Vault-13

LITMAN GREGORY FDS TR DBMF

IMGP DBI MANAGED · ETP · CUSIP 53700T827

153 institutional holders +52 vs Q3 2022
17,278,94817.3m shares reported held*
$501.7mreported value*
60 new 44 added 29 reduced 17 sold out net bought ≈ $119.5m (+4.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $29.03. Options: 1 managers hold calls ($608.4k notional), 3 hold puts ($118.8k).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 101Q4 22: 153153Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022101
Q4 2022153

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600k$800kQ3 22 calls: $0Q3 22 puts: $0Q3 22P/C —Q4 22 calls: $608.4kQ4 22 puts: $118.8kQ4 22P/C 0.20
Numbers
QuarterCallsPutsP/C
Q3 2022$0$0—
Q4 2022$608.4k$118.8k0.20

Biggest buyers

STATE STREET CORP New +793,137+793.1k
ENVESTNET ASSET MANAGEMENT INC Added +782,044+782.0k
Naviter Wealth, LLC New +756,912+756.9k
Frontier Asset Management, LLC Added +390,230+390.2k
Dynamic Advisor Solutions LLC New +295,689+295.7k
OneDigital Investment Advisors LLC Added +292,506+292.5k
TMD Wealth Management, LLC New +237,828+237.8k
JPMORGAN CHASE & CO New +222,462+222.5k
SAGE PRIVATE WEALTH GROUP, LLC Added +202,820+202.8k
Cambria Investment Management, L.P. Added +195,955+196.0k

Biggest sellers

Cornerstone Wealth Group, LLC Sold out -498,821-498.8k
HighTower Advisors, LLC Reduced -373,485-373.5k
Cambridge Investment Research Advisors, Inc. Reduced -319,366-319.4k
Kestra Advisory Services, LLC Reduced -180,649-180.6k
TTP Investments, Inc. Sold out -169,707-169.7k
R. W. Roge & Company, Inc. Reduced -154,300-154.3k
Fermata Advisors, LLC Reduced -153,277-153.3k
STEPHENS INC /AR/ Sold out -128,196-128.2k
Innova Wealth Partners Reduced -122,378-122.4k
First Heartland Consultants, Inc. Reduced -120,752-120.8k

