104,325104.3k $9.1m $9.1m 0.01% Reduced -21.6k -21,600
19 NATIXIS 0.04% of their portfolio PARIS, I0 75,93675.9k $6.6m $6.6m 0.04% New
20 Private Advisor Group, LLC 0.20% of their portfolio MORRISTOWN, NJ 75,86275.9k $6.6m $6.6m 0.20% Added +527 +527
21 MML INVESTORS SERVICES, LLC 0.04% of their portfolio SPRINGFIELD, MA 67,42467.4k $5.9m $5.9m 0.04% Added +4.3k +4,274
22 CITIZENS FINANCIAL GROUP INC/RI 0.23% of their portfolio PROVIDENCE, RI 66,18466.2k $5.8m $5.8m 0.23% Added +779 +779
23 CONSOLIDATED CAPITAL MANAGEMENT, LLC 3.22% of their portfolio BURBANK, CA 62,01662.0k $5.4m $5.4m 3.22% Reduced -12.2k -12,241
24 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 58,33058.3k $5.1m $5.1m 0.00% Reduced -11.7k -11,714
25 Gunma Bank,Ltd. 2.38% of their portfolio GUNMA, M0 55,00055.0k $4.8m $4.8m 2.38% Unchanged
26 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 50,47250.5k $4.4m $4.4m 0.00% Added +24.2k +24,247
27 BNP PARIBAS FINANCIAL MARKETS 0.01% of their portfolio PARIS, I0 50,09050.1k $4.4m $4.4m 0.01% Added +600 +600
28 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 46,24546.2k $4.0m $4.0m 0.01% Added +1.2k +1,179
29 UBS Group AG 0.00% of their portfolio ZURICH, V8 43,82843.8k $3.8m $3.8m 0.00% Added +9.4k +9,412
30 Clearstead Advisors, LLC 0.29% of their portfolio CLEVELAND, OH 42,75042.8k $3.7m $3.7m 0.29% Added +57 +57
31 REBALANCE, LLC 0.38% of their portfolio PALO ALTO, CA 41,77641.8k $3.6m $3.6m 0.38% First filing
32 SMITH, MOORE & CO. 0.40% of their portfolio CLAYTON, MO 33,32333.3k $2.9m $2.9m 0.40% Added +1.1k +1,123
33 PHILLIPS FINANCIAL MANAGEMENT, LLC 0.29% of their portfolio FORT WAYNE, IN 32,63232.6k $2.8m $2.8m 0.29% Reduced -1.7k -1,742
34 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 31,00431.0k $2.7m $2.7m 0.01% Added +659 +659
35 Destiny Capital Corp/CO 2.41% of their portfolio DENVER, CO 30,63130.6k $2.9m $2.9m 2.41% First filing
36 RTD Financial Advisors, Inc. 0.43% of their portfolio Philadelphia, PA 30,59230.6k $2.7m $2.7m 0.43% Reduced -2.1k -2,148
37 EVERGREEN CAPITAL MANAGEMENT LLC 0.12% of their portfolio Bellevue, WA 29,94429.9k $2.6m $2.6m 0.12% Added +1.1k +1,130
38 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 29,01529.0k $2.5m $2.5m 0.00% Reduced -14.4k -14,354
39 Cullen/Frost Bankers, Inc. 0.05% of their portfolio San Antonio, TX 28,58228.6k $2.5m $2.5m 0.05% Added +21.7k +21,724
40 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 28,50528.5k $2.5m $2.5m 0.00% Added +1.1k +1,070
41 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 25,29025.3k $2.2m $2.2m 0.02% Added +3.5k +3,517
42 Piedmont Capital Management, LLC 1.77% of their portfolio WHITEFISH, MT 24,18324.2k $2.1m $2.1m 1.77% Added +1.0k +1,027
43 American Financial Advisors, LLC 0.36% of their portfolio Marietta, GA 24,16924.2k $2.1m $2.1m 0.36% Reduced -231 -231
44 Eagle Strategies LLC 0.63% of their portfolio NEW YORK, NY 24,10924.1k $2.1m $2.1m 0.63% Reduced -11.4k -11,430
45 Veritable, L.P. 0.04% of their portfolio Newtown Square, PA 23,97324.0k $2.1m $2.1m 0.04% Unchanged