Biggest calls

CITADEL ADVISORS LLC New $608.4k20.9k shares

Biggest puts

CITADEL ADVISORS LLC New $104.8k3.6k shares
SIMPLEX TRADING, LLC New $14.0k500 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. New $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 971,401971.4k $28.3m $28.3m 0.01% Added +782.0k +782,044
2 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 793,137793.1k $23.1m $23.1m 0.00% New
3 Naviter Wealth, LLC 5.91% of their portfolio LITTLE ROCK, AR 756,912756.9k $21.5m $21.5m 5.91% New
4 Valmark Advisers, Inc. 0.51% of their portfolio AKRON, OH 756,326756.3k $22.0m $22.0m 0.51% Added +24.0k +24,010
5 R. W. Roge & Company, Inc. 14.25% of their portfolio BOHEMIA, NY 736,686736.7k $21.4m $21.4m 14.25% Reduced -154.3k -154,300
6 Cambria Investment Management, L.P. 1.65% of their portfolio Manhattan Beach, CA 674,422674.4k $19.6m $19.6m 1.65% Added +196.0k +195,955
7 Goldstein Advisors, LLC 4.12% of their portfolio Madison, WI 584,535584.5k $17.0m $17.0m 4.12% First filing
8 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 569,839569.8k $16.6m $16.6m 0.01% Added +95.7k +95,735
9 ALM First Financial Advisors, LLC 2.87% of their portfolio DALLAS, TX 540,000540.0k $15.7m $15.7m 2.87% First filing
10 Frontier Asset Management, LLC 6.58% of their portfolio SHERIDAN, WY 493,442493.4k $14.4m $14.4m 6.58% Added +390.2k +390,230
11 SMITH, MOORE & CO. 1.80% of their portfolio CLAYTON, MO 445,570445.6k $13.0m $13.0m 1.80% Added +2.7k +2,672
12 Ethos Financial Group, LLC 4.21% of their portfolio KING OF PRUSSIA, PA 427,616427.6k $12.4m $12.4m 4.21% First filing
13 Litman Gregory Wealth Management LLC 1.69% of their portfolio LARKSPUR, CA 415,344415.3k $12.1m $12.1m 1.69% Reduced -50.9k -50,911
14 SUMMIT WEALTH & RETIREMENT PLANNING, INC. 4.79% of their portfolio EAGLE, ID 404,902404.9k $11.8m $11.8m 4.79% Added +33.7k +33,731
15 OneDigital Investment Advisors LLC 0.32% of their portfolio OVERLAND PARK, KS 373,706373.7k $10.9m $10.9m 0.32% Added +292.5k +292,506
16 PFG Advisors 1.03% of their portfolio Phoenix, AZ 362,841362.8k $10.6m $10.6m 1.03% Added +25.7k +25,719
17 GREAT VALLEY ADVISOR GROUP, INC. 0.50% of their portfolio WILMINGTON, DE 338,200338.2k $9.8m $9.8m 0.50% Added +11.7k +11,695
18 Dynamic Advisor Solutions LLC 0.59% of their portfolio PHOENIX, AZ 295,689295.7k $8.6m $8.6m 0.59% New
19 Catawba River Capital 8.20% of their portfolio LAKE WYLIE, SC 268,942268.9k $7.8m $7.8m 8.20% Reduced -588 -588
20 TMD Wealth Management, LLC 3.08% of their portfolio SCOTTSDALE, AZ 237,828237.8k $6.9m $6.9m 3.08% New
21 MONEY CONCEPTS CAPITAL CORP 0.29% of their portfolio PALM BEACH GARDENS, FL 223,423223.4k $6.5m $6.5m 0.29% Reduced -27.3k -27,345
22 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 222,462222.5k $6.5m $6.5m 0.00% New
23 SAGE PRIVATE WEALTH GROUP, LLC 7.01% of their portfolio OAKBROOK TERRACE, IL 202,850202.8k $5.9m $5.9m 7.01% Added +202.8k +202,820
24 Leelyn Smith, LLC 1.56% of their portfolio GENEVA, IL 201,079201.1k $5.9m $5.9m 1.56% Added +73.6k +73,569
25 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 196,986197.0k $5.7m $5.7m 0.01% Added +11.6k +11,620
26 CWM, LLC 0.04% of their portfolio OMAHA, NE 184,768184.8k $5.4m $5.4m 0.04% New
27 Integrated Advisors Network LLC 0.35% of their portfolio DALLAS, TX 183,991184.0k $5.4m $5.4m 0.35% Reduced -11.4k -11,390
28 Avestar Capital, LLC 1.18% of their portfolio New York, NY 183,520183.5k $5.5m $5.5m 1.18% Added +117.4k +117,405
29 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 181,789181.8k $5.3m $5.3m 0.03% Reduced -319.4k -319,366
30 Belpointe Asset Management LLC 0.32% of their portfolio RENO, NV 179,150179.2k $5.2m $5.2m 0.32% Added +41.9k +41,869
31 Innova Wealth Partners 4.42% of their portfolio NEWTOWN, PA 172,432172.4k $5.0m $5.0m 4.42% Reduced -122.4k -122,378
32 First Heartland Consultants, Inc. 0.74% of their portfolio LAKE ST. LOUIS, MO 163,841163.8k $4.8m $4.8m 0.74% Reduced -120.8k -120,752
33 Advisory Services Network, LLC 0.15% of their portfolio ATLANTA, GA 163,544163.5k $4.8m $4.8m 0.15% Added +69.2k +69,187
34 E&G Advisors, LLC 1.77% of their portfolio HOUSTON, TX 161,410161.4k $4.7m $4.7m 1.77% Added +44.4k +44,385
35 Fermata Advisors, LLC 1.27% of their portfolio SONOMA, CA 146,791146.8k $4.3m $4.3m 1.27% Reduced -153.3k -153,277
36 Financial Advocates Investment Management 0.30% of their portfolio OLYMPIA, WA 137,763137.8k $4.0m $4.0m 0.30% Reduced -17.1k -17,092
37 First Capital Advisors Group, LLC. 2.67% of their portfolio LITTLE SILVER, NJ 135,220135.2k $3.9m $3.9m 2.67% New
38 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 126,854126.9k $3.7m $3.7m 0.02% Added +87.9k +87,859
39 Cetera Advisor Networks LLC 0.03% of their portfolio EL SEGUNDO, CA 125,595125.6k $3.7m $3.7m 0.03% New
40 FWG Holdings, LLC 2.55% of their portfolio WINTER PARK, FL 125,301125.3k $3.6m $3.6m 2.55% Added +25.1k +25,149
41 Wealth Enhancement & Preservation of GA, LLC 5.65% of their portfolio ALPHARETTA, GA 119,070119.1k $3.5m $3.5m 5.65% New
42 Composition Wealth, LLC 0.12% of their portfolio LOS ANGELES, CA 115,481115.5k $3.4m $3.4m 0.12% New
43 Executive Wealth Management, LLC 0.41% of their portfolio BRIGHTON, MI 113,553113.6k $3.3m $3.3m 0.41% Added +109.8k +109,769
44 Perigon Wealth Management, LLC 0.10% of their portfolio SAN FRANCISCO, CA 111,678111.7k $3.3m $3.3m 0.10% New
45 Fiduciary Alliance LLC 0.82% of their portfolio GREENVILLE, SC 108,896108.9k $3.2m $3.2m 0.82% First filing
46 Trek Financial, LLC 0.30% of their portfolio Scottsdale, AZ 104,369104.4k $3.0m $3.0m 0.30% Reduced -1.4k -1,382
47 CSS LLC/IL 0.20% of their portfolio CHICAGO, IL 103,678103.7k $3.0m $3.0m 0.20% Added +57.9k +57,939
48 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 96,03896.0k $2.8m $2.8m 0.01% Reduced -2.7k -2,719
49 Private Advisor Group, LLC 0.07% of their portfolio MORRISTOWN, NJ 86,60086.6k $2.5m $2.5m 0.07% Reduced -17.6k -17,600
50 Sharkey, Howes & Javer 0.56% of their portfolio DENVER, CO 83,45083.5k $2.4m $2.4m 0.56% New
51 Steward Partners Investment Advisory, LLC 0.04% of their portfolio STAMFORD, CT 78,93678.9k $2.3m $2.3m 0.04% Added +14.1k +14,120
52 NewEdge Advisors, LLC 0.04% of their portfolio NEW ORLEANS, LA 78,68278.7k $1.4m $1.4m 0.04% Reduced -27.1k -27,062
53 LAKE STREET PRIVATE WEALTH, LLC 0.46% of their portfolio CHICAGO, IL 77,06577.1k $2.2m $2.2m 0.46% New
54 Williams Financial, LLC 1.88% of their portfolio NORTH BENNINGTON, VT 74,29274.3k $2.2m $2.2m 1.88% New
55 Ameritas Advisory Services, LLC 0.09% of their portfolio Lincoln, NE 68,59468.6k $2.0m $2.0m 0.09% New
56 Apollon Wealth Management, LLC 0.14% of their portfolio MOUNT PLEASANT, SC 67,93867.9k $2.0m $2.0m 0.14% Added +8.2k +8,223
57 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 67,59267.6k $2.0m $2.0m 0.00% New
58 IFP Advisors, Inc 0.05% of their portfolio TAMPA, FL 67,08567.1k $1.9m $1.9m 0.05% New
59 Quantitative Advantage, LLC 0.29% of their portfolio MINNETONKA, MN 65,36265.4k $1.9m $1.9m 0.29% Added +740 +740
60 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 58,30058.3k $1.7m $1.7m 0.00% Reduced -58.4k -58,390
61 HBW ADVISORY SERVICES LLC 0.42% of their portfolio SIMI VALLEY, CA 54,23354.2k $1.6m $1.6m 0.42% New
62 B. Riley Wealth Advisors, Inc. 0.04% of their portfolio MEMPHIS, TN 53,83553.8k $1.6m $1.6m 0.04% Added +46.2k +46,176
63 Latitude Advisors, LLC 1.13% of their portfolio YORKVILLE, IL 51,80151.8k $1.5m $1.5m 1.13% New
64 Moran Wealth Management, LLC 0.06% of their portfolio NAPLES, FL 51,06051.1k $1.5m $1.5m 0.06% First filing
65 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 49,73649.7k $1.4m $1.4m 0.00% Reduced -373.5k -373,485