46 OSBORNE PARTNERS CAPITAL MANAGEMENT, LLC 0.16% of their portfolio SAN FRANCISCO, CA 22,92522.9k $2.0m $2.0m 0.16% Added +9.8k +9,764
47 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.03% of their portfolio PLYMOUTH, MN 22,32222.3k $2.1m $2.1m 0.03% Reduced -2.3k -2,294
48 GREENLEAF TRUST 0.02% of their portfolio KALAMAZOO, MI 21,90521.9k $1.9m $1.9m 0.02% Reduced -872 -872
49 CITY HOLDING CO 0.35% of their portfolio CHARLESTON, WV 21,32521.3k $1.9m $1.9m 0.35% Added +1.2k +1,240
50 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 20,72120.7k $1.8m $1.8m 0.00% Reduced -13.2k -13,202
51 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 20,50520.5k $1.8m $1.8m 0.01% Added +15.4k +15,357
52 M&T Bank Corp 0.01% of their portfolio BUFFALO, NY 19,60819.6k $1.7m $1.7m 0.01% Added +1.6k +1,576
53 Valmark Advisers, Inc. 0.04% of their portfolio AKRON, OH 19,07719.1k $1.7m $1.7m 0.04% Added +3.7k +3,651
54 Cerity Partners LLC 0.01% of their portfolio NEW YORK, NY 18,22918.2k $1.6m $1.6m 0.01% New
55 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 18,21618.2k $1.6m $1.6m 0.00% Added +416 +416
56 Bensler, LLC 0.35% of their portfolio Bellevue, WA 18,14218.1k $1.6m $1.6m 0.35% Reduced -2.7k -2,678
57 Omega Financial Group, LLC 0.77% of their portfolio Santa Barbara, CA 17,09417.1k $1.5m $1.5m 0.77% Added +11.4k +11,371
58 Bray Capital Advisors 0.45% of their portfolio Naples, FL 16,58616.6k $1.4m $1.4m 0.45% Added +2.4k +2,436
59 Geneos Wealth Management Inc. 0.09% of their portfolio ENGLEWOOD, CO 16,10716.1k $1.4m $1.4m 0.09% Added +2.0k +2,003
60 HBK Sorce Advisory LLC 0.04% of their portfolio ERIE, PA 15,88215.9k $1.4m $1.4m 0.04% Added +4.6k +4,595
61 Falcon Wealth Planning 0.37% of their portfolio Ontario, CA 14,89014.9k $1.3m $1.3m 0.37% Added +10.0k +10,044
62 GREAT LAKES ADVISORS, LLC 0.07% of their portfolio CHICAGO, IL 14,86514.9k $1.3m $1.3m 0.07% Reduced -1.3k -1,281
63 Atlas Brown,Inc. 0.60% of their portfolio LOUISVILLE, KY 13,90513.9k $1.2m $1.2m 0.60% Reduced -2.3k -2,278
64 Qube Research & Technologies Ltd 0.01% of their portfolio LONDON, X0 12,81712.8k $1.1m $1.1m 0.01% Reduced -36.8k -36,805
65 CIBC Private Wealth Group LLC 0.00% of their portfolio ATLANTA, GA 12,35412.4k $1.1m $1.1m 0.00% Reduced -2.1k -2,145
66 DAVIDSON TRUST CO 0.92% of their portfolio SEATTLE, WA 11,99912.0k $1.0m $1.0m 0.92% Unchanged
67 Summit Financial Group, Inc. 0.40% of their portfolio MOOREFIELD, WV 11,72711.7k $1.0m $1.0m 0.40% Reduced -1.4k -1,450
68 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 11,26111.3k $981.4k $981.4k 0.00% Added +653 +653
69 Smallwood Wealth Investment Management, LLC 0.80% of their portfolio RED BANK, NJ 10,81910.8k $942.9k $942.9k 0.80% Added +906 +906
70 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 10,76410.8k $938.1k $938.1k 0.00% Reduced -4.8k -4,752
71 BROWN ADVISORY INC 0.00% of their portfolio BALTIMORE, MD 10,75510.8k $937.3k $937.3k 0.00% Reduced -1.0k -1,048
72 Mariner, LLC 0.00% of their portfolio Overland Park, KS 10,69510.7k $932.0k $932.0k 0.00% Added +311 +311
73 MOLLER WEALTH PARTNERS 0.28% of their portfolio NORTHFIELD, IL 10,02110.0k $873.3k $873.3k 0.28% Unchanged
74 Marcum Wealth, LLC 0.12% of their portfolio CLEVELAND, OH 9,98410.0k $870.1k $870.1k 0.12% New
75 Snowden Capital Advisors LLC 0.04% of their portfolio New York, NY 9,6429.6k $840.3k $840.3k 0.04% Reduced -281 -281
76 BlackRock Inc. 0.00% of their portfolio New York, NY 9,0329.0k $787.2k $787.2k 0.00% Unchanged
77 Gibson Capital, LLC 0.23% of their portfolio WEXFORD, PA 8,9959.0k $783.9k $783.9k 0.23% Unchanged
78 NTV Asset Management LLC 0.15% of their portfolio Charleston, WV 8,8708.9k $773.0k $773.0k 0.15% Unchanged
79 J.P. Morgan Private Wealth Advisors LLC 0.00% of their portfolio SAN FRANCISCO, CA 8,8238.8k $768.9k $768.9k 0.00% Reduced -1.3k -1,320
80 ETFIDEA, LLC 0.35% of their portfolio SYRACUSE, NY 8,5928.6k $748.8k $748.8k 0.35% Reduced -319 -319
81 One Capital Management, LLC 0.04% of their portfolio WESTLAKE VILLAGE, CA 8,5798.6k $747.7k $747.7k 0.04% Reduced -2.3k -2,261
82 Capital Directions Investment Advisors, LLC 0.27% of their portfolio ATLANTA, GA 8,2318.2k $717.3k $717.3k 0.27% Added +8.2k +8,231
83 REFRAME WEALTH, LLC 0.28% of their portfolio FAIRFAX, VA 8,2318.2k $717.3k $717.3k 0.28% First filing
84 BEACON FINANCIAL GROUP 0.10% of their portfolio DALLAS, TX 8,1268.1k $708.0k $708.0k 0.10% Reduced -4 -4
85 Financial Advocates Investment Management 0.05% of their portfolio OLYMPIA, WA 7,7897.8k $678.8k $678.8k 0.05% Reduced -6 -6
86 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 7,6907.7k $671.0k $671.0k 0.00% Reduced -1.9k -1,856
87 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.00% of their portfolio IRVING, TX 7,5697.6k $659.6k $659.6k 0.00% Added +1.1k +1,127
88 Forum Financial Management, LP 0.02% of their portfolio LOMBARD, IL 7,5257.5k $655.8k $655.8k 0.02% Unchanged
89 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 7,2007.2k $627.5k $627.5k 0.01% Added +298 +298
90 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.03% of their portfolio Seattle, WA 7,1687.2k $624.7k $624.7k 0.03% Added +343 +343
91 SYNOVUS FINANCIAL CORP 0.01% of their portfolio Columbus, GA 6,6546.7k $579.7k $579.7k 0.01% Reduced -189 -189
92 RAYMOND JAMES TRUST N.A. 0.02% of their portfolio ST. PETERSBURG, FL 6,5886.6k $574.0k $574.0k 0.02% Unchanged
93 Key Financial Inc 0.26% of their portfolio WEST CHESTER, PA 6,5006.5k $547.7k $547.7k 0.26% Unchanged
94 Strategic Financial Partners, Ltd. 0.34% of their portfolio Bend, OR 6,4136.4k $559.0k $559.0k 0.34% Unchanged
95 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 6,3826.4k $556.2k $556.2k 0.01% Added +1.3k +1,327
96 Clientfirst Wealth Management, LLC 0.69% of their portfolio LITTLE ROCK, AR 6,2526.3k $544.9k $544.9k 0.69% Unchanged
97 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 6,2506.2k $545.0k $545.0k 0.00% Reduced -22.7k -22,725
98 Abbrea Capital, LLC 0.10% of their portfolio Greenbrae, CA 6,1956.2k $539.9k $539.9k 0.10% Reduced -844 -844
99 Wealthcare Advisory Partners LLC 0.02% of their portfolio WEST CHESTER, PA 5,9395.9k $517.6k $517.6k 0.02% Reduced -513 -513
100 Kohmann Bosshard Financial Services, LLC 0.10% of their portfolio FAIRLAWN, OH 5,9085.9k $514.9k $514.9k 0.10% Unchanged