66 Trilogy Capital Inc. 0.10% of their portfolio IRVINE, CA 48,96349.0k $1.4m $1.4m 0.10% New
67 Per Stirling Capital Management, LLC. 0.25% of their portfolio AUSTIN, TX 48,10548.1k $1.4m $1.4m 0.25% First filing
68 Claraphi Advisory Network, LLC 0.53% of their portfolio ALISO VIEJO, X1 45,55645.6k $1.3m $1.3m 0.53% Added +30.3k +30,282
69 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 44,98745.0k $1.3m $1.3m 0.00% First filing
70 Proficio Capital Partners LLC 0.24% of their portfolio NEWTON, MA 44,20044.2k $1.3m $1.3m 0.24% Added +15.2k +15,200
71 BlackDiamond Wealth Management, LLC 1.35% of their portfolio NEW YORK, NY 41,71541.7k $1.2m $1.2m 1.35% Added +2.7k +2,730
72 AVANTAX ADVISORY SERVICES, INC. 0.02% of their portfolio DALLAS, TX 40,88240.9k $1.2m $1.2m 0.02% New
73 Mutual Advisors, LLC 0.05% of their portfolio OMAHA, NE 40,35140.4k $1.2m $1.2m 0.05% Added +16.9k +16,860
74 Cedar Brook Financial Partners, LLC 0.31% of their portfolio CLEVELAND, OH 37,35437.4k $1.1m $1.1m 0.31% New
75 Meredith Wealth Planning 0.94% of their portfolio MARYVILLE, IL 37,30837.3k $1.1m $1.1m 0.94% First filing
76 Strategic Blueprint, LLC 0.12% of their portfolio ATLANTA, GA 36,05936.1k $1.0m $1.0m 0.12% Added +25.9k +25,944
77 Burt Wealth Advisors 0.35% of their portfolio North Bethesda, MD 36,00436.0k $1.0m $1.0m 0.35% Added +29.3k +29,277
78 RHS Financial, LLC 0.79% of their portfolio SAN FRANCISCO, CA 34,12434.1k $993.0k $993.0k 0.79% New
79 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 32,43532.4k $944.2k $944.2k 0.01% New
80 GOFEN & GLOSSBERG LLC /IL/ 0.02% of their portfolio CHICAGO, IL 30,96331.0k $901.0k $901.0k 0.02% Added +5.9k +5,902
81 Orion Portfolio Solutions, LLC 0.03% of their portfolio Omaha, NE 30,46630.5k $886.9k $886.9k 0.03% Reduced -456 -456
82 J2 Capital Management Inc 1.41% of their portfolio TROY, MI 28,31428.3k $824.2k $824.2k 1.41% Reduced -2.1k -2,100
83 Sowell Financial Services LLC 0.05% of their portfolio NORTH LITTLE ROCK, AR 25,29625.3k $736.0k $736.0k 0.05% New
84 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 24,69724.7k $718.9k $718.9k 0.01% New
85 Savant Capital, LLC 0.02% of their portfolio ROCKFORD, IL 24,66124.7k $717.9k $717.9k 0.02% New
86 CoreCap Advisors, LLC 0.05% of their portfolio SOUTHFIELD, MI 24,62124.6k $716.7k $716.7k 0.05% Added +1.2k +1,224
87 LWM Advisory Services, LLC 0.77% of their portfolio PLANTATION, FL 23,78823.8k $692.5k $692.5k 0.77% Added +1.9k +1,852
88 Ausdal Financial Partners, Inc. 0.09% of their portfolio Davenport, IA 20,88820.9k $608.0k $608.0k 0.09% Reduced -1.2k -1,219
89 Verum Partners LLC 0.75% of their portfolio CHARLOTTE, NC 20,88320.9k $607.9k $607.9k 0.75% First filing
90 Laurel Wealth Advisors, Inc. 0.06% of their portfolio SOLANA BEACH, CA 20,75420.8k $604.0k $604.0k 0.06% New
91 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 20,09320.1k $584.9k $584.9k 0.01% New
92 OneAscent Wealth Management LLC 0.27% of their portfolio BIRMINGHAM, AL 19,97420.0k $581.0k $581.0k 0.27% New
93 Sigma Planning Corp 0.02% of their portfolio ANN ARBOR, MI 19,76119.8k $575.2k $575.2k 0.02% New
94 SG Americas Securities, LLC 0.01% of their portfolio NEW YORK, NY 19,52519.5k $568.0k $568.0k 0.01% New
95 Mariner, LLC 0.00% of their portfolio Overland Park, KS 19,29119.3k $562.0k $562.0k 0.00% New
96 Koshinski Asset Management, Inc. 0.05% of their portfolio DECATUR, IL 18,53418.5k $539.5k $539.5k 0.05% Unchanged
97 EWG Elevate Inc. 0.26% of their portfolio ROSEVILLE, CA 17,98718.0k $523.6k $523.6k 0.26% Reduced -1.5k -1,523
98 CENTAURUS FINANCIAL, INC. 0.05% of their portfolio ANAHEIM, CA 17,83117.8k $519.0k $519.0k 0.05% New
99 Freedom Investment Management, Inc. 0.06% of their portfolio SOUTH WINDSOR, CT 17,03117.0k $495.8k $495.8k 0.06% Added +3.3k +3,283
100 OPPENHEIMER & CO INC 0.01% of their portfolio NEW YORK, NY 16,99617.0k $494.8k $494.8k 0.01% Reduced -520 -